$843 Million is the total value of Sigma Planning Corp's 743 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LNCOQ | Exit | LINNCO LLC | $0 | – | -15,683 | -100.0% | 0.00% | – |
| SCON | Exit | SUPERCONDUCTOR TECHNOLOGIES | $0 | – | -38,250 | -100.0% | -0.00% | – |
| DNN | Exit | DENISON MINES CORP | $0 | – | -22,028 | -100.0% | -0.00% | – |
| KEGXQ | Exit | KEY ENERGY SVCS INC | $0 | – | -53,320 | -100.0% | -0.00% | – |
| GOGL | Exit | GOLDEN OCEAN GROUP LTD | $0 | – | -23,192 | -100.0% | -0.00% | – |
| VHC | Exit | VIRNETX HLDG CORPcall | $0 | – | -12,000 | -100.0% | -0.01% | – |
| AHT | Exit | ASHFORD HOSPITALITY TR INC | $0 | – | -12,698 | -100.0% | -0.01% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -19,220 | -100.0% | -0.01% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -10,745 | -100.0% | -0.01% | – |
| ESV | Exit | ENSCO PLC | $0 | – | -10,356 | -100.0% | -0.01% | – |
| CVRR | Exit | CVR REFNG LP | $0 | – | -13,642 | -100.0% | -0.01% | – |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -56,601 | -100.0% | -0.02% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -11,048 | -100.0% | -0.02% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -11,352 | -100.0% | -0.02% | – |
| AMID | Exit | AMERICAN MIDSTREAM PARTNERS | $0 | – | -11,601 | -100.0% | -0.02% | – |
| SDOW | Exit | PROSHARES TRultra sh dow30 | $0 | – | -10,446 | -100.0% | -0.02% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -11,096 | -100.0% | -0.02% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -10,304 | -100.0% | -0.02% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -10,568 | -100.0% | -0.02% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -2,130 | -100.0% | -0.03% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -1,546 | -100.0% | -0.03% | – |
| NSA | Exit | NATIONAL STORAGE AFFILIATES | $0 | – | -10,004 | -100.0% | -0.03% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -4,325 | -100.0% | -0.03% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -4,594 | -100.0% | -0.03% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -4,723 | -100.0% | -0.03% | – |
| FAZ | Exit | DIREXION SHS ETF TRdaily finl bear | $0 | – | -6,157 | -100.0% | -0.03% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -2,000 | -100.0% | -0.03% | – |
| SVXY | Exit | PROSHARES TR IIsht vix st trm | $0 | – | -4,700 | -100.0% | -0.03% | – |
| DLRPRI | Exit | DIGITAL RLTY TR INC6.35% pfd cum cv | $0 | – | -8,558 | -100.0% | -0.03% | – |
| SQQQ | Exit | PROSHARES TRultrapro sh nw14 | $0 | – | -12,762 | -100.0% | -0.03% | – |
| SNLN | Exit | HIGHLAND FDS Ihi ld iboxx srln | $0 | – | -13,118 | -100.0% | -0.03% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -3,043 | -100.0% | -0.03% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -9,206 | -100.0% | -0.03% | – |
| PID | Exit | POWERSHARES ETF TRUSTintl div achv | $0 | – | -18,163 | -100.0% | -0.03% | – |
| USCR | Exit | U S CONCRETE INC | $0 | – | -4,323 | -100.0% | -0.03% | – |
| DWTIF | Exit | CREDIT SUISSE NASSAU BRHvs 3xinv crude | $0 | – | -3,530 | -100.0% | -0.03% | – |
| AA | Exit | ALCOA INC | $0 | – | -27,863 | -100.0% | -0.03% | – |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -1,399 | -100.0% | -0.03% | – |
| TILT | Exit | FLEXSHARES TRmornstar usmkt | $0 | – | -3,331 | -100.0% | -0.04% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -2,491 | -100.0% | -0.04% | – |
| VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -2,946 | -100.0% | -0.04% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -11,262 | -100.0% | -0.04% | – |
| NI | Exit | NISOURCE INC | $0 | – | -11,836 | -100.0% | -0.04% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -3,300 | -100.0% | -0.04% | – |
| SSS | Exit | SOVRAN SELF STORAGE INC | $0 | – | -3,042 | -100.0% | -0.04% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -25,259 | -100.0% | -0.05% | – |
| ABT | Exit | ABBOTT LABScall | $0 | – | -9,000 | -100.0% | -0.05% | – |
| PSQ | Exit | PROSHARES TRshort qqq new | $0 | – | -7,710 | -100.0% | -0.05% | – |
| JJGTF | Exit | BARCLAYS BANK PLCetn djubs grns37 | $0 | – | -14,154 | -100.0% | -0.06% | – |
| GSP | Exit | BARCLAYS BK PLCipspgs ttl etn | $0 | – | -34,017 | -100.0% | -0.06% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -25,265 | -100.0% | -0.06% | – |
| AEF | Exit | ABERDEEN CHILE FD INC | $0 | – | -80,853 | -100.0% | -0.07% | – |
| UVXY | Exit | PROSHARES TR IIult vix shrt | $0 | – | -59,000 | -100.0% | -0.07% | – |
| BGS | Exit | B & G FOODS INC NEW | $0 | – | -14,729 | -100.0% | -0.09% | – |
| GEO | Exit | GEO GROUP INC NEW | $0 | – | -24,693 | -100.0% | -0.11% | – |
| SYLD | Exit | CAMBRIA ETF TR | $0 | – | -30,960 | -100.0% | -0.11% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -82,007 | -100.0% | -0.11% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -75,802 | -100.0% | -0.13% | – |
| IYE | Exit | ISHARES TRu.s. energy etf | $0 | – | -31,443 | -100.0% | -0.16% | – |
| SLYV | Exit | SPDR SERIES TRUSTs&p 600 smcp val | $0 | – | -17,669 | -100.0% | -0.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.