$29.9 Billion is the total value of CAPSTONE INVESTMENT ADVISORS, LLC's 1658 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NIO INCnote 4.500% 2/0 | $106,379,000 | +117.5% | 20,500,000 | 0.0% | 0.36% | +42.4% | ||
| SOUTHWEST AIRLS COnote 1.250% 5/0 | $33,523,000 | +11.3% | 23,000,000 | 0.0% | 0.11% | -27.3% | ||
| TWO HBRS INVT CORPnote 6.250% 1/1 | $25,062,000 | -0.0% | 25,000,000 | 0.0% | 0.08% | -34.4% | ||
| PENN NATL GAMING INCnote 2.750% 5/1 | $16,997,000 | +17.5% | 4,500,000 | 0.0% | 0.06% | -23.0% | ||
| ISTAR INCnote 3.125% 9/1 | $12,375,000 | +10.5% | 10,429,000 | 0.0% | 0.04% | -28.1% | ||
| GRANITE PT MTG TR INCnote 6.375%10/0 | $9,924,000 | -0.7% | 10,700,000 | 0.0% | 0.03% | -35.3% | ||
| RADIUS HEALTH INCnote 3.000% 9/0 | $7,640,000 | +8.4% | 8,500,000 | 0.0% | 0.03% | -27.8% | ||
| RETROPHIN INCnote 2.500% 9/1 | $7,132,000 | +19.2% | 7,000,000 | 0.0% | 0.02% | -22.6% | ||
| REDWOOD TR INCnote 5.625% 7/1 | $6,893,000 | +2.8% | 7,249,000 | 0.0% | 0.02% | -32.4% | ||
| CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $5,315,000 | -0.9% | 7,500,000 | 0.0% | 0.02% | -33.3% | ||
| CLOVIS ONCOLOGY INCnote 4.500% 8/0 | $5,288,000 | -9.5% | 6,100,000 | 0.0% | 0.02% | -40.0% | ||
| REDWOOD TR INCnote 4.750% 8/1 | $4,266,000 | +3.3% | 4,500,000 | 0.0% | 0.01% | -33.3% | ||
| MFA FINL INCnote 6.250% 6/1 | $4,020,000 | +6.0% | 4,000,000 | 0.0% | 0.01% | -31.6% | ||
| AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $3,244,000 | +13.7% | 3,500,000 | 0.0% | 0.01% | -26.7% | ||
| UNISYS CORPnote 5.500% 3/0 | $2,947,000 | +64.2% | 1,500,000 | 0.0% | 0.01% | +11.1% | ||
| MHK | MOHAWK INDS INCput | $2,678,000 | +44.4% | 19,000 | 0.0% | 0.01% | 0.0% | |
| ALUS | ALUSSA ENERGY ACQUISITION CO | $2,515,000 | +1.3% | 250,000 | 0.0% | 0.01% | -38.5% | |
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $1,785,000 | +12.1% | 2,000,000 | 0.0% | 0.01% | -25.0% | ||
| LATN | UNION ACQUISITION CORP II | $1,326,000 | +4.7% | 127,500 | 0.0% | 0.00% | -33.3% | |
| CHPM | CHP MERGER CORP | $1,154,000 | +0.7% | 112,500 | 0.0% | 0.00% | -33.3% | |
| SM ENERGY COnote 1.500% 7/0 | $957,000 | +2.6% | 1,000,000 | 0.0% | 0.00% | -40.0% | ||
| SFTW | OSPREY TECHNLGY AQUISTION CO | $524,000 | +2.9% | 50,000 | 0.0% | 0.00% | -33.3% | |
| CMG | CHIPOTLE MEXICAN GRILL INCcall | $555,000 | +11.7% | 400 | 0.0% | 0.00% | -33.3% | |
| CLVS | CLOVIS ONCOLOGY INCput | $576,000 | -17.7% | 120,000 | 0.0% | 0.00% | -50.0% | |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $560,000 | -35.4% | 1,000,000 | 0.0% | 0.00% | -50.0% | ||
| LBTYK | LIBERTY GLOBAL PLCcall | $168,000 | +15.1% | 7,100 | 0.0% | 0.00% | 0.0% | |
| LBTYK | LIBERTY GLOBAL PLCput | $218,000 | +15.3% | 9,200 | 0.0% | 0.00% | 0.0% | |
| BEN | FRANKLIN RESOURCES INCcall | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| UDR | UDR INCcall | $69,000 | +16.9% | 1,800 | 0.0% | 0.00% | – | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $54,000 | +3.8% | 54,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2021-06-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 17.4% |
| APPLE INC | 42 | Q3 2023 | 14.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.9% |
| AT&T INC | 42 | Q3 2023 | 4.6% |
| INTL BUSINESS MACHINES CORP | 42 | Q3 2023 | 0.7% |
| ISHARES TR | 41 | Q3 2023 | 7.9% |
| AMAZON.COM INC | 41 | Q3 2023 | 4.1% |
| INTL BUSINESS MACHINES CORP | 41 | Q3 2023 | 4.3% |
| AT&T INC | 41 | Q3 2023 | 0.9% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ESTRE USA INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Purple Innovation, Inc. | February 14, 2018 | 515,300 | 2.7% |
| WillScot CorpSold out | February 14, 2018 | 0 | 0.0% |
| Double Eagle Acquisition Corp. | February 12, 2016 | 3,000,000 | 6.0% |
| Terrapin 3 Acquisition Corp | February 12, 2016 | 1,250,000 | 5.9% |
| Terrapin 3 Acquisition Corp | February 13, 2015 | 1,623,036 | 7.0% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR/A | 2022-02-11 |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.