$732 Million is the total value of Sigma Planning Corp's 699 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DRYS | Exit | DRYSHIPS INC | $0 | – | -15,625 | -100.0% | 0.00% | – |
| GDPMQ | Exit | GOODRICH PETE CORP | $0 | – | -10,500 | -100.0% | 0.00% | – |
| MHRCQ | Exit | MAGNUM HUNTER RES CORP DEL | $0 | – | -561,500 | -100.0% | -0.00% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -10,872 | -100.0% | -0.00% | – |
| EPM | Exit | EVOLUTION PETROLEUM CORP | $0 | – | -10,566 | -100.0% | -0.01% | – |
| BDSI | Exit | BIODELIVERY SCIENCES INTL INcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| CRWN | Exit | CROWN MEDIA HLDGS INCcl a | $0 | – | -10,000 | -100.0% | -0.01% | – |
| PSLV | Exit | SPROTT PHYSICAL SILVER TRtr unit | $0 | – | -10,231 | -100.0% | -0.01% | – |
| UGAZ | Exit | CREDIT SUISSE NASSAU BRHvel sh 3x lg nat | $0 | – | -24,506 | -100.0% | -0.01% | – |
| AMCC | Exit | APPLIED MICRO CIRCUITS CORP | $0 | – | -11,000 | -100.0% | -0.01% | – |
| FCG | Exit | FIRST TR ISE REVERE NAT GAS | $0 | – | -15,795 | -100.0% | -0.01% | – |
| HHY | Exit | BROOKFIELD HIGH INCOME FD IN | $0 | – | -11,614 | -100.0% | -0.01% | – |
| MFA | Exit | MFA FINL INC | $0 | – | -11,959 | -100.0% | -0.01% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -18,735 | -100.0% | -0.01% | – |
| CMO | Exit | CAPSTEAD MTG CORP | $0 | – | -10,029 | -100.0% | -0.01% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OP | $0 | – | -13,721 | -100.0% | -0.01% | – |
| Exit | APOLLO INVT CORPnote 5.750% 1/1 | $0 | – | -95,000 | -100.0% | -0.01% | – | |
| PICK | Exit | ISHARESgl met&minpr etf | $0 | – | -12,145 | -100.0% | -0.01% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -10,937 | -100.0% | -0.02% | – |
| MNR | Exit | MONMOUTH REAL ESTATE INVT COcl a | $0 | – | -11,443 | -100.0% | -0.02% | – |
| UWTI | Exit | CREDIT SUISSE NASSAU BRHnt lkd 32 | $0 | – | -31,263 | -100.0% | -0.02% | – |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -13,100 | -100.0% | -0.02% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -12,783 | -100.0% | -0.02% | – |
| LXP | Exit | LEXINGTON REALTY TRUST | $0 | – | -21,224 | -100.0% | -0.02% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -10,146 | -100.0% | -0.03% | – |
| FAD | Exit | FIRST TR MULTI CAP VALUE ALP | $0 | – | -4,068 | -100.0% | -0.03% | – |
| IHE | Exit | ISHARES TRu.s. pharma etf | $0 | – | -1,239 | -100.0% | -0.03% | – |
| AXP | Exit | AMERICAN EXPRESS COcall | $0 | – | -3,000 | -100.0% | -0.03% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTD | $0 | – | -1,446 | -100.0% | -0.03% | – |
| NVO | Exit | NOVO-NORDISK A Sadr | $0 | – | -3,578 | -100.0% | -0.03% | – |
| DFS | Exit | DISCOVER FINL SVCS | $0 | – | -3,921 | -100.0% | -0.03% | – |
| RH | Exit | RESTORATION HARDWARE HLDGS I | $0 | – | -2,575 | -100.0% | -0.03% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -4,992 | -100.0% | -0.03% | – |
| FAB | Exit | FIRST TR MULTI CP VAL ALPHA | $0 | – | -5,140 | -100.0% | -0.03% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -4,815 | -100.0% | -0.03% | – |
| ERY | Exit | DIREXION SHS ETF TRdly enerbr3x new | $0 | – | -6,947 | -100.0% | -0.03% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -5,241 | -100.0% | -0.03% | – |
| TDIV | Exit | FIRST TR EXCHANGE TRADED FDnasd tech div | $0 | – | -8,407 | -100.0% | -0.03% | – |
| FREL | Exit | FIDELITYmsci rl est etf | $0 | – | -9,401 | -100.0% | -0.03% | – |
| SKYY | Exit | FIRST TR EXCHANGE TRADED FD | $0 | – | -7,121 | -100.0% | -0.03% | – |
| NTES | Exit | NETEASE INCsponsored adr | $0 | – | -1,194 | -100.0% | -0.03% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -2,996 | -100.0% | -0.03% | – |
| PSCH | Exit | POWERSHARES ETF TR IIs&p smcp hc po | $0 | – | -2,963 | -100.0% | -0.03% | – |
| PXF | Exit | POWERSHARES GLOBAL ETF TRUSTdev mkts ex-us | $0 | – | -5,835 | -100.0% | -0.03% | – |
| EWG | Exit | ISHARESmsci germany etf | $0 | – | -8,071 | -100.0% | -0.03% | – |
| UDN | Exit | POWERSHS DB US DOLLAR INDEXdoll indx bear | $0 | – | -9,925 | -100.0% | -0.03% | – |
| DGZ | Exit | DEUTSCHE BK AG LDN BRHdb gold short | $0 | – | -12,315 | -100.0% | -0.03% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -15,897 | -100.0% | -0.03% | – |
| CURE | Exit | DIREXION SHS ETF TRhealthcare bul | $0 | – | -6,586 | -100.0% | -0.03% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -6,554 | -100.0% | -0.03% | – |
| IGE | Exit | ISHARES TRna nat res | $0 | – | -7,755 | -100.0% | -0.03% | – |
| SPXL | Exit | DIREXION SHS ETF TRdrx s&p500bull | $0 | – | -2,626 | -100.0% | -0.03% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -11,483 | -100.0% | -0.03% | – |
| ROP | Exit | ROPER TECHNOLOGIES INC | $0 | – | -1,191 | -100.0% | -0.03% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -6,792 | -100.0% | -0.03% | – |
| ILTB | Exit | ISHAREScore lt usdb etf | $0 | – | -3,887 | -100.0% | -0.03% | – |
| VWOB | Exit | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $0 | – | -3,105 | -100.0% | -0.03% | – |
| TSL | Exit | TRINA SOLAR LIMITEDspon adr | $0 | – | -21,700 | -100.0% | -0.03% | – |
| BWLD | Exit | BUFFALO WILD WINGS INCcall | $0 | – | -1,500 | -100.0% | -0.03% | – |
| TYL | Exit | TYLER TECHNOLOGIES INC | $0 | – | -1,410 | -100.0% | -0.03% | – |
| SBIO | Exit | ALPS ETF TRmed breakthgh | $0 | – | -8,194 | -100.0% | -0.04% | – |
| IYC | Exit | ISHARES TRu.s. cnsm sv etf | $0 | – | -1,781 | -100.0% | -0.04% | – |
| HACK | Exit | FACTORSHARES TRise cyber sec | $0 | – | -10,217 | -100.0% | -0.04% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -5,647 | -100.0% | -0.04% | – |
| EXPD | Exit | EXPEDITORS INTL WASH INC | $0 | – | -6,024 | -100.0% | -0.04% | – |
| DWM | Exit | WISDOMTREE TRintl equity fd | $0 | – | -6,218 | -100.0% | -0.04% | – |
| FNV | Exit | FRANCO NEVADA CORP | $0 | – | -6,604 | -100.0% | -0.04% | – |
| SEDG | Exit | SOLAREDGE TECHNOLOGIES INC | $0 | – | -10,748 | -100.0% | -0.04% | – |
| PCLN | Exit | PRICELINE GRP INC | $0 | – | -237 | -100.0% | -0.04% | – |
| DXD | Exit | PROSHARES TR | $0 | – | -14,967 | -100.0% | -0.04% | – |
| TRN | Exit | TRINITY INDS INC | $0 | – | -12,491 | -100.0% | -0.04% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -7,067 | -100.0% | -0.04% | – |
| DDF | Exit | DELAWARE INVTS DIV & INCOME | $0 | – | -34,629 | -100.0% | -0.04% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -1,500 | -100.0% | -0.04% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cap bea | $0 | – | -7,038 | -100.0% | -0.04% | – |
| SJB | Exit | PROSHARES TRshrt hgh yield | $0 | – | -10,858 | -100.0% | -0.04% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -8,350 | -100.0% | -0.04% | – |
| DWAS | Exit | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $0 | – | -8,732 | -100.0% | -0.05% | – |
| MXL | Exit | MAXLINEAR INCcl a | $0 | – | -23,000 | -100.0% | -0.05% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -500 | -100.0% | -0.05% | – |
| ASHS | Exit | DBX ETF TRhrv china smcp | $0 | – | -8,319 | -100.0% | -0.05% | – |
| CAH | Exit | CARDINAL HEALTH INCcall | $0 | – | -4,000 | -100.0% | -0.05% | – |
| EWW | Exit | ISHARESmsci mex cap etf | $0 | – | -7,948 | -100.0% | -0.06% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -12,886 | -100.0% | -0.06% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -64,350 | -100.0% | -0.06% | – |
| EWY | Exit | ISHARESmsci sth kor etf | $0 | – | -8,310 | -100.0% | -0.06% | – |
| SDYL | Exit | UBS AG LONDON BRHetracs 2xlvs&p | $0 | – | -8,600 | -100.0% | -0.06% | – |
| REZ | Exit | ISHARES TRresid rl est cap | $0 | – | -6,879 | -100.0% | -0.06% | – |
| XSD | Exit | SPDR SERIES TRUSTs&p semicndctr | $0 | – | -10,170 | -100.0% | -0.06% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -4,820 | -100.0% | -0.06% | – |
| FYC | Exit | FIRST TR EXCNGE TRD ALPHADEXsml cp grw alp | $0 | – | -14,766 | -100.0% | -0.06% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -60,108 | -100.0% | -0.06% | – |
| ERX | Exit | DIREXION SHS ETF TRdly enrgy bull3x | $0 | – | -19,575 | -100.0% | -0.06% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -18,155 | -100.0% | -0.07% | – |
| FTC | Exit | FIRST TR LRG CP GRWTH ALPHAD | $0 | – | -10,837 | -100.0% | -0.07% | – |
| CREE | Exit | CREE INCcall | $0 | – | -21,500 | -100.0% | -0.08% | – |
| RTH | Exit | MARKET VECTORS ETF TRretail etf | $0 | – | -7,611 | -100.0% | -0.08% | – |
| ACE | Exit | ACE LTD | $0 | – | -5,200 | -100.0% | -0.08% | – |
| NGLS | Exit | TARGA RESOURCES PARTNERS LP | $0 | – | -36,840 | -100.0% | -0.08% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -2,049 | -100.0% | -0.09% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -5,426 | -100.0% | -0.09% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -3,300 | -100.0% | -0.09% | – |
| FIT | Exit | FITBIT INCcl a | $0 | – | -24,003 | -100.0% | -0.10% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -12,122 | -100.0% | -0.12% | – |
| FBT | Exit | FIRST TR EXCHANGE TRADED FDny arca biotech | $0 | – | -7,599 | -100.0% | -0.12% | – |
| TEF | Exit | TELEFONICA S Asponsored adr | $0 | – | -81,281 | -100.0% | -0.13% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -91,236 | -100.0% | -0.13% | – |
| RYH | Exit | RYDEX ETF TRUSTgug s&p500eqwthc | $0 | – | -6,235 | -100.0% | -0.13% | – |
| ASHR | Exit | DBX ETF TRdbxtr har cs 300 | $0 | – | -34,867 | -100.0% | -0.14% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -9,384 | -100.0% | -0.14% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -73,349 | -100.0% | -0.14% | – |
| FIDU | Exit | FIDELITYmsci indl indx | $0 | – | -58,941 | -100.0% | -0.22% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -59,201 | -100.0% | -0.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.