O'SHAUGHNESSY ASSET MANAGEMENT, LLC

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$4.9 Billion is the total value of O'SHAUGHNESSY ASSET MANAGEMENT, LLC's 2810 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 118.1% .

All

			Value		Shares		↓ Weighting
LPTH	Exit	LIGHTPATH TECHNOLOGIES INC CL A COM USD.01	$0	–	-5,830	-100.0%	0.00%	–
EGP	Exit	EASTGROUP PROPERTIES COM USD.0001	$0	–	-5	-100.0%	0.00%	–
CLOU	Exit	GLOBAL X FDS CLOUD COMPUTNG	$0	–	-463	-100.0%	0.00%	–
TLRY	Exit	TILRAY INC COM CL 2	$0	–	-3	-100.0%	0.00%	–
FF	Exit	FUTUREFUEL CORP COM USD.0001	$0	–	-415	-100.0%	0.00%	–
PTMN	Exit	PORTMAN RIDGE FINANCE CORP COM USD.01	$0	–	-371	-100.0%	0.00%	–
ACTG	Exit	ACACIA RESEARCH CORP COM NPV	$0	–	-280	-100.0%	0.00%	–
IMUX	Exit	IMMUNIC INC COM	$0	–	-24	-100.0%	0.00%	–
REKR	Exit	REKOR SYSTEMS INC COM	$0	–	-38	-100.0%	0.00%	–
PCVX	Exit	VAXCYTE INC COM	$0	–	-426	-100.0%	0.00%	–
DSSI	Exit	DIAMOND S SHIPPING INC COM	$0	–	-990	-100.0%	0.00%	–
ORGS	Exit	ORGENESIS INC COM USD0.0001	$0	–	-62	-100.0%	0.00%	–
VUZI	Exit	VUZIX CORP COM NPV	$0	–	-87	-100.0%	0.00%	–
SLCT	Exit	SELECT BANCORP INC COM	$0	–	-92	-100.0%	0.00%	–
TFFP	Exit	TFF PHARMACEUTICALS INC COM USD0.001	$0	–	-28	-100.0%	0.00%	–
DMAC	Exit	DIAMEDICA THERAPEUTICS INC COM NPV	$0	–	-45	-100.0%	0.00%	–
LFUS	Exit	LITTELFUSE INC COM USD.01	$0	–	-5	-100.0%	0.00%	–
MFNC	Exit	MACKINAC FINANCIAL CORP COM NPV	$0	–	-386	-100.0%	0.00%	–
GAIA	Exit	GAIA INC CL A COM USD.0001	$0	–	-40	-100.0%	0.00%	–
TCBK	Exit	TRICO BANCSHARES COM NPV	$0	–	-106	-100.0%	0.00%	–
PAAS	Exit	PAN AMERICAN SILVER CORP COM NPV	$0	–	-29	-100.0%	0.00%	–
USCR	Exit	U S CONCRETE INC COM NEW USD.001	$0	–	-9	-100.0%	0.00%	–
CGC	Exit	CANOPY GROWTH CORP COM	$0	–	-2	-100.0%	0.00%	–
MSBI	Exit	MIDLAND STATES BANCORP COM USD.01	$0	–	-245	-100.0%	0.00%	–
XONE	Exit	EXONE CO COM USD0.01	$0	–	-44	-100.0%	0.00%	–
AGX	Exit	ARGAN INC COM USD.06667	$0	–	-40	-100.0%	0.00%	–
HBT	Exit	HBT FINANCIAL INC COM	$0	–	-18	-100.0%	0.00%	–
REPH	Exit	RECRO PHARMA INC COM USD.01	$0	–	-239	-100.0%	0.00%	–
BSV	Exit	VANGUARD SHORT-TERM BOND ETF	$0	–	-100	-100.0%	0.00%	–
PRAX	Exit	PRAXIS PRECIS MEDI INC COM USD.0001	$0	–	-1,004	-100.0%	0.00%	–
HTA	Exit	HEALTHCARE TRUST OF AMERICA CL A COM USD0.01	$0	–	-50	-100.0%	0.00%	–
LNSR	Exit	LENSAR INC COM	$0	–	-119	-100.0%	0.00%	–
ALTA	Exit	ALTABANCORP COM USD0.01	$0	–	-7	-100.0%	0.00%	–
GALT	Exit	GALECTIN THERAPEUTICS INC COM USD.001	$0	–	-5,655	-100.0%	0.00%	–
ALTO	Exit	ALTO INGREDIENTS INC COM	$0	–	-87	-100.0%	0.00%	–
KELYA	Exit	KELLY SERVICES INC -CL A CL A COM USD1 NVTG	$0	–	-25	-100.0%	0.00%	–
ACC	Exit	AMERICAN CAMPUS COMMUNITIES COM USD.01	$0	–	-31	-100.0%	0.00%	–
EEFT	Exit	EURONET WORLDWIDE INC COM USD.02	$0	–	-13	-100.0%	0.00%	–
MMAT	Exit	META MATERIALS INC COM	$0	–	-391	-100.0%	0.00%	–
BPFH	Exit	BOSTON PRIVATE FINL HOLDINGS COM USD1	$0	–	-296	-100.0%	0.00%	–
HTBI	Exit	HOMETRUST BANCSHARES INC COM USD.01	$0	–	-145	-100.0%	0.00%	–
AOSL	Exit	ALPHA AND OMEGA SEMICONDUCTO COM USD.002	$0	–	-36	-100.0%	0.00%	–
ACIW	Exit	ACI WORLDWIDE INC CL A COM USD.005	$0	–	-14	-100.0%	0.00%	–
ESXB	Exit	COMMUNITY BANKERS TRUST CORP COM USD.01	$0	–	-119	-100.0%	0.00%	–
AROW	Exit	ARROW FINANCIAL CORP COM NPV	$0	–	-9	-100.0%	0.00%	–
SURF	Exit	SURFACE ONCOLOGY INC COM USD 0.0001	$0	–	-106	-100.0%	0.00%	–
NWHM	Exit	NEW HOME CO INC COM USD.01	$0	–	-2,300	-100.0%	0.00%	–
SII	Exit	SPROTT INC COM	$0	–	-23	-100.0%	0.00%	–
DK	Exit	DELEK US HOLDINGS INC COM USD.01	$0	–	-12	-100.0%	0.00%	–
	Exit	AMALGAMATED FINANCIAL CORP COM	$0	–	-113	-100.0%	0.00%	–
SMTI	Exit	SANARA MEDTECH INC COM USD.01	$0	–	-10	-100.0%	0.00%	–
IZEA	Exit	IZEA WORLDWIDE INC COM USD0.0001	$0	–	-108	-100.0%	0.00%	–
AMPE	Exit	AMPIO PHARMACEUTICALS INC COM USD.0001	$0	–	-267	-100.0%	0.00%	–
BYD	Exit	BOYD GAMING CORP COM USD.01	$0	–	-10	-100.0%	0.00%	–
QTS	Exit	QTS REALTY TRUST INC CL A COM USD0.01	$0	–	-119	-100.0%	0.00%	–
FSM	Exit	FORTUNA SILVER MINES INC COM NPV	$0	–	-40	-100.0%	0.00%	–
GOGO	Exit	GOGO INC COM USD0.0001	$0	–	-119	-100.0%	0.00%	–
EMAN	Exit	EMAGIN CORP COM USD.01	$0	–	-154	-100.0%	0.00%	–
IVAC	Exit	INTEVAC INC COM NPV	$0	–	-838	-100.0%	0.00%	–
RIG	Exit	TRANSOCEAN LTD COM USD.01	$0	–	-195	-100.0%	0.00%	–
MLSS	Exit	MILESTONE SCIENTIFIC INC COM USD.001	$0	–	-134	-100.0%	0.00%	–
DEI	Exit	DOUGLAS EMMETT INC COM USD.01	$0	–	-38	-100.0%	0.00%	–
PYR	Exit	PYROGENESIS CANADA INC COM NPV	$0	–	-157	-100.0%	0.00%	–
MRC	Exit	MRC GLOBAL INC COM USD.01	$0	–	-491	-100.0%	0.00%	–
STAG	Exit	STAG INDUSTRIAL INC COM USD.01	$0	–	-19	-100.0%	0.00%	–
OXYWS	Exit	OCCIDENTAL PETROLEUM CORP WT EXP 080327	$0	–	-100	-100.0%	0.00%	–
EBND	Exit	SPDR BBG BARC EM LOCAL BOND	$0	–	-6	-100.0%	0.00%	–
CRBP	Exit	CORBUS PHARMACEUTICALS HLDGS COM	$0	–	-100	-100.0%	0.00%	–
ACCO	Exit	ACCO BRANDS CORP COM	$0	–	-1,047	-100.0%	0.00%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INC COM USD.001	$0	–	-6	-100.0%	0.00%	–
FTDR	Exit	FRONTDOOR INC COM	$0	–	-19	-100.0%	0.00%	–
CVM	Exit	CEL-SCI CORP COM USD.001	$0	–	-1,592	-100.0%	0.00%	–
HRTG	Exit	HERITAGE INSURANCE HOLDINGS COM USD0.0001	$0	–	-100	-100.0%	0.00%	–
ADC	Exit	AGREE REALTY CORP COM USD.0001	$0	–	-14	-100.0%	0.00%	–
MTBC	Exit	CARECLOUD INC COM USD.001	$0	–	-137	-100.0%	0.00%	–
CIH	Exit	CHINA INDEX HLD LTD -ADR ADR	$0	–	-49	-100.0%	0.00%	–
ABST	Exit	ABSOLUTE SOFTWARE CORP COM NPV	$0	–	-82	-100.0%	0.00%	–
AMRX	Exit	AMNEAL PHARMACEUTICALS INC CL A COM	$0	–	-61	-100.0%	0.00%	–
AGLE	Exit	AEGLEA BIOTHERAPEUTICS INC COM USD.0001	$0	–	-1,654	-100.0%	0.00%	–
SNR	Exit	NEW SENIOR INVESTMENT GROUP COM USD.01	$0	–	-736	-100.0%	0.00%	–
WRE	Exit	WASHINGTON REIT COM SHS INT .01	$0	–	-54	-100.0%	0.00%	–
HY	Exit	HYSTER-YALE MATERIALS HNDLNG CL A COM USD0.01	$0	–	-21	-100.0%	0.00%	–
ARPO	Exit	AERPIO PHARMACEUTICALS INC COM	$0	–	-228	-100.0%	0.00%	–
PDS	Exit	PRECISION DRILLING CORP COM NPV	$0	–	-25	-100.0%	0.00%	–
ANIK	Exit	ANIKA THERAPEUTICS INC COM USD.01	$0	–	-10	-100.0%	0.00%	–
FLNT	Exit	FLUENT INC COM USD.0005	$0	–	-1,107	-100.0%	0.00%	–
HARP	Exit	HARPOON THERAPEUTICS COM	$0	–	-624	-100.0%	0.00%	–
FULT	Exit	FULTON FINANCIAL CORP COM USD2.5	$0	–	-3,651	-100.0%	-0.00%	–
ANNX	Exit	ANNEXON INC COM	$0	–	-2,267	-100.0%	-0.00%	–
AZYO	Exit	AZIYO BIOLOGICS INC COM CL A	$0	–	-2,871	-100.0%	-0.00%	–
MCRB	Exit	SERES THERAPEUTICS INC COM USD0.001	$0	–	-1,910	-100.0%	-0.00%	–
EBIX	Exit	EBIX INC COM USD.1	$0	–	-1,396	-100.0%	-0.00%	–
CGEM	Exit	CULLINAN ONCOLOGY INC COM	$0	–	-2,912	-100.0%	-0.00%	–
BWEN	Exit	BROADWIND INC COM USD.001	$0	–	-11,167	-100.0%	-0.00%	–
KOP	Exit	KOPPERS HOLDINGS INC COM USD.01	$0	–	-2,065	-100.0%	-0.00%	–
ORIC	Exit	ORIC PHARMACEUTICALS COM	$0	–	-1,544	-100.0%	-0.00%	–
WORK	Exit	SLACK TECHNOLOGIES INC COM CL A USD0.0001	$0	–	-1,492	-100.0%	-0.00%	–
HCHC	Exit	HC2 HOLDINGS INC COM USD0.001	$0	–	-8,005	-100.0%	-0.00%	–
CCXI	Exit	CHEMOCENTRYX INC COM USD.001	$0	–	-2,708	-100.0%	-0.00%	–
RVMD	Exit	REVOLUTION MEDICINES INC COM	$0	–	-2,010	-100.0%	-0.00%	–
OCDX	Exit	ORTHO CLINICAL DIAG HLDG PLC COM	$0	–	-2,714	-100.0%	-0.00%	–
SBTX	Exit	SILVERBACK THERAPE INC COM USD0.0001	$0	–	-1,082	-100.0%	-0.00%	–
CARA	Exit	CARA THERAPEUTICS INC COM USD.001	$0	–	-2,620	-100.0%	-0.00%	–
KURA	Exit	KURA ONCOLOGY INC COM USD.0001	$0	–	-3,178	-100.0%	-0.00%	–
CNST	Exit	CONSTELLATION PHARMCTCL COM	$0	–	-1,582	-100.0%	-0.00%	–
MSGN	Exit	MSG NETWORKS INC CL A COM USD.01	$0	–	-1,808	-100.0%	-0.00%	–
PSTH	Exit	PERSHING SQ TN HOL LTD COM CL A	$0	–	-2,000	-100.0%	-0.00%	–
ATNI	Exit	ATN INTERNATIONAL INC COM USD.01	$0	–	-600	-100.0%	-0.00%	–
VERU	Exit	VERU INC COM USD.01	$0	–	-3,914	-100.0%	-0.00%	–
MXIM	Exit	MAXIM INTEGRATED PRODUCTS COM USD.001	$0	–	-416	-100.0%	-0.00%	–
MNR	Exit	MONMOUTH RE INVESTMENT CP COM USD.01	$0	–	-2,725	-100.0%	-0.00%	–
GNLN	Exit	GREENLANE HOLDINGS INC COM CL A	$0	–	-18,180	-100.0%	-0.00%	–
MNKD	Exit	MANNKIND CORP COM USD.01	$0	–	-17,571	-100.0%	-0.00%	–
PRIM	Exit	PRIMORIS SERVICES CORP COM USD.0001	$0	–	-2,885	-100.0%	-0.00%	–
PFPT	Exit	PROOFPOINT INC COM USD.0001	$0	–	-565	-100.0%	-0.00%	–
STRA	Exit	STRATEGIC EDUCATION INC COM USD.01	$0	–	-1,306	-100.0%	-0.00%	–
TBIO	Exit	TRANSLATE BIO INC COM	$0	–	-4,525	-100.0%	-0.00%	–
CPTA	Exit	CAPITALA FINANCE CORP COM	$0	–	-3,663	-100.0%	-0.00%	–
NPTN	Exit	NEOPHOTONICS CORP COM USD.0025	$0	–	-9,792	-100.0%	-0.00%	–
VMD	Exit	VIEMED HEALTHCARE COM	$0	–	-17,054	-100.0%	-0.00%	–
DBTX	Exit	DECIBEL THERAPEUTICS INC COM	$0	–	-12,821	-100.0%	-0.00%	–
BCRX	Exit	BIOCRYST PHARMACEUTICALS INC COM USD.01	$0	–	-8,663	-100.0%	-0.00%	–
PRAH	Exit	PRA HEALTH SCIENCES INC COM USD.01	$0	–	-1,056	-100.0%	-0.00%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC COM USD.0001	$0	–	-886	-100.0%	-0.00%	–
RAMP	Exit	LIVERAMP HOLDINGS INC COM USD.1	$0	–	-3,347	-100.0%	-0.00%	–
ICFI	Exit	ICF INTERNATIONAL INC COM USD.001	$0	–	-1,703	-100.0%	-0.00%	–
OPCH	Exit	OPTION CARE HEALTH INC COM	$0	–	-9,362	-100.0%	-0.00%	–
TBI	Exit	TRUEBLUE INC COM NPV	$0	–	-7,538	-100.0%	-0.00%	–
EQX	Exit	EQUINOX GOLD CORP COM CL A	$0	–	-39,095	-100.0%	-0.01%	–
WPFU	Exit	FOLEY TRASIME ACQ CORP UNIT	$0	–	-22,428	-100.0%	-0.01%	–
TRQ	Exit	TURQUOISE HILL RESOURCES LTD COM NPV	$0	–	-18,611	-100.0%	-0.01%	–
WRI	Exit	WEINGARTEN REALTY INVST COM SHS INT USD.03	$0	–	-11,122	-100.0%	-0.01%	–
ORBC	Exit	ORBCOMM INC COM USD.001	$0	–	-29,239	-100.0%	-0.01%	–
AUY	Exit	YAMANA GOLD INC COM	$0	–	-107,321	-100.0%	-0.01%	–
CORE	Exit	CORE MARK HOLDING CO INC COM	$0	–	-10,850	-100.0%	-0.01%	–
NXE	Exit	NEXGEN ENERGY LTD COM	$0	–	-117,972	-100.0%	-0.01%	–
HBM	Exit	HUDBAY MINERALS INC COM NPV	$0	–	-76,072	-100.0%	-0.01%	–
ERF	Exit	ENERPLUS CORP COM NPV	$0	–	-70,434	-100.0%	-0.01%	–
MOMO	Exit	MOMO INC -ADR ADR	$0	–	-37,535	-100.0%	-0.01%	–
TAC	Exit	TRANSALTA CORP COM NPV	$0	–	-80,641	-100.0%	-0.02%	–
CPG	Exit	CRESCENT POINT ENERGY CORP COM	$0	–	-205,001	-100.0%	-0.02%	–
CIXX	Exit	CI FINANCIAL CORP COM	$0	–	-54,327	-100.0%	-0.02%	–
BTG	Exit	B2GOLD CORP COM NPV	$0	–	-281,610	-100.0%	-0.02%	–
BB	Exit	BLACKBERRY LTD COM NPV	$0	–	-133,617	-100.0%	-0.03%	–
CCJ	Exit	CAMECO CORP COM NPV	$0	–	-102,517	-100.0%	-0.04%	–
SUB	Exit	ISHARES SHORT-TERM NATIONAL	$0	–	-19,400	-100.0%	-0.04%	–
SYKE	Exit	SYKES ENTERPRISES INC COM USD.01	$0	–	-46,393	-100.0%	-0.05%	–
AQN	Exit	ALGONQUIN POWER & UTIL CORP COM	$0	–	-169,038	-100.0%	-0.05%	–
GE	Exit	GENERAL ELECTRIC CO COM USD.63	$0	–	-308,786	-100.0%	-0.08%	–
LB	Exit	L BRANDS INC COM USD.5	$0	–	-299,051	-100.0%	-0.43%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Mercer Investments LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-11-10

Signatures

The EDGAR filing(s) were signed by:

RAYMOND AMOROSO III ESQ. — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LYONDELLBASELL INDUSTRIES NV CL A COM USD0.01	42	Q3 2023	3.8%
MARATHON PETROLEUM CORP COM USD0.01	42	Q3 2023	3.3%
WESTERN UNION CO COM USD.01	42	Q3 2023	2.7%
VALERO ENERGY CORP NEW COM	42	Q3 2023	3.9%
BOEING CO/THE	42	Q3 2023	4.3%
ROYAL BK CDA SUSTAINABL	42	Q3 2023	1.6%
APPLE INC COM NPV	42	Q3 2023	2.3%
PFIZER INC COM USD.1	42	Q3 2023	2.0%
MAGNA INTL INC COM	42	Q3 2023	1.5%
ALLSTATE CORP COM USD.01	42	Q3 2023	1.7%

View O'SHAUGHNESSY ASSET MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

O'SHAUGHNESSY ASSET MANAGEMENT, LLC Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
COTT CORP /CN/	February 01, 2010	3,841,065	4.7%
APPLIED SIGNAL TECHNOLOGY INC	June 08, 2009	594,058	4.6%
CRAWFORD & CO	May 01, 2009	979,322	4.0%
TREX CO INC	April 01, 2009	721,599	4.7%
UNIFI INC	March 24, 2009	1,463,028	2.4%
METALICO INC	October 02, 2008	1,584,233	5.0%
1 800 FLOWERS COM INC	July 08, 2008	781,222	3.0%
CAL MAINE FOODS INC	July 08, 2008	1,001,475	4.7%
Emergency Medical Services CORP	July 08, 2008	265,967	2.9%
LSB INDUSTRIES INC	July 08, 2008	686,846	3.2%

View O'SHAUGHNESSY ASSET MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-12
13F-HR	2023-02-10
13F-HR	2022-11-14
13F-HR	2022-08-11
13F-HR	2022-05-13
13F-HR	2022-02-11
13F-HR	2021-11-10

View O'SHAUGHNESSY ASSET MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (4896584000.0 != 4896572000.0)

Export O'SHAUGHNESSY ASSET MANAGEMENT, LLC's holdings

O'SHAUGHNESSY ASSET MANAGEMENT, LLC - Q3 2021 holdings