$843 Million is the total value of Sigma Planning Corp's 743 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 21.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IJH | Sell | ISHARES TRcore s&p mcp etf | $23,273,000 | +0.5% | 150,430 | -3.0% | 2.76% | -8.6% |
| AAPL | Sell | APPLE INC | $16,384,000 | +11.9% | 144,924 | -5.4% | 1.94% | +1.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $13,541,000 | -23.5% | 120,446 | -23.3% | 1.60% | -30.4% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $7,372,000 | -22.7% | 59,848 | -23.0% | 0.87% | -29.7% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $6,179,000 | -29.6% | 71,238 | -28.0% | 0.73% | -35.9% |
| GE | Sell | GENERAL ELECTRIC CO | $6,140,000 | -8.0% | 207,286 | -2.3% | 0.73% | -16.3% |
| F | Sell | FORD MTR CO DEL | $5,928,000 | -5.9% | 491,157 | -2.0% | 0.70% | -14.4% |
| XOM | Sell | EXXON MOBIL CORP | $5,926,000 | -13.9% | 67,896 | -7.5% | 0.70% | -21.6% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $5,823,000 | -13.9% | 52,046 | -13.1% | 0.69% | -21.7% |
| PG | Sell | PROCTER AND GAMBLE CO | $5,399,000 | +5.2% | 60,153 | -0.7% | 0.64% | -4.3% |
| CVX | Sell | CHEVRON CORP NEW | $5,076,000 | -2.7% | 49,324 | -0.9% | 0.60% | -11.5% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $4,252,000 | -59.4% | 85,845 | -21.9% | 0.50% | -63.1% |
| DIS | Sell | DISNEY WALT CO | $4,052,000 | -6.5% | 43,638 | -1.5% | 0.48% | -15.0% |
| IEFA | Sell | ISHARES TRcore msci eafe | $2,953,000 | -27.1% | 53,558 | -31.4% | 0.35% | -33.7% |
| QABA | Sell | FIRST TR NASDAQ ABA CMNTY BK | $2,804,000 | +6.8% | 67,913 | -1.7% | 0.33% | -2.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,712,000 | +6.9% | 40,724 | -0.2% | 0.32% | -2.7% |
| INTC | Sell | INTEL CORP | $2,503,000 | -22.1% | 66,296 | -32.4% | 0.30% | -29.1% |
| KO | Sell | COCA COLA CO | $2,491,000 | -21.5% | 58,870 | -15.9% | 0.30% | -28.7% |
| BAC | Sell | BANK AMER CORP | $2,414,000 | +15.1% | 154,223 | -2.5% | 0.29% | +4.8% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $2,372,000 | -61.4% | 17,252 | -61.0% | 0.28% | -64.9% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,334,000 | +8.1% | 2,903 | -5.4% | 0.28% | -1.4% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $2,272,000 | -1.0% | 27,065 | -1.9% | 0.27% | -10.0% |
| O | Sell | REALTY INCOME CORP | $2,223,000 | -10.3% | 33,206 | -7.0% | 0.26% | -18.3% |
| KMB | Sell | KIMBERLY CLARK CORP | $2,186,000 | -11.8% | 17,326 | -3.9% | 0.26% | -19.8% |
| HTA | Sell | HEALTHCARE TR AMER INCcl a new | $2,186,000 | -2.7% | 67,013 | -3.5% | 0.26% | -11.6% |
| STPZ | Sell | PIMCO ETF TR1-5 us tip idx | $2,077,000 | -9.2% | 39,422 | -8.9% | 0.25% | -17.4% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,984,000 | +12.2% | 2,553 | -0.0% | 0.24% | +2.2% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $1,916,000 | +0.4% | 27,131 | -3.0% | 0.23% | -8.8% |
| WFC | Sell | WELLS FARGO & CO NEW | $1,915,000 | -12.6% | 43,242 | -6.6% | 0.23% | -20.6% |
| MOAT | Sell | VANECK VECTORS ETF TRmorningstar wide | $1,846,000 | -1.3% | 54,207 | -5.7% | 0.22% | -10.2% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $1,789,000 | -6.3% | 24,808 | -6.8% | 0.21% | -14.9% |
| MTUM | Sell | ISHARES TRusa momentum fct | $1,776,000 | +0.6% | 22,955 | -0.7% | 0.21% | -8.3% |
| OEF | Sell | ISHARES TRs&p 100 etf | $1,672,000 | -78.9% | 17,433 | -79.6% | 0.20% | -80.9% |
| NKE | Sell | NIKE INCcl b | $1,608,000 | -12.7% | 30,546 | -8.4% | 0.19% | -20.4% |
| CAT | Sell | CATERPILLAR INC DEL | $1,593,000 | +13.3% | 17,942 | -3.2% | 0.19% | +3.3% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,589,000 | -16.9% | 26,875 | -21.5% | 0.19% | -24.5% |
| FUTY | Sell | FIDELITYmsci utils index | $1,537,000 | -21.6% | 48,577 | -16.1% | 0.18% | -28.9% |
| SBUX | Sell | STARBUCKS CORP | $1,482,000 | -9.0% | 27,366 | -4.0% | 0.18% | -17.0% |
| KMI | Sell | KINDER MORGAN INC DEL | $1,461,000 | +10.5% | 63,177 | -10.5% | 0.17% | +0.6% |
| COP | Sell | CONOCOPHILLIPS | $1,439,000 | -20.5% | 33,097 | -20.3% | 0.17% | -27.5% |
| SE | Sell | SPECTRA ENERGY CORP | $1,399,000 | +13.9% | 32,722 | -2.4% | 0.17% | +3.8% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,386,000 | +0.6% | 12,678 | -0.9% | 0.16% | -8.9% |
| VER | Sell | VEREIT INC | $1,386,000 | +1.6% | 133,687 | -0.6% | 0.16% | -7.9% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $1,339,000 | -0.8% | 8,041 | -1.5% | 0.16% | -9.7% |
| CVS | Sell | CVS HEALTH CORP | $1,333,000 | -11.4% | 14,974 | -4.7% | 0.16% | -19.4% |
| BSJG | Sell | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $1,252,000 | -4.0% | 48,489 | -4.1% | 0.15% | -12.9% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $1,239,000 | -6.6% | 28,722 | -6.2% | 0.15% | -15.0% |
| PAYX | Sell | PAYCHEX INC | $1,198,000 | -14.9% | 20,693 | -12.5% | 0.14% | -22.4% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $1,175,000 | -27.9% | 44,455 | -24.4% | 0.14% | -34.4% |
| ARCC | Sell | ARES CAP CORP | $1,166,000 | -7.0% | 75,234 | -14.8% | 0.14% | -15.3% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $1,117,000 | -9.3% | 21,151 | -3.9% | 0.13% | -18.0% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,111,000 | -5.7% | 10,935 | -4.8% | 0.13% | -14.3% |
| IDCC | Sell | INTERDIGITAL INC | $1,096,000 | +20.3% | 13,837 | -15.4% | 0.13% | +9.2% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $1,070,000 | +2.3% | 15,977 | -1.1% | 0.13% | -6.6% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,068,000 | +4.3% | 8,738 | -1.3% | 0.13% | -4.5% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $1,031,000 | -14.7% | 10,165 | -15.0% | 0.12% | -22.8% |
| UNP | Sell | UNION PAC CORP | $1,018,000 | +3.7% | 10,432 | -7.3% | 0.12% | -5.5% |
| VTR | Sell | VENTAS INC | $993,000 | -40.5% | 14,064 | -38.6% | 0.12% | -45.6% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $942,000 | -1.2% | 86,011 | -0.9% | 0.11% | -9.7% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $913,000 | -70.2% | 8,134 | -71.6% | 0.11% | -73.0% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $903,000 | -4.9% | 11,281 | -7.3% | 0.11% | -13.7% |
| DUK | Sell | DUKE ENERGY CORP NEW | $878,000 | -14.3% | 10,965 | -8.2% | 0.10% | -22.4% |
| D | Sell | DOMINION RES INC VA NEW | $873,000 | -8.1% | 11,749 | -3.7% | 0.10% | -16.1% |
| ORCL | Sell | ORACLE CORP | $864,000 | -4.5% | 22,000 | -0.5% | 0.10% | -13.6% |
| ETN | Sell | EATON CORP PLC | $839,000 | +10.0% | 12,772 | -0.1% | 0.10% | 0.0% |
| TRGP | Sell | TARGA RES CORP | $809,000 | +14.1% | 16,473 | -2.0% | 0.10% | +4.3% |
| IXUS | Sell | ISHARES TRcore mscitotal | $804,000 | +5.2% | 15,405 | -1.3% | 0.10% | -5.0% |
| BX | Sell | BLACKSTONE GROUP L P | $773,000 | +1.3% | 30,262 | -2.6% | 0.09% | -7.1% |
| JPS | Sell | NUVEEN PREFERRED SECURITIES | $777,000 | -1.1% | 81,042 | -4.7% | 0.09% | -9.8% |
| PEY | Sell | POWERSHARES ETF TRUSThi yld eq dvdn | $770,000 | -9.2% | 48,479 | -11.1% | 0.09% | -18.0% |
| NVG | Sell | NUVEEN ENHANCED AMT FREE MUN | $725,000 | -8.2% | 45,103 | -7.2% | 0.09% | -16.5% |
| NNN | Sell | NATIONAL RETAIL PPTYS INC | $710,000 | -17.2% | 13,958 | -15.7% | 0.08% | -25.0% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $709,000 | -20.0% | 13,187 | -24.8% | 0.08% | -27.0% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $684,000 | -4.9% | 7,024 | -2.9% | 0.08% | -13.8% |
| DLR | Sell | DIGITAL RLTY TR INC | $658,000 | -15.1% | 6,777 | -4.7% | 0.08% | -22.8% |
| KR | Sell | KROGER CO | $647,000 | -32.3% | 21,803 | -16.1% | 0.08% | -38.4% |
| FDX | Sell | FEDEX CORP | $651,000 | +4.5% | 3,726 | -9.3% | 0.08% | -4.9% |
| VAW | Sell | VANGUARD WORLD FDSmaterials etf | $625,000 | +1.6% | 5,843 | -2.7% | 0.07% | -7.5% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $614,000 | -0.5% | 6,028 | -14.0% | 0.07% | -8.8% |
| BOND | Sell | PIMCO ETF TRttl rtn actv etf | $616,000 | -17.8% | 5,704 | -18.2% | 0.07% | -25.5% |
| AOK | Sell | ISHARESconser alloc etf | $585,000 | -26.9% | 17,526 | -28.1% | 0.07% | -33.7% |
| FNCL | Sell | FIDELITYmsci finls idx | $565,000 | -18.6% | 19,656 | -22.1% | 0.07% | -25.6% |
| BBN | Sell | BLACKROCK TAX MUNICPAL BD TR | $568,000 | -7.9% | 23,690 | -6.4% | 0.07% | -16.2% |
| DAL | Sell | DELTA AIR LINES INC DEL | $557,000 | -0.2% | 14,147 | -7.6% | 0.07% | -9.6% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $556,000 | +6.3% | 16,905 | -2.3% | 0.07% | -2.9% |
| TWTR | Sell | TWITTER INC | $555,000 | +14.4% | 24,071 | -16.1% | 0.07% | +4.8% |
| FSTA | Sell | FIDELITYconsmr staples | $554,000 | -23.9% | 17,341 | -21.5% | 0.07% | -30.5% |
| APO | Sell | APOLLO GLOBAL MGMT LLC | $549,000 | +10.7% | 30,592 | -6.6% | 0.06% | 0.0% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $552,000 | -0.4% | 11,109 | -0.8% | 0.06% | -9.7% |
| BCSPRDCL | Sell | BARCLAYS BANK PLCadr pfd sr 5 | $546,000 | -3.9% | 20,980 | -4.5% | 0.06% | -12.2% |
| FEZ | Sell | SPDR INDEX SHS FDSeuro stoxx 50 | $538,000 | +4.5% | 16,431 | -0.6% | 0.06% | -4.5% |
| VBF | Sell | INVESCO BD FD | $531,000 | +1.0% | 27,444 | -1.4% | 0.06% | -8.7% |
| PBI | Sell | PITNEY BOWES INC | $512,000 | -6.9% | 28,217 | -8.7% | 0.06% | -15.3% |
| PYPL | Sell | PAYPAL HLDGS INC | $513,000 | +8.7% | 12,510 | -3.1% | 0.06% | -1.6% |
| BTI | Sell | BRITISH AMERN TOB PLCsponsored adr | $517,000 | -3.7% | 4,051 | -2.2% | 0.06% | -12.9% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $508,000 | -5.9% | 6,431 | -1.7% | 0.06% | -14.3% |
| NUM | Sell | NUVEEN MICH QUALITY INCOME M | $504,000 | -9.2% | 34,190 | -5.5% | 0.06% | -16.7% |
| BIDU | Sell | BAIDU INCspon adr rep a | $505,000 | +2.9% | 2,773 | -6.7% | 0.06% | -6.2% |
| RPM | Sell | RPM INTL INC | $504,000 | -3.8% | 9,386 | -10.6% | 0.06% | -11.8% |
| NYRT | Sell | NEW YORK REIT INC | $499,000 | -3.1% | 54,554 | -2.0% | 0.06% | -11.9% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $497,000 | -6.8% | 5,551 | -6.8% | 0.06% | -14.5% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $494,000 | +19.0% | 13,483 | -7.9% | 0.06% | +9.3% |
| C | Sell | CITIGROUP INC | $493,000 | +10.3% | 10,445 | -0.9% | 0.06% | 0.0% |
| IEV | Sell | ISHARES TReurope etf | $492,000 | -8.7% | 12,486 | -12.5% | 0.06% | -17.1% |
| VXX | Sell | BARCLAYS BK PLCipath s&p500 vix | $486,000 | +82.0% | 14,259 | -26.4% | 0.06% | +65.7% |
| FDIS | Sell | FIDELITYmsci consm dis | $492,000 | -43.3% | 15,620 | -45.1% | 0.06% | -48.7% |
| BLK | Sell | BLACKROCK INC | $478,000 | +4.1% | 1,319 | -1.6% | 0.06% | -5.0% |
| IR | Sell | INGERSOLL-RAND PLC | $464,000 | +6.7% | 6,825 | -0.1% | 0.06% | -3.5% |
| BAX | Sell | BAXTER INTL INC | $466,000 | 0.0% | 9,790 | -4.9% | 0.06% | -9.8% |
| SHW | Sell | SHERWIN WILLIAMS CO | $459,000 | -8.6% | 1,660 | -2.8% | 0.05% | -16.9% |
| KRG | Sell | KITE RLTY GROUP TR | $443,000 | -1.6% | 15,990 | -0.5% | 0.05% | -10.2% |
| TJX | Sell | TJX COS INC NEW | $435,000 | -4.2% | 5,811 | -1.1% | 0.05% | -11.9% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $442,000 | +11.6% | 4,174 | -16.3% | 0.05% | 0.0% |
| PDM | Sell | PIEDMONT OFFICE REALTY TR IN | $435,000 | -7.2% | 19,959 | -8.4% | 0.05% | -14.8% |
| IGOV | Sell | ISHARES TRintl trea bd etf | $419,000 | -42.6% | 4,170 | -43.1% | 0.05% | -47.4% |
| OKE | Sell | ONEOK INC NEW | $425,000 | +3.4% | 8,274 | -4.5% | 0.05% | -7.4% |
| ALL | Sell | ALLSTATE CORP | $411,000 | -7.0% | 5,942 | -6.1% | 0.05% | -15.5% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $413,000 | -0.5% | 32,713 | -3.2% | 0.05% | -9.3% |
| SGOL | Sell | ETFS GOLD TR | $415,000 | -4.6% | 3,237 | -4.1% | 0.05% | -14.0% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $408,000 | -3.8% | 27,628 | -0.8% | 0.05% | -12.7% |
| ARI | Sell | APOLLO COML REAL EST FIN INC | $408,000 | -0.2% | 24,945 | -1.9% | 0.05% | -9.4% |
| MXIM | Sell | MAXIM INTEGRATED PRODS INC | $408,000 | -4.0% | 10,229 | -14.0% | 0.05% | -12.7% |
| IFV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wright | $387,000 | -15.5% | 22,172 | -19.6% | 0.05% | -23.3% |
| IOC | Sell | INTEROIL CORP | $388,000 | -25.0% | 7,622 | -33.6% | 0.05% | -31.3% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $385,000 | -8.6% | 16,579 | -9.6% | 0.05% | -16.4% |
| TQQQ | Sell | PROSHARES TRultrapro qqq | $389,000 | +17.2% | 3,024 | -12.2% | 0.05% | +7.0% |
| PSA | Sell | PUBLIC STORAGE | $386,000 | -15.4% | 1,727 | -3.2% | 0.05% | -22.0% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $384,000 | -12.1% | 5,446 | -5.5% | 0.05% | -19.3% |
| IMCB | Sell | ISHARES TRmrgstr md cp etf | $379,000 | +0.5% | 2,455 | -2.8% | 0.04% | -8.2% |
| TTE | Sell | TOTAL S Asponsored adr | $380,000 | -0.8% | 7,958 | -0.0% | 0.04% | -10.0% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $381,000 | +4.4% | 17,121 | -0.0% | 0.04% | -6.2% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $374,000 | +10.0% | 3,849 | -3.5% | 0.04% | 0.0% |
| SNY | Sell | SANOFIsponsored adr | $374,000 | -54.6% | 9,791 | -50.2% | 0.04% | -58.9% |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $368,000 | +6.4% | 2,827 | -1.5% | 0.04% | -2.2% |
| PCY | Sell | POWERSHARES ETF TR IIsovereign debt | $371,000 | -90.6% | 12,111 | -90.9% | 0.04% | -91.5% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $360,000 | -2.4% | 849 | -7.4% | 0.04% | -10.4% |
| RPAI | Sell | RETAIL PPTYS AMER INCcl a | $362,000 | -1.1% | 21,574 | -0.5% | 0.04% | -10.4% |
| UA | Sell | UNDER ARMOUR INCcl c | $362,000 | -18.8% | 10,685 | -12.9% | 0.04% | -25.9% |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $352,000 | -5.4% | 18,479 | -4.5% | 0.04% | -12.5% |
| VCR | Sell | VANGUARD WORLD FDSconsum dis etf | $351,000 | -8.1% | 2,791 | -10.8% | 0.04% | -16.0% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $346,000 | -14.4% | 3,838 | -22.6% | 0.04% | -22.6% |
| RF | Sell | REGIONS FINL CORP NEW | $337,000 | +14.2% | 34,155 | -1.6% | 0.04% | +5.3% |
| CELG | Sell | CELGENE CORP | $341,000 | -0.3% | 3,265 | -5.8% | 0.04% | -11.1% |
| SIVR | Sell | ETFS SILVER TR | $335,000 | -8.5% | 17,842 | -10.2% | 0.04% | -16.7% |
| KSS | Sell | KOHLS CORP | $337,000 | +10.5% | 7,713 | -4.1% | 0.04% | 0.0% |
| MAS | Sell | MASCO CORP | $325,000 | +9.4% | 9,475 | -1.4% | 0.04% | 0.0% |
| CINF | Sell | CINCINNATI FINL CORP | $332,000 | +0.3% | 4,397 | -0.6% | 0.04% | -9.3% |
| WPZ | Sell | WILLIAMS PARTNERS L P NEW | $325,000 | -11.0% | 8,738 | -17.1% | 0.04% | -18.8% |
| IYK | Sell | ISHARES TRu.s. cnsm gd etf | $327,000 | -39.3% | 2,871 | -38.5% | 0.04% | -44.3% |
| APA | Sell | APACHE CORP | $325,000 | +10.5% | 5,089 | -3.8% | 0.04% | +2.6% |
| BXMX | Sell | NUVEEN S&P 500 BUY-WRITE INC | $329,000 | 0.0% | 24,875 | -1.4% | 0.04% | -9.3% |
| SCG | Sell | SCANA CORP NEW | $330,000 | -6.8% | 4,564 | -2.4% | 0.04% | -15.2% |
| ET | Sell | ENERGY TRANSFER EQUITY L P | $325,000 | +15.7% | 19,327 | -1.2% | 0.04% | +5.4% |
| CXP | Sell | COLUMBIA PPTY TR INC | $322,000 | +1.6% | 14,401 | -2.7% | 0.04% | -7.3% |
| SLYG | Sell | SPDR SERIES TRUSTs&p 600 smcp grw | $301,000 | -6.5% | 1,572 | -12.8% | 0.04% | -14.3% |
| SLRC | Sell | SOLAR CAP LTD | $306,000 | +4.1% | 14,922 | -3.2% | 0.04% | -5.3% |
| CEQP | Sell | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $307,000 | +2.3% | 14,455 | -3.0% | 0.04% | -7.7% |
| PRU | Sell | PRUDENTIAL FINL INC | $298,000 | +7.6% | 3,649 | -6.1% | 0.04% | -2.8% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $299,000 | -4.2% | 19,629 | -13.8% | 0.04% | -14.6% |
| CSX | Sell | CSX CORP | $297,000 | +10.8% | 9,744 | -5.1% | 0.04% | 0.0% |
| K | Sell | KELLOGG CO | $296,000 | -6.6% | 3,817 | -1.7% | 0.04% | -14.6% |
| HA | Sell | HAWAIIAN HOLDINGS INC | $294,000 | +14.8% | 6,050 | -10.4% | 0.04% | +6.1% |
| RS | Sell | RELIANCE STEEL & ALUMINUM CO | $283,000 | -17.0% | 3,929 | -11.5% | 0.03% | -22.7% |
| PKW | Sell | POWERSHARES ETF TRUSTdyna buybk ach | $276,000 | -15.6% | 5,809 | -19.7% | 0.03% | -23.3% |
| VOD | Sell | VODAFONE GROUP PLC NEWspnsr adr | $281,000 | -58.6% | 9,633 | -56.1% | 0.03% | -62.5% |
| IGIB | Sell | ISHARES TRinterm cr bd etf | $278,000 | -17.8% | 2,496 | -17.8% | 0.03% | -25.0% |
| CPB | Sell | CAMPBELL SOUP CO | $277,000 | -21.8% | 5,068 | -4.8% | 0.03% | -28.3% |
| COL | Sell | ROCKWELL COLLINS INC | $261,000 | -3.0% | 3,092 | -2.2% | 0.03% | -11.4% |
| DPS | Sell | DR PEPPER SNAPPLE GROUP INC | $264,000 | -6.0% | 2,893 | -0.7% | 0.03% | -16.2% |
| LEA | Sell | LEAR CORP | $260,000 | +12.6% | 2,145 | -5.7% | 0.03% | +3.3% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $264,000 | -52.3% | 4,514 | -54.3% | 0.03% | -56.9% |
| IGE | Sell | ISHARES TRna nat res | $262,000 | +0.4% | 7,588 | -3.4% | 0.03% | -8.8% |
| PANW | Sell | PALO ALTO NETWORKS INC | $254,000 | -4.2% | 1,594 | -26.3% | 0.03% | -14.3% |
| LNC | Sell | LINCOLN NATL CORP IND | $250,000 | +6.8% | 5,332 | -11.5% | 0.03% | -3.2% |
| HAS | Sell | HASBRO INC | $245,000 | -53.3% | 3,091 | -50.6% | 0.03% | -57.4% |
| AGR | Sell | AVANGRID INC | $244,000 | -13.8% | 5,832 | -5.0% | 0.03% | -21.6% |
| SRC | Sell | SPIRIT RLTY CAP INC NEW | $241,000 | -8.7% | 18,055 | -12.6% | 0.03% | -14.7% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $245,000 | -4.7% | 23,102 | -2.9% | 0.03% | -14.7% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $238,000 | -0.4% | 7,112 | -6.7% | 0.03% | -9.7% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $240,000 | -5.5% | 1,120 | -2.0% | 0.03% | -15.2% |
| IGSB | Sell | ISHARES TR1-3 yr cr bd etf | $228,000 | -23.5% | 2,155 | -23.2% | 0.03% | -30.8% |
| JKHY | Sell | HENRY JACK & ASSOC INC | $224,000 | -17.3% | 2,615 | -15.7% | 0.03% | -22.9% |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $226,000 | -10.0% | 10,942 | -11.2% | 0.03% | -18.2% |
| GPS | Sell | GAP INC DEL | $220,000 | +1.9% | 9,914 | -2.5% | 0.03% | -7.1% |
| MBBYF | Sell | MOBILEYE N V AMSTELVEEN | $217,000 | -19.0% | 5,093 | -12.2% | 0.03% | -25.7% |
| UHT | Sell | UNIVERSAL HEALTH RLTY INCM Tsh ben int | $217,000 | -1.4% | 3,446 | -10.3% | 0.03% | -10.3% |
| SVU | Sell | SUPERVALU INC | $219,000 | -9.1% | 43,909 | -14.1% | 0.03% | -16.1% |
| DTD | Sell | WISDOMTREE TRtotal divid fd | $218,000 | -1.4% | 2,790 | -3.3% | 0.03% | -10.3% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $212,000 | -5.4% | 5,009 | -7.4% | 0.02% | -13.8% |
| YUM | Sell | YUM BRANDS INC | $209,000 | 0.0% | 2,299 | -8.6% | 0.02% | -7.4% |
| TCRD | Sell | THL CR INC | $211,000 | -23.3% | 22,170 | -10.4% | 0.02% | -30.6% |
| EZPW | Sell | EZCORP INCcl a non vtg | $208,000 | +38.7% | 18,845 | -5.0% | 0.02% | +25.0% |
| NNC | Sell | NUVEEN N C PREM INCOME MUN F | $200,000 | -5.2% | 14,128 | -1.1% | 0.02% | -14.3% |
| MRO | Sell | MARATHON OIL CORP | $200,000 | -10.3% | 12,676 | -14.6% | 0.02% | -17.2% |
| PHG | Sell | KONINKLIJKE PHILIPS N Vny reg sh new | $205,000 | -59.6% | 6,929 | -65.9% | 0.02% | -63.6% |
| XHB | Sell | SPDR SERIES TRUSTs&p homebuild | $201,000 | -12.6% | 5,932 | -13.5% | 0.02% | -20.0% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $203,000 | -9.0% | 2,661 | -24.3% | 0.02% | -17.2% |
| FIF | Sell | FIRST TR ENERGY INFRASTRCTR | $194,000 | 0.0% | 10,089 | -9.1% | 0.02% | -8.0% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $190,000 | -8.7% | 18,356 | -13.1% | 0.02% | -14.8% |
| CYS | Sell | CYS INVTS INC | $191,000 | -8.6% | 21,878 | -12.3% | 0.02% | -14.8% |
| MMU | Sell | WESTERN ASST MNGD MUN FD INC | $182,000 | -7.6% | 12,000 | -7.7% | 0.02% | -15.4% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $183,000 | -53.7% | 16,639 | -55.3% | 0.02% | -56.9% |
| TWO | Sell | TWO HBRS INVT CORP | $179,000 | -8.7% | 20,988 | -8.3% | 0.02% | -19.2% |
| ACSF | Sell | AMERICAN CAP SR FLOATING LTD | $171,000 | +7.5% | 15,476 | -0.3% | 0.02% | -4.8% |
| WW | Sell | WEIGHT WATCHERS INTL INC NEW | $158,000 | -12.2% | 15,300 | -1.2% | 0.02% | -17.4% |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $149,000 | -22.4% | 11,010 | -25.5% | 0.02% | -28.0% |
| HDGE | Sell | ADVISORSHARES TRranger equity be | $155,000 | -16.2% | 16,119 | -7.5% | 0.02% | -25.0% |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $156,000 | -1.3% | 12,620 | -4.7% | 0.02% | -14.3% |
| WEN | Sell | WENDYS CO | $143,000 | +4.4% | 13,267 | -7.0% | 0.02% | -5.6% |
| ALDW | Sell | ALON USA PARTNERS LPut ltdpart int | $132,000 | -15.9% | 15,424 | -1.0% | 0.02% | -20.0% |
| BB | Sell | BLACKBERRY LTD | $132,000 | +15.8% | 16,499 | -2.7% | 0.02% | +6.7% |
| GLDI | Sell | CREDIT SUISSE NASSAU BRH | $137,000 | -18.5% | 13,200 | -15.1% | 0.02% | -27.3% |
| KYE | Sell | KAYNE ANDERSON ENRGY TTL RT | $124,000 | -16.8% | 10,537 | -22.9% | 0.02% | -21.1% |
| WLL | Sell | WHITING PETE CORP NEW | $107,000 | -17.7% | 12,195 | -12.8% | 0.01% | -23.5% |
| AUY | Sell | YAMANA GOLD INC | $85,000 | -38.8% | 19,777 | -25.8% | 0.01% | -44.4% |
| BDSI | Sell | BIODELIVERY SCIENCES INTL IN | $82,000 | +12.3% | 30,359 | -2.5% | 0.01% | 0.0% |
| NCZ | Sell | ALLIANZGI CONV & INCOME FD I | $66,000 | -10.8% | 11,090 | -20.4% | 0.01% | -20.0% |
| REED | Sell | REEDS INC | $60,000 | +50.0% | 16,139 | -1.5% | 0.01% | +40.0% |
| VALE | Sell | VALE S Aadr | $57,000 | -1.7% | 10,398 | -8.8% | 0.01% | -12.5% |
| MEMPQ | Sell | MEMORIAL PRODTN PARTNERS LP | $26,000 | -13.3% | 14,417 | -9.3% | 0.00% | -25.0% |
| PWE | Sell | PENN WEST PETE LTD NEW | $29,000 | +11.5% | 16,038 | -15.8% | 0.00% | 0.0% |
| TGD | Sell | TIMMINS GOLD CORP | $15,000 | 0.0% | 33,260 | -17.8% | 0.00% | 0.0% |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $15,000 | -40.0% | 17,094 | -2.3% | 0.00% | -33.3% |
| LNCOQ | Exit | LINNCO LLC | $0 | – | -15,683 | -100.0% | 0.00% | – |
| SCON | Exit | SUPERCONDUCTOR TECHNOLOGIES | $0 | – | -38,250 | -100.0% | -0.00% | – |
| DNN | Exit | DENISON MINES CORP | $0 | – | -22,028 | -100.0% | -0.00% | – |
| KEGXQ | Exit | KEY ENERGY SVCS INC | $0 | – | -53,320 | -100.0% | -0.00% | – |
| GOGL | Exit | GOLDEN OCEAN GROUP LTD | $0 | – | -23,192 | -100.0% | -0.00% | – |
| VHC | Exit | VIRNETX HLDG CORPcall | $0 | – | -12,000 | -100.0% | -0.01% | – |
| AHT | Exit | ASHFORD HOSPITALITY TR INC | $0 | – | -12,698 | -100.0% | -0.01% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -19,220 | -100.0% | -0.01% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -10,745 | -100.0% | -0.01% | – |
| ESV | Exit | ENSCO PLC | $0 | – | -10,356 | -100.0% | -0.01% | – |
| CVRR | Exit | CVR REFNG LP | $0 | – | -13,642 | -100.0% | -0.01% | – |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -56,601 | -100.0% | -0.02% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -11,048 | -100.0% | -0.02% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -11,352 | -100.0% | -0.02% | – |
| AMID | Exit | AMERICAN MIDSTREAM PARTNERS | $0 | – | -11,601 | -100.0% | -0.02% | – |
| SDOW | Exit | PROSHARES TRultra sh dow30 | $0 | – | -10,446 | -100.0% | -0.02% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -11,096 | -100.0% | -0.02% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -10,304 | -100.0% | -0.02% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -10,568 | -100.0% | -0.02% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -2,130 | -100.0% | -0.03% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -1,546 | -100.0% | -0.03% | – |
| NSA | Exit | NATIONAL STORAGE AFFILIATES | $0 | – | -10,004 | -100.0% | -0.03% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -4,325 | -100.0% | -0.03% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -4,594 | -100.0% | -0.03% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -4,723 | -100.0% | -0.03% | – |
| FAZ | Exit | DIREXION SHS ETF TRdaily finl bear | $0 | – | -6,157 | -100.0% | -0.03% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -2,000 | -100.0% | -0.03% | – |
| SVXY | Exit | PROSHARES TR IIsht vix st trm | $0 | – | -4,700 | -100.0% | -0.03% | – |
| DLRPRI | Exit | DIGITAL RLTY TR INC6.35% pfd cum cv | $0 | – | -8,558 | -100.0% | -0.03% | – |
| SQQQ | Exit | PROSHARES TRultrapro sh nw14 | $0 | – | -12,762 | -100.0% | -0.03% | – |
| SNLN | Exit | HIGHLAND FDS Ihi ld iboxx srln | $0 | – | -13,118 | -100.0% | -0.03% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -3,043 | -100.0% | -0.03% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -9,206 | -100.0% | -0.03% | – |
| PID | Exit | POWERSHARES ETF TRUSTintl div achv | $0 | – | -18,163 | -100.0% | -0.03% | – |
| USCR | Exit | U S CONCRETE INC | $0 | – | -4,323 | -100.0% | -0.03% | – |
| DWTIF | Exit | CREDIT SUISSE NASSAU BRHvs 3xinv crude | $0 | – | -3,530 | -100.0% | -0.03% | – |
| AA | Exit | ALCOA INC | $0 | – | -27,863 | -100.0% | -0.03% | – |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -1,399 | -100.0% | -0.03% | – |
| TILT | Exit | FLEXSHARES TRmornstar usmkt | $0 | – | -3,331 | -100.0% | -0.04% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -2,491 | -100.0% | -0.04% | – |
| VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -2,946 | -100.0% | -0.04% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -11,262 | -100.0% | -0.04% | – |
| NI | Exit | NISOURCE INC | $0 | – | -11,836 | -100.0% | -0.04% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -3,300 | -100.0% | -0.04% | – |
| SSS | Exit | SOVRAN SELF STORAGE INC | $0 | – | -3,042 | -100.0% | -0.04% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -25,259 | -100.0% | -0.05% | – |
| ABT | Exit | ABBOTT LABScall | $0 | – | -9,000 | -100.0% | -0.05% | – |
| PSQ | Exit | PROSHARES TRshort qqq new | $0 | – | -7,710 | -100.0% | -0.05% | – |
| JJGTF | Exit | BARCLAYS BANK PLCetn djubs grns37 | $0 | – | -14,154 | -100.0% | -0.06% | – |
| GSP | Exit | BARCLAYS BK PLCipspgs ttl etn | $0 | – | -34,017 | -100.0% | -0.06% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -25,265 | -100.0% | -0.06% | – |
| AEF | Exit | ABERDEEN CHILE FD INC | $0 | – | -80,853 | -100.0% | -0.07% | – |
| UVXY | Exit | PROSHARES TR IIult vix shrt | $0 | – | -59,000 | -100.0% | -0.07% | – |
| BGS | Exit | B & G FOODS INC NEW | $0 | – | -14,729 | -100.0% | -0.09% | – |
| GEO | Exit | GEO GROUP INC NEW | $0 | – | -24,693 | -100.0% | -0.11% | – |
| SYLD | Exit | CAMBRIA ETF TR | $0 | – | -30,960 | -100.0% | -0.11% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -82,007 | -100.0% | -0.11% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -75,802 | -100.0% | -0.13% | – |
| IYE | Exit | ISHARES TRu.s. energy etf | $0 | – | -31,443 | -100.0% | -0.16% | – |
| SLYV | Exit | SPDR SERIES TRUSTs&p 600 smcp val | $0 | – | -17,669 | -100.0% | -0.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.