$1.03 Billion is the total value of Sigma Planning Corp's 776 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -12,804 | -100.0% | -0.00% | – |
| PWE | Exit | PENN WEST PETE LTD NEW | $0 | – | -16,038 | -100.0% | -0.00% | – |
| GLUU | Exit | GLU MOBILE INC | $0 | – | -21,000 | -100.0% | -0.00% | – |
| LYG | Exit | LLOYDS BANKING GROUP PLCsponsored adr | $0 | – | -13,132 | -100.0% | -0.00% | – |
| AEG | Exit | AEGON N Vny registry sh | $0 | – | -11,800 | -100.0% | -0.01% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -11,578 | -100.0% | -0.01% | – |
| TICC | Exit | TICC CAPITAL CORP | $0 | – | -11,200 | -100.0% | -0.01% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -10,438 | -100.0% | -0.01% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -28,878 | -100.0% | -0.01% | – |
| HL | Exit | HECLA MNG CO | $0 | – | -16,637 | -100.0% | -0.01% | – |
| SBI | Exit | WESTERN ASSET INTM MUNI FD I | $0 | – | -10,976 | -100.0% | -0.01% | – |
| ALDW | Exit | ALON USA PARTNERS LPut ltdpart int | $0 | – | -12,388 | -100.0% | -0.01% | – |
| MORE | Exit | MONOGRAM RESIDENTIAL TR INC | $0 | – | -10,633 | -100.0% | -0.01% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -10,937 | -100.0% | -0.02% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -10,902 | -100.0% | -0.02% | – |
| MSP | Exit | MADISON STRTG SECTOR PREM FD | $0 | – | -14,630 | -100.0% | -0.02% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -10,034 | -100.0% | -0.02% | – |
| ACSF | Exit | AMERICAN CAP SR FLOATING LTD | $0 | – | -15,698 | -100.0% | -0.02% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -10,498 | -100.0% | -0.02% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD IN | $0 | – | -10,011 | -100.0% | -0.02% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -12,862 | -100.0% | -0.02% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -10,304 | -100.0% | -0.02% | – |
| NNC | Exit | NUVEEN NORTH CAROLINA QLTY M | $0 | – | -14,795 | -100.0% | -0.02% | – |
| TCRD | Exit | THL CR INC | $0 | – | -20,008 | -100.0% | -0.02% | – |
| QAI | Exit | INDEXIQ ETF TRhedge mlti etf | $0 | – | -6,985 | -100.0% | -0.02% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -3,189 | -100.0% | -0.02% | – |
| PHG | Exit | KONINKLIJKE PHILIPS N Vny reg sh new | $0 | – | -6,583 | -100.0% | -0.02% | – |
| WRB | Exit | BERKLEY W R CORP | $0 | – | -3,074 | -100.0% | -0.02% | – |
| PDN | Exit | POWERSHARES ETF TR IIex us sml port | $0 | – | -7,514 | -100.0% | -0.02% | – |
| BBT | Exit | BB&T CORP | $0 | – | -4,321 | -100.0% | -0.02% | – |
| NBH | Exit | NEUBERGER BERMAN INTER MUNI | $0 | – | -13,011 | -100.0% | -0.02% | – |
| PTLC | Exit | PACER FDS TRtrendp 750 etf | $0 | – | -8,716 | -100.0% | -0.02% | – |
| DTD | Exit | WISDOMTREE TRtotal divid fd | $0 | – | -2,623 | -100.0% | -0.02% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -1,800 | -100.0% | -0.02% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -12,185 | -100.0% | -0.02% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -10,995 | -100.0% | -0.02% | – |
| NBB | Exit | NUVEEN BUILD AMER BD FD | $0 | – | -10,076 | -100.0% | -0.02% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -6,172 | -100.0% | -0.02% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -24,040 | -100.0% | -0.02% | – |
| XPH | Exit | SPDR SERIES TRUSTs&p pharmac | $0 | – | -5,961 | -100.0% | -0.02% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -2,000 | -100.0% | -0.02% | – |
| VT | Exit | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $0 | – | -4,081 | -100.0% | -0.03% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -23,956 | -100.0% | -0.03% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -10,350 | -100.0% | -0.03% | – |
| GLAD | Exit | GLADSTONE CAPITAL CORP | $0 | – | -29,370 | -100.0% | -0.03% | – |
| APTS | Exit | PREFERRED APT CMNTYS INC | $0 | – | -18,435 | -100.0% | -0.03% | – |
| SKT | Exit | TANGER FACTORY OUTLET CTRS I | $0 | – | -8,242 | -100.0% | -0.03% | – |
| SHV | Exit | ISHARES TRshrt trs bd etf | $0 | – | -2,823 | -100.0% | -0.03% | – |
| IYE | Exit | ISHARES TRu.s. energy etf | $0 | – | -7,727 | -100.0% | -0.04% | – |
| WPZ | Exit | WILLIAMS PARTNERS L P NEW | $0 | – | -9,138 | -100.0% | -0.04% | – |
| COWTF | Exit | BARCLAYS BANK PLCetn djubslvstk37 | $0 | – | -15,862 | -100.0% | -0.04% | – |
| LXP | Exit | LEXINGTON REALTY TRUST | $0 | – | -33,381 | -100.0% | -0.04% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -7,505 | -100.0% | -0.04% | – |
| IXP | Exit | ISHARES TR | $0 | – | -6,452 | -100.0% | -0.04% | – |
| PSCM | Exit | POWERSHARES ETF TR IIs&p smcp mat p | $0 | – | -8,000 | -100.0% | -0.04% | – |
| CLDT | Exit | CHATHAM LODGING TR | $0 | – | -20,439 | -100.0% | -0.05% | – |
| UDFI | Exit | UNITED DEV FDG IV | $0 | – | -145,572 | -100.0% | -0.05% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -11,901 | -100.0% | -0.05% | – |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -4,000 | -100.0% | -0.06% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -33,641 | -100.0% | -0.07% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -10,886 | -100.0% | -0.08% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -3,500 | -100.0% | -0.08% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -23,255 | -100.0% | -0.09% | – |
| IYJ | Exit | ISHARES TRu.s. inds etf | $0 | – | -7,138 | -100.0% | -0.09% | – |
| FLO | Exit | FLOWERS FOODS INC | $0 | – | -44,434 | -100.0% | -0.10% | – |
| FXP | Exit | PROSHARES TRultsht ft ch 50 | $0 | – | -29,060 | -100.0% | -0.11% | – |
| PID | Exit | POWERSHARES ETF TRUSTintl div achv | $0 | – | -75,252 | -100.0% | -0.12% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -29,857 | -100.0% | -0.13% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -17,824 | -100.0% | -0.14% | – |
| PZZA | Exit | PAPA JOHNS INTL INC | $0 | – | -15,451 | -100.0% | -0.14% | – |
| GNL | Exit | GLOBAL NET LEASE INC | $0 | – | -293,775 | -100.0% | -0.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.