$1.75 Billion is the total value of Baker Avenue Asset Management, LP's 254 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 28.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VB | Sell | VANGUARD SMALL CAP ETFetf | $68,448,000 | -3.3% | 313,022 | -0.4% | 3.92% | -2.4% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $50,219,000 | -1.0% | 226,154 | -0.7% | 2.88% | -0.1% |
| AAPL | Sell | APPLE INCstock | $48,754,000 | +2.3% | 344,552 | -1.0% | 2.79% | +3.3% |
| IVE | Sell | ISHARES S&P 500 VALUE ETFetf | $40,260,000 | -3.4% | 276,854 | -2.0% | 2.31% | -2.5% |
| RSP | Sell | GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTetf | $37,270,000 | -1.4% | 248,768 | -0.8% | 2.14% | -0.4% |
| EFA | Sell | ISHARES MSCI EAFE ETFetf | $31,652,000 | -1.6% | 405,754 | -0.5% | 1.81% | -0.7% |
| GOOGL | Sell | GOOGLE INCstock | $25,518,000 | +5.3% | 9,545 | -3.8% | 1.46% | +6.3% |
| EFG | Sell | ISHARES MSCI EAFE GROWTH ETFetf | $24,790,000 | -2.0% | 232,838 | -1.2% | 1.42% | -1.0% |
| VEA | Sell | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $22,888,000 | -4.5% | 453,324 | -2.5% | 1.31% | -3.6% |
| QUAL | Sell | ISHARES MSCI USA QUALITY FACTOR ETFetf | $22,851,000 | -2.7% | 173,472 | -1.9% | 1.31% | -1.8% |
| FRC | Sell | FIRST REPUBLIC BANKstock | $22,309,000 | +2.6% | 115,663 | -0.4% | 1.28% | +3.6% |
| IWF | Sell | ISHARES RUSSELL 1000 GROWTH ETFetf | $22,087,000 | -0.9% | 80,599 | -1.8% | 1.26% | +0.1% |
| JQUA | Sell | JPMORGAN U.S. QUALITY FACTOR ETFetf | $22,030,000 | -0.7% | 538,238 | -0.8% | 1.26% | +0.2% |
| IVV | Sell | ISHARES S&P 500 INDEXetf | $21,020,000 | -0.0% | 48,791 | -0.2% | 1.20% | +0.9% |
| TGT | Sell | TARGET CORP COMstock | $19,919,000 | -6.3% | 87,073 | -1.0% | 1.14% | -5.4% |
| XLY | Sell | CONSUMER DISCRETIONARY SEL SECTOR SPDR FDetf | $15,683,000 | -4.3% | 87,398 | -4.8% | 0.90% | -3.4% |
| FPXI | Sell | FIRST TRUST INTERNATIONAL EQUITY OPPORTUNITIES ETFetf | $15,462,000 | -8.4% | 241,339 | -2.3% | 0.89% | -7.5% |
| MMC | Sell | MARSH & MCLENNAN COS INC COMstock | $14,672,000 | +5.8% | 96,892 | -1.7% | 0.84% | +6.7% |
| ABB | Sell | ABB LTD SPONSORED ADRadr | $14,623,000 | -3.8% | 438,343 | -2.0% | 0.84% | -3.0% |
| VV | Sell | VANGUARD LARGE CAPetf | $13,703,000 | -1.1% | 68,206 | -1.2% | 0.78% | -0.1% |
| AMAT | Sell | APPLIED MATLS INC COMstock | $13,176,000 | -21.3% | 102,355 | -13.0% | 0.76% | -20.5% |
| SCHW | Sell | CHARLES SCHWAB CORPstock | $12,631,000 | -6.2% | 173,415 | -6.3% | 0.72% | -5.4% |
| EFV | Sell | ISHARES MSCI EAFE VALUE INDEX ETFetf | $12,256,000 | -1.8% | 241,029 | -0.1% | 0.70% | -0.8% |
| Sell | GENERAL ELECTRIC CO COM NEWstock | $11,974,000 | -0.9% | 116,222 | -87.0% | 0.69% | +0.1% | |
| JCI | Sell | JOHNSON CTLS INCstock | $11,038,000 | -2.5% | 162,138 | -1.7% | 0.63% | -1.6% |
| ICVT | Sell | ISHARES CONVERTIBLE BOND ETFetf | $8,762,000 | -2.4% | 87,855 | -0.2% | 0.50% | -1.4% |
| TXN | Sell | TEXAS INSTRS INC COMstock | $6,944,000 | -3.5% | 36,129 | -3.4% | 0.40% | -2.5% |
| LI | Sell | LI AUTO INC SPONSORED ADSadr | $6,203,000 | -34.0% | 235,959 | -12.2% | 0.36% | -33.4% |
| IWD | Sell | ISHARES RUSSELL 1000 VALUE ETFetf | $5,998,000 | -4.6% | 38,327 | -3.3% | 0.34% | -3.6% |
| THC | Sell | TENET HEALTHCARE CORP COM NEWstock | $4,998,000 | -20.7% | 75,236 | -20.0% | 0.29% | -20.1% |
| IJR | Sell | ISHARES S&P SMALLCAP 600 ETFetf | $3,203,000 | -7.4% | 29,335 | -4.2% | 0.18% | -6.6% |
| GOOG | Sell | ALPHABET INC CAP STK CL Cstock | $3,102,000 | -12.4% | 1,164 | -17.6% | 0.18% | -11.4% |
| COST | Sell | COSTCO WHOLESALE CORPstock | $2,629,000 | +9.0% | 5,852 | -4.1% | 0.15% | +10.2% |
| XLF | Sell | FINANCIAL SELECT SECTOR SPDRetf | $2,440,000 | -3.9% | 65,025 | -6.1% | 0.14% | -2.8% |
| GTLS | Sell | CHART INDUSTRIES INCstock | $2,258,000 | +18.2% | 11,819 | -9.5% | 0.13% | +19.4% |
| AIG | Sell | AMERICAN INTL GROUP INC COM NEWstock | $1,983,000 | +14.0% | 36,138 | -1.1% | 0.11% | +15.2% |
| APA | Sell | APA CORPORATION COMstock | $1,779,000 | -3.5% | 83,059 | -2.6% | 0.10% | -2.9% |
| FISV | Sell | FISERV INCstock | $1,744,000 | +1.2% | 16,082 | -0.3% | 0.10% | +2.0% |
| ALB | Sell | ALBEMARLE CORPstock | $1,638,000 | +11.4% | 7,484 | -14.3% | 0.09% | +13.3% |
| CVX | Sell | CHEVRON CORP NEW COMstock | $1,451,000 | -3.7% | 14,304 | -0.6% | 0.08% | -2.4% |
| VMC | Sell | VULCAN MATLS CO COMstock | $1,435,000 | -5.2% | 8,485 | -2.5% | 0.08% | -4.7% |
| UAA | Sell | UNDER ARMOUR INC CL Astock | $1,401,000 | -6.4% | 69,433 | -2.0% | 0.08% | -5.9% |
| MDY | Sell | S & P MID CAP 400 DEP RCPTS MID CAPetf | $1,216,000 | -3.9% | 2,529 | -1.9% | 0.07% | -2.8% |
| DHR | Sell | DANAHER CORPstock | $1,215,000 | +3.8% | 3,991 | -8.6% | 0.07% | +6.1% |
| F | Sell | FORD MOTOR COMPANYstock | $1,184,000 | -6.6% | 83,643 | -2.0% | 0.07% | -5.6% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $1,177,000 | -28.5% | 3,290 | -29.2% | 0.07% | -28.0% |
| XLI | Sell | INDUSTRIAL SELECT SECTOR SPDRetf | $1,119,000 | -20.1% | 11,443 | -16.4% | 0.06% | -20.0% |
| SCHD | Sell | SCHWAB US DIVIDEND EQUITY ETFetf | $1,031,000 | -64.6% | 13,900 | -63.9% | 0.06% | -64.2% |
| JETS | Sell | U.S. GLOBAL JETS ETFetf | $1,012,000 | -2.4% | 42,828 | -0.2% | 0.06% | -1.7% |
| OKTA | Sell | OKTA INC CL Astock | $921,000 | -6.2% | 3,881 | -3.4% | 0.05% | -5.4% |
| INTC | Sell | INTEL CORP COMstock | $912,000 | -20.3% | 17,131 | -16.0% | 0.05% | -20.0% |
| XPO | Sell | XPO LOGISTICS INC COMstock | $895,000 | -44.2% | 11,249 | -1.9% | 0.05% | -44.0% |
| FB | Sell | FACEBOOK INC CL Astock | $826,000 | -77.7% | 2,436 | -77.2% | 0.05% | -77.7% |
| AXP | Sell | AMERICAN EXPRESS CO COMstock | $801,000 | -1.8% | 4,785 | -3.2% | 0.05% | 0.0% |
| IGSB | Sell | ISHARES 1-3 YR CREDIT BOND ETFetf | $661,000 | -21.2% | 12,115 | -20.9% | 0.04% | -20.8% |
| ICLN | Sell | ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUNDetf | $609,000 | -9.0% | 28,165 | -1.3% | 0.04% | -7.9% |
| IUSG | Sell | ISHARES CORE S&P U.S. GROWTH ETFetf | $572,000 | -15.9% | 5,587 | -17.1% | 0.03% | -15.4% |
| SF | Sell | STIFEL FINANCIAL CPstock | $576,000 | +1.9% | 8,485 | -2.8% | 0.03% | +3.1% |
| TPR | Sell | COACH INCstock | $556,000 | -19.0% | 15,045 | -4.7% | 0.03% | -17.9% |
| PDBC | Sell | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETFetf | $544,000 | +4.8% | 25,848 | -0.1% | 0.03% | +6.9% |
| GPS | Sell | GAP INCstock | $533,000 | -32.6% | 23,500 | -0.0% | 0.03% | -31.1% |
| PXD | Sell | PIONEER NATURAL RESOURCES COstock | $512,000 | -2.1% | 3,079 | -4.5% | 0.03% | -3.3% |
| V | Sell | VISA INCstock | $444,000 | -13.3% | 1,995 | -8.9% | 0.02% | -13.8% |
| SSO | Sell | PROSHARES ULTRA S&P 500etf | $436,000 | -7.2% | 3,642 | -7.6% | 0.02% | -7.4% |
| IAU | Sell | ISHARES GOLD TRUST ETFetf | $376,000 | -8.1% | 11,267 | -7.3% | 0.02% | -4.3% |
| ZM | Sell | ZOOM VIDEO COMMUNICATIONS INC CL Astock | $390,000 | -33.3% | 1,494 | -1.2% | 0.02% | -33.3% |
| DAO | Sell | YOUDAO INC SPONSORED ADSadr | $368,000 | -71.9% | 30,500 | -46.2% | 0.02% | -71.6% |
| SDY | Sell | SPDR SER TR S&P DIVID ETFetf | $365,000 | -83.0% | 3,111 | -82.3% | 0.02% | -82.8% |
| VVNT | Sell | VIVINT SMART HOME INC COM CL Astock | $349,000 | -63.3% | 37,000 | -48.7% | 0.02% | -63.0% |
| QCOM | Sell | QUALCOMM INCstock | $276,000 | -48.2% | 2,145 | -42.6% | 0.02% | -46.7% |
| ADBE | Sell | ADOBE SYS INCstock | $262,000 | -15.8% | 456 | -14.3% | 0.02% | -16.7% |
| CRM | Sell | SALESFORCE COMstock | $253,000 | -20.7% | 933 | -28.6% | 0.01% | -22.2% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETS ETFetf | $246,000 | -39.9% | 4,902 | -33.9% | 0.01% | -39.1% |
| ARWR | Sell | ARROWHEAD PHARMACEUTICALS INC COMstock | $229,000 | -83.2% | 3,680 | -77.7% | 0.01% | -83.3% |
| PRVB | Exit | PROVENTION BIO INC COMstock | $0 | – | -14,250 | -100.0% | -0.01% | – |
| SIRI | Exit | SIRIUS XM RADIO INCstock | $0 | – | -20,000 | -100.0% | -0.01% | – |
| PNI | Exit | PIMCO NEW YORK MUN FD II COMcef | $0 | – | -11,183 | -100.0% | -0.01% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC FD COMcef | $0 | – | -11,024 | -100.0% | -0.01% | – |
| CHD | Exit | CHURCH & DWIGHT INCstock | $0 | – | -2,364 | -100.0% | -0.01% | – |
| MDLZ | Exit | MONDELEZ INTL INC CL Astock | $0 | – | -3,319 | -100.0% | -0.01% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INC COMstock | $0 | – | -52,800 | -100.0% | -0.01% | – |
| VGSH | Exit | VANGUARD SHORT-TERM GOVERNMENT BOND ETFetf | $0 | – | -3,602 | -100.0% | -0.01% | – |
| CCI | Exit | CROWN CASTLE INTL CORPreit | $0 | – | -1,305 | -100.0% | -0.01% | – |
| BLI | Exit | BERKELEY LTS INC COMstock | $0 | – | -5,678 | -100.0% | -0.01% | – |
| PSA | Exit | PUBLIC STORAGE INCreit | $0 | – | -945 | -100.0% | -0.02% | – |
| GRMN | Exit | GARMIN LTDstock | $0 | – | -1,981 | -100.0% | -0.02% | – |
| VMBS | Exit | VANGUARD MORTGAGE-BACKED SECURITIES ETFetf | $0 | – | -5,957 | -100.0% | -0.02% | – |
| VGIT | Exit | VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETFetf | $0 | – | -5,043 | -100.0% | -0.02% | – |
| CSCO | Exit | CISCO SYS INCstock | $0 | – | -6,373 | -100.0% | -0.02% | – |
| DGRW | Exit | WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUNDetf | $0 | – | -7,849 | -100.0% | -0.03% | – |
| DGRO | Exit | ISHARES CORE DIVIDEND GROWTH ETFetf | $0 | – | -10,698 | -100.0% | -0.03% | – |
| FIVN | Exit | FIVE9 INC COMstock | $0 | – | -2,960 | -100.0% | -0.03% | – |
| ACWI | Exit | ISHARES TR MSCI ACWIINDEX FDetf | $0 | – | -5,549 | -100.0% | -0.03% | – |
| AGGY | Exit | WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUNDetf | $0 | – | -14,005 | -100.0% | -0.04% | – |
| REM | Exit | ISHARES FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FD (ETF)etf | $0 | – | -20,215 | -100.0% | -0.04% | – |
| DLS | Exit | WISDOMTREE INTL SMALLCAP DIVIDENDetf | $0 | – | -11,183 | -100.0% | -0.05% | – |
| BIZD | Exit | VANECK VECTORS BDC INCOME ETFetf | $0 | – | -48,819 | -100.0% | -0.05% | – |
| EDIV | Exit | SPDR INDEX SHS FDS SPDR S&P EMERGING MKTS DIVIDEND ETFetf | $0 | – | -27,620 | -100.0% | -0.05% | – |
| NOBL | Exit | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFetf | $0 | – | -10,041 | -100.0% | -0.05% | – |
| NMTC | Exit | NEUROONE MED TECHNOLOGIES CORP COM NEWstock | $0 | – | -179,370 | -100.0% | -0.07% | – |
| GLD | Exit | SPDR GOLD ETFcall | $0 | – | -20,100 | -100.0% | -0.19% | – |
| WDAY | Exit | WORKDAY INC COMstock | $0 | – | -22,660 | -100.0% | -0.31% | – |
| SPY | Exit | SPDR S&P 500 ETFput | $0 | – | -97,500 | -100.0% | -2.37% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL BOND MARKET INDEX FUND | 42 | Q3 2023 | 7.6% |
| VANGUARD TOTAL STOCK MARKET INDEX FUND | 42 | Q3 2023 | 10.3% |
| VANGUARD TOTAL WORLD STOCK INDEX FUND | 42 | Q3 2023 | 6.4% |
| CARNIVAL CORP | 42 | Q3 2023 | 1.8% |
| SPDR S&P DIVIDEND ETF | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 1.0% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.3% |
| CAMERON INTL CORP | 42 | Q3 2023 | 1.5% |
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 42 | Q3 2023 | 2.9% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 0.8% |
View Baker Avenue Asset Management, LP's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-16 |
View Baker Avenue Asset Management, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.