Sonora Investment Management, LLC

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$1.08 Billion is the total value of Sonora Investment Management, LLC's 1857 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 7.1% .

All

		Value		Shares		↓ Weighting
	STARBUCKS CORPconvertible/	$638,000	-0.2%	585,000	0.0%	0.06%	-9.2%
	MEDTRONIC INCconvertible/	$637,000	+0.2%	565,000	0.0%	0.06%	-9.2%
PFN	PIMCO INC STRAT FD IIequities	$625,000	+4.3%	68,800	0.0%	0.06%	-4.9%
WST	WEST PHARMA SVCS INCequities	$602,000	+20.9%	2,190	0.0%	0.06%	+9.8%
	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$537,000	-0.2%	535,000	0.0%	0.05%	-9.1%
HR	HEALTHCARE REALTY TRUST INCpfds, reits,	$541,000	+2.9%	17,975	0.0%	0.05%	-7.4%
	APPLE INCconvertible/	$478,000	+0.2%	425,000	0.0%	0.04%	-10.2%
	3M COconvertible/	$465,000	+2.0%	345,000	0.0%	0.04%	-8.5%
AGNC	AMERICAN CAPITAL AGENCY CORPequities	$433,000	+7.7%	31,156	0.0%	0.04%	-2.4%
EAD	EVERGREEN INC ADVANTAGEequities	$420,000	+4.0%	57,573	0.0%	0.04%	-4.9%
SON	SONOCO PRODUCTS COequities	$419,000	-2.3%	8,210	0.0%	0.04%	-11.4%
IPGP	IPG PHOTONICS CORPequities	$402,000	+5.8%	2,368	0.0%	0.04%	-5.1%
NCV	ALLIANZGI CONV & INC FDequities	$392,000	+4.5%	85,615	0.0%	0.04%	-5.3%
NCZ	NICHOLAS APPLEGATE CONVequities	$387,000	+5.2%	94,060	0.0%	0.04%	-5.3%
HIX	WESTERN ASSET HI INC FD II INCequities	$369,000	+3.1%	57,703	0.0%	0.03%	-8.1%
	NORTHROP GRUMMANconvertible/	$345,000	0.0%	320,000	0.0%	0.03%	-8.6%
NYCBPRU	NEW YORK CMTY BANCORP PFDpfds, reits,	$344,000	-0.9%	7,770	0.0%	0.03%	-11.1%
	LOWES CO INCconvertible/	$309,000	-1.3%	235,000	0.0%	0.03%	-9.4%
	MARRIOTT INTL INCconvertible/	$305,000	+1.7%	300,000	0.0%	0.03%	-9.7%
VTI	VANGUARD TOTAL STOCK MKTequities	$290,000	+8.6%	1,705	0.0%	0.03%	0.0%
HYI	WESTERN ASSET HY DEF OPP FDequities	$267,000	+0.8%	19,000	0.0%	0.02%	-7.4%
HUM	HUMANA INCequities	$237,000	+6.8%	572	0.0%	0.02%	-4.3%
ENDTF	CANOE EIT INCequities	$225,000	+9.2%	32,810	0.0%	0.02%	0.0%
NFJ	ALLIANZGI NFJ DIV INT & PREM STRAT FDequities	$230,000	+5.5%	19,500	0.0%	0.02%	-4.5%
CIM	CHIMERA INVESTMENTequities	$225,000	-14.4%	27,400	0.0%	0.02%	-22.2%
INTU	INTUITequities	$205,000	+10.2%	629	0.0%	0.02%	0.0%
	CIGNA CORPconvertible/	$193,000	0.0%	187,000	0.0%	0.02%	-10.0%
DHY	CREDIT SUISSE HY BD FDequities	$190,000	+5.6%	90,000	0.0%	0.02%	0.0%
	SOCORRO TX ISDconvertible/	$182,000	-1.1%	175,000	0.0%	0.02%	-10.5%
	VERIZON COMMUNICATIONS INCconvertible/	$181,000	-0.5%	160,000	0.0%	0.02%	-10.5%
	WASTE MGMT INCconvertible/	$188,000	+1.1%	135,000	0.0%	0.02%	-10.5%
	WELLS FARGO & Cconvertible/	$177,000	+0.6%	162,000	0.0%	0.02%	-11.1%
EL	ESTEE LAUDER COS INC Aequities	$175,000	+15.9%	800	0.0%	0.02%	+6.7%
	METROPOLITAN STATEconvertible/	$174,000	-0.6%	155,000	0.0%	0.02%	-11.1%
VGM	INVESCO TRUST FOR INV GRADE MUNISequities	$178,000	+2.9%	14,328	0.0%	0.02%	-11.1%
MPLX	MPLX LPpfds, reits,	$159,000	-8.6%	10,091	0.0%	0.02%	-16.7%
	INVESCO UNIT TRUSTSunit trusts	$158,000	-3.7%	178	0.0%	0.02%	-11.8%
ARR	ARMOUR RES REITpfds, reits,	$163,000	+1.9%	17,090	0.0%	0.02%	-6.2%
NAD	NUVEEN DIV ADV MUNI FDequities	$158,000	+3.9%	10,860	0.0%	0.02%	-6.2%
AZO	AUTOZONE INCequities	$166,000	+4.4%	141	0.0%	0.02%	-6.2%
YUM	YUM! BRANDS INCequities	$160,000	+5.3%	1,753	0.0%	0.02%	-6.2%
DUK	DUKE ENERGY CORPequities	$153,000	+10.9%	1,726	0.0%	0.01%	0.0%
	XILINX, INC.convertible/	$152,000	-0.7%	150,000	0.0%	0.01%	-12.5%
	MICHIGAN BELL TEconvertible/	$151,000	-0.7%	140,000	0.0%	0.01%	-12.5%
IVW	ISHARES CORE S&P 500 ETFequities	$154,000	+11.6%	666	0.0%	0.01%	0.0%
	INVESCO ADV MUNI INC TRUST IIequities	$147,000	+3.5%	13,603	0.0%	0.01%	-6.7%
WEC	WEC ENERGY GRP INCequities	$143,000	+10.9%	1,475	0.0%	0.01%	0.0%
VOO	VANGUARD S&P 500equities	$142,000	+8.4%	461	0.0%	0.01%	0.0%
ARE	ALEXANDRIA REAL EST REITpfds, reits,	$136,000	-0.7%	847	0.0%	0.01%	-7.1%
	CSX CORPconvertible/	$142,000	+0.7%	130,000	0.0%	0.01%	-7.1%
BAX	BAXTER INTLequities	$138,000	-6.8%	1,716	0.0%	0.01%	-13.3%
	BLACKROCK MUNIYIELD INSDequities	$134,000	+3.1%	10,000	0.0%	0.01%	-7.7%
PMO	PUTNAM MUNICIPAL OPPTUNequities	$130,000	+1.6%	10,000	0.0%	0.01%	-7.7%
	CELGENE CORPconvertible/	$132,000	0.0%	125,000	0.0%	0.01%	-14.3%
DEA	EASTERLY GOVT PPTYSpfds, reits,	$133,000	-3.6%	5,950	0.0%	0.01%	-14.3%
	HEWLETT-PACKARD COconvertible/	$130,000	0.0%	125,000	0.0%	0.01%	-7.7%
	ARAPAHOE CNTY SD #6convertible/	$125,000	+0.8%	100,000	0.0%	0.01%	-7.7%
	WASTE MGMT INCconvertible/	$126,000	+0.8%	115,000	0.0%	0.01%	-7.7%
SCHB	SCHWAB US BROAD MKT ETFequities	$128,000	+8.5%	1,612	0.0%	0.01%	0.0%
PMT	PENNYMAC MORT INV TRUSTpfds, reits,	$129,000	-7.9%	8,000	0.0%	0.01%	-14.3%
	STARBUCKS CORPconvertible/	$130,000	0.0%	115,000	0.0%	0.01%	-7.7%
	NJ ST TRANS TRconvertible/	$130,000	+7.4%	100,000	0.0%	0.01%	0.0%
	ADAMS & WELD CO SD#27convertible/	$114,000	0.0%	100,000	0.0%	0.01%	-8.3%
	Ca Incconvertible/	$117,000	+1.7%	110,000	0.0%	0.01%	-8.3%
EQAL	POWERSHARES RUSSELL 1000equities	$114,000	+4.6%	3,551	0.0%	0.01%	0.0%
MYD	BLACKROCK MUNIYIELD CFequities	$119,000	-1.7%	8,872	0.0%	0.01%	-8.3%
NRZ	NEW RESIDENTIAL INV CORPpfds, reits,	$119,000	+7.2%	15,000	0.0%	0.01%	0.0%
	WILLOW TRACE MET COconvertible/	$114,000	0.0%	100,000	0.0%	0.01%	-8.3%
BP	BP PLC ADRequities	$118,000	-25.3%	6,767	0.0%	0.01%	-31.2%
	FRISCO TX ISDconvertible/	$115,000	-0.9%	110,000	0.0%	0.01%	-8.3%
	TEXTRON INCORPORAconvertible/	$121,000	+2.5%	110,000	0.0%	0.01%	-8.3%
MCO	MOODYSequities	$116,000	+5.5%	400	0.0%	0.01%	0.0%
	WYETH LLCconvertible/	$122,000	-1.6%	105,000	0.0%	0.01%	-15.4%
CCI	CROWN CASTLE INTL CORPpfds, reits,	$114,000	0.0%	683	0.0%	0.01%	-8.3%
	FT LEWIS CLG BD COconvertible/	$115,000	-0.9%	100,000	0.0%	0.01%	-8.3%
SCHW	CHARLES SCHWAB CORPequities	$116,000	+7.4%	3,210	0.0%	0.01%	0.0%
ADI	ANALOG DEVICES INCequities	$120,000	-4.8%	1,028	0.0%	0.01%	-15.4%
	THE JOHN HOPKIconvertible/	$104,000	-1.0%	100,000	0.0%	0.01%	-9.1%
	BANK OF AMERICA CORconvertible/	$103,000	-1.0%	100,000	0.0%	0.01%	-9.1%
	VERIZON COMMUNICconvertible/	$111,000	0.0%	100,000	0.0%	0.01%	-9.1%
	DENVER CO C&C Sconvertible/	$111,000	0.0%	100,000	0.0%	0.01%	-9.1%
PML	PIMCO MUNI INC FD IIequities	$112,000	0.0%	8,321	0.0%	0.01%	-9.1%
	TOLL BROTHERS INCconvertible/	$109,000	+0.9%	100,000	0.0%	0.01%	-9.1%
	DENVER CO C&C SD #1convertible/	$106,000	-0.9%	100,000	0.0%	0.01%	-9.1%
	INVESCO S&P SMALLCAPequities	$103,000	+8.4%	781	0.0%	0.01%	0.0%
	TIFFANY & CO.convertible/	$108,000	+0.9%	100,000	0.0%	0.01%	-9.1%
	WAUKEE IAconvertible/	$106,000	0.0%	100,000	0.0%	0.01%	-9.1%
	AMERICAN TOBACCOconvertible/	$103,000	0.0%	100,000	0.0%	0.01%	-9.1%
	COMPUTER SCIENCEconvertible/	$110,000	+1.9%	105,000	0.0%	0.01%	-9.1%
	Tyson Foods, Inc.convertible/	$106,000	0.0%	100,000	0.0%	0.01%	-9.1%
SYK	STRYKER CORPequities	$102,000	+15.9%	489	0.0%	0.01%	0.0%
	THE HOME DEPOT, Iconvertible/	$101,000	-1.0%	100,000	0.0%	0.01%	-10.0%
BTI	BRIT AMER TOBACCOequities	$95,000	-6.9%	2,630	0.0%	0.01%	-10.0%
BIIB	BIOGEN IDEC INCequities	$95,000	+5.6%	335	0.0%	0.01%	0.0%
EXAS	EXACT SCIENCES CORPequities	$97,000	+16.9%	950	0.0%	0.01%	+12.5%
BDX	BECTON DICKINSON & COequities	$94,000	-2.1%	403	0.0%	0.01%	-10.0%
	STONEGATE VLG Mconvertible/	$94,000	0.0%	90,000	0.0%	0.01%	-10.0%
	Tc Pipelines, Lpconvertible/	$81,000	-1.2%	80,000	0.0%	0.01%	0.0%
PZZA	PAPA JOHNS INTL INCequities	$82,000	+3.8%	1,000	0.0%	0.01%	0.0%
CAH	CARDINAL HEALTH INCequities	$81,000	-10.0%	1,724	0.0%	0.01%	-11.1%
YUMC	YUM CHINA HOLDINGS INCequities	$86,000	+10.3%	1,627	0.0%	0.01%	0.0%
	EDWARDS LIFESCIENCES CPequities	$86,000	+14.7%	1,080	0.0%	0.01%	0.0%
	AMERICAN EXPRESSconvertible/	$90,000	0.0%	85,000	0.0%	0.01%	-11.1%
	AMERICAN TOWER CORPconvertible/	$90,000	-1.1%	85,000	0.0%	0.01%	-11.1%
	GUNNISON ETC CO SDconvertible/	$89,000	0.0%	75,000	0.0%	0.01%	-11.1%
INVH	INVITATION HOMES INCequities	$90,000	+1.1%	3,228	0.0%	0.01%	-11.1%
	MIAMI-DADE CN FL Rconvertible/	$87,000	+1.2%	55,000	0.0%	0.01%	-11.1%
PRU	PRUDENTIAL FINLequities	$89,000	+4.7%	1,393	0.0%	0.01%	-11.1%
PSAPRC	PUBLIC STORA PFDpfds, reits,	$89,000	+1.1%	3,490	0.0%	0.01%	-11.1%
	TOLL BROTHERS Fconvertible/	$72,000	+2.9%	65,000	0.0%	0.01%	0.0%
	BANK OF AMERICAconvertible/	$72,000	0.0%	67,000	0.0%	0.01%	0.0%
XLF	FINANCIAL SELECT SECTOR SPDR FDequities	$74,000	+4.2%	3,079	0.0%	0.01%	0.0%
	KIMBERLY-CLARK CORPconvertible/	$77,000	0.0%	60,000	0.0%	0.01%	-12.5%
	MCKESSON CORPconvertible/	$76,000	0.0%	75,000	0.0%	0.01%	-12.5%
	MORGAN STANLEYconvertible/	$77,000	0.0%	71,000	0.0%	0.01%	-12.5%
	DOVER CORPconvertible/	$77,000	+1.3%	70,000	0.0%	0.01%	-12.5%
VGK	VANGUARD FTSE EUROPEequities	$74,000	+4.2%	1,412	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$72,000	-1.4%	70,000	0.0%	0.01%	0.0%
	AMERIPRISE FINANCIAL INCequities	$79,000	+2.6%	512	0.0%	0.01%	-12.5%
	INTERPUBLIC GRP COSconvertible/	$78,000	0.0%	75,000	0.0%	0.01%	-12.5%
	WILLIAM PARTNERS Lconvertible/	$77,000	+1.3%	75,000	0.0%	0.01%	-12.5%
	AMERICAN INTL Gconvertible/	$72,000	0.0%	65,000	0.0%	0.01%	0.0%
WU	WESTERN UNION COMPANYequities	$74,000	-1.3%	3,448	0.0%	0.01%	-12.5%
	AMERICAN TOWER CORPconvertible/	$74,000	0.0%	65,000	0.0%	0.01%	-12.5%
	SALT VERDE AZ FCconvertible/	$78,000	+2.6%	60,000	0.0%	0.01%	-12.5%
	ENERGY TRANSFER Pconvertible/	$77,000	-1.3%	75,000	0.0%	0.01%	-12.5%
	THE GOLDMAN SACHS GROUPconvertible/	$78,000	+1.3%	70,000	0.0%	0.01%	-12.5%
	MC DONALDS CORPconvertible/	$66,000	0.0%	60,000	0.0%	0.01%	-14.3%
	CELGENE CORPconvertible/	$60,000	-1.6%	55,000	0.0%	0.01%	0.0%
	AMERICAN EXPRESSconvertible/	$65,000	0.0%	60,000	0.0%	0.01%	-14.3%
	THE BANK OF NEW YORconvertible/	$62,000	+3.3%	55,000	0.0%	0.01%	0.0%
VFH	VANGUARD FINANCIALSequities	$64,000	+1.6%	1,100	0.0%	0.01%	0.0%
	AZ BD REGENTS UNIVconvertible/	$60,000	0.0%	50,000	0.0%	0.01%	0.0%
	ROCKWELL COLLINSconvertible/	$65,000	0.0%	60,000	0.0%	0.01%	-14.3%
PH	PARKER-HANNIFIN CORPequities	$70,000	+11.1%	346	0.0%	0.01%	0.0%
	CITIGROUP INCconvertible/	$64,000	0.0%	60,000	0.0%	0.01%	-14.3%
	SALT VERDE AZ FCconvertible/	$64,000	+1.6%	50,000	0.0%	0.01%	0.0%
	BB&T CORPconvertible/	$65,000	0.0%	60,000	0.0%	0.01%	-14.3%
NSRGY	NESTLE SAequities	$67,000	+8.1%	560	0.0%	0.01%	0.0%
NOC	NORTHROP GRUNMAN COequities	$64,000	+3.2%	203	0.0%	0.01%	0.0%
ATO	ATMOS ENERGY CORPequities	$69,000	-4.2%	720	0.0%	0.01%	-14.3%
	OCCIDENTAL PETRconvertible/	$70,000	-2.8%	75,000	0.0%	0.01%	-14.3%
EIX	EDISON INTERNATIONALequities	$60,000	-7.7%	1,189	0.0%	0.01%	-14.3%
	ORACLE CORPconvertible/	$60,000	+1.7%	55,000	0.0%	0.01%	0.0%
CHI	CALAMOS CONV OPP & INC FDequities	$64,000	+3.2%	5,829	0.0%	0.01%	0.0%
CAPL	CROSSAMERICA LPpfds, reits,	$64,000	+10.3%	4,300	0.0%	0.01%	0.0%
	JOHNSON CONTROconvertible/	$60,000	+1.7%	55,000	0.0%	0.01%	0.0%
IVR	INVESCO MORTGAGE CAPITAL INCpfds, reits,	$69,000	-27.4%	25,374	0.0%	0.01%	-40.0%
	RAYTHEON COconvertible/	$67,000	0.0%	50,000	0.0%	0.01%	-14.3%
LH	LAB CORP OF AMER HLDGequities	$60,000	+13.2%	317	0.0%	0.01%	+20.0%
	MORGAN STANLEYconvertible/	$68,000	0.0%	63,000	0.0%	0.01%	-14.3%
	FIRST TRUST DJ INTERNET ETFequities	$54,000	+10.2%	286	0.0%	0.01%	0.0%
	MARKEL CORPconvertible/	$53,000	-1.9%	50,000	0.0%	0.01%	-16.7%
	BANK NEW YORK MEL VAR 23convertible/	$57,000	0.0%	55,000	0.0%	0.01%	-16.7%
	METLIFEconvertible/	$59,000	0.0%	53,000	0.0%	0.01%	-16.7%
	WOODMOOR CO W/Sconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	0.0%
	MONSANTO COconvertible/	$51,000	+4.1%	50,000	0.0%	0.01%	0.0%
MS	MORGAN STANLEYequities	$54,000	0.0%	1,126	0.0%	0.01%	-16.7%
	MORGAN STANLEYconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
MQY	BLACKROCK MUNIYIELD QUALITYequities	$59,000	+5.4%	3,700	0.0%	0.01%	-16.7%
	NORFOLK SOUTHERN CORPconvertible/	$57,000	+1.8%	50,000	0.0%	0.01%	-16.7%
	O'REILLY AUTOMOconvertible/	$51,000	-1.9%	50,000	0.0%	0.01%	0.0%
	OHIO STconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
	PSEG POWER LLCconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
	PACKAGING CORP Oconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
	PENNSYLVANIAconvertible/	$59,000	0.0%	50,000	0.0%	0.01%	-16.7%
	CSX CORPconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
	VIACOM INCconvertible/	$49,000	0.0%	45,000	0.0%	0.01%	0.0%
DHS	WISDOMTREE US HIGHequities	$53,000	0.0%	850	0.0%	0.01%	0.0%
CYBR	CYBERARK SOFTWARE LTDequities	$52,000	+4.0%	500	0.0%	0.01%	0.0%
CTAS	CINTAS CORPequities	$58,000	+23.4%	175	0.0%	0.01%	0.0%
	COMCAST CORPconvertible/	$50,000	0.0%	45,000	0.0%	0.01%	0.0%
CAG	CONAGRA FOODS INCequities	$51,000	+2.0%	1,425	0.0%	0.01%	0.0%
	CORNING INCconvertible/	$54,000	+1.9%	50,000	0.0%	0.01%	0.0%
	JOHN DEERE CAPITAconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	WHIRLPOOL CORPconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	DOVER CORPconvertible/	$55,000	+3.8%	40,000	0.0%	0.01%	0.0%
	DOWDUPONT INC.convertible/	$50,000	0.0%	50,000	0.0%	0.01%	0.0%
	UNION PACIFIC CORPconvertible/	$57,000	0.0%	50,000	0.0%	0.01%	-16.7%
	EATON VANCE CORconvertible/	$53,000	+1.9%	50,000	0.0%	0.01%	0.0%
	AMPHENOL CORPconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
EXD	EATON VANCE TAX ADV BD & OP STRAT FDequities	$54,000	0.0%	6,035	0.0%	0.01%	-16.7%
	EVERGY, INC.convertible/	$53,000	+1.9%	50,000	0.0%	0.01%	0.0%
	EXPRESS SCRIPTS HOLDINGS COconvertible/	$52,000	-1.9%	50,000	0.0%	0.01%	0.0%
	WESTLAKE CHEMICALconvertible/	$52,000	+2.0%	50,000	0.0%	0.01%	0.0%
	FIRSTMERIT CORPconvertible/	$59,000	0.0%	55,000	0.0%	0.01%	-16.7%
	THERMO FISHER SCconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
GPC	GENUINE PARTS COequities	$56,000	+9.8%	585	0.0%	0.01%	0.0%
	ACTIVISION BLIZZAconvertible/	$56,000	0.0%	50,000	0.0%	0.01%	-16.7%
	HSBC HOLDINGSconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	0.0%
	HARRIS CNTY TX METconvertible/	$59,000	-1.7%	50,000	0.0%	0.01%	-16.7%
	HEWLETT PACKARD STEP 22convertible/	$59,000	0.0%	55,000	0.0%	0.01%	-16.7%
STAG	STAG INDUSTRIAL INCpfds, reits,	$54,000	+3.8%	1,775	0.0%	0.01%	0.0%
	SOUTHWEST GAS Hconvertible/	$55,000	0.0%	53,000	0.0%	0.01%	-16.7%
	ASPEN INSURANCEconvertible/	$54,000	+3.8%	50,000	0.0%	0.01%	0.0%
	Ingersoll-Randconvertible/	$55,000	0.0%	50,000	0.0%	0.01%	-16.7%
	SOUTHERN NATURALconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
IP	INTL PAPER COequities	$57,000	+14.0%	1,412	0.0%	0.01%	0.0%
DVY	ISHARESTRUST DOW JONESequities	$53,000	0.0%	651	0.0%	0.01%	0.0%
	SEMPRA ENERGYconvertible/	$49,000	0.0%	45,000	0.0%	0.01%	0.0%
	JEFFERIES GROUPconvertible/	$52,000	0.0%	50,000	0.0%	0.01%	0.0%
	JOHNSON CONTROLSconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$53,000	0.0%	50,000	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$51,000	-1.9%	50,000	0.0%	0.01%	0.0%
	WELLS FARGO & COconvertible/	$55,000	+1.9%	50,000	0.0%	0.01%	-16.7%
	SALT VERDE AZ FCconvertible/	$58,000	0.0%	50,000	0.0%	0.01%	-16.7%
	BANK OF AMERICAconvertible/	$50,000	0.0%	45,000	0.0%	0.01%	0.0%
	MARATHON PETROLconvertible/	$51,000	0.0%	50,000	0.0%	0.01%	0.0%
	MORGAN STANLEYconvertible/	$45,000	0.0%	40,000	0.0%	0.00%	-20.0%
	CONSTELLATION ENconvertible/	$40,000	0.0%	40,000	0.0%	0.00%	0.0%
INSM	INSMED INC 00500equities	$48,000	+17.1%	1,500	0.0%	0.00%	0.0%
	BOARDWALK PIPELconvertible/	$46,000	+2.2%	45,000	0.0%	0.00%	-20.0%
	SALT VERDE AZ FCconvertible/	$40,000	0.0%	35,000	0.0%	0.00%	0.0%
CIO	CITY OFFICE REITpfds, reits,	$38,000	-24.0%	5,000	0.0%	0.00%	-20.0%
	MICROSOFT CORPconvertible/	$47,000	0.0%	45,000	0.0%	0.00%	-20.0%
	LENNOX INTERNTNL INconvertible/	$47,000	+2.2%	45,000	0.0%	0.00%	-20.0%
	FORD MOTOR COconvertible/	$41,000	+2.5%	40,000	0.0%	0.00%	0.0%
CTXS	CITRIX SYSTEMS INCequities	$43,000	-6.5%	312	0.0%	0.00%	-20.0%
OFC	COR OFFICE PPTYSpfds, reits,	$47,000	-7.8%	2,000	0.0%	0.00%	-20.0%
AFL	AFLAC INCequities	$43,000	+2.4%	1,170	0.0%	0.00%	0.0%
	GOLDCORP INC.convertible/	$46,000	0.0%	45,000	0.0%	0.00%	-20.0%
BBN	BLACKROCK TAXABLE MUNI BOND TRUSTequities	$39,000	+5.4%	1,500	0.0%	0.00%	0.0%
	PFIZER INCconvertible/	$43,000	0.0%	40,000	0.0%	0.00%	0.0%
ANET	ARISTA NETWORKS INCequities	$44,000	-2.2%	215	0.0%	0.00%	-20.0%
	ABBOTT LABORATORIconvertible/	$39,000	0.0%	36,000	0.0%	0.00%	0.0%
	EQT CORPconvertible/	$45,000	+2.3%	45,000	0.0%	0.00%	-20.0%
	HSBC HOLDINGS PLCconvertible/	$47,000	-2.1%	45,000	0.0%	0.00%	-20.0%
	GOLDMAN SACHS GROUPconvertible/	$43,000	0.0%	40,000	0.0%	0.00%	0.0%
WFCPRR	WELLS FARGO & CO PFDpfds, reits,	$47,000	+6.8%	1,673	0.0%	0.00%	-20.0%
	FAIRFAX FINL HOLconvertible/	$42,000	-6.7%	35,000	0.0%	0.00%	-20.0%
RSP	INVESCO S&P 500 EQUALlequities	$38,000	+5.6%	355	0.0%	0.00%	0.0%
PBA	PEMBINA PIPELINE CORPequities	$38,000	-15.6%	1,797	0.0%	0.00%	-20.0%
RGLD	ROYAL GOLD INCequities	$48,000	-4.0%	402	0.0%	0.00%	-20.0%
VFC	VF CORPequities	$42,000	+16.7%	598	0.0%	0.00%	0.0%
	DIST ENGY CORPconvertible/	$40,000	0.0%	40,000	0.0%	0.00%	0.0%
IWP	ISHARES RUSSELL MC GWTH ETFequities	$48,000	+9.1%	280	0.0%	0.00%	-20.0%
STPZ	PIMCO 1-5 YR US TIPS ETFequities	$38,000	+2.7%	700	0.0%	0.00%	0.0%
STOR	STORE CAPITAL CORPequities	$43,000	+13.2%	1,575	0.0%	0.00%	0.0%
MAR	MARRIOTT INTL INC CL Aequities	$35,000	+9.4%	376	0.0%	0.00%	0.0%
LVS	LAS VEGAS SANDSequities	$37,000	0.0%	802	0.0%	0.00%	-25.0%
DASTY	DASSAULT SYSTEMS SA ADRFequities	$28,000	+7.7%	150	0.0%	0.00%	0.0%
	BERKSHIRE HATHAconvertible/	$30,000	0.0%	27,000	0.0%	0.00%	0.0%
MIDD	MIDDLEBY CORPequities	$27,000	+12.5%	300	0.0%	0.00%	+50.0%
VER	VEREIT INCpfds, reits,	$34,000	0.0%	5,300	0.0%	0.00%	0.0%
	MARICOPA AZ HOSPconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
SUME	SUMMER ENERGY HLDG INCequities	$37,000	-19.6%	35,218	0.0%	0.00%	-40.0%
SPH	SUBURBAN PROPANE PRT L Ppfds, reits,	$35,000	+12.9%	2,168	0.0%	0.00%	0.0%
UMH	UMH PROP Inc.pfds, reits,	$27,000	+3.8%	2,000	0.0%	0.00%	0.0%
	LINCOLN NEBconvertible/	$28,000	+7.7%	25,000	0.0%	0.00%	0.0%
	AMPHENOL CORPconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	UNION PACIFIC COconvertible/	$37,000	0.0%	35,000	0.0%	0.00%	-25.0%
WRK	WESTROCKequities	$27,000	+22.7%	780	0.0%	0.00%	+50.0%
	AMGEN INCconvertible/	$31,000	0.0%	30,000	0.0%	0.00%	0.0%
	PENNSBURY PA SDconvertible/	$33,000	0.0%	30,000	0.0%	0.00%	0.0%
AWR	AMERICAN STATES WTRequities	$37,000	-5.1%	500	0.0%	0.00%	-25.0%
TT	TRANEequities	$36,000	+33.3%	298	0.0%	0.00%	0.0%
	DC W/S AUTH PUB UTIconvertible/	$31,000	0.0%	25,000	0.0%	0.00%	0.0%
	AZ SCH FAC BRD COPconvertible/	$28,000	-3.4%	25,000	0.0%	0.00%	0.0%
	PNC FINANCIAL SRVconvertible/	$33,000	0.0%	30,000	0.0%	0.00%	0.0%
FNF	FIDELITY NATL FINL INCequities	$28,000	0.0%	900	0.0%	0.00%	0.0%
	AETNA INCconvertible/	$27,000	+3.8%	20,000	0.0%	0.00%	0.0%
ADM	ARCHER DANIELS MIDLAND COequities	$35,000	+16.7%	742	0.0%	0.00%	0.0%
	WISCONSIN STATE AAAconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	COCA-COLA COconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
WD	WALKER & DUNLOP INCequities	$32,000	+6.7%	600	0.0%	0.00%	0.0%
	MA ST TRANS FDconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
REM	ISHARES MORTGAGE REALequities	$28,000	+3.7%	1,094	0.0%	0.00%	0.0%
	CARDINAL HEALTH INCconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	MARKEL CORPconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	THE CLOROX COconvertible/	$30,000	+3.4%	25,000	0.0%	0.00%	0.0%
	WI ST CLEAN WTRconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
FITB	FIFTH THIRD BANCORPequities	$34,000	+9.7%	1,603	0.0%	0.00%	0.0%
	BROWN & BROWN INCconvertible/	$29,000	+3.6%	26,000	0.0%	0.00%	0.0%
CPT	CAMDEN PROPERTY TRUSTequities	$36,000	0.0%	400	0.0%	0.00%	-25.0%
VRTX	VERTEX PHARMA INCequities	$28,000	-6.7%	103	0.0%	0.00%	0.0%
CPRT	COPART INCequities	$32,000	+28.0%	300	0.0%	0.00%	0.0%
XLV	HEALTHCARE SELECT SECTOR SPDR FDequities	$33,000	+6.5%	312	0.0%	0.00%	0.0%
	BANK OF AMERICA CORconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
BAM	BROOKFIELD ASSET MANAGEMENT INCequities	$37,000	0.0%	1,113	0.0%	0.00%	-25.0%
	VA ST PUB BLDG AUTHconvertible/	$33,000	0.0%	25,000	0.0%	0.00%	0.0%
PXSG	POWERSHARES RSSLLl 2000equities	$34,000	+9.7%	860	0.0%	0.00%	0.0%
AVB	AVALONBAY COMMUNITIES INCpfds, reits,	$30,000	-3.2%	200	0.0%	0.00%	0.0%
	WA FED WY GRNTconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	NORTHERN ARIZONA UNconvertible/	$28,000	-3.4%	25,000	0.0%	0.00%	0.0%
	JPMORGAN CHASE &convertible/	$34,000	0.0%	30,000	0.0%	0.00%	0.0%
SPLV	POWERSHARES S&P500 LOW VOL ETFequities	$37,000	+8.8%	684	0.0%	0.00%	0.0%
AKAM	AKAMIA TECHNOLOGIES INCequities	$33,000	+3.1%	300	0.0%	0.00%	0.0%
	RPM INTERNTNL INconvertible/	$27,000	+3.8%	25,000	0.0%	0.00%	0.0%
	JOHNSON & JOHNSONconvertible/	$30,000	0.0%	25,000	0.0%	0.00%	0.0%
GMRE	GLOBAL MEDICAL REIT INCpfds, reits,	$27,000	+17.4%	2,000	0.0%	0.00%	+50.0%
NDSN	NORDSON CORPequities	$29,000	+3.6%	150	0.0%	0.00%	0.0%
	REPUBLIC SERVICESconvertible/	$33,000	0.0%	30,000	0.0%	0.00%	0.0%
	HUTCHINSON MN PURconvertible/	$29,000	0.0%	25,000	0.0%	0.00%	0.0%
	KS ST DEV FA REVconvertible/	$28,000	0.0%	25,000	0.0%	0.00%	0.0%
	NYC NY MUN FA W/Sconvertible/	$30,000	0.0%	25,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$31,000	+3.3%	25,000	0.0%	0.00%	0.0%
DLN	WISDOMTREE US LARGECAPequities	$30,000	+3.4%	314	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$27,000	0.0%	25,000	0.0%	0.00%	0.0%
	VALERO ENERGY CORPconvertible/	$30,000	-3.2%	28,000	0.0%	0.00%	0.0%
LW	LAMB WESTON HOLDINGSequities	$22,000	+4.8%	333	0.0%	0.00%	0.0%
	HOWMET AEROSPACE INCconvertible/	$19,000	0.0%	19,000	0.0%	0.00%	0.0%
BIDU	BAIDU INCequities	$18,000	+5.9%	141	0.0%	0.00%	0.0%
	LAS VEGAS VY NV WTRconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
MODN	MODEL N INCequities	$26,000	0.0%	750	0.0%	0.00%	-33.3%
	MICROSOFT CORPconvertible/	$25,000	-3.8%	25,000	0.0%	0.00%	-33.3%
	LIBERTY INTERACTIVEconvertible/	$18,000	+5.9%	17,000	0.0%	0.00%	0.0%
	HILLSHIRE BRANDconvertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
BATRK	LIBERTY MEDIA CORPequities	$25,000	+4.2%	1,200	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
EQX	EQUINOX GOLD CORPequities	$17,000	+6.2%	1,426	0.0%	0.00%	0.0%
	BERKSHIRE HATHAWAYconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
NLYPRD	ANNALY CAPITAL PFDpfds, reits,	$25,000	+8.7%	980	0.0%	0.00%	0.0%
	ANHEUSER-BUSCH Iconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
BUD	ANHEUSER BUSCH INBEV SA/NVequities	$22,000	+10.0%	400	0.0%	0.00%	0.0%
	EVERSOURCE ENERGconvertible/	$24,000	+4.3%	20,000	0.0%	0.00%	0.0%
APH	AMPHENOL CORPequities	$22,000	+15.8%	200	0.0%	0.00%	0.0%
	TUCSON AZ WTRconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	0.0%
	EXCELON GENERATIONconvertible/	$19,000	+5.6%	16,000	0.0%	0.00%	0.0%
	UNITED PARCEL Sconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	ST CHARLES COUNconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	MI ST HOSP FAconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	US TREASURY NTconvertible/	$21,000	0.0%	19,000	0.0%	0.00%	0.0%
	DR PEPPER SNAPPLconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
PUKPRA	Prudential Plc Pfdpfds, reits,	$25,000	0.0%	945	0.0%	0.00%	-33.3%
	TRIBOROUGH BRIDGE &convertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	Transcanada Corpconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	UNITEDHEALTH GRconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	UNVL HEALTH RLTY INC TRpfds, reits,	$23,000	-25.8%	395	0.0%	0.00%	-33.3%
	TOLL BROTHERS INCconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	DISCOVERY, INC.convertible/	$18,000	0.0%	16,000	0.0%	0.00%	0.0%
DLRPRG	DIGITAL REALTY TR G PFDpfds, reits,	$24,000	0.0%	945	0.0%	0.00%	0.0%
	AMERICAN TOWER CORPconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	UTAH STconvertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	AMERICAN TOWER COconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	FIFTH THIRD BANCO VARconvertible/	$22,000	+10.0%	25,000	0.0%	0.00%	0.0%
	DELAWARE STconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	Delaware Stconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
CIBR	FIRST TRUST NASDAQequities	$17,000	0.0%	500	0.0%	0.00%	0.0%
	FIRST TR COMBINED SERunit trusts	$20,000	-13.0%	30	0.0%	0.00%	0.0%
	WSTN MARICOPA ED #2convertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
FBZ	FIRST TRUST BRAZIL ALPHADEXequities	$21,000	-4.5%	2,000	0.0%	0.00%	0.0%
	DALLAS TEXAS WATERWconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
TDIV	FIRST TR NASDAQ TECH DIVequities	$21,000	+5.0%	470	0.0%	0.00%	0.0%
DTJ	DTE ENERGY CO PFDequities	$23,000	0.0%	900	0.0%	0.00%	0.0%
APD	AIR PRODUCTS & CHEMICALS INCequities	$18,000	+20.0%	61	0.0%	0.00%	0.0%
	SALINE COUNTY NEBconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	THE VALSPAR CORPconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
ANGL	VANECK VECTORS FALLENequities	$21,000	+5.0%	700	0.0%	0.00%	0.0%
	FORD HLDG LLCconvertible/	$18,000	+5.9%	15,000	0.0%	0.00%	0.0%
	CITY OF SAN ANTONIOconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	FORD MOTOR COconvertible/	$22,000	+10.0%	20,000	0.0%	0.00%	0.0%
	FORD MOTOR COMPconvertible/	$20,000	+5.3%	20,000	0.0%	0.00%	0.0%
ARCC	ARES CAP CORPequities	$22,000	-4.3%	1,587	0.0%	0.00%	0.0%
VSS	VANGUARD FTSE ETFequities	$26,000	+8.3%	250	0.0%	0.00%	0.0%
	TEXAS STATE B7convertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	AMERICAN EXPRESS COconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
ALLYPRA	GMAC CAPITAL Tpfds, reits,	$18,000	+12.5%	718	0.0%	0.00%	0.0%
	CHUBB CORPconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	GARDEN GROVE CAconvertible/	$23,000	0.0%	20,000	0.0%	0.00%	0.0%
	BEDFORD TXconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	GENERAL ELECTRIC VAR PFDconvertible/	$20,000	0.0%	25,000	0.0%	0.00%	0.0%
	General Electricconvertible/	$25,000	-3.8%	25,000	0.0%	0.00%	-33.3%
TCBIP	TEXAS CAPITALpfds, reits,	$24,000	0.0%	950	0.0%	0.00%	0.0%
	GENERAL ELECTRIC COconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	WILLIAMS PARTNERconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
AXP	AMERICAN EXPRESS COequities	$24,000	+4.3%	237	0.0%	0.00%	0.0%
	CT ST SPL TAX OBGconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	0.0%
	COMCASE CORPORATIconvertible/	$23,000	+4.5%	20,000	0.0%	0.00%	0.0%
CTSH	COGNIZANT TECH SOLULTIONS CORP Aequities	$26,000	+18.2%	380	0.0%	0.00%	0.0%
	GILEAD SCIENCESconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
GOODM	GLADSTONE COML Cpfds, reits,	$23,000	+4.5%	900	0.0%	0.00%	0.0%
CIOPRA	CITY OFFICEpfds, reits,	$23,000	+9.5%	885	0.0%	0.00%	0.0%
TCP	TC PIPELINES LPpfds, reits,	$20,000	-20.0%	800	0.0%	0.00%	-33.3%
	MEDTRONIC PLCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	CION INVESTMENT CORPequities	$17,000	0.0%	2,220	0.0%	0.00%	0.0%
	SUNTRUST PREFERRE VARconvertible/	$19,000	+11.8%	20,000	0.0%	0.00%	0.0%
CNK	CINEMARK HOLDINGS INCequities	$20,000	-13.0%	2,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUPconvertible/	$25,000	+4.2%	20,000	0.0%	0.00%	0.0%
	THE GOLDMAN SACHconvertible/	$19,000	+5.6%	15,000	0.0%	0.00%	0.0%
	AMERICAN AIRLINESconvertible/	$17,000	0.0%	20,000	0.0%	0.00%	0.0%
	CHICAGO ILLINOIS Oconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
LNG	CHENIERE ENERGY INCequities	$22,000	-4.3%	486	0.0%	0.00%	0.0%
	GOLDMAN SACHS GRO VAR 26convertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
AMX	AMERICA MOVIL SAB DE CVequities	$24,000	0.0%	1,891	0.0%	0.00%	0.0%
	AT&T INC.convertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
CNC	CENTENE CORPequities	$20,000	-9.1%	350	0.0%	0.00%	0.0%
	GRAND RV DAM AUTH Oconvertible/	$19,000	0.0%	15,000	0.0%	0.00%	0.0%
	GREEN BAY WISconvertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	HSBC HOLDINGS PLSconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
BPY	BROOKFIELD PROP PART LPpfds, reits,	$18,000	+20.0%	1,500	0.0%	0.00%	0.0%
	AZ ST CTFS PARTconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
KMX	CARMAX INCequities	$18,000	0.0%	200	0.0%	0.00%	0.0%
	CBOA FINANCIAL INCequities	$21,000	-8.7%	12,000	0.0%	0.00%	0.0%
HE	HAWAIIAN ELECTRIC INDUSTRIES INCequities	$17,000	-5.6%	500	0.0%	0.00%	0.0%
COFPRG	CCAPITAL ONE FC PFDpfds, reits,	$26,000	+8.3%	1,000	0.0%	0.00%	0.0%
	WI ST TRANSconvertible/	$23,000	0.0%	20,000	0.0%	0.00%	0.0%
	VERIZON NEW YORKconvertible/	$22,000	+4.8%	16,000	0.0%	0.00%	0.0%
	CANADIAN APT PPTYSpfds, reits,	$21,000	0.0%	600	0.0%	0.00%	0.0%
	CALIFORNIA STconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
CCMP	CABOT MICROELECTRONICS CORPequities	$21,000	0.0%	148	0.0%	0.00%	0.0%
	HOLLAND MICHIGAN ELconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
POR	PORTLAND GENERAL ELECequities	$18,000	-14.3%	500	0.0%	0.00%	0.0%
AFCI	ADVANCED FIBRE COMMUNICATIONS INCequities	$25,000	0.0%	985	0.0%	0.00%	-33.3%
APTS	PREF APT COMMUNITIESpfds, reits,	$20,000	-28.6%	3,650	0.0%	0.00%	-33.3%
	PLANO TEXAS INDEconvertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
PXD	PIONEER NATURAL RES COequities	$19,000	-9.5%	218	0.0%	0.00%	0.0%
	HYATT HOTELS CORPconvertible/	$26,000	+4.0%	25,000	0.0%	0.00%	-33.3%
CABO	CABLE ONE INCequities	$19,000	+5.6%	10	0.0%	0.00%	0.0%
WAL	WESTERN ALLIANCE BANCORPequities	$22,000	-15.4%	689	0.0%	0.00%	-33.3%
	MARRIOTT INTL INCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
Z	ZILLOW GROUP INC CL Cequities	$20,000	+66.7%	200	0.0%	0.00%	+100.0%
PCN	PIMCO CORP INCOME CFequities	$19,000	0.0%	1,200	0.0%	0.00%	0.0%
	MARRIOTT INTL INCconvertible/	$21,000	+5.0%	20,000	0.0%	0.00%	0.0%
	INNERGEX RENEWABLEequities	$24,000	+33.3%	1,314	0.0%	0.00%	0.0%
	INTEL CORPconvertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
	PHOENIX AZ WTRconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	EDISON INTERNTNLconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	PHOENIX AZconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	0.0%
	IBM CORPconvertible/	$26,000	0.0%	20,000	0.0%	0.00%	-33.3%
DJP	BRCLYS BK IPATH BLOOMequities	$23,000	+9.5%	1,182	0.0%	0.00%	0.0%
	PHILIP MORRIS INTconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	WACO TXconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
PMTPRA	PENNYMAC MORpfds, reits,	$21,000	+10.5%	900	0.0%	0.00%	0.0%
CI	CIGNA CORPequities	$25,000	-10.7%	147	0.0%	0.00%	-33.3%
CHSCL	CHS INCpfds, reits,	$20,000	+11.1%	700	0.0%	0.00%	0.0%
PRLB	PROTO LABS INCequities	$26,000	+18.2%	200	0.0%	0.00%	0.0%
	PNC BANK (VARIABLE)convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	AUSTIN TX CODconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
	BNSF, LLCconvertible/	$20,000	-4.8%	20,000	0.0%	0.00%	0.0%
GDX	MARKET VECTORS GOLD MINERS ETFequities	$18,000	+5.9%	450	0.0%	0.00%	0.0%
IBB	NASDAQ BIO FUNDpfds, reits,	$18,000	0.0%	135	0.0%	0.00%	0.0%
ON	ON SEMICONDUCTOR CORPequities	$26,000	+8.3%	1,198	0.0%	0.00%	0.0%
IMCB	ISHARES MORNINGSTAR MC ETFequities	$22,000	+10.0%	110	0.0%	0.00%	0.0%
ANZBY	AUST & NEW ZEALAND BKG ADRFequities	$19,000	0.0%	1,500	0.0%	0.00%	0.0%
	WELLS FARGO BK Nconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
SRE	SEMPRA ENERGYequities	$20,000	+5.3%	165	0.0%	0.00%	0.0%
MBB	ISHARES MBS ETFequities	$22,000	0.0%	199	0.0%	0.00%	0.0%
MLFNF	MAPLE LEAF FOODSequities	$20,000	-4.8%	1,000	0.0%	0.00%	0.0%
ITB	ISHARES US HOME CONSTRUCTIONequities	$17,000	+30.8%	300	0.0%	0.00%	+100.0%
ITA	ISHARES US AEROSPACEequities	$18,000	-5.3%	116	0.0%	0.00%	0.0%
	SEDWICK CN KS SD259convertible/	$25,000	0.0%	25,000	0.0%	0.00%	-33.3%
	OH ST INFRA PROJconvertible/	$25,000	0.0%	20,000	0.0%	0.00%	-33.3%
	WASHINGTON COUNTY Oconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	QUALCOMM INCconvertible/	$21,000	0.0%	20,000	0.0%	0.00%	0.0%
RLI	RLI CORPequities	$17,000	0.0%	203	0.0%	0.00%	0.0%
	N TX TWY AUTHconvertible/	$17,000	0.0%	15,000	0.0%	0.00%	0.0%
	JPMORGAN CHASE & CO (VARIABLE)convertible/	$20,000	0.0%	20,000	0.0%	0.00%	0.0%
	WASHINGTON STconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	ALAMEDA CORRIDORconvertible/	$24,000	0.0%	19,000	0.0%	0.00%	0.0%
	NORFOLK SOUTHERNconvertible/	$18,000	0.0%	15,000	0.0%	0.00%	0.0%
	JPMORGAN CHASE & CO (VARIABLE)convertible/	$18,000	0.0%	20,000	0.0%	0.00%	0.0%
NEEPRK	Nextera Energy Pfdpfds, reits,	$23,000	0.0%	900	0.0%	0.00%	0.0%
	NEWELL BRANDS INCconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	NEW YORK NYconvertible/	$26,000	0.0%	25,000	0.0%	0.00%	-33.3%
	NM ST HOSPconvertible/	$24,000	0.0%	20,000	0.0%	0.00%	0.0%
ALK	ALASKA AIR GROUP INCequities	$18,000	0.0%	484	0.0%	0.00%	0.0%
	KING CNTY WA SDconvertible/	$26,000	-3.7%	25,000	0.0%	0.00%	-33.3%
	MARICOPA AZ SD #83convertible/	$22,000	0.0%	20,000	0.0%	0.00%	0.0%
MYOK	MYOKARDIA INC 00500equities	$20,000	+42.9%	150	0.0%	0.00%	+100.0%
MTD	METTLER TOLEDOequities	$11,000	+22.2%	11	0.0%	0.00%	0.0%
AMLP	ALERIAN MLP ETFequities	$15,000	-16.7%	733	0.0%	0.00%	-50.0%
AMN	AMN HEALTHCARE SERVICESequities	$11,000	+37.5%	187	0.0%	0.00%	0.0%
	A O N PLCconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	AT&T INCconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	At&T Inc.convertible/	$7,000	0.0%	6,000	0.0%	0.00%	0.0%
	AT&T INCconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	ABBVIE INC.convertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
ATVI	ACTIVISION BLIZZARD INCequities	$6,000	+20.0%	71	0.0%	0.00%	0.0%
AHEXY	ADECCO S.A.equities	$6,000	+20.0%	215	0.0%	0.00%	0.0%
	AETNA INCconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
AGESY	AGEASequities	$6,000	+20.0%	145	0.0%	0.00%	0.0%
	AIR LEASE CORPconvertible/	$8,000	0.0%	8,000	0.0%	0.00%	0.0%
	AIR PRODUCTS ANDconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	ALBEMARLE CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
ATUSF	ALTIUS MINERALS CORPequities	$10,000	0.0%	1,400	0.0%	0.00%	0.0%
	STRUCTURED PRODUCT PFDpfds, reits,	$12,000	0.0%	400	0.0%	0.00%	0.0%
AAL	AMERICAN AIRLINES GROUP INCequities	$10,000	-9.1%	831	0.0%	0.00%	0.0%
	AMERICAN HONDA Fconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
ATRS	ANTARES PHARMA INCequities	$8,000	0.0%	3,000	0.0%	0.00%	0.0%
AON	AON PLCequities	$11,000	+10.0%	54	0.0%	0.00%	0.0%
AIV	APT INVT MGMT COpfds, reits,	$9,000	-10.0%	266	0.0%	0.00%	0.0%
	APPLE INCconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	ARIZONA BOARD REGENconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	ARIZONA BOARD REGENconvertible/	$15,000	-6.2%	15,000	0.0%	0.00%	-50.0%
	AZ BD REGENTS UNIVconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	AZ BRD REGENTS COPconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ BD REGENTS UNIVconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ BD REGENTS UNIVconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ HLTH FAC AUTHconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ ST TRANS BRD HWYconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ ST TRANS BRD HWYconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ TRANS BRD HWYconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	AZ WTR INFRA FA REVconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
ASBPRC	ASSOCIATED BANC PFDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
ATHX	ATHERSYS INCequities	$10,000	-28.6%	5,000	0.0%	0.00%	0.0%
ATLS	I N G GROEPequities	$10,000	+11.1%	1,349	0.0%	0.00%	0.0%
	AUSTIN TX CCLG DISTconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	AUSTIN TX ISDconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	AUSTIN TX WTR & WSTconvertible/	$11,000	-8.3%	10,000	0.0%	0.00%	0.0%
ADP	AUTO DATA PROCESSING INCequities	$6,000	0.0%	40	0.0%	0.00%	0.0%
AVA	AVISTA CORPequities	$7,000	-12.5%	211	0.0%	0.00%	0.0%
	B. A. T CAPITAL CORPconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
BANF	BANCFIRST CORP OKequities	$8,000	0.0%	202	0.0%	0.00%	0.0%
SANPRB	BANCO SANTANDER, PFDpfds, reits,	$10,000	+11.1%	431	0.0%	0.00%	0.0%
BACPRB	BANK OF AMERICA PFDpfds, reits,	$11,000	0.0%	406	0.0%	0.00%	0.0%
BACPRA	BANK OF AMERICA PFDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
	BANK OF AMERICA CORconvertible/	$7,000	0.0%	6,000	0.0%	0.00%	0.0%
	BANK OF AMERICA C VAR 28convertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	BANK OF AMERICA Cconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
BK	BANK OF NY MELLON CORPequities	$14,000	-6.7%	400	0.0%	0.00%	-50.0%
BKPRC	BANK OF NY MELLON CORPpfds, reits,	$8,000	0.0%	301	0.0%	0.00%	0.0%
BHC	BAUSCH HEALTH COS INCequities	$16,000	-15.8%	1,025	0.0%	0.00%	-50.0%
	BECTON DICKINSONconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	BENTON CNTY WA SD#1convertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
BBY	BEST BUY CO INCequities	$8,000	+33.3%	71	0.0%	0.00%	0.0%
BIG	BIG LOTS INCequities	$7,000	+16.7%	150	0.0%	0.00%	0.0%
BIO	BIO-RAD LABS INCequities	$6,000	+20.0%	11	0.0%	0.00%	0.0%
	BIOGEN INCconvertible/	$14,000	0.0%	13,000	0.0%	0.00%	0.0%
BOE	BLACKROCK GLOBAL OPP EQ TRUSTequities	$6,000	0.0%	600	0.0%	0.00%	0.0%
BXMT	BLACKSTONE MTG TRpfds, reits,	$7,000	0.0%	300	0.0%	0.00%	0.0%
	BOSTON PROPERTIESconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
	BROWARD CNTY FL ARPconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
CHSCP	CHS INC. PFDequities	$14,000	0.0%	500	0.0%	0.00%	0.0%
CHSCN	CHS INC. PFDequities	$9,000	+12.5%	350	0.0%	0.00%	0.0%
	CVS HEALTH CORPconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
CBT	CABOT CORPequities	$16,000	-5.9%	456	0.0%	0.00%	-50.0%
	CALIFORNIA STconvertible/	$11,000	-8.3%	10,000	0.0%	0.00%	0.0%
CGC	CANOPY GROWTH CORPequities	$13,000	-13.3%	923	0.0%	0.00%	-50.0%
	CAPITAL ONE FINLconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	CAPITAL ONE FINLconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
CCL	CARNIVAL CORPequities	$6,000	-14.3%	402	0.0%	0.00%	0.0%
LUMN	CENTURYTEL INCequities	$8,000	0.0%	748	0.0%	0.00%	0.0%
	CHANDLER AZconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
CRL	CHARLES RIVER LABSequities	$6,000	+50.0%	25	0.0%	0.00%	–
	CHEMTRADE LOG INC FDequities	$7,000	-12.5%	2,000	0.0%	0.00%	0.0%
	CHEVRON CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	CIMAREX ENERGYconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	CINCINNATI BELL Tconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	CISCO SYSTEMS, Iconvertible/	$10,000	0.0%	9,000	0.0%	0.00%	0.0%
CDEVY	CITY DEVELOMPNT LTDequities	$6,000	0.0%	1,121	0.0%	0.00%	0.0%
CLPHY	C L P HOLDINGS LTDequities	$7,000	-12.5%	800	0.0%	0.00%	0.0%
	COMCAST CORPORAconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	COMCAST CORPconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
	CONROE TX ISDconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
CNSL	CONS COMM HLDGSequities	$8,000	-20.0%	1,480	0.0%	0.00%	0.0%
CLR	CONTINENTAL RESOURCES INCequities	$11,000	-26.7%	862	0.0%	0.00%	-50.0%
CORRPRA	CORENERGY INFpfds, reits,	$8,000	+14.3%	500	0.0%	0.00%	0.0%
	CORPUS CHRISTI TXconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
CRON	CRONOS GROUP INCequities	$7,000	-12.5%	1,400	0.0%	0.00%	0.0%
	CROWN CASTLE INTconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	DALLAS TEXAS WATERWconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
	DANAHER CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	JOHN DEERE CAPITALconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
DAL	DELTA AIR LINES INCequities	$14,000	+7.7%	463	0.0%	0.00%	0.0%
	DETROIT MI CITYconvertible/	$7,000	0.0%	5,000	0.0%	0.00%	0.0%
DLRPRC	DIGITAL REAL PFDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
	THE WALT DISNEY COconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	DC INCOME TAXconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	DUPONT DE NEMOURSconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	DRIPPING SPRING TXconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	DUKE ENERGY CORPconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	DUKE ENERGY OHIOconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	EATON CORPconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
ETV	EATON VANCE TAX MGD BUYequities	$13,000	0.0%	929	0.0%	0.00%	0.0%
EIGR	EIGER BIOPHARMACEUTICALSequities	$7,000	-12.5%	800	0.0%	0.00%	0.0%
	EL PASO CNTY TXconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	EL PASO TXconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	THE EMPIRE DIST Econvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
ENLAY	ENEL S P Aequities	$6,000	0.0%	700	0.0%	0.00%	0.0%
ENR	ENERGIZER HOLDINGSequities	$8,000	-20.0%	200	0.0%	0.00%	0.0%
ETRN	EQUITRANS MIDSTREAM CORPequities	$6,000	0.0%	732	0.0%	0.00%	0.0%
EQR	EQUITY RESIDENTIALpfds, reits,	$12,000	-14.3%	233	0.0%	0.00%	0.0%
XANPRC	EXANTAS CAPI PFDpfds, reits,	$7,000	+40.0%	400	0.0%	0.00%	0.0%
	EXCELSIOR MINING COequities	$6,000	0.0%	12,300	0.0%	0.00%	0.0%
EXC	EXELON CORPequities	$10,000	0.0%	272	0.0%	0.00%	0.0%
	EXXON MOBIL CORconvertible/	$6,000	+20.0%	5,000	0.0%	0.00%	0.0%
HACK	PUREFUNDS ISE CYBER SECURITY ETFequities	$12,000	+9.1%	250	0.0%	0.00%	0.0%
	FEDERAL NTNL MORTGAGconvertible/	$6,000	0.0%	6,000	0.0%	0.00%	0.0%
	FEDEX CORPconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
FRCPRF	FIRST REPUBLIC BAN ORDpfds, reits,	$13,000	0.0%	500	0.0%	0.00%	0.0%
FSLR	FIRST SOLAR INCequities	$7,000	+40.0%	100	0.0%	0.00%	0.0%
	FIRST TRUST PORTFOLIOSunit trusts	$6,000	0.0%	10	0.0%	0.00%	0.0%
	FISERV, INCconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	FLAGSTAFF AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
FFC	FLAHERTY CRUMRINE PRF SEequities	$12,000	0.0%	575	0.0%	0.00%	0.0%
	FORD MOTOR CREDIT Cconvertible/	$14,000	+7.7%	15,000	0.0%	0.00%	0.0%
	FT BEND CTY TEXconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	BEAM INCconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
GMTA	GATX CORP PFDpfds, reits,	$11,000	+10.0%	400	0.0%	0.00%	0.0%
	GTE CORPconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
GPS	GAPequities	$16,000	+33.3%	935	0.0%	0.00%	0.0%
	GENERAL MOTORS COconvertible/	$6,000	+20.0%	5,000	0.0%	0.00%	0.0%
	GENERAL MOTORS FINLconvertible/	$9,000	+12.5%	8,000	0.0%	0.00%	0.0%
GNMK	GENMARK DIAGNOSTICS INCequities	$6,000	0.0%	400	0.0%	0.00%	0.0%
	GILA AZ USD #10convertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	GILEAD SCIENCES,convertible/	$7,000	0.0%	6,000	0.0%	0.00%	0.0%
SDIV	GLOBAL X SUPERDIVIDENDequities	$10,000	0.0%	925	0.0%	0.00%	0.0%
	THE GOLDMAN SACHconvertible/	$13,000	+8.3%	10,000	0.0%	0.00%	0.0%
	THE GOLDMAN SACHSconvertible/	$7,000	0.0%	6,000	0.0%	0.00%	0.0%
GWW	WW GRAINGER INCequities	$12,000	+20.0%	33	0.0%	0.00%	0.0%
	GRD FORKS ND SANIconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	HCA HEALTHCARE,convertible/	$12,000	+9.1%	10,000	0.0%	0.00%	0.0%
	HALLIBURTON COconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
HOG	HARLEY-DAVIDSON INCequities	$10,000	0.0%	400	0.0%	0.00%	0.0%
	HARRIS CNTY TXconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	HEWLETT-PACKARD COconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	THE HOME DEPOTconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	THE HOME DEPOTconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
STARPRG	ISTAR INC PFDpfds, reits,	$7,000	0.0%	300	0.0%	0.00%	0.0%
	IHS INCconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	IL FA REVconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	INTEL CORPconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
IEH	INTEGRYS ENERGY GRpfds, reits,	$7,000	0.0%	267	0.0%	0.00%	0.0%
ICE	INTERCONTINENTAL EXCHANGE INCequities	$10,000	+11.1%	103	0.0%	0.00%	0.0%
	INTL BK RECON & DEconvertible/	$8,000	0.0%	10,000	0.0%	0.00%	0.0%
	INTERNTNL BUSINESSconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	INVESCO S&P MIDCAP LOWequities	$11,000	0.0%	257	0.0%	0.00%	0.0%
BSJL	INVESCO BULLETSHARESequities	$6,000	+20.0%	240	0.0%	0.00%	0.0%
IQV	IQVIA HOLDINGS INCequities	$16,000	+14.3%	100	0.0%	0.00%	0.0%
EEMV	ISHARES MSCI EMG MKTS MINI VOLequities	$8,000	0.0%	146	0.0%	0.00%	0.0%
FXI	ISHARES TRUST INDEX FDunit trusts	$8,000	0.0%	200	0.0%	0.00%	0.0%
IJK	ISHARES S&P MID CAP 400equities	$8,000	0.0%	35	0.0%	0.00%	0.0%
SCZ	ISHARES MSCI EAFE SCequities	$7,000	0.0%	124	0.0%	0.00%	0.0%
JXI	ISHARES GLOBAL UTILITIESequities	$12,000	+9.1%	211	0.0%	0.00%	0.0%
RING	ISHARES MSCI GLOBAL GOLDequities	$13,000	+8.3%	400	0.0%	0.00%	0.0%
	JEA FL ELEC SYS REVconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	JP MORGAN CHASE BK VAR 34convertible/	$8,000	0.0%	10,000	0.0%	0.00%	0.0%
KEYS	KEYSIGHT TECHNOLOGIESequities	$12,000	-7.7%	126	0.0%	0.00%	0.0%
	KINDER MORGAN ENconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
	KLEIN TX ISDconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	THE KROGER CO.convertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	LYB INTERNTNL FINconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
LMRK	LANDMARK INFRASTRUCTURE LPpfds, reits,	$14,000	-6.7%	1,500	0.0%	0.00%	-50.0%
LMRKO	LANDMARK INFRApfds, reits,	$7,000	0.0%	300	0.0%	0.00%	0.0%
	LAREDO TXconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	LAREDO TXconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	LAREDO TX WWKS SWRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
LII	LENNOX INTL INCequities	$10,000	+25.0%	35	0.0%	0.00%	0.0%
	LINCOLN NE ELEC SYSconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	LINCOLN NEBRASKAconvertible/	$11,000	+10.0%	10,000	0.0%	0.00%	0.0%
	LINCOLN NEBRASKAconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	LOWER CO RIV AUTH Tconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
LKNCY	LUCKIN COFFEE INCequities	$9,000	+28.6%	2,875	0.0%	0.00%	0.0%
MTB	M&T BANK CORPequities	$12,000	-7.7%	125	0.0%	0.00%	0.0%
MFC	MANULIFE FINANCIAL CORPequities	$14,000	0.0%	1,000	0.0%	0.00%	0.0%
	MARICOPA AZ CCDconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ CODconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ SD #11convertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ SD #4convertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	MARICOPA AZ SD #38convertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	MARICOPA AZ USD #41convertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	MARICOPA COUNTY ARIconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	MARICOPA AZ UHSD 21convertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
SMH	MKT VECTORS SEMICONDUCTRequities	$6,000	+20.0%	32	0.0%	0.00%	0.0%
	MARSH & MCLENNANconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	MARSH & MCLENNANconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	MASSACHUSETTS STconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	MA ST SCH BLDG AUTHconvertible/	$11,000	–	10,000	0.0%	0.00%	–
MTRN	MATERION CORPequities	$9,000	-10.0%	171	0.0%	0.00%	0.0%
	MERCK & CO., INCconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
MTH	MERITAGEequities	$6,000	+50.0%	58	0.0%	0.00%	–
	MERITAGE HOMES CORPconvertible/	$11,000	+10.0%	10,000	0.0%	0.00%	0.0%
	MESA AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
MET	METLIFE INCequities	$13,000	0.0%	356	0.0%	0.00%	0.0%
	METLIFE, INC.convertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	MI ST BLDG AUTHconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$7,000	0.0%	5,000	0.0%	0.00%	0.0%
	MICROSOFT CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MO ST UNIV AUXconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MO ST UNIV AUXconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	MP WSTRN ST UNIVconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MO ST HLTH/EDconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	MONTANA STATE Bconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	MORGAN STANLEYconvertible/	$15,000	+7.1%	15,000	0.0%	0.00%	0.0%
NGHCO	NATL GEN PFDpfds, reits,	$13,000	+8.3%	500	0.0%	0.00%	0.0%
NHI	Ntnl Health Invepfds, reits,	$6,000	0.0%	100	0.0%	0.00%	0.0%
NTAP	NETAPP INCequities	$13,000	0.0%	300	0.0%	0.00%	0.0%
NTES	NETEASE INCequities	$10,000	+11.1%	21	0.0%	0.00%	0.0%
NTGR	NETGEARequities	$7,000	+16.7%	240	0.0%	0.00%	0.0%
	NM FA ST TRANSconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	NEW YORK N Yconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	NYC NY TRAN AUTHconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	NY ST DORM AUTH S/Tconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	NY ST DORM AUTH S/Tconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	NY ST DORM AUTH PERconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
NYT	NEW YORK TIMES CLASS Aequities	$9,000	+12.5%	200	0.0%	0.00%	0.0%
	NOMURA AMERICAN FI VAR 34convertible/	$8,000	0.0%	10,000	0.0%	0.00%	0.0%
	FRASER COMPANIESconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	NORDSTROM, INCconvertible/	$9,000	+12.5%	10,000	0.0%	0.00%	0.0%
	NC MUN PWR CA ELECconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
NTRS	NORTHERN TRUST CORPequities	$15,000	0.0%	191	0.0%	0.00%	-50.0%
	NORTHROP GRUMMANconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
BXMX	NUVEEN S&P 500 BUY-WRITE INC FDequities	$6,000	0.0%	542	0.0%	0.00%	0.0%
JPI	NUVEEN PREFERRED AND INCequities	$9,000	-10.0%	430	0.0%	0.00%	0.0%
	OHIO STconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	OH ST WTR POLL REVconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	OLD NTNL BANCORPconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	ORACLE CORPconvertible/	$8,000	0.0%	8,000	0.0%	0.00%	0.0%
	EXELON CORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PNC FINL SVCS GROUPconvertible/	$7,000	0.0%	6,000	0.0%	0.00%	0.0%
PKX	POSCOequities	$9,000	+12.5%	212	0.0%	0.00%	0.0%
PPG	PPG INDUSTRIES INCequities	$7,000	+16.7%	59	0.0%	0.00%	0.0%
PKG	PACKAGING CORP OF AMERICAequities	$6,000	0.0%	55	0.0%	0.00%	0.0%
PANW	PALO ALTO NETWORKSequities	$12,000	+9.1%	50	0.0%	0.00%	0.0%
PENN	PENN NATIONAL GAMINGequities	$15,000	+150.0%	200	0.0%	0.00%	0.0%
	PA ST TPK COMMN TPKconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PEORIA AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PEPSICO, INCconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	PHOENIX AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PHOENIX AZconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PHOENIX AZ WST WTRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PHOENIX AZ WTRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CNTY AZconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CNTY AZconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	PIMA CN AZ IDA Econvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ IDAconvertible/	$10,000	-9.1%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ REGL TRAN REVconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	PIMA COUNTY ARIZONAconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ USD #16convertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ SWRconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	PIMA CN AZ SWRconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
PCI	PIMCO DYNAMIC CREDIT INCequities	$8,000	+14.3%	400	0.0%	0.00%	0.0%
	PINAL CN AZ CCDconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	PORT AUTH NY & NJconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
SPHD	POWERSHARES S&P500 HI DIVequities	$15,000	0.0%	445	0.0%	0.00%	-50.0%
PBH	PRESTIGE BRANDS HOLDINGSequities	$7,000	-12.5%	200	0.0%	0.00%	0.0%
PFG	PRINCIPAL FINANCIALequities	$9,000	0.0%	213	0.0%	0.00%	0.0%
	PUBLIC STORAGEconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
PSAPRE	PUBLIC STORAGE PFDpfds, reits,	$8,000	+14.3%	300	0.0%	0.00%	0.0%
PUBGY	PUBLICIS GROUPEequities	$6,000	0.0%	736	0.0%	0.00%	0.0%
QTS	QTS REALTY TRUST INCpfds, reits,	$13,000	0.0%	200	0.0%	0.00%	0.0%
	QUEEN CRK AZ EXCconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
RYN	RAYONIERpfds, reits,	$8,000	0.0%	315	0.0%	0.00%	0.0%
RFPRB	REGIONS FINApfds, reits,	$6,000	+20.0%	210	0.0%	0.00%	0.0%
RFPRC	REGIONS FINL C PFDpfds, reits,	$16,000	+6.7%	600	0.0%	0.00%	-50.0%
RS	RELIANCE STL & ALUMINUMequities	$12,000	0.0%	122	0.0%	0.00%	0.0%
	REPUBLIC SERVICESconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	RIO TINTO FINconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	RIO TINTO FINconvertible/	$13,000	+8.3%	10,000	0.0%	0.00%	0.0%
ROK	ROCKWELL AUTOMATION INCequities	$6,000	0.0%	27	0.0%	0.00%	0.0%
	ROSEMONT ILconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
SCEPRK	SCE TRUST V PFDpfds, reits,	$15,000	+7.1%	661	0.0%	0.00%	0.0%
SDY	SPDR S&P DIVIDEND ETFequities	$7,000	0.0%	77	0.0%	0.00%	0.0%
SMLV	SPDR SSGA US SL CP LWequities	$8,000	0.0%	102	0.0%	0.00%	0.0%
	SACRAMENTO CN Cconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	SANTANDER HOLDINGSconvertible/	$8,000	0.0%	8,000	0.0%	0.00%	0.0%
	THE CHARLES SCHconvertible/	$11,000	+10.0%	10,000	0.0%	0.00%	0.0%
SWM	SCHWEITZER-MAUDUIT INTLequities	$15,000	-11.8%	500	0.0%	0.00%	-50.0%
	SCOTTSDALE ARIZconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	SCOTTSDALE AZ MPCconvertible/	$16,000	0.0%	15,000	0.0%	0.00%	-50.0%
	SCOTTSDALE AZ W/convertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
SA	SEABRIDGE GOLD INCequities	$15,000	+7.1%	785	0.0%	0.00%	0.0%
	SEWARD COUNTY NEconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	SHERMAN TXconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	SIMON PROPERTY GRconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	SIMON PROPERTY GROUPconvertible/	$9,000	+12.5%	8,000	0.0%	0.00%	0.0%
SKX	SKECHERS USA INCequities	$14,000	0.0%	450	0.0%	0.00%	0.0%
WORK	SLACK TECHNOLOGIES INCequities	$11,000	-8.3%	400	0.0%	0.00%	0.0%
SLRC	SOLAR CAPITAL LTDequities	$9,000	0.0%	546	0.0%	0.00%	0.0%
	THE SOUTHERN COconvertible/	$8,000	0.0%	8,000	0.0%	0.00%	0.0%
SCCO	SOUTHERN COPPER CORPequities	$14,000	+16.7%	300	0.0%	0.00%	0.0%
SPLK	SPLUNK INCequities	$10,000	-9.1%	54	0.0%	0.00%	0.0%
SFM	SPROUTS FARMERS MARKET INCequities	$10,000	-23.1%	500	0.0%	0.00%	0.0%
	STARBUCKS CORPconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
	STARBUCKS CORPconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
STT	STATE STREETequities	$6,000	-14.3%	104	0.0%	0.00%	0.0%
STM	STMICROELETRONICS NVequities	$12,000	+20.0%	378	0.0%	0.00%	0.0%
SU	SUNCOR ENERGY INCequities	$10,000	-23.1%	779	0.0%	0.00%	0.0%
SUN	SUNOCO LPpfds, reits,	$15,000	+7.1%	629	0.0%	0.00%	0.0%
SYF	SYNCHRONY FINANCIALequities	$16,000	+23.1%	598	0.0%	0.00%	0.0%
SYNH	SYNEOS HEALTH INCequities	$9,000	-10.0%	165	0.0%	0.00%	0.0%
SYY	SYSCOequities	$13,000	+18.2%	204	0.0%	0.00%	0.0%
	SYSCO CORPconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
	TARGET CORPconvertible/	$8,000	0.0%	7,000	0.0%	0.00%	0.0%
TDJ	TELEPHONE AND DATA PFDpfds, reits,	$8,000	+14.3%	300	0.0%	0.00%	0.0%
TDE	TELEPHONE AND PFDpfds, reits,	$6,000	0.0%	241	0.0%	0.00%	0.0%
	TEMPE AZconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	PACTIV LLCconvertible/	$6,000	+20.0%	5,000	0.0%	0.00%	0.0%
	TVAconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
	STATE OF TEXASconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	TX TRANS ST HWY FDconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
TOL	TOLL BROTHERS INCequities	$15,000	+50.0%	300	0.0%	0.00%	0.0%
	TOTAL CAPITALconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
TRP	TRANSCANADA CORPequities	$8,000	-11.1%	200	0.0%	0.00%	0.0%
TFCPRG	TRUIST FINL CORP PFD-Gpfds, reits,	$16,000	0.0%	655	0.0%	0.00%	-50.0%
	TUCSON AZconvertible/	$6,000	+20.0%	5,000	0.0%	0.00%	0.0%
	TUCSON AZ WTRconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
	TUCSON AZ WTRconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
TWTR	TWITTER INCequities	$11,000	+57.1%	245	0.0%	0.00%	0.0%
TWOPRB	TWO HARBORSpfds, reits,	$8,000	0.0%	379	0.0%	0.00%	0.0%
TSN	TYSON FOODSequities	$12,000	0.0%	200	0.0%	0.00%	0.0%
UI	UBIQUITI INCequities	$12,000	0.0%	70	0.0%	0.00%	0.0%
UA	UNDER ARMOUR INC CL Cequities	$15,000	+15.4%	1,500	0.0%	0.00%	0.0%
	UNITED AIRLINES,convertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	UNITED PARCEL SERconvertible/	$7,000	0.0%	7,000	0.0%	0.00%	0.0%
	U.S. BANCORPconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	US TREASUR NTconvertible/	$11,000	0.0%	11,000	0.0%	0.00%	0.0%
	US TREASU NTconvertible/	$11,000	0.0%	11,000	0.0%	0.00%	0.0%
	US TREASURYconvertible/	$9,000	0.0%	9,000	0.0%	0.00%	0.0%
	US TREASU NTconvertible/	$13,000	0.0%	12,000	0.0%	0.00%	0.0%
	UNIV MA BLDG AUTHconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	UNIV TXconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	UNIV UTconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	UNIV WAconvertible/	$12,000	0.0%	10,000	0.0%	0.00%	0.0%
	UTAH STconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
VB	VANGUARD SC ETFequities	$16,000	+6.7%	101	0.0%	0.00%	-50.0%
	VERIZON COMMUNICATIOconvertible/	$10,000	0.0%	10,000	0.0%	0.00%	0.0%
	VERIZON COMMUNICATIOconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
VRSK	VERISK ANALYTICS INCequities	$13,000	+8.3%	72	0.0%	0.00%	0.0%
	VIACOM INCconvertible/	$8,000	0.0%	6,000	0.0%	0.00%	0.0%
	WAL-MART STORES INCconvertible/	$15,000	0.0%	15,000	0.0%	0.00%	-50.0%
	WALMART INCconvertible/	$9,000	0.0%	8,000	0.0%	0.00%	0.0%
WCN	WASTE CONNECTIONS INCequities	$13,000	+8.3%	125	0.0%	0.00%	0.0%
WFCPRQ	WELLS FARGO & CO PFDpfds, reits,	$7,000	0.0%	263	0.0%	0.00%	0.0%
WFCPRP	WELLS FARGO B PFDpfds, reits,	$15,000	0.0%	598	0.0%	0.00%	-50.0%
WFCPRL	WELLS FARGO BKpfds, reits,	$7,000	+16.7%	5	0.0%	0.00%	0.0%
	WELLS FARGO & COconvertible/	$11,000	0.0%	10,000	0.0%	0.00%	0.0%
	THE WESTERN UNIONconvertible/	$12,000	+9.1%	10,000	0.0%	0.00%	0.0%
WSM	WILLIAMS SONOMAequities	$9,000	+12.5%	100	0.0%	0.00%	0.0%
	WISCONSIN STATE AAAconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	WISCONSIN STATEconvertible/	$13,000	0.0%	10,000	0.0%	0.00%	0.0%
	WI ST TRANSconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
YETI	YETI HOLDINGS INCORPORATequities	$15,000	+7.1%	325	0.0%	0.00%	0.0%
	YUMA ARIZONA MUNICIPconvertible/	$6,000	0.0%	5,000	0.0%	0.00%	0.0%
ZG	ZILLOW GROUP INC CL Aequities	$10,000	+66.7%	100	0.0%	0.00%	0.0%
ZION	ZIONS BANCORPequities	$9,000	-10.0%	300	0.0%	0.00%	0.0%
	ZIONS BANCORPconvertible/	$11,000	+10.0%	10,000	0.0%	0.00%	0.0%
TEAM	ATLASSIAN CORP PLCequities	$11,000	0.0%	60	0.0%	0.00%	0.0%
BEP	BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities	$16,000	+14.3%	300	0.0%	0.00%	0.0%
GLOGPRA	GASLOG LTDpfds, reits,	$7,000	-12.5%	400	0.0%	0.00%	0.0%
INFO	IHS MARKIT LTDequities	$6,000	+20.0%	71	0.0%	0.00%	0.0%
	INGERSOLL-RAND PLCequities	$9,000	+28.6%	262	0.0%	0.00%	0.0%
MRVL	MARVELL TECH GRP LTDequities	$15,000	+15.4%	380	0.0%	0.00%	0.0%
PREPRH	PARTNERRE LTD PFDpfds, reits,	$6,000	0.0%	221	0.0%	0.00%	0.0%
RNR	RENAISSANCERE HLDGSequities	$7,000	0.0%	39	0.0%	0.00%	0.0%
STX	SEAGATE TECHNOLOGYequities	$9,000	0.0%	186	0.0%	0.00%	0.0%
CRSP	CRISPR THERAPEUTICSequities	$12,000	+9.1%	145	0.0%	0.00%	0.0%
RACE	FERRARI N Vequities	$10,000	0.0%	56	0.0%	0.00%	0.0%
RCL	ROYAL CARIBBEAN CRUISES LTDequities	$6,000	+20.0%	100	0.0%	0.00%	0.0%
AVGO	BROADCOM INCequities	$14,000	+16.7%	38	0.0%	0.00%	0.0%
	SEVENTY SEVEN ENERGYpfds, reits,	$0	–	60	0.0%	0.00%	–
SHW	SHERWIN WILLIAMS COequities	$1,000	0.0%	2	0.0%	0.00%	–
SGLB	SIGMA LABS INCequities	$0	–	2	0.0%	0.00%	–
SIRI	SIRIUS XM HLDG INCequities	$3,000	-25.0%	614	0.0%	0.00%	–
NRTLQ	Nortel Networks Cp Nexxxequities	$0	–	10	0.0%	0.00%	–
	NOBLE HOLDING INconvertible/	$0	–	31,000	0.0%	0.00%	–
NBL	NOBLE ENERGY INCequities	$2,000	0.0%	200	0.0%	0.00%	–
RGLS	REGULUS THERAPEUTICS INCequities	$0	–	16	0.0%	0.00%	–
RF	REGIONS FINL CORPequities	$1,000	0.0%	127	0.0%	0.00%	–
RGA	REINSURANCE GP AMERequities	$0	–	3	0.0%	0.00%	–
RZA	REINSURANCE GPpfds, reits,	$5,000	0.0%	182	0.0%	0.00%	-100.0%
RZB	REINSURANCE GRO PFDpfds, reits,	$5,000	0.0%	187	0.0%	0.00%	-100.0%
REPYY	REPSOL S Aequities	$1,000	-50.0%	200	0.0%	0.00%	–
NEP	NEXTERA ENERGY PARTNE LPpfds, reits,	$2,000	0.0%	40	0.0%	0.00%	–
NXPS	NEXPRISE INCequities	$0	–	1	0.0%	0.00%	–
NYCBPRA	NEW YORK COM PFDpfds, reits,	$5,000	+25.0%	165	0.0%	0.00%	–
C996	RENTECH NITROGEN LP XXXpfds, reits,	$0	–	500	0.0%	0.00%	–
NEUN	NEUROGENESIS INCequities	$0	–	200	0.0%	0.00%	–
REZI	RESIDEO TECHNOLOGIES INCequities	$0	–	20	0.0%	0.00%	–
RIOCF	RIOCAN REAL ESTATE INVequities	$3,000	0.0%	300	0.0%	0.00%	–
	Ntnl Rural Utiliconvertible/	$3,000	0.0%	2,000	0.0%	0.00%	–
NFG	NATL FUEL GAS COequities	$2,000	0.0%	50	0.0%	0.00%	–
RBS	NATWEST GROUP PLCequities	$5,000	0.0%	1,792	0.0%	0.00%	-100.0%
	NCR CORPORATIONequities	$0	–	20	0.0%	0.00%	–
	MPHASE TECH INCequities	$0	–	1	0.0%	0.00%	–
	MOTOROLA SOLUTIONconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	MORGAN STANLEY (VARIABLE)convertible/	$5,000	0.0%	7,000	0.0%	0.00%	-100.0%
SCEPRJ	SCE TRUST IV PFDpfds, reits,	$1,000	0.0%	31	0.0%	0.00%	–
	MONTANA STATE BOconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
MNRO	MONRO MUFFLER BRAKE INCequities	$1,000	-50.0%	35	0.0%	0.00%	–
TAP	MOLSON COORS BREWING CO Bequities	$1,000	0.0%	37	0.0%	0.00%	–
SPYG	SPDR S&P 500 GROWTH ETFequities	$4,000	+33.3%	70	0.0%	0.00%	–
SPYV	SPDR S&P 500 VAL ETFequities	$3,000	0.0%	87	0.0%	0.00%	–
	MICROSOFT CORPconvertible/	$4,000	0.0%	3,000	0.0%	0.00%	–
ABB	ABB LTDequities	$3,000	+50.0%	104	0.0%	0.00%	–
MTR	MESA ROYALTY TRUST ORDequities	$1,000	0.0%	215	0.0%	0.00%	–
	MCDONALDS CORPconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	LOS ANGELES CA MUNIconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	LOS ANGELES CA W/Pconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
L	LOWES CORPequities	$3,000	0.0%	73	0.0%	0.00%	–
	Lockheed Martinconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
LSCG	LIGHTING SCIENCE GROUP Cequities	$2,000	+100.0%	5,000	0.0%	0.00%	–
LSXMK	LIBERTY MEDIA CORPequities	$1,000	0.0%	40	0.0%	0.00%	–
LSXMA	LIBERTY MEDIA CORPequities	$1,000	0.0%	20	0.0%	0.00%	–
SSL	SASOL LTDequities	$0	–	50	0.0%	0.00%	–
	LEHMAN BROS HLDGSconvertible/	$0	–	20,000	0.0%	0.00%	–
	DPS LEHMAN BROTHERS HLDGSpfds, reits,	$0	–	92	0.0%	0.00%	–
LSTR	LANDSTAR SYSTEM INCequities	$1,000	0.0%	7	0.0%	0.00%	–
SCHV	SCHWAB US LC VAL ETFequities	$1,000	0.0%	20	0.0%	0.00%	–
KR	KROGER COequities	$1,000	0.0%	16	0.0%	0.00%	–
KTB	KONTOOR BRANDS INCequities	$0	–	15	0.0%	0.00%	–
KSS	KOHL'S CORPequities	$1,000	0.0%	40	0.0%	0.00%	–
KEYPRI	KEYCORP PFDpfds, reits,	$5,000	+25.0%	161	0.0%	0.00%	–
KRYAY	KERRY GROUP PLCequities	$1,000	0.0%	10	0.0%	0.00%	–
JPMPRDCL	JP MORGAN CHASEpfds, reits,	$2,000	0.0%	65	0.0%	0.00%	–
	JPMORGAN CHASE & CO (VARIABLE)convertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
IHAK	ISHARES CYBERSECURITYequities	$3,000	0.0%	90	0.0%	0.00%	–
ICSH	ISHARES ULTRA SHORT TERMequities	$5,000	0.0%	100	0.0%	0.00%	-100.0%
IEO	ISHARES OIL & GAS EXPLequities	$1,000	0.0%	25	0.0%	0.00%	–
IDV	ISHARES INTL SELECT DIVequities	$1,000	0.0%	41	0.0%	0.00%	–
SCI	SERVICE CORP INTLequities	$4,000	0.0%	99	0.0%	0.00%	–
	SERVICEMASTER CO LTDconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
IGF	ISHARES GLOBAL INFRAequities	$4,000	0.0%	100	0.0%	0.00%	–
SNAP	SNAP INCequities	$4,000	0.0%	170	0.0%	0.00%	–
PDN	INVESCO FTSE RAFIequities	$2,000	+100.0%	51	0.0%	0.00%	–
SFTBY	SOFTBANK CORPequities	$2,000	+100.0%	52	0.0%	0.00%	–
SLSSF	SOLARIS RESOURCES INCequities	$1,000	–	354	0.0%	0.00%	–
IVRPRB	INVESCO MTG Cpfds, reits,	$1,000	0.0%	28	0.0%	0.00%	–
IPWG	INTERNATIONAL POWER GPequities	$0	–	2,000	0.0%	0.00%	–
SJIJ	SOUTH JERSEY I PFDpfds, reits,	$1,000	0.0%	30	0.0%	0.00%	–
	INTL BK RECON &convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	INTERCONTINENTALconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
SOJD	THE SOUTHERN CO PFDpfds, reits,	$2,000	0.0%	92	0.0%	0.00%	–
SOUHY	SOUTH32 LTDequities	$0	–	11	0.0%	0.00%	–
HDYNQ	HYPERDYNAMICS CORPequities	$0	–	13	0.0%	0.00%	–
HBANO	HUNTINGTON BA PFDpfds, reits,	$2,000	0.0%	85	0.0%	0.00%	–
	SPECTRA7 MICROSYSTEMS INCequities	$0	–	1,000	0.0%	0.00%	–
HBAN	HUNTINGTON BANCSHARES INC.equities	$1,000	0.0%	77	0.0%	0.00%	–
SQ	SQUARE INCequities	$3,000	+50.0%	17	0.0%	0.00%	–
SLI	STANDARD LITHIUM CORPequities	$1,000	0.0%	1,000	0.0%	0.00%	–
SWK	STANLEY BLACK & DECKER INCequities	$2,000	0.0%	15	0.0%	0.00%	–
HES	HESS CORPequities	$4,000	-20.0%	100	0.0%	0.00%	-100.0%
HP	HELMERICH & PAYNE INCequities	$0	–	15	0.0%	0.00%	–
HCN	WELLTOWER INCpfds, reits,	$2,000	0.0%	38	0.0%	0.00%	–
STTPRD	STATE STREET Cpfds, reits,	$4,000	0.0%	142	0.0%	0.00%	–
HAS	HASBRO INCequities	$2,000	0.0%	30	0.0%	0.00%	–
SRCL	STERICYCLE INCequities	$2,000	0.0%	34	0.0%	0.00%	–
STL	STERLING BANCORPequities	$2,000	0.0%	198	0.0%	0.00%	–
SFPRA	STIFEL FINL C PFDpfds, reits,	$1,000	0.0%	56	0.0%	0.00%	–
SFB	STIFEL FINL CORP PFDpfds, reits,	$1,000	0.0%	30	0.0%	0.00%	–
HIGPRG	THE HARTFORD FIN PFDpfds, reits,	$2,000	+100.0%	55	0.0%	0.00%	–
HGH	HARTFORD FINANCIAL PFDpfds, reits,	$1,000	0.0%	26	0.0%	0.00%	–
HTGM	HTG MOLECULAR DIAG INCequities	$2,000	-60.0%	7,000	0.0%	0.00%	-100.0%
	ALPHABET INC.convertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
GSPRK	GOLDMAN SACHpfds, reits,	$4,000	0.0%	158	0.0%	0.00%	–
	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
INN	SUMMIT HOTEL PROP INCpfds, reits,	$3,000	-25.0%	621	0.0%	0.00%	–
GARCF	GOLDEN ARCH RESOURCESequities	$0	–	4,000	0.0%	0.00%	–
	SUNTRUST BANK (A)convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
GOL	GOL LINHAS AEREAS INTELIGENTES SAequities	$0	–	20	0.0%	0.00%	–
SNVPRD	SYNOVUS FINLl C PFDpfds, reits,	$1,000	0.0%	28	0.0%	0.00%	–
SNVPRE	SYNOVUS FINL PFDpfds, reits,	$1,000	0.0%	29	0.0%	0.00%	–
TCFCP	TCF FINL CORP PFDpfds, reits,	$1,000	0.0%	29	0.0%	0.00%	–
MLPA	GLOBAL X MLP ETFequities	$5,000	-16.7%	233	0.0%	0.00%	-100.0%
GNLPRA	GLOBAL NET LEASpfds, reits,	$0	–	18	0.0%	0.00%	–
	TD AMERITRADE HOLconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
TELOZ	TEL OFFSHORE TRUST UBIpfds, reits,	$0	–	7	0.0%	0.00%	–
GOOD	Gladstone Coml Corppfds, reits,	$5,000	0.0%	270	0.0%	0.00%	-100.0%
	GILEAD SCIENCES,convertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	GENERAL MOTORS CORP 8.25pfds, reits,	$0	–	15,000	0.0%	0.00%	–
	GENERAL MOTORS CORP 9.25pfds, reits,	$0	–	15,000	0.0%	0.00%	–
GMGMQ	GENERAL MOTORS COequities	$5,000	+25.0%	153	0.0%	0.00%	–
TCEHY	TENCENT HOLDINGSequities	$2,000	0.0%	32	0.0%	0.00%	–
	TN ENGY ACQUISITconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
TER	TERADYNE INCORPORATEequities	$5,000	0.0%	57	0.0%	0.00%	-100.0%
	GENERAL ELECTRICconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	GENERAL ELECTRIconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
GTX	GARRETT MOTION INCequities	$0	–	12	0.0%	0.00%	–
FCEL	FUELCELL ENERGY INCequities	$0	–	4	0.0%	0.00%	–
	Fresno Ca Wtr Sysconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
	FREMONT NEBRASKA COconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
BEN	FRANKLIN RESOURCESequities	$1,000	-50.0%	73	0.0%	0.00%	–
FIT	FITBIT INCequities	$2,000	0.0%	300	0.0%	0.00%	–
FE	FIRSTENERGYequities	$5,000	-28.6%	183	0.0%	0.00%	-100.0%
	FIRST TRUST PREFERREDequities	$0	–	8	0.0%	0.00%	–
EMLP	First TRUST Northequities	$2,000	0.0%	92	0.0%	0.00%	–
FRCPRJ	FIRST REPUBLIC PFDpfds, reits,	$1,000	0.0%	32	0.0%	0.00%	–
FHN	FIRST HORIZON NATL CORPequities	$2,000	0.0%	245	0.0%	0.00%	–
FITBP	FIFTH THIRD BANCORP PFDpfds, reits,	$2,000	0.0%	65	0.0%	0.00%	–
NTG	TORTOISE MLP CFpfds, reits,	$1,000	-50.0%	100	0.0%	0.00%	–
ONEQ	Fidelity Nasdaqequities	$3,000	0.0%	7	0.0%	0.00%	–
	TOYOTA MOTOR COconvertible/	$5,000	0.0%	4,000	0.0%	0.00%	-100.0%
	FEDERAL NTNL MORTGAGconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
FAST	FASTENAL COequities	$3,000	+50.0%	58	0.0%	0.00%	–
FPIPRB	FARMLAND PARTNERS PFDpfds, reits,	$2,000	0.0%	63	0.0%	0.00%	–
FTCH	Farfetch Limitedequities	$2,000	+100.0%	85	0.0%	0.00%	–
FANUY	FANUC CORPORATIONequities	$3,000	0.0%	175	0.0%	0.00%	–
	FTunit trusts	$5,000	0.0%	2,000	0.0%	0.00%	-100.0%
TFCPRF	TRUIST FINL CORP PFD-Fpfds, reits,	$1,000	0.0%	51	0.0%	0.00%	–
ROBO	ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETFequities	$5,000	0.0%	113	0.0%	0.00%	-100.0%
EOLS	EVOLUS INCequities	$0	-100.0%	100	0.0%	0.00%	–
	EVEREN CAPITALequities	$5,000	+25.0%	69	0.0%	0.00%	–
ESS	ESSEX PROPERTY TRUST INCpfds, reits,	$2,000	-33.3%	12	0.0%	0.00%	–
TWOPRC	TWO HARBORS I PFDpfds, reits,	$2,000	0.0%	88	0.0%	0.00%	–
ESQF	ESECURESOFT COequities	$0	–	148	0.0%	0.00%	–
	EQUITABLE HLD PFDpfds, reits,	$2,000	+100.0%	63	0.0%	0.00%	–
EQNR	EQUINOR ASAequities	$0	–	32	0.0%	0.00%	–
ESGRP	ENSTAR GROUP LIM PFDpfds, reits,	$2,000	0.0%	85	0.0%	0.00%	–
EPAC	ACTUANT CORPequities	$1,000	0.0%	61	0.0%	0.00%	–
WATT	Energous Corpequities	$0	–	100	0.0%	0.00%	–
ENBA	ENBRIDGE INC. PFDpfds, reits,	$4,000	0.0%	169	0.0%	0.00%	–
ECTYQ	ECOTALITY INC XXXequities	$0	–	833	0.0%	0.00%	–
ECL	ECOLAB INCequities	$5,000	0.0%	25	0.0%	0.00%	-100.0%
EBIX	EBIX INCequities	$2,000	0.0%	87	0.0%	0.00%	–
EBAY	EBAY INCequities	$5,000	0.0%	100	0.0%	0.00%	-100.0%
ETY	EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities	$5,000	0.0%	420	0.0%	0.00%	-100.0%
MJ	ETF MANAGERS TR ALTequities	$1,000	-50.0%	134	0.0%	0.00%	–
IPAY	Etfmg Prime Mobileequities	$3,000	0.0%	62	0.0%	0.00%	–
UAL	UNITED CONTL HLDGSequities	$2,000	0.0%	46	0.0%	0.00%	–
EPR	EPR PROPERTIESpfds, reits,	$2,000	-33.3%	86	0.0%	0.00%	–
EOG	EOG RESOURCES INCequities	$5,000	-16.7%	126	0.0%	0.00%	-100.0%
	U.S. BANCORPconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	U. S. BANCORPconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
UZB	UNITED STATES Cpfds, reits,	$1,000	0.0%	28	0.0%	0.00%	–
UZC	US CELLULAR COR PFDpfds, reits,	$3,000	0.0%	131	0.0%	0.00%	–
	US TREASUR NTconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	US TREASURYconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
EDIG	E DIGITAL CORPequities	$0	–	300	0.0%	0.00%	–
DRD	DRDGOLD LTDequities	$2,000	-33.3%	200	0.0%	0.00%	–
	DOMINION ENERGYconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
DLB	DOLBY LABS INCequities	$4,000	0.0%	63	0.0%	0.00%	–
	UNITY ONE CAPITALequities	$0	–	1	0.0%	0.00%	–
DFS	DISCOVER FINANCIAL SVCSequities	$4,000	0.0%	76	0.0%	0.00%	–
DIA	SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities	$1,000	0.0%	5	0.0%	0.00%	–
UBPPRH	URSTADT BIDDL PFDpfds, reits,	$1,000	–	23	0.0%	0.00%	–
DK	DELEK US HOLDINGS INequities	$2,000	-50.0%	221	0.0%	0.00%	–
DF	DEAN FOODS COequities	$0	–	300	0.0%	0.00%	–
DTE	D T E ENERGY COMPANYequities	$3,000	0.0%	25	0.0%	0.00%	–
VLYPO	VALLEY NTNLl BA PFDpfds, reits,	$1,000	0.0%	29	0.0%	0.00%	–
	Van Kampen Insd Incmunit trusts	$4,000	0.0%	9	0.0%	0.00%	–
CUDO	CUIDAO HLDG CORPequities	$0	–	150	0.0%	0.00%	–
BBH	VANECK VECTORS BIOTECHequities	$2,000	0.0%	15	0.0%	0.00%	–
CRWD	CROWDSTRIKE HLDGS INCequities	$5,000	+25.0%	40	0.0%	0.00%	–
CREE	CREEequities	$3,000	0.0%	50	0.0%	0.00%	–
CR	CRANE COequities	$3,000	0.0%	51	0.0%	0.00%	–
COUGF	COUGAR OIL & GAS CANADA INCequities	$0	–	2,000	0.0%	0.00%	–
	Costco Wholesaleconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
COTRP	CORTS TRUSTequities	$0	–	700	0.0%	0.00%	–
CRBP	CORBUS PHARMACEUTLequities	$2,000	-80.0%	1,200	0.0%	0.00%	-100.0%
CNO	CNO FINL GROUP INCequities	$0	–	7	0.0%	0.00%	–
VOX	VANGUARD COMMUNICATIONequities	$3,000	0.0%	28	0.0%	0.00%	–
	CONNECTOR 2000 SCconvertible/	$1,000	0.0%	1,427	0.0%	0.00%	–
	CONNECTOR 2000 SCconvertible/	$1,000	0.0%	1,350	0.0%	0.00%	–
	CONEJO VY CA USDconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
CNDT	CONDUENT INCequities	$0	–	72	0.0%	0.00%	–
VASO	VASO CORP 00500equities	$0	–	2,000	0.0%	0.00%	–
CLNYPRJ	COLONY CAPIT PFDpfds, reits,	$2,000	+100.0%	87	0.0%	0.00%	–
CDE	COEUR MINING INCequities	$3,000	+50.0%	400	0.0%	0.00%	–
	THE COCA-COLA COconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
VO	VANGUARD MID CAPequities	$4,000	0.0%	25	0.0%	0.00%	–
CLDR	CLOUDERA INCequities	$4,000	0.0%	353	0.0%	0.00%	–
CFGPRD	CITIZENS FINL PFDpfds, reits,	$2,000	0.0%	83	0.0%	0.00%	–
	CITIGROUP INC (VARIABLE)convertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
SNP	China Petroleum&Chemequities	$2,000	0.0%	56	0.0%	0.00%	–
CVM	CEL-SCI CORPequities	$4,000	0.0%	289	0.0%	0.00%	–
CABGY	CARLSBERG ASequities	$2,000	0.0%	65	0.0%	0.00%	–
CTRE	CARETRUST REIT INCpfds, reits,	$3,000	0.0%	171	0.0%	0.00%	–
CDXI	CARDAX INCequities	$0	–	67,843	0.0%	0.00%	–
VRNT	VERINT SYSTEMS INCequities	$4,000	0.0%	85	0.0%	0.00%	–
COFPRI	CAPITAL ONE FINL PFDpfds, reits,	$3,000	0.0%	124	0.0%	0.00%	–
	CANNONAU CORPequities	$0	–	100	0.0%	0.00%	–
	CALIFORNIA STconvertible/	$5,000	-16.7%	5,000	0.0%	0.00%	-100.0%
	CALIFORNIA STconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
SPCE	VIRGIN GALACTIC HOLDINGS INCequities	$4,000	+33.3%	200	0.0%	0.00%	–
COG	CABOT OIL & GAS CORPequities	$0	–	24	0.0%	0.00%	–
VROT	VITROTECH CORPequities	$0	–	500	0.0%	0.00%	–
CVSI	C V SCIENCES INCequities	$0	–	333	0.0%	0.00%	–
	CVS HEALTH CORPconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
PMTS	CPI CARD GROUP INCequities	$0	–	40	0.0%	0.00%	–
	CNA FINL CORPconvertible/	$2,000	0.0%	2,000	0.0%	0.00%	–
WAB	WABTECequities	$3,000	0.0%	46	0.0%	0.00%	–
CIT	CIT GROUP INCequities	$3,000	0.0%	158	0.0%	0.00%	–
CBRE	CBRE GROUP INCequities	$4,000	0.0%	81	0.0%	0.00%	–
	BNSF, LLCconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
BC	BRUNSWICK CORPequities	$5,000	-16.7%	93	0.0%	0.00%	-100.0%
BFB	BROWN FORMAN CORPequities	$4,000	+33.3%	50	0.0%	0.00%	–
BSA	BRIGHTSPHERE I PFDpfds, reits,	$3,000	0.0%	124	0.0%	0.00%	–
BHF	BRIGHTHOUSE FINANCIAequities	$0	–	9	0.0%	0.00%	–
BDN	BRANDYWINE REALTY TRUSTpfds, reits,	$3,000	0.0%	307	0.0%	0.00%	–
	WA FUNDING TR III XXXpfds, reits,	$0	–	3,550	0.0%	0.00%	–
BWA	BORG WARNER INCequities	$2,000	0.0%	61	0.0%	0.00%	–
BHP	BHP BILLITON LTDequities	$4,000	0.0%	87	0.0%	0.00%	–
WSO	WATSCO INCequities	$1,000	0.0%	6	0.0%	0.00%	–
	BERKSHIRE HATHAWAYconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
WAVXQ	WAVE SYSTEMS COequities	$0	–	1	0.0%	0.00%	–
W	WAYFAIR INCequities	$5,000	+66.7%	17	0.0%	0.00%	–
BDRFY	BEIERSDORF AGequities	$1,000	0.0%	34	0.0%	0.00%	–
BANR	BANNER CORPequities	$3,000	0.0%	78	0.0%	0.00%	–
BACPRK	BANK OF AMERICA PFDpfds, reits,	$2,000	0.0%	66	0.0%	0.00%	–
	BP CAPITAL MKTconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
	BB&T CORPconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
AVLR	AVALARA INCequities	$1,000	0.0%	8	0.0%	0.00%	–
	LEHMAN BRO HLDG PFDpfds, reits,	$0	–	600	0.0%	0.00%	–
ACB	AURORA CANNABIS INCequities	$0	–	2	0.0%	0.00%	–
ATHPRB	ATHENE HOLDI PFDpfds, reits,	$2,000	+100.0%	60	0.0%	0.00%	–
WFCPRW	WELLS FARGO & PFDpfds, reits,	$2,000	0.0%	68	0.0%	0.00%	–
WFCPRV	WELLS FARGO & CO PFDpfds, reits,	$0	–	11	0.0%	0.00%	–
AGOPRE	ASSURED GUARANT PFDpfds, reits,	$2,000	0.0%	84	0.0%	0.00%	–
ARLO	ARLO TECHNOLOGIES INCequities	$2,000	+100.0%	475	0.0%	0.00%	–
	AZ BD REGENTS UNIVconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
L100PS	ARCONIC INCequities	$0	–	18	0.0%	0.00%	–
AQB	AQUABOUNTY TECHequities	$0	–	4	0.0%	0.00%	–
	Global X Superdividendequities	$4,000	0.0%	500	0.0%	0.00%	–
APHA	APHRIA INCequities	$0	–	100	0.0%	0.00%	–
APA	APACHE CORPequities	$0	-100.0%	43	0.0%	0.00%	–
NLYPRF	ANNALY CAPITA PFDpfds, reits,	$1,000	0.0%	58	0.0%	0.00%	–
NLYPRI	ANNALY CAPITA PFDpfds, reits,	$3,000	0.0%	119	0.0%	0.00%	–
AIGWS	AMERICAN INTL GRO 21 WTSequities	$1,000	-80.0%	3,410	0.0%	0.00%	-100.0%
	AMERICAN EXPRESSconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	WILLIS TOWERS Wconvertible/	$3,000	0.0%	3,000	0.0%	0.00%	–
AELPRA	AMERICAN EQUI PFDpfds, reits,	$3,000	+50.0%	120	0.0%	0.00%	–
WGO	WINNEBAGO INDUSTRIESequities	$5,000	-28.6%	100	0.0%	0.00%	-100.0%
WTFCM	WINTRUST FINL PFDpfds, reits,	$3,000	0.0%	132	0.0%	0.00%	–
	AMERICAN ELECTRICconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%
	AMERICAN AIRLINconvertible/	$4,000	0.0%	5,000	0.0%	0.00%	–
AMRN	AMARIN CORP PLCequities	$0	–	33	0.0%	0.00%	–
ATGFF	ALTAGAS INCOME LTDequities	$4,000	+33.3%	300	0.0%	0.00%	–
AABA	ALTABA INCequities	$2,000	–	100	0.0%	0.00%	–
	ALPINE 4 TECHNOLOGIESequities	$0	–	2,220	0.0%	0.00%	–
ALXN	ALEXION PHARMA INCequities	$1,000	0.0%	5	0.0%	0.00%	–
AAPR	ALCOA INCequities	$0	–	23	0.0%	0.00%	–
WPX	WPW ENERGY INCequities	$3,000	-25.0%	600	0.0%	0.00%	–
WW	WW INTERNATIONAL INCequities	$4,000	-20.0%	200	0.0%	0.00%	-100.0%
XRX	XEROX CORPequities	$2,000	+100.0%	94	0.0%	0.00%	–
AKCA	AKCEA THERAPEUTICS INCequities	$1,000	0.0%	50	0.0%	0.00%	–
AUY	YAMANA GOLD INCequities	$1,000	0.0%	237	0.0%	0.00%	–
	YELLOW MEDIA INC 22 WTSequities	$0	–	827	0.0%	0.00%	–
ALPRA	AIR LEASE COR PFDpfds, reits,	$2,000	0.0%	85	0.0%	0.00%	–
	Africo Resources Ltd Xxxpfds, reits,	$0	–	249	0.0%	0.00%	–
AEB	AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESpfds, reits,	$2,000	+100.0%	64	0.0%	0.00%	–
ASIX	ADVANSIX INCequities	$0	–	1	0.0%	0.00%	–
AERI	AERIE PHARMACEUTICALequities	$1,000	0.0%	85	0.0%	0.00%	–
AAP	AMWAY ASIA PACIFICequities	$3,000	0.0%	18	0.0%	0.00%	–
ACTA	ACTUA CORPequities	$0	–	1	0.0%	0.00%	–
AKAOQ	ACHAOGEN INCequities	$0	–	1,000	0.0%	0.00%	–
ABKI	ABAKAN INCequities	$0	–	50,000	0.0%	0.00%	–
	VOLKSWAGEN AG ORDequities	$3,000	0.0%	20	0.0%	0.00%	–
AMBA	AMBARELLA INCequities	$5,000	0.0%	100	0.0%	0.00%	-100.0%
AHLPRC	ASPEN INSURANCE HOLDINGS LTDpfds, reits,	$4,000	0.0%	146	0.0%	0.00%	–
AHLPRD	ASPEN INSURA PFDpfds, reits,	$3,000	0.0%	117	0.0%	0.00%	–
AHLPRE	ASPEN INSURA PFDpfds, reits,	$1,000	0.0%	31	0.0%	0.00%	–
ATHPRA	ATHENE HOLDIN PFDpfds, reits,	$2,000	+100.0%	56	0.0%	0.00%	–
	KBS REIT II MDpfds, reits,	$4,000	0.0%	1,500	0.0%	0.00%	–
BBU	BROOKFIELD BUSINESS P LPpfds, reits,	$0	–	14	0.0%	0.00%	–
TPRC	AT&T INC. PFDpfds, reits,	$2,000	0.0%	63	0.0%	0.00%	–
	BT GROUP PLC ORDequities	$3,000	-25.0%	2,500	0.0%	0.00%	–
BG	BUNGE LTDequities	$2,000	0.0%	52	0.0%	0.00%	–
TBC	At&T Inc. Pfdpfds, reits,	$5,000	0.0%	195	0.0%	0.00%	-100.0%
GBLIL	GLOBAL INDEMNIpfds, reits,	$2,000	0.0%	85	0.0%	0.00%	–
MNKKQ	MALLINCKRODT PLCequities	$0	-100.0%	200	0.0%	0.00%	–
NAT	NORDIC AMER TANKERS LTDequities	$5,000	0.0%	1,300	0.0%	0.00%	-100.0%
NCLH	NORWEGIAN CRUISE LINEequities	$2,000	0.0%	100	0.0%	0.00%	–
	AMR CORPpfds, reits,	$0	–	800	0.0%	0.00%	–
PUKPR	PRUDENTIAL PLC PFDpfds, reits,	$5,000	0.0%	200	0.0%	0.00%	-100.0%
RNRPRE	RENAISSANCERpfds, reits,	$2,000	0.0%	93	0.0%	0.00%	–
GLNG	GOLAR LNG LIMITEDequities	$2,000	0.0%	300	0.0%	0.00%	–
PRGO	PERRIGO CO PLCequities	$1,000	0.0%	17	0.0%	0.00%	–
ALC	ALCON INC.equities	$5,000	0.0%	89	0.0%	0.00%	-100.0%
	KEYENCE CORPequities	$4,000	+33.3%	8	0.0%	0.00%	–
	NOVO-NORDISK (ADR)equities	$0	-100.0%	250	0.0%	0.00%	-100.0%
AGNCP	AGNC INVESTM PFDpfds, reits,	$1,000	0.0%	63	0.0%	0.00%	–
SODA	SODASTREAM INTLequities	$0	–	200	0.0%	0.00%	–
AGNCO	AGNC INVESTM PFDpfds, reits,	$1,000	0.0%	30	0.0%	0.00%	–
AGNCM	AGNC INVESTM PFDpfds, reits,	$1,000	0.0%	29	0.0%	0.00%	–
AGNCN	AGNC INVESTMENT PFDpfds, reits,	$1,000	0.0%	58	0.0%	0.00%	–
POST	POST HOLDINGS INCequities	$1,000	0.0%	11	0.0%	0.00%	–
RL	POLO RALPH LAUREN CL Aequities	$0	–	2	0.0%	0.00%	–
TROW	TROWE PRICE GROUP INCequities	$4,000	0.0%	35	0.0%	0.00%	–
PING	PING IDENTITY HLDG CORPequities	$3,000	0.0%	100	0.0%	0.00%	–
PIUTQ	PAIUTE OIL & MININGequities	$0	–	1,000	0.0%	0.00%	–
NOBL	PROSHARES S&P 500 DIVequities	$5,000	0.0%	69	0.0%	0.00%	-100.0%
PSBPRZ	PS BUSINESS PFDpfds, reits,	$1,000	0.0%	31	0.0%	0.00%	–
PEG	PUB SVC ENTERPRISE GPequities	$3,000	0.0%	60	0.0%	0.00%	–
PJT	PJT PARTNERS INCequities	$2,000	+100.0%	25	0.0%	0.00%	–
OC	OWENS CORNING FIBERGLASequities	$1,000	0.0%	10	0.0%	0.00%	–
OVV	OVINTIV INCequities	$3,000	-25.0%	400	0.0%	0.00%	–
OR	OSISKO GOLD ROALTIEequities	$1,000	0.0%	61	0.0%	0.00%	–
OPI	OFFICE PPTYS INCM TRpfds, reits,	$2,000	0.0%	75	0.0%	0.00%	–
NSS	NUSTAR LOGISTI PFDpfds, reits,	$1,000	0.0%	58	0.0%	0.00%	–
	QUALCOMM INCconvertible/	$4,000	0.0%	4,000	0.0%	0.00%	–
NS	NUSTAR ENERGY LPpfds, reits,	$2,000	-33.3%	200	0.0%	0.00%	–
NUE	NUCORequities	$3,000	0.0%	70	0.0%	0.00%	–
RMR	RMR GROUP INCequities	$0	–	5	0.0%	0.00%	–
NGBL	NOTIS GLOBAL INCequities	$0	–	100	0.0%	0.00%	–
	NC EASTERN MUNI PWRconvertible/	$5,000	0.0%	5,000	0.0%	0.00%	-100.0%

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-10-26

Signatures

The EDGAR filing(s) were signed by:

SARA S. ALEXANDER — DIRECTOR OF COMPLIANCE

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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