$3.74 Billion is the total value of CAPSTONE INVESTMENT ADVISORS, LLC's 458 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TESLA MTRS INCnote 1.500% 6/0 | $49,359,000 | -3.4% | 25,000,000 | 0.0% | 1.32% | +11.2% | ||
| CEMEX SAB DE CVnote 3.250% 3/1 | $33,533,000 | -1.9% | 33,660,000 | 0.0% | 0.90% | +13.0% | ||
| WLRH | WL ROSS HLDG CORP | $23,021,000 | -4.0% | 2,311,435 | 0.0% | 0.62% | +10.4% | |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $21,361,000 | -2.4% | 23,000,000 | 0.0% | 0.57% | +12.4% | ||
| QPAC | QUINPARIO ACQUISITION CORP 2 | $16,975,000 | -2.1% | 1,750,000 | 0.0% | 0.45% | +12.7% | |
| STARWOOD PPTY TR INCnote 4.000% 1/1 | $14,603,000 | +0.6% | 14,000,000 | 0.0% | 0.39% | +15.7% | ||
| STARWOOD PPTY TR INCnote 3.750%10/1 | $11,370,000 | -0.6% | 11,500,000 | 0.0% | 0.30% | +14.3% | ||
| GPAC | GLOBAL PARTNER ACQUISITION C | $9,900,000 | +0.5% | 1,000,000 | 0.0% | 0.26% | +15.7% | |
| HCAC | HENNESSY CAP ACQUISITION COR | $9,640,000 | -0.1% | 1,000,000 | 0.0% | 0.26% | +15.2% | |
| CIENA CORPdebt 4.000%12/1 | $8,474,000 | -0.5% | 6,500,000 | 0.0% | 0.23% | +14.1% | ||
| EXELIXIS INCnote 4.250% 8/1 | $6,232,000 | -2.0% | 5,293,000 | 0.0% | 0.17% | +12.8% | ||
| HLF | HERBALIFE LTDput | $5,126,000 | -1.6% | 95,600 | 0.0% | 0.14% | +13.2% | |
| RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1 | $3,415,000 | -3.0% | 4,021,000 | 0.0% | 0.09% | +11.0% | ||
| CAT | CATERPILLAR INC DELcall | $3,024,000 | +4.0% | 44,500 | 0.0% | 0.08% | +19.1% | |
| AMYRIS INCnote 6.500% 5/1 | $2,857,000 | +5.4% | 4,000,000 | 0.0% | 0.08% | +20.6% | ||
| VIAB | VIACOM INC NEWput | $2,778,000 | -4.6% | 67,500 | 0.0% | 0.07% | +8.8% | |
| NPBC | NATIONAL PENN BANCSHARES INC | $2,466,000 | +4.9% | 200,000 | 0.0% | 0.07% | +20.0% | |
| RAI | REYNOLDS AMERICAN INCput | $2,381,000 | +4.2% | 51,600 | 0.0% | 0.06% | +20.8% | |
| SFLY | SHUTTERFLY INCcall | $2,343,000 | +24.6% | 52,600 | 0.0% | 0.06% | +43.2% | |
| NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $2,171,000 | -31.0% | 4,500,000 | 0.0% | 0.06% | -20.5% | ||
| GS | GOLDMAN SACHS GROUP INCput | $1,784,000 | +3.7% | 9,900 | 0.0% | 0.05% | +20.0% | |
| PEP | PEPSICO INCcall | $1,698,000 | +5.9% | 17,000 | 0.0% | 0.04% | +21.6% | |
| INO | INOVIO PHARMACEUTICALS INC | $1,680,000 | +16.3% | 250,000 | 0.0% | 0.04% | +32.4% | |
| VIAB | VIACOM INC NEWcall | $1,646,000 | -4.6% | 40,000 | 0.0% | 0.04% | +10.0% | |
| PEP | PEPSICO INCput | $1,498,000 | +5.9% | 15,000 | 0.0% | 0.04% | +21.2% | |
| C | CITIGROUP INCput | $1,423,000 | +4.3% | 27,500 | 0.0% | 0.04% | +18.8% | |
| CAM | CAMERON INTERNATIONAL CORPcall | $1,371,000 | +3.1% | 21,700 | 0.0% | 0.04% | +19.4% | |
| SOLAZYME INCnote 5.000%10/0 | $1,094,000 | -14.3% | 2,202,000 | 0.0% | 0.03% | -3.3% | ||
| ADT | THE ADT CORPORATIONput | $824,000 | +10.3% | 25,000 | 0.0% | 0.02% | +29.4% | |
| ADT | THE ADT CORPORATIONcall | $329,000 | +10.0% | 10,000 | 0.0% | 0.01% | +28.6% | |
| MRVL | MARVELL TECHNOLOGY GROUP LTDcall | $339,000 | -2.6% | 38,500 | 0.0% | 0.01% | +12.5% | |
| YHOO | YAHOO INCcall | $272,000 | +14.8% | 8,200 | 0.0% | 0.01% | +16.7% | |
| SFLY | SHUTTERFLY INCput | $160,000 | +25.0% | 3,600 | 0.0% | 0.00% | +33.3% | |
| CHK | CHESAPEAKE ENERGY CORPcall | $45,000 | -38.4% | 10,000 | 0.0% | 0.00% | -50.0% | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/999 | $18,000 | 0.0% | 2,000,000 | 0.0% | 0.00% | – | |
| MRVL | MARVELL TECHNOLOGY GROUP LTDput | $13,000 | 0.0% | 1,500 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 45 | Q2 2024 | 17.4% |
| APPLE INC | 45 | Q2 2024 | 14.0% |
| MICROSOFT CORP | 45 | Q2 2024 | 5.0% |
| MICROSOFT CORP | 45 | Q2 2024 | 2.9% |
| AT&T INC | 45 | Q2 2024 | 4.6% |
| INTL BUSINESS MACHINES CORP | 45 | Q2 2024 | 0.7% |
| ISHARES TR | 44 | Q2 2024 | 7.9% |
| AMAZON.COM INC | 44 | Q2 2024 | 4.1% |
| INTL BUSINESS MACHINES CORP | 44 | Q2 2024 | 4.3% |
| AT&T INC | 44 | Q2 2024 | 0.9% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ESTRE USA INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Purple Innovation, Inc. | February 14, 2018 | 515,300 | 2.7% |
| WillScot CorpSold out | February 14, 2018 | 0 | 0.0% |
| Double Eagle Acquisition Corp. | February 12, 2016 | 3,000,000 | 6.0% |
| Terrapin 3 Acquisition Corp | February 12, 2016 | 1,250,000 | 5.9% |
| Terrapin 3 Acquisition Corp | February 13, 2015 | 1,623,036 | 7.0% |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-27 |
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
View CAPSTONE INVESTMENT ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.