$714 Million is the total value of Sigma Planning Corp's 698 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CREE | CREE INCcall | $573,000 | +10.0% | 21,500 | 0.0% | 0.08% | -3.6% | |
| IMCG | ISHARES TRmrgstr md cp grw | $548,000 | +3.2% | 3,545 | 0.0% | 0.08% | -8.3% | |
| DHS | WISDOMTREE TRhigh div fd | $388,000 | +6.3% | 6,563 | 0.0% | 0.05% | -6.9% | |
| TILT | FLEXSHARES TRmornstar usmkt | $336,000 | +3.7% | 4,008 | 0.0% | 0.05% | -7.8% | |
| MZF | MANAGED DURATION INVT GRD FU | $314,000 | +3.3% | 22,795 | 0.0% | 0.04% | -8.3% | |
| LDP | COHEN & STEERS LTD DUR PFD I | $256,000 | +2.0% | 11,350 | 0.0% | 0.04% | -10.0% | |
| AXP | AMERICAN EXPRESS COcall | $209,000 | -5.9% | 3,000 | 0.0% | 0.03% | -17.1% | |
| ISIG | INSIGNIA SYS INC | $116,000 | +13.7% | 40,300 | 0.0% | 0.02% | 0.0% | |
| VTA | INVESCO DYNAMIC CR OPP FD | $117,000 | 0.0% | 11,048 | 0.0% | 0.02% | -15.8% | |
| APOLLO INVT CORPnote 5.750% 1/1 | $95,000 | 0.0% | 95,000 | 0.0% | 0.01% | -13.3% | ||
| REED | REEDS INC | $84,000 | +18.3% | 15,589 | 0.0% | 0.01% | +9.1% | |
| NSU | NEVSUN RES LTD | $29,000 | -9.4% | 10,872 | 0.0% | 0.00% | -20.0% | |
| PROSPECT CAPITAL CORPORATIONnote 5.875% 1/1 | $19,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ARTX | AROTECH CORP | $20,000 | +53.8% | 10,000 | 0.0% | 0.00% | +50.0% | |
| TGD | TIMMINS GOLD CORP | $12,000 | -42.9% | 83,710 | 0.0% | 0.00% | -33.3% | |
| WRESQ | WARREN RES INC | $3,000 | -57.1% | 14,266 | 0.0% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.