$336 Million is the total value of Apriem Advisors's 652 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 24.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NOC | NORTHROP GRUMMAN COcs | $359,000 | -3.8% | 1,677 | 0.0% | 0.11% | -11.6% | |
| TFI | SPDR NUVEEN BARCLAYS MUNcs | $339,000 | -0.9% | 6,760 | 0.0% | 0.10% | -9.0% | |
| CATY | CATHAY GENERAL BANCOcs | $308,000 | +9.2% | 10,000 | 0.0% | 0.09% | 0.0% | |
| DUK | DUKE ENERGY CORPcs | $280,000 | -6.7% | 3,500 | 0.0% | 0.08% | -15.3% | |
| FFWM | FIRST FOUNDATION INCcs | $247,000 | +14.9% | 10,000 | 0.0% | 0.07% | +5.7% | |
| CAPR | CAPRICOR THERAPEUTICS INCcs | $230,000 | -17.9% | 70,962 | 0.0% | 0.07% | -24.2% | |
| IYH | ISHARES US HEALTHCAREcs | $221,000 | +1.4% | 1,470 | 0.0% | 0.07% | -7.0% | |
| 1/100 BERKSHIRE HTWY CLAcs | $216,000 | -0.5% | 1 | 0.0% | 0.06% | -9.9% | ||
| PFF | ISHARES U.S. PREFERREDcs | $190,000 | -0.5% | 4,800 | 0.0% | 0.06% | -8.1% | |
| MYC | BLACKROCK MUNIYIELD CALIcs | $180,000 | -1.1% | 10,450 | 0.0% | 0.05% | -8.5% | |
| ANTM | ANTHEM INCcs | $157,000 | -4.3% | 1,250 | 0.0% | 0.05% | -11.3% | |
| IP | INTERNATIONAL PAPERcs | $148,000 | +13.0% | 3,093 | 0.0% | 0.04% | +2.3% | |
| AMGN | AMGEN INCORPORATEDcs | $130,000 | +9.2% | 780 | 0.0% | 0.04% | 0.0% | |
| KHC | KRAFT HEINZ COMPANYcs | $127,000 | +0.8% | 1,423 | 0.0% | 0.04% | -7.3% | |
| MCK | MCKESSON CORPORATIONcs | $125,000 | -10.7% | 750 | 0.0% | 0.04% | -19.6% | |
| NXC | NUVEEN CALIF SELECT TAX-cs | $120,000 | +2.6% | 7,000 | 0.0% | 0.04% | -5.3% | |
| AGNCP | AMERN CAP AGY CR 8% PFDps | $118,000 | 0.0% | 4,500 | 0.0% | 0.04% | -7.9% | |
| ES | EVERSOURCE ENERGYcs | $109,000 | -9.2% | 2,004 | 0.0% | 0.03% | -17.9% | |
| CTR | CLEARBRIDGE ENERGY MLP Tcs | $105,000 | +1.9% | 8,012 | 0.0% | 0.03% | -6.1% | |
| JMLP | NUVEEN ALL CAP ENERGY MLcs | $98,000 | +4.3% | 10,075 | 0.0% | 0.03% | -6.5% | |
| SWX | SOUTHWEST GAS CORPcs | $93,000 | -11.4% | 1,337 | 0.0% | 0.03% | -17.6% | |
| OILNF | BARCLYS IPATH NOTES LKDcs | $95,000 | -6.9% | 16,350 | 0.0% | 0.03% | -15.2% | |
| IYF | ISHARES US FINANCIALScs | $90,000 | +4.7% | 1,000 | 0.0% | 0.03% | -3.6% | |
| TLT | ISHARES 20 PLS YEARcs | $89,000 | -1.1% | 650 | 0.0% | 0.03% | -6.9% | |
| MUC | BLACKROCK MUNIHLDG CALIFcs | $76,000 | -1.3% | 4,750 | 0.0% | 0.02% | -8.0% | |
| LMT | LOCKHEED MARTIN CORPcs | $74,000 | -2.6% | 307 | 0.0% | 0.02% | -12.0% | |
| AFL | AFLAC INCcs | $73,000 | 0.0% | 1,016 | 0.0% | 0.02% | -8.3% | |
| BBT | BB&T CORPORATIONcs | $75,000 | +5.6% | 2,000 | 0.0% | 0.02% | -4.3% | |
| SCS | STEELCASE INCcs | $69,000 | +1.5% | 5,000 | 0.0% | 0.02% | -4.5% | |
| SWHC | SMITH & WESSON HLDGcs | $69,000 | -1.4% | 2,580 | 0.0% | 0.02% | -8.7% | |
| FXI | ISHARES CHINA LARGE CAPcs | $71,000 | +10.9% | 1,875 | 0.0% | 0.02% | 0.0% | |
| GPC | GENUINE PARTS COcs | $68,000 | 0.0% | 675 | 0.0% | 0.02% | -9.1% | |
| PSAPRB | PUBLIC STORAGE 5.4% PFDps | $63,000 | -1.6% | 2,400 | 0.0% | 0.02% | -9.5% | |
| RTN | RAYTHEON COMPANYcs | $62,000 | 0.0% | 457 | 0.0% | 0.02% | -10.0% | |
| SPLK | SPLUNK INCcs | $59,000 | +9.3% | 1,000 | 0.0% | 0.02% | 0.0% | |
| NEM | NEWMONT MINING CORPcs | $59,000 | 0.0% | 1,500 | 0.0% | 0.02% | -5.3% | |
| RYE | GUGGENHEIM S&P 500 EQUALcs | $60,000 | +7.1% | 1,000 | 0.0% | 0.02% | 0.0% | |
| LNKD | LINKEDIN CORPcs | $57,000 | 0.0% | 300 | 0.0% | 0.02% | -10.5% | |
| GSPRD | GOLDMAN SACHS GR 4% PFDps | $53,000 | +12.8% | 2,275 | 0.0% | 0.02% | +6.7% | |
| IXJ | ISHARES GLOBALcs | $50,000 | 0.0% | 500 | 0.0% | 0.02% | -6.2% | |
| AGNC | AMERN CAP AGY CRPoa | $50,000 | -2.0% | 2,570 | 0.0% | 0.02% | -11.8% | |
| CFCPRBCL | COUNTRYWIDE CAP V 7%PFDps | $52,000 | 0.0% | 2,000 | 0.0% | 0.02% | -11.8% | |
| JFR | NUVEEN FLOATING RATE INCcs | $52,000 | +6.1% | 4,693 | 0.0% | 0.02% | -6.2% | |
| YELP | YELP INCcs | $52,000 | +36.8% | 1,250 | 0.0% | 0.02% | +25.0% | |
| WFCPRW | WELLS FARGO & 5.7% PFDps | $52,000 | -1.9% | 2,000 | 0.0% | 0.02% | -11.8% | |
| PNW | PINNACLE WEST CAPcs | $46,000 | -6.1% | 600 | 0.0% | 0.01% | -12.5% | |
| AGG | ISHARES CORE UScs | $46,000 | 0.0% | 411 | 0.0% | 0.01% | -6.7% | |
| APU | AMERIGAS PARTNERS, L LPoa | $46,000 | -2.1% | 1,000 | 0.0% | 0.01% | -6.7% | |
| AET | AETNA INCcs | $46,000 | -6.1% | 400 | 0.0% | 0.01% | -12.5% | |
| NVS | NOVARTIS AG Fcs | $48,000 | -5.9% | 614 | 0.0% | 0.01% | -17.6% | |
| DVY | ISHARES SELECT DIVIDENDcs | $43,000 | 0.0% | 500 | 0.0% | 0.01% | -7.1% | |
| PSTG | PURE STORAGE INCcs | $44,000 | +25.7% | 3,232 | 0.0% | 0.01% | +18.2% | |
| VEU | VANGUARD FTSE ALL WORLDcs | $45,000 | +4.7% | 1,000 | 0.0% | 0.01% | -7.1% | |
| MS | MORGAN STANLEYcs | $42,000 | +23.5% | 1,316 | 0.0% | 0.01% | +18.2% | |
| USBPRH | U S BANCORP 5.56% PFDps | $42,000 | 0.0% | 1,725 | 0.0% | 0.01% | -7.1% | |
| LEN | LENNAR CORPcs | $42,000 | -8.7% | 1,000 | 0.0% | 0.01% | -13.3% | |
| RFI | COHEN STEERS TOTAL RETURcs | $40,000 | -4.8% | 3,000 | 0.0% | 0.01% | -14.3% | |
| VO | VANGUARD MID CAP ETFcs | $39,000 | +5.4% | 300 | 0.0% | 0.01% | 0.0% | |
| RGR | STURM RUGER & CO INCcs | $40,000 | -11.1% | 700 | 0.0% | 0.01% | -20.0% | |
| JJOFF | BARCLAYS BK IPATH BLOOMcs | $39,000 | 0.0% | 1,750 | 0.0% | 0.01% | -7.7% | |
| PCQ | PIMCO CALIFORNIA MUNICIPcs | $40,000 | 0.0% | 2,373 | 0.0% | 0.01% | -7.7% | |
| UMH | UMH PROPERTIES INC.oa | $36,000 | +5.9% | 3,000 | 0.0% | 0.01% | 0.0% | |
| IONS | IONIS PHARMACEUTICALcs | $37,000 | +60.9% | 1,000 | 0.0% | 0.01% | +57.1% | |
| EBAY | EBAY INCcs | $33,000 | +43.5% | 1,000 | 0.0% | 0.01% | +42.9% | |
| DE | DEERE & COcs | $34,000 | +6.2% | 400 | 0.0% | 0.01% | 0.0% | |
| BKN | BLACKROCK INVESTMENT QLTcs | $34,000 | -5.6% | 2,000 | 0.0% | 0.01% | -16.7% | |
| NHI | NATIONAL HEALTH INVEoa | $33,000 | +3.1% | 423 | 0.0% | 0.01% | 0.0% | |
| LVS | LAS VEGAS SANDS CORPcs | $35,000 | +34.6% | 601 | 0.0% | 0.01% | +25.0% | |
| OA | ORBITAL ATK INCcs | $32,000 | -8.6% | 415 | 0.0% | 0.01% | -9.1% | |
| TM | TOYOTA MOTOR CORP Fcs | $35,000 | +16.7% | 300 | 0.0% | 0.01% | 0.0% | |
| VSTO | VISTA OUTDOOR INCcs | $33,000 | -17.5% | 830 | 0.0% | 0.01% | -23.1% | |
| NMT | NUVEEN INSRD MASSACH PREcs | $33,000 | -5.7% | 2,200 | 0.0% | 0.01% | -9.1% | |
| BASFY | BASF SE Fcs | $34,000 | +9.7% | 400 | 0.0% | 0.01% | 0.0% | |
| HDB | HDFC BANK LIMITD Fcs | $29,000 | +7.4% | 400 | 0.0% | 0.01% | 0.0% | |
| PCG | P G & E CORPcs | $31,000 | -3.1% | 500 | 0.0% | 0.01% | -10.0% | |
| INDA | ISHARES MSCI INDIA INDEXcs | $29,000 | +3.6% | 1,000 | 0.0% | 0.01% | 0.0% | |
| FLR | FLUOR CORPORATIONcs | $26,000 | +4.0% | 501 | 0.0% | 0.01% | 0.0% | |
| RDY | DR REDDYS LABS Fcs | $28,000 | -9.7% | 600 | 0.0% | 0.01% | -20.0% | |
| DASTY | DASSAULT SYSTEMS SA Fcs | $26,000 | +13.0% | 300 | 0.0% | 0.01% | +14.3% | |
| MBBYF | MOBILEYE NV Fcs | $26,000 | -7.1% | 600 | 0.0% | 0.01% | -11.1% | |
| PJH | PRUDENTIAL FINA 5.75%PFDps | $26,000 | -3.7% | 1,000 | 0.0% | 0.01% | -11.1% | |
| VGK | VANGUARD FTSE EUROPEcs | $22,000 | +4.8% | 450 | 0.0% | 0.01% | 0.0% | |
| CEO | CNOOC LIMITED Fcs | $25,000 | 0.0% | 200 | 0.0% | 0.01% | -12.5% | |
| BSCK | GUGGENHEIM BULTSH 2020cs | $22,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ALLPRB | ALLSTATE CORPORA 5.1%PFDps | $25,000 | +4.2% | 900 | 0.0% | 0.01% | -12.5% | |
| AMRN | AMARIN CORP PLC Fcs | $24,000 | +50.0% | 7,618 | 0.0% | 0.01% | +40.0% | |
| KR | KROGER COMPANYcs | $25,000 | -19.4% | 850 | 0.0% | 0.01% | -30.0% | |
| LL | LUMBER LIQUIDATORScs | $24,000 | +26.3% | 1,200 | 0.0% | 0.01% | +16.7% | |
| CAF | MS CHINA A SHARES CFcs | $24,000 | +4.3% | 1,300 | 0.0% | 0.01% | 0.0% | |
| NHC | NATIONAL HEALTHCAREcs | $23,000 | 0.0% | 350 | 0.0% | 0.01% | 0.0% | |
| SAP | SAP SPONSORED Fcs | $23,000 | +21.1% | 250 | 0.0% | 0.01% | +16.7% | |
| SCHC | SCHWAB INTERNATNAL SMALLcs | $22,000 | +10.0% | 700 | 0.0% | 0.01% | 0.0% | |
| SIEGY | SIEMENS A G Fcs | $23,000 | +9.5% | 200 | 0.0% | 0.01% | 0.0% | |
| PHYS | SPROTT PHYSICAL GOLD ETVcs | $23,000 | 0.0% | 2,080 | 0.0% | 0.01% | 0.0% | |
| TJX | TJX COMPANIES INCcs | $22,000 | -4.3% | 300 | 0.0% | 0.01% | 0.0% | |
| ZJPN | SPDR MSCI JAPANcs | $20,000 | +5.3% | 300 | 0.0% | 0.01% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL Fcs | $19,000 | -9.5% | 375 | 0.0% | 0.01% | -14.3% | |
| NEE | NEXTERA ENERGY INCcs | $21,000 | -8.7% | 173 | 0.0% | 0.01% | -14.3% | |
| JWN | NORDSTROM INCcs | $21,000 | +40.0% | 400 | 0.0% | 0.01% | +20.0% | |
| SNY | SANOFI SPOND Fcs | $19,000 | -9.5% | 500 | 0.0% | 0.01% | -14.3% | |
| OPK | OPKO HEALTH INCcs | $21,000 | +10.5% | 2,000 | 0.0% | 0.01% | 0.0% | |
| BFZ | BLACKROCK CALIFORNIA MUNcs | $21,000 | 0.0% | 1,250 | 0.0% | 0.01% | -14.3% | |
| RYT | GUGGENHEIM S&P 500 EQUALcs | $21,000 | +10.5% | 200 | 0.0% | 0.01% | 0.0% | |
| BSCI | GUGGENHEIM BULTSH 2018cs | $21,000 | 0.0% | 1,000 | 0.0% | 0.01% | -14.3% | |
| AEB | AEGON NV 4% PFDps | $19,000 | 0.0% | 775 | 0.0% | 0.01% | 0.0% | |
| SONY | SONY CORPORATION Fcs | $16,000 | +14.3% | 475 | 0.0% | 0.01% | 0.0% | |
| UBS | UBS GROUP AG Fcs | $17,000 | +6.2% | 1,250 | 0.0% | 0.01% | 0.0% | |
| ABEV | AMBEV SA Fcs | $18,000 | 0.0% | 3,000 | 0.0% | 0.01% | -16.7% | |
| DOL | WISDOMTREE INTL LARGECPcs | $17,000 | 0.0% | 400 | 0.0% | 0.01% | -16.7% | |
| LEA | LEAR CORPORATIONcs | $18,000 | +20.0% | 150 | 0.0% | 0.01% | 0.0% | |
| SGYPQ | SYNERGY PHARMAcs | $17,000 | +41.7% | 3,150 | 0.0% | 0.01% | +25.0% | |
| REGN | REGENERON PHARMS INCcs | $18,000 | +12.5% | 45 | 0.0% | 0.01% | 0.0% | |
| SAN | BANCO SANTANDER SA Fcs | $13,000 | +8.3% | 3,019 | 0.0% | 0.00% | 0.0% | |
| CSAL | COMMUNICATIONS SALEScs | $14,000 | +7.7% | 460 | 0.0% | 0.00% | 0.0% | |
| PXD | PIONEER NATURAL REScs | $13,000 | +18.2% | 70 | 0.0% | 0.00% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL Fcs | $13,000 | -7.1% | 250 | 0.0% | 0.00% | -20.0% | |
| RHHBY | ROCHE HLDG AG Fcs | $15,000 | -6.2% | 500 | 0.0% | 0.00% | -20.0% | |
| CMI | CUMMINS INCcs | $13,000 | +18.2% | 100 | 0.0% | 0.00% | 0.0% | |
| MSTR | MICROSTRATEGY INCcs | $13,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| MT | ARCELOR MITTAL NY Fcs | $12,000 | +33.3% | 1,904 | 0.0% | 0.00% | +33.3% | |
| VOLKSWAGEN AG PFD Fcs | $13,000 | +8.3% | 100 | 0.0% | 0.00% | 0.0% | ||
| VPL | VANGUARD FTSE PACIFICcs | $12,000 | +9.1% | 200 | 0.0% | 0.00% | 0.0% | |
| ACN | ACCENTURE PLC Fcs | $12,000 | +9.1% | 100 | 0.0% | 0.00% | 0.0% | |
| TOOTSIE ROLL INDS B XXXcs | $12,000 | -7.7% | 334 | 0.0% | 0.00% | 0.0% | ||
| TR | TOOTSIE ROLL INDScs | $12,000 | -7.7% | 334 | 0.0% | 0.00% | 0.0% | |
| NRFPRB | NORTHSTAR REA 8.25% PFDps | $15,000 | 0.0% | 600 | 0.0% | 0.00% | -20.0% | |
| PHG | KONINKLIJKE PHILIPS Fcs | $15,000 | +15.4% | 517 | 0.0% | 0.00% | 0.0% | |
| BJZ | BLACKROCK CALIFORNIA MUNcs | $12,000 | 0.0% | 787 | 0.0% | 0.00% | 0.0% | |
| MMC | MARSH & MC LENNAN COcs | $13,000 | -7.1% | 200 | 0.0% | 0.00% | -20.0% | |
| SSL | SASOL LIMITED Fcs | $14,000 | 0.0% | 500 | 0.0% | 0.00% | -20.0% | |
| ODFL | OLD DOMINION FREIGHTcs | $14,000 | +16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| OLN | OLIN CORPcs | $15,000 | -16.7% | 710 | 0.0% | 0.00% | -33.3% | |
| FISV | FISERV INCcs | $13,000 | -7.1% | 132 | 0.0% | 0.00% | -20.0% | |
| FEYE | FIREEYE INCcs | $15,000 | -11.8% | 1,022 | 0.0% | 0.00% | -33.3% | |
| TIER | TIER REIT INCoa | $15,000 | +7.1% | 944 | 0.0% | 0.00% | -20.0% | |
| MATX | MATSON INCcs | $12,000 | +20.0% | 300 | 0.0% | 0.00% | +33.3% | |
| CHL | CHINA MOBILE LTD Fcs | $12,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ALEX | ALEXANDER & BALDWINcs | $12,000 | +9.1% | 300 | 0.0% | 0.00% | 0.0% | |
| CLVS | CLOVIS ONCOLOGY INCcs | $14,000 | +180.0% | 400 | 0.0% | 0.00% | +100.0% | |
| PHK | PIMCO HIGH INCOME CFcs | $15,000 | 0.0% | 1,500 | 0.0% | 0.00% | -20.0% | |
| OCLR | OCLARO INCcs | $9,000 | +80.0% | 1,000 | 0.0% | 0.00% | +50.0% | |
| DANOY | DANONE Fcs | $11,000 | 0.0% | 755 | 0.0% | 0.00% | -25.0% | |
| EDZ | DIREXION DAILY EMERGcs | $9,000 | -30.8% | 419 | 0.0% | 0.00% | -25.0% | |
| HSEACL | HSBC HLDGS P 8.125% PFDps | $11,000 | 0.0% | 400 | 0.0% | 0.00% | -25.0% | |
| HOG | HARLEY DAVIDSON INCcs | $11,000 | +22.2% | 200 | 0.0% | 0.00% | 0.0% | |
| CUNB | CU BANCORP CAcs | $11,000 | 0.0% | 500 | 0.0% | 0.00% | -25.0% | |
| BOBE | BOB EVANS FARMS INCcs | $11,000 | 0.0% | 300 | 0.0% | 0.00% | -25.0% | |
| PTY | PIMCO CORPORATE OPPORTUNcs | $11,000 | 0.0% | 750 | 0.0% | 0.00% | -25.0% | |
| INVE | IDENTIVE INCcs | $11,000 | +22.2% | 5,000 | 0.0% | 0.00% | 0.0% | |
| LNG | CHENIERE ENERGY INCcs | $9,000 | +12.5% | 200 | 0.0% | 0.00% | 0.0% | |
| CMRX | CHIMERIX INCcs | $11,000 | +37.5% | 2,000 | 0.0% | 0.00% | 0.0% | |
| FL | FOOT LOCKER INCcs | $10,000 | +25.0% | 150 | 0.0% | 0.00% | 0.0% | |
| BCS | BARCLAYS PLC Fcs | $9,000 | +12.5% | 1,000 | 0.0% | 0.00% | 0.0% | |
| GFNSL | GENERAL FINANC 8.125%PFDps | $7,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| LITHIUM AMERS CORP Fcs | $7,000 | -12.5% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| MFA | MFA FINANCIAL, INC.oa | $7,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| IDCC | INTERDIGITAL INCcs | $8,000 | +33.3% | 105 | 0.0% | 0.00% | 0.0% | |
| HII | HUNTINGTON INGALLScs | $8,000 | 0.0% | 50 | 0.0% | 0.00% | -33.3% | |
| HPE | HEWLETT PACKARD ENTEcs | $6,000 | +20.0% | 282 | 0.0% | 0.00% | 0.0% | |
| HLX | HELIX ENERGY SOLUTNcs | $8,000 | +14.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| FAIRFAX FINANCIA 5% PFDps | $7,000 | 0.0% | 550 | 0.0% | 0.00% | 0.0% | ||
| PHO | POWERSHARES WATER RESCcs | $8,000 | 0.0% | 325 | 0.0% | 0.00% | -33.3% | |
| DLR | DIGITAL REALTY TRUSToa | $8,000 | -11.1% | 80 | 0.0% | 0.00% | -33.3% | |
| RAVE | RAVE RESTAURANT GRPcs | $8,000 | -20.0% | 2,575 | 0.0% | 0.00% | -33.3% | |
| GLW | CORNING INCcs | $8,000 | +14.3% | 335 | 0.0% | 0.00% | 0.0% | |
| FAST RETAILING CO ORDFcs | $6,000 | +20.0% | 20 | 0.0% | 0.00% | 0.0% | ||
| SINA | SINA CORPORATION Fcs | $7,000 | +40.0% | 100 | 0.0% | 0.00% | 0.0% | |
| BEAV | BE AEROSPACE INCcs | $6,000 | +20.0% | 109 | 0.0% | 0.00% | 0.0% | |
| LBTYK | LIBERTY GLOBAL INC Fcs | $6,000 | +20.0% | 180 | 0.0% | 0.00% | 0.0% | |
| AHLPRC | ASPEN INSURAN 5.95% PFDps | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| Z | ZILLOW GROUP INCcs | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| MZA | BLACKROCK MUNIYIELD ARIZcs | $6,000 | 0.0% | 330 | 0.0% | 0.00% | 0.0% | |
| ITB | ISHARES US HOMEcs | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ATVI | ACTIVISION BLIZZARDcs | $3,000 | +50.0% | 60 | 0.0% | 0.00% | 0.0% | |
| ECL | ECOLAB INCcs | $2,000 | 0.0% | 16 | 0.0% | 0.00% | 0.0% | |
| CCVCL | COMCAST CORPORATIO 5%PFDps | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| EC | ECOPETROL SA Fcs | $4,000 | 0.0% | 420 | 0.0% | 0.00% | 0.0% | |
| RWX | SPDR DOW JONES INTERcs | $2,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| CWB | SPDR BARCLAYS CNVcs | $5,000 | +25.0% | 100 | 0.0% | 0.00% | 0.0% | |
| UHAL | AMERCOcs | $3,000 | -25.0% | 10 | 0.0% | 0.00% | 0.0% | |
| TSCO | TRACTOR SUPPLY COMPcs | $2,000 | -33.3% | 36 | 0.0% | 0.00% | 0.0% | |
| PBR | PETROLEO BRASILEIRO Fcs | $5,000 | +25.0% | 500 | 0.0% | 0.00% | 0.0% | |
| VWO | VANGUARD FTSE EMERGINGcs | $3,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| FMCC | FREDDIE MACcs | $2,000 | -33.3% | 1,500 | 0.0% | 0.00% | 0.0% | |
| FNMA | FANNIE MAEcs | $3,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| BARZ | 5BARZ INTL INCcs | $4,000 | -20.0% | 50,000 | 0.0% | 0.00% | -50.0% | |
| SCHW | CHARLES SCHWAB CORPcs | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| GPS | GAP INCcs | $4,000 | 0.0% | 178 | 0.0% | 0.00% | 0.0% | |
| AMD | ADVANCED MICRO DEVICcs | $3,000 | +50.0% | 400 | 0.0% | 0.00% | 0.0% | |
| CENBF | CEN BIOTECH INC Fcs | $3,000 | – | 1,491 | 0.0% | 0.00% | – | |
| CSII | CARDIO SYSTEMS INCcs | $5,000 | +25.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AEGR | AEGERION PHARMACEUTLcs | $3,000 | +200.0% | 1,000 | 0.0% | 0.00% | – | |
| CALM | CAL MAINE FOODS INCcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| KLXI | KLX INCcs | $2,000 | 0.0% | 53 | 0.0% | 0.00% | 0.0% | |
| CSX | CSX CORPcs | $2,000 | +100.0% | 50 | 0.0% | 0.00% | – | |
| HYH | HALYARD HEALTH INCcs | $4,000 | 0.0% | 124 | 0.0% | 0.00% | 0.0% | |
| BROOKFIELD ASS 5.4% PFDps | $2,000 | +100.0% | 125 | 0.0% | 0.00% | – | ||
| HNNMY | HENNES & MAURITZ AB Fcs | $2,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SHL TELEMEDICINE ORDFcs | $5,000 | 0.0% | 700 | 0.0% | 0.00% | -50.0% | ||
| LVMUY | L V M H MOET Fcs | $3,000 | 0.0% | 91 | 0.0% | 0.00% | 0.0% | |
| XLK | TECHNOLOGY SELECT SECTORcs | $5,000 | +25.0% | 100 | 0.0% | 0.00% | 0.0% | |
| TEL | TE CONNECTIVITY LTD Fcs | $2,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| USBPRA | U S BANCORP 7.189% PFDps | $3,000 | 0.0% | 3 | 0.0% | 0.00% | 0.0% | |
| BB | BLACKBERRY LTD Fcs | $4,000 | +33.3% | 500 | 0.0% | 0.00% | 0.0% | |
| JBLU | JETBLUE AIRWAYS CORPcs | $4,000 | 0.0% | 225 | 0.0% | 0.00% | 0.0% | |
| MNKKQ | MALLINCKRODT PUB Fcs | $5,000 | 0.0% | 77 | 0.0% | 0.00% | -50.0% | |
| SCTY | SOLARCITY CORPcs | $4,000 | -20.0% | 200 | 0.0% | 0.00% | -50.0% | |
| WFTIQ | WEATHERFORD INTL Fcs | $2,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| MOS | MOSAIC COcs | $2,000 | -33.3% | 100 | 0.0% | 0.00% | 0.0% | |
| LFVN | LIFEVANTAGE CORPcs | $3,000 | -40.0% | 358 | 0.0% | 0.00% | -50.0% | |
| ZG | ZILLOW GROUP INCcs | $3,000 | -25.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ZFGN | ZAFGEN INCcs | $3,000 | -50.0% | 1,000 | 0.0% | 0.00% | -50.0% | |
| BERY | BERRY PLASTICS GROUPcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| MDLZ | MONDELEZ INTLcs | $5,000 | 0.0% | 104 | 0.0% | 0.00% | -50.0% | |
| IRM | IRON MOUNTAIN US HOLoa | $2,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| SYN | SYNTHETIC BIOLOGICScs | $3,000 | -25.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| LM | LEGG MASON INCcs | $2,000 | +100.0% | 50 | 0.0% | 0.00% | – | |
| LLL | L-3 COMMUNICATIONScs | $3,000 | 0.0% | 19 | 0.0% | 0.00% | 0.0% | |
| TVC | TENNESSEE VLY A 6.75%PFDps | $4,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| EPP | ISHARES MSCI PACIFIC EXcs | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| PRU | PRUDENTIAL FINANCIALcs | $3,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| DOFSQ | DIAMOND OFFSHR DRILLcs | $3,000 | -25.0% | 150 | 0.0% | 0.00% | 0.0% | |
| PBW | POWERSHARES WILDER CLEANcs | $2,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| DGX | QUEST DIAGNOSTIC INCcs | $2,000 | +100.0% | 18 | 0.0% | 0.00% | – | |
| RMBS | RAMBUS INC DELcs | $3,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| IYR | ISHARES US REAL ESTATEcs | $3,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| HACK | ETF MANAGERS TRcs | $4,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| EGL | ENGILITY HLDGS INCcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| ADELPHIA COMMUN CP CLXXXcs | $0 | – | 4,000 | 0.0% | 0.00% | – | ||
| ADMD | ADVANCED MED ISOTOPEcs | $0 | – | 43,594 | 0.0% | 0.00% | – | |
| AENYQ | AMERICAS ENERGY CO XXXcs | $0 | – | 7,100 | 0.0% | 0.00% | – | |
| AST | ASTERIAS BIOTHERAPEUcs | $0 | – | 12 | 0.0% | 0.00% | – | |
| ASTWS | ASTERIAS BIOTHERA 17 WTSwt | $0 | – | 2 | 0.0% | 0.00% | – | |
| BHI | BAKER HUGHES INCcs | $1,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| BTXWS | BIOTIME INC 18 WTSwt | $0 | – | 14 | 0.0% | 0.00% | – | |
| CRCQQ | CALIFORNIA RESOURCEScs | $0 | – | 24 | 0.0% | 0.00% | – | |
| COF | CAPITAL ONE FINLcs | $1,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| LUMN | CENTURYLINK INCcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| CHAG | CHANCELLOR GROUP INCcs | $0 | – | 70,000 | 0.0% | 0.00% | – | |
| CDGT | CHINA DIGITAL MEDIA CXXXcs | $0 | – | 275 | 0.0% | 0.00% | – | |
| CCGM | CHINA CGAME INCcs | $0 | – | 334 | 0.0% | 0.00% | – | |
| CVY | GUGGENHEIM MULTI ASSETcs | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| CMNR | COMMERCE ENERGY GRPcs | $0 | – | 8,000 | 0.0% | 0.00% | – | |
| FITX | CREATIVE EDGE NUTRITcs | $0 | – | 150,000 | 0.0% | 0.00% | – | |
| CRYFQ | CRYSTALLEX INTL CORP XXXcs | $0 | – | 1,590 | 0.0% | 0.00% | – | |
| CMLS | CUMULUS MEDIA INCcs | $1,000 | 0.0% | 2,300 | 0.0% | 0.00% | – | |
| TMV | DIR DAILY 20+ YEAR TRSRYcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| DTEMF | DITEM EXPLORATION Fcs | $0 | – | 80 | 0.0% | 0.00% | – | |
| DREAM MARKETING INCcs | $0 | – | 10 | 0.0% | 0.00% | – | ||
| EPRSQ | EPIRUS BIOPHARMAcs | $0 | – | 500 | 0.0% | 0.00% | – | |
| FRCMQ | FAIRPOINT COMMUN INC XXXcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| FAST | FASTENAL COcs | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INCcs | $0 | – | 25 | 0.0% | 0.00% | – | |
| GLPI | GAMING & LEISURE PPToa | $0 | – | 6 | 0.0% | 0.00% | – | |
| GASTEM INC Fcs | $0 | – | 26 | 0.0% | 0.00% | – | ||
| GNVC | GENVEC INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| GBNW | GLOBAL NETWORKS CORPcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| HSC | HARSCO CORPORATIONcs | $0 | – | 16 | 0.0% | 0.00% | – | |
| HBM | HUDBAY MINERALS INC Fcs | $1,000 | -50.0% | 315 | 0.0% | 0.00% | -100.0% | |
| HBMWS | HUDBAY MINERALS I 18 WTFwt | $0 | – | 170 | 0.0% | 0.00% | – | |
| IDAI | IDNA INC XXXcs | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| ISHCP | INTL SHIPHOLDI 9.5% PFDps | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ISHCO | INTL SHIPHOLDING 9% PFDps | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LBSR | LIBERTY STAR URANIUMcs | $1,000 | -50.0% | 616,600 | 0.0% | 0.00% | -100.0% | |
| LPTN | LPATH INCcs | $0 | – | 143 | 0.0% | 0.00% | – | |
| MIRANT CORPORATION XXXcs | $0 | – | 2,156 | 0.0% | 0.00% | – | ||
| MTLQU | MOTORS LIQ CO GUC TRcs | $0 | – | 25 | 0.0% | 0.00% | – | |
| NMBL | NIMBLE STORAGE INCcs | $1,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORP SPON Fcs | $1,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| NUAN | NUANCE COMMUN INCcs | $1,000 | -50.0% | 100 | 0.0% | 0.00% | -100.0% | |
| PHSL | PENTHOUSE INTL INCcs | $0 | – | 125,000 | 0.0% | 0.00% | – | |
| PNK | PINNACLE ENTERTAINMTcs | $0 | – | 8 | 0.0% | 0.00% | – | |
| PWNX | POWERLINX INCcs | $0 | – | 10 | 0.0% | 0.00% | – | |
| DBC | POWERSHARES DB CMMDTYcs | $0 | – | 12 | 0.0% | 0.00% | – | |
| PWAVQ | POWERWAVE TECH INCcs | $0 | – | 13 | 0.0% | 0.00% | – | |
| PLSIQ | PREMIER LASER SYS A NXXXcs | $0 | – | 500 | 0.0% | 0.00% | – | |
| RHT | REDHAT INCcs | $0 | – | 5 | 0.0% | 0.00% | – | |
| SANB | SANBORN RESOURCE LTDcs | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| SDOCQ | SANDRIDGE ENERGY INCcs | $0 | – | 567 | 0.0% | 0.00% | – | |
| SCHM | CHARLES SCHWAB US MCcs | $0 | – | 3 | 0.0% | 0.00% | – | |
| SEAS | SEAWORLD ENTERTAINMTcs | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| SQM | SOC QUIMICA MINER Fcs | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| SPCL | SOLARIS PWR CELLScs | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| SGCR | STRATEGIC RESOURCES LXXXcs | $0 | – | 5,500 | 0.0% | 0.00% | – | |
| SVU | SUPERVALU INCcs | $0 | – | 85 | 0.0% | 0.00% | – | |
| THQIQ | T H Q INC NEW XXXcs | $0 | – | 2 | 0.0% | 0.00% | – | |
| TMO | THERMO FISHER SCNTFCcs | $1,000 | 0.0% | 8 | 0.0% | 0.00% | – | |
| UIS | UNISYS CORPcs | $0 | – | 1 | 0.0% | 0.00% | – | |
| USAU | USA URANIUM CORP XXXcs | $0 | – | 400,000 | 0.0% | 0.00% | – | |
| VAPE | VAPE HLDGS INCcs | $0 | – | 500 | 0.0% | 0.00% | – | |
| VRTV | VERITIV CORPORATIONcs | $0 | – | 1 | 0.0% | 0.00% | – | |
| VVUS | VIVUS INCcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| WIN | WINDSTREAM HLDGS INCcs | $1,000 | 0.0% | 134 | 0.0% | 0.00% | – | |
| XNNHQ | XENONICS HOLDINGScs | $0 | – | 16,553 | 0.0% | 0.00% | – | |
| BBU | BROOKFIELD BUS PTNRS LPoa | $0 | – | 3 | 0.0% | 0.00% | – | |
| EDVMF | ENDEAVOUR MNG NEW ORD Fcs | $1,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| PNR | PENTAIR PLC Fcs | $1,000 | – | 8 | 0.0% | 0.00% | – | |
| SODA | SODASTREAM INTL Fcs | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| RACE | FERRARI N V Fcs | $0 | – | 7 | 0.0% | 0.00% | – | |
| FCAU | FIAT CHRYSLER AUTO Fcs | $0 | – | 70 | 0.0% | 0.00% | – | |
| ECTPQ | ENRON CORP DISC 00 8%PFDps | $0 | – | 400 | 0.0% | 0.00% | – | |
| RIZZOLI CORRIERE D ORDFcs | $0 | – | 4 | 0.0% | 0.00% | – | ||
| EGKPF | EAGLE BULK SHIPPI 21 WTSwt | $0 | – | 105 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHW US LCAP ETF | 45 | Q2 2024 | 22.1% |
| SCHW INTL EQ ETF | 45 | Q2 2024 | 13.7% |
| APPLE INC | 45 | Q2 2024 | 7.6% |
| EXXON MOBIL CORPORATION | 45 | Q2 2024 | 5.5% |
| SCHW US BRD MKT ETF | 45 | Q2 2024 | 10.1% |
| A T & T INC NEW | 45 | Q2 2024 | 4.2% |
| SCHW EMG MKT EQ ETF | 45 | Q2 2024 | 5.8% |
| PFIZER INCORPORATED | 45 | Q2 2024 | 3.3% |
| AMAZON.COM INC | 45 | Q2 2024 | 3.1% |
| EATON CORP PLC F | 45 | Q2 2024 | 2.9% |
View Apriem Advisors's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-29 |
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-08 |
View Apriem Advisors's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.