$843 Million is the total value of Sigma Planning Corp's 743 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMLV | New | SPDR SER TRruss2000 lovol | $1,689,000 | – | 20,604 | +100.0% | 0.20% | – |
| GORO | New | GOLD RESOURCE CORP | $1,228,000 | – | 165,515 | +100.0% | 0.15% | – |
| IYW | New | ISHARES TRu.s. tech etf | $1,056,000 | – | 8,876 | +100.0% | 0.12% | – |
| MAG | New | MAG SILVER CORP | $1,015,000 | – | 67,276 | +100.0% | 0.12% | – |
| FXN | New | FIRST TR EXCHANGE TRADED FDenergy alphadx | $971,000 | – | 62,998 | +100.0% | 0.12% | – |
| FXU | New | FIRST TR EXCHANGE TRADED FDutilities alph | $877,000 | – | 33,824 | +100.0% | 0.10% | – |
| FREL | New | FIDELITYmsci rl est etf | $680,000 | – | 27,770 | +100.0% | 0.08% | – |
| EWZ | New | ISHARESmsci brz cap etf | $617,000 | – | 18,283 | +100.0% | 0.07% | – |
| VIOV | New | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $596,000 | – | 5,530 | +100.0% | 0.07% | – |
| PICK | New | ISHARESgl met&minpr etf | $578,000 | – | 49,537 | +100.0% | 0.07% | – |
| SRPT | New | SAREPTA THERAPEUTICS INC | $564,000 | – | 9,180 | +100.0% | 0.07% | – |
| SGGFF | New | BARCLAYS BANK PLCetn djubs sgar38 | $558,000 | – | 10,914 | +100.0% | 0.07% | – |
| IAT | New | ISHARES TRus regnl bks etf | $497,000 | – | 14,130 | +100.0% | 0.06% | – |
| VIOG | New | VANGUARD ADMIRAL FDS INCsmlcp 600 grth | $476,000 | – | 4,032 | +100.0% | 0.06% | – |
| QLD | New | PROSHARES TR | $442,000 | – | 5,111 | +100.0% | 0.05% | – |
| CEVA | New | CEVA INC | $424,000 | – | 12,076 | +100.0% | 0.05% | – |
| FBND | New | FIDELITYtotal bd etf | $410,000 | – | 8,032 | +100.0% | 0.05% | – |
| FTCS | New | FIRST TR EXCHANGE TRADED FDcap strength etf | $384,000 | – | 9,567 | +100.0% | 0.05% | – |
| RGI | New | RYDEX ETF TRUSTgug s&p500 eq wt | $364,000 | – | 3,910 | +100.0% | 0.04% | – |
| QQQ | New | POWERSHARES QQQ TRUSTput | $356,000 | – | 3,000 | +100.0% | 0.04% | – |
| FXI | New | ISHARES TRchina lg-cap etf | $326,000 | – | 8,568 | +100.0% | 0.04% | – |
| SPAB | New | SPDR SERIES TRUSTbrclys agg etf | $325,000 | – | 5,484 | +100.0% | 0.04% | – |
| MMC | New | MARSH & MCLENNAN COS INC | $323,000 | – | 4,805 | +100.0% | 0.04% | – |
| BIDU | New | BAIDU INCcall | $310,000 | – | 1,700 | +100.0% | 0.04% | – |
| MGA | New | MAGNA INTL INC | $315,000 | – | 7,330 | +100.0% | 0.04% | – |
| CAG | New | CONAGRA FOODS INC | $303,000 | – | 6,432 | +100.0% | 0.04% | – |
| GOLD | New | BARRICK GOLD CORP | $304,000 | – | 17,168 | +100.0% | 0.04% | – |
| ILTB | New | ISHAREScore lt usdb etf | $297,000 | – | 4,457 | +100.0% | 0.04% | – |
| CME | New | CME GROUP INC | $297,000 | – | 2,843 | +100.0% | 0.04% | – |
| MU | New | MICRON TECHNOLOGY INC | $283,000 | – | 15,914 | +100.0% | 0.03% | – |
| CCP | New | CARE CAP PPTYS INC | $277,000 | – | 9,708 | +100.0% | 0.03% | – |
| FCOR | New | FIDELITYcorp bond etf | $276,000 | – | 5,371 | +100.0% | 0.03% | – |
| SHV | New | ISHARES TRshrt trs bd etf | $273,000 | – | 2,475 | +100.0% | 0.03% | – |
| CLDT | New | CHATHAM LODGING TR | $261,000 | – | 13,539 | +100.0% | 0.03% | – |
| SKT | New | TANGER FACTORY OUTLET CTRS I | $264,000 | – | 6,777 | +100.0% | 0.03% | – |
| DJP | New | BARCLAYS BK PLCdjubs cmdt etn36 | $258,000 | – | 11,004 | +100.0% | 0.03% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTL | $263,000 | – | 10,718 | +100.0% | 0.03% | – |
| AGN | New | ALLERGAN PLC | $256,000 | – | 1,113 | +100.0% | 0.03% | – |
| ILF | New | ISHARES TRlatn amer 40 etf | $249,000 | – | 8,897 | +100.0% | 0.03% | – |
| FXB | New | CURRENCYSHS BRIT POUND STERput | $253,000 | – | 2,000 | +100.0% | 0.03% | – |
| GRUB | New | GRUBHUB INC | $245,000 | – | 5,700 | +100.0% | 0.03% | – |
| DXD | New | PROSHARES TR | $245,000 | – | 14,529 | +100.0% | 0.03% | – |
| CIM | New | CHIMERA INVT CORP | $247,000 | – | 15,494 | +100.0% | 0.03% | – |
| GVI | New | ISHARES TRintrm gov/cr etf | $233,000 | – | 2,063 | +100.0% | 0.03% | – |
| PF | New | PINNACLE FOODS INC DELcall | $236,000 | – | 4,700 | +100.0% | 0.03% | – |
| IHE | New | ISHARES TRu.s. pharma etf | $240,000 | – | 1,606 | +100.0% | 0.03% | – |
| FL | New | FOOT LOCKER INC | $227,000 | – | 3,347 | +100.0% | 0.03% | – |
| FMAT | New | FIDELITYmsci matls index | $226,000 | – | 8,253 | +100.0% | 0.03% | – |
| OKS | New | ONEOK PARTNERS LPunit ltd partn | $227,000 | – | 5,669 | +100.0% | 0.03% | – |
| SUB | New | ISHARES TRshrt nat mun etf | $230,000 | – | 2,170 | +100.0% | 0.03% | – |
| BEN | New | FRANKLIN RES INC | $220,000 | – | 6,188 | +100.0% | 0.03% | – |
| CERN | New | CERNER CORP | $218,000 | – | 3,533 | +100.0% | 0.03% | – |
| IXJ | New | ISHARES TRglob hlthcre etf | $221,000 | – | 2,197 | +100.0% | 0.03% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $222,000 | – | 2,275 | +100.0% | 0.03% | – |
| UTG | New | REAVES UTIL INCOME FD | $219,000 | – | 7,153 | +100.0% | 0.03% | – |
| VPL | New | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $222,000 | – | 3,671 | +100.0% | 0.03% | – |
| VEU | New | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $222,000 | – | 4,889 | +100.0% | 0.03% | – |
| JCI | New | JOHNSON CTLS INTL PLC | $219,000 | – | 4,708 | +100.0% | 0.03% | – |
| CHFC | New | CHEMICAL FINL CORP | $221,000 | – | 5,014 | +100.0% | 0.03% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $219,000 | – | 3,531 | +100.0% | 0.03% | – |
| AIRG | New | AIRGAIN INC | $217,000 | – | 13,749 | +100.0% | 0.03% | – |
| LSI | New | LIFE STORAGE INC | $217,000 | – | 2,442 | +100.0% | 0.03% | – |
| PDN | New | POWERSHARES ETF TR IIex us sml port | $215,000 | – | 7,714 | +100.0% | 0.02% | – |
| GPC | New | GENUINE PARTS CO | $207,000 | – | 2,065 | +100.0% | 0.02% | – |
| DEO | New | DIAGEO P L Cspon adr new | $215,000 | – | 1,857 | +100.0% | 0.02% | – |
| DFODQ | New | DEAN FOODS CO NEW | $214,000 | – | 13,072 | +100.0% | 0.02% | – |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $212,000 | – | 2,000 | +100.0% | 0.02% | – |
| CSAL | New | COMMUNICATIONS SALES&LEAS IN | $209,000 | – | 6,657 | +100.0% | 0.02% | – |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $209,000 | – | 2,697 | +100.0% | 0.02% | – |
| EIRL | New | ISHARES TRireland capd etf | $209,000 | – | 5,509 | +100.0% | 0.02% | – |
| EOG | New | EOG RES INC | $214,000 | – | 2,210 | +100.0% | 0.02% | – |
| XSLV | New | POWERSHARES ETF TR IIs&p600 lovl pt | $203,000 | – | 5,235 | +100.0% | 0.02% | – |
| ISCV | New | ISHARES TRmrning sm cp etf | $204,000 | – | 1,562 | +100.0% | 0.02% | – |
| QAI | New | INDEXIQ ETF TRhedge mlti etf | $206,000 | – | 7,031 | +100.0% | 0.02% | – |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $201,000 | – | 5,225 | +100.0% | 0.02% | – |
| BSCL | New | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $203,000 | – | 9,412 | +100.0% | 0.02% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $205,000 | – | 3,342 | +100.0% | 0.02% | – |
| MVT | New | BLACKROCK MUNIVEST FD II INC | $205,000 | – | 11,969 | +100.0% | 0.02% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $199,000 | – | 13,228 | +100.0% | 0.02% | – |
| GG | New | GOLDCORP INC NEW | $182,000 | – | 11,011 | +100.0% | 0.02% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $185,000 | – | 13,350 | +100.0% | 0.02% | – |
| AMZA | New | ETFIS SER TR Iinfrac act mlp | $172,000 | – | 14,870 | +100.0% | 0.02% | – |
| ORAN | New | ORANGEsponsored adr | $165,000 | – | 10,611 | +100.0% | 0.02% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $158,000 | – | 14,563 | +100.0% | 0.02% | – |
| NAT | New | NORDIC AMERICAN TANKERS LIMI | $153,000 | – | 15,130 | +100.0% | 0.02% | – |
| EWJ | New | ISHARESmsci japan etf | $143,000 | – | 11,370 | +100.0% | 0.02% | – |
| FGPRQ | New | FERRELLGAS PARTNERS L.P.unit ltd part | $137,000 | – | 11,808 | +100.0% | 0.02% | – |
| CEF | New | CENTRAL FD CDA LTDcl a | $139,000 | – | 10,059 | +100.0% | 0.02% | – |
| EGO | New | ELDORADO GOLD CORP NEW | $110,000 | – | 27,972 | +100.0% | 0.01% | – |
| MORE | New | MONOGRAM RESIDENTIAL TR INC | $113,000 | – | 10,578 | +100.0% | 0.01% | – |
| DUC | New | DUFF & PHELPS UTIL CORP BD T | $102,000 | – | 10,400 | +100.0% | 0.01% | – |
| LXU | New | LSB INDS INCcall | $94,000 | – | 11,000 | +100.0% | 0.01% | – |
| MFA | New | MFA FINL INC | $96,000 | – | 12,821 | +100.0% | 0.01% | – |
| LXU | New | LSB INDS INC | $86,000 | – | 10,025 | +100.0% | 0.01% | – |
| NOK | New | NOKIA CORPsponsored adr | $84,000 | – | 14,514 | +100.0% | 0.01% | – |
| SAND | New | SANDSTORM GOLD LTD | $73,000 | – | 14,450 | +100.0% | 0.01% | – |
| NEBLQ | New | NOBLE CORP PLC | $70,000 | – | 11,012 | +100.0% | 0.01% | – |
| TICC | New | TICC CAPITAL CORP | $65,000 | – | 11,200 | +100.0% | 0.01% | – |
| GLUU | New | GLU MOBILE INC | $47,000 | – | 21,000 | +100.0% | 0.01% | – |
| NGD | New | NEW GOLD INC CDA | $51,000 | – | 11,800 | +100.0% | 0.01% | – |
| New | TWITTER INCnote 0.250% 9/1 | $43,000 | – | 45,000 | +100.0% | 0.01% | – | |
| LYG | New | LLOYDS BANKING GROUP PLCsponsored adr | $37,000 | – | 13,050 | +100.0% | 0.00% | – |
| New | WEB COM GROUP INCnote 1.000% 8/1 | $28,000 | – | 30,000 | +100.0% | 0.00% | – | |
| KOPN | New | KOPIN CORP | $28,000 | – | 13,000 | +100.0% | 0.00% | – |
| ATNM | New | ACTINIUM PHARMACEUTICALS INC | $14,000 | – | 10,000 | +100.0% | 0.00% | – |
| EARS | New | AURIS MED HLDG AG | $18,000 | – | 10,550 | +100.0% | 0.00% | – |
| New | BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.