$1.08 Billion is the total value of Sonora Investment Management, LLC's 1857 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DLRPRL | New | DIGITAL REALTY PFD Lpfds, reits, | $4,278,000 | – | 157,378 | +100.0% | 0.40% | – |
| New | OMEROS CORPconvertible/ | $3,709,000 | – | 4,445,000 | +100.0% | 0.34% | – | |
| New | AMERICAN TOWER CORPconvertible/ | $1,598,000 | – | 1,390,000 | +100.0% | 0.15% | – | |
| New | CITIGROUP INCconvertible/ | $1,343,000 | – | 1,160,000 | +100.0% | 0.12% | – | |
| New | VALERO ENERGY CORPconvertible/ | $722,000 | – | 645,000 | +100.0% | 0.07% | – | |
| SRNE | New | SORRENTO THERAPEUTICSequities | $689,000 | – | 61,804 | +100.0% | 0.06% | – |
| New | JUNIPER NETWORKS INCconvertible/ | $607,000 | – | 530,000 | +100.0% | 0.06% | – | |
| New | JPMORGAN CHASEconvertible/ | $529,000 | – | 455,000 | +100.0% | 0.05% | – | |
| New | Scottsdale Az Mpcconvertible/ | $295,000 | – | 250,000 | +100.0% | 0.03% | – | |
| New | MCDONALDS CORPconvertible/ | $268,000 | – | 230,000 | +100.0% | 0.02% | – | |
| New | Phoenix Az Wtrconvertible/ | $259,000 | – | 250,000 | +100.0% | 0.02% | – | |
| New | Salt River Prj Azconvertible/ | $264,000 | – | 250,000 | +100.0% | 0.02% | – | |
| New | Maricopa Az Esd #2convertible/ | $234,000 | – | 200,000 | +100.0% | 0.02% | – | |
| New | Salt River Prj Azconvertible/ | $211,000 | – | 200,000 | +100.0% | 0.02% | – | |
| New | Glendale Az Uhsd 20convertible/ | $217,000 | – | 200,000 | +100.0% | 0.02% | – | |
| New | Az St Trans Brdconvertible/ | $208,000 | – | 200,000 | +100.0% | 0.02% | – | |
| New | Pima Cn Az Regl Traconvertible/ | $202,000 | – | 180,000 | +100.0% | 0.02% | – | |
| New | Maricopa County Ariconvertible/ | $199,000 | – | 170,000 | +100.0% | 0.02% | – | |
| New | Maricopa County Ariconvertible/ | $169,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | Pinal Cn Azconvertible/ | $174,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | Yuma Arizona Municiconvertible/ | $162,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | US Treasu Ntconvertible/ | $153,000 | – | 150,000 | +100.0% | 0.01% | – | |
| New | Pinal Cn Az Ccdconvertible/ | $155,000 | – | 125,000 | +100.0% | 0.01% | – | |
| New | TEMPE AZ EXCISE TAXconvertible/ | $155,000 | – | 150,000 | +100.0% | 0.01% | – | |
| RYT | New | GUGGENHEIM S&P500 EQ WT TECH ETFequities | $138,000 | – | 655 | +100.0% | 0.01% | – |
| New | UNIV TX UNIVconvertible/ | $140,000 | – | 140,000 | +100.0% | 0.01% | – | |
| New | NY ST DORM AUTHconvertible/ | $125,000 | – | 125,000 | +100.0% | 0.01% | – | |
| New | CLARK CNTY NV HWYconvertible/ | $125,000 | – | 100,000 | +100.0% | 0.01% | – | |
| New | MD ST DEPT TRANS REVconvertible/ | $128,000 | – | 100,000 | +100.0% | 0.01% | – | |
| New | Salt River Prj Azconvertible/ | $127,000 | – | 120,000 | +100.0% | 0.01% | – | |
| New | KING CNTY WA SWR REVconvertible/ | $125,000 | – | 100,000 | +100.0% | 0.01% | – | |
| VCSH | New | VANGUARD ST CORP BOND ETFequities | $108,000 | – | 1,300 | +100.0% | 0.01% | – |
| New | Pinal Cn Az Elec #3convertible/ | $104,000 | – | 100,000 | +100.0% | 0.01% | – | |
| New | Maricopa Az Sd #40convertible/ | $94,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | OH ST WTR POLL REVconvertible/ | $93,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | MA ST IAM GOconvertible/ | $92,000 | – | 65,000 | +100.0% | 0.01% | – | |
| New | NY ST DORM AUTH PERSconvertible/ | $92,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | Glendale Arizona Muconvertible/ | $97,000 | – | 90,000 | +100.0% | 0.01% | – | |
| TIP | New | ISHARES TR BARCLAYS TIPSequities | $101,000 | – | 800 | +100.0% | 0.01% | – |
| New | ME MUN BD BK REVconvertible/ | $93,000 | – | 75,000 | +100.0% | 0.01% | – | |
| SPPI | New | SPECTRUM PHARMA INCequities | $102,000 | – | 25,000 | +100.0% | 0.01% | – |
| New | Az St Trans Brd Hwyconvertible/ | $98,000 | – | 95,000 | +100.0% | 0.01% | – | |
| New | GEORGIA ST GOconvertible/ | $92,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | CHICAGO IL O'HARE REVconvertible/ | $89,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | OK ST TPK AUTH REVconvertible/ | $90,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | Az Bd Regents Univconvertible/ | $90,000 | – | 80,000 | +100.0% | 0.01% | – | |
| New | FL STATE REVconvertible/ | $86,000 | – | 65,000 | +100.0% | 0.01% | – | |
| New | Amgen Inc.convertible/ | $83,000 | – | 80,000 | +100.0% | 0.01% | – | |
| New | NEUCES RV AUTH WTRconvertible/ | $88,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | Scottsdale Arizconvertible/ | $91,000 | – | 80,000 | +100.0% | 0.01% | – | |
| New | Sundance Cfd Azconvertible/ | $72,000 | – | 65,000 | +100.0% | 0.01% | – | |
| New | WA ST GOconvertible/ | $72,000 | – | 60,000 | +100.0% | 0.01% | – | |
| New | NY NY CITY TRA FINconvertible/ | $76,000 | – | 60,000 | +100.0% | 0.01% | – | |
| New | CA STATE VARconvertible/ | $76,000 | – | 60,000 | +100.0% | 0.01% | – | |
| New | TEXAS ST GOconvertible/ | $76,000 | – | 65,000 | +100.0% | 0.01% | – | |
| TPRA | New | AT&T PFDpfds, reits, | $77,000 | – | 2,885 | +100.0% | 0.01% | – |
| New | Az Hlth Fac Authconvertible/ | $80,000 | – | 75,000 | +100.0% | 0.01% | – | |
| New | MIAMI-DADE COUNTY FL REVconvertible/ | $61,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | N TX TWY AUTHconvertible/ | $67,000 | – | 55,000 | +100.0% | 0.01% | – | |
| New | MET T AUTH NY REVconvertible/ | $64,000 | – | 60,000 | +100.0% | 0.01% | – | |
| New | CO HEALTH FACconvertible/ | $61,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | Az Bd Regents Univconvertible/ | $65,000 | – | 60,000 | +100.0% | 0.01% | – | |
| New | NJ ST TPK AUTHconvertible/ | $57,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | Pima Cn Az Regl Traconvertible/ | $57,000 | – | 55,000 | +100.0% | 0.01% | – | |
| New | PIMA CN AZ USD #30convertible/ | $49,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | Pinal Cn Az Ccdconvertible/ | $52,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | PORT SEATTLE WA REVconvertible/ | $58,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | Cooperatieve Rabconvertible/ | $51,000 | – | 50,000 | +100.0% | 0.01% | – | |
| VEA | New | VANGUARD MSCI EAFE ETFequities | $53,000 | – | 1,289 | +100.0% | 0.01% | – |
| New | The Walt Disneyconvertible/ | $49,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | Az St Transn Brdconvertible/ | $56,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | HARRIS CN TX CULT EDconvertible/ | $58,000 | – | 50,000 | +100.0% | 0.01% | – | |
| VMO | New | Invesco Muni Opportunityequities | $49,000 | – | 4,000 | +100.0% | 0.01% | – |
| New | Marana Az Excise Taconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | Yuma Arizona Municiconvertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | General Dynamicsconvertible/ | $47,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Pima Cn Az Usd #1convertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | NY ST TWY AUTH GENconvertible/ | $45,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Orlando Fl Splconvertible/ | $45,000 | – | 45,000 | +100.0% | 0.00% | – | |
| New | WI ST AAAAconvertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Bank Of America C Var 29convertible/ | $46,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Charter Communicaconvertible/ | $45,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | ORANGE CN FL S/T REVconvertible/ | $42,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | The Progressive Corconvertible/ | $48,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Consolidated Edisconvertible/ | $46,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Jpmorgan Chase & Var 29convertible/ | $45,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | MET TRAN AUTH NYconvertible/ | $42,000 | – | 35,000 | +100.0% | 0.00% | – | |
| New | Pinal Cn Az Elecconvertible/ | $42,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | COMMONWEALTH EDISconvertible/ | $46,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | FL ST B/E PUB EDconvertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| New | Maricopa Az Usd #80convertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Phoenix Az Cvc Impconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Phoenix Az Wtrconvertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Constellation Brconvertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | At&T Inc.convertible/ | $37,000 | – | 35,000 | +100.0% | 0.00% | – | |
| DNKN | New | DUNKIN BRANDS GROUP INCequities | $28,000 | – | 346 | +100.0% | 0.00% | – |
| VONV | New | Vanguard Russell 1000equities | $28,000 | – | 271 | +100.0% | 0.00% | – |
| New | Pnc Finl Svcs Grconvertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| OMER | New | Omeros Corpequities | $36,000 | – | 3,600 | +100.0% | 0.00% | – |
| New | Az Bd Regents Univconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Steel Dynamics,convertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Az Bd Regents Univconvertible/ | $34,000 | – | 30,000 | +100.0% | 0.00% | – | |
| New | Nthrn Ariz Univconvertible/ | $32,000 | – | 30,000 | +100.0% | 0.00% | – | |
| New | Crown Castle Internconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | Pinal Cn Az Ccdconvertible/ | $30,000 | – | 25,000 | +100.0% | 0.00% | – | |
| MSPRL | New | MORGAN STANLEY PFDpfds, reits, | $31,000 | – | 1,200 | +100.0% | 0.00% | – |
| PTY | New | PIMCO CORPORATE OPPTY FUNDequities | $32,000 | – | 2,000 | +100.0% | 0.00% | – |
| SPSM | New | Spdr Small Cap Etfequities | $26,000 | – | 964 | +100.0% | 0.00% | – |
| New | TRAVELERS COMPANIESequities | $24,000 | – | 225 | +100.0% | 0.00% | – | |
| FTEC | New | FIDELITY MSCI IT ETFequities | $24,000 | – | 262 | +100.0% | 0.00% | – |
| TTD | New | THE TRADE DESK INCequities | $21,000 | – | 40 | +100.0% | 0.00% | – |
| New | General Electricconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | General Electricconvertible/ | $25,000 | – | 25,000 | +100.0% | 0.00% | – | |
| VV | New | VANGUARD LC ETFequities | $19,000 | – | 120 | +100.0% | 0.00% | – |
| New | Glendale Az Uhsd 20convertible/ | $22,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | Maricopa Az Usd #48convertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | BARCLAYS PLCequities | $17,000 | – | 3,310 | +100.0% | 0.00% | – | |
| PINS | New | PINTEREST INCequities | $25,000 | – | 600 | +100.0% | 0.00% | – |
| New | Pinal Cn Azconvertible/ | $23,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | Phoenix Az Wst Wtrconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| EEM | New | ISHARES MSCI EMER MKT ETFequities | $18,000 | – | 400 | +100.0% | 0.00% | – |
| IGIB | New | ISHARES INTERMEDIATE CREDIT BONDequities | $19,000 | – | 314 | +100.0% | 0.00% | – |
| IGSB | New | ISHARES TR BARCLAYS BONDequities | $17,000 | – | 312 | +100.0% | 0.00% | – |
| GOVT | New | Ishares US Treasury Bondequities | $21,000 | – | 734 | +100.0% | 0.00% | – |
| NXP | New | Nuveen Select Tax-Free Iequities | $20,000 | – | 1,200 | +100.0% | 0.00% | – |
| JPMPRJCL | New | JP MORGAN CAPpfds, reits, | $26,000 | – | 995 | +100.0% | 0.00% | – |
| XPEV | New | Xpeng Inc Adrequities | $20,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | American Tower Coconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AVNT | New | AVIENT CORPequities | $13,000 | – | 480 | +100.0% | 0.00% | – |
| BWXT | New | B W X TECHNOLOGIES INCORequities | $8,000 | – | 150 | +100.0% | 0.00% | – |
| CHRW | New | CH ROBINSON WORLDWIDE INCequities | $15,000 | – | 147 | +100.0% | 0.00% | – |
| New | Deutsche Bankconvertible/ | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| DPSGY | New | DEUTSCHE POST NEW ADRequities | $6,000 | – | 130 | +100.0% | 0.00% | – |
| DXCM | New | DEXCOM INCequities | $8,000 | – | 20 | +100.0% | 0.00% | – |
| SGOL | New | ABERDEEN STNDRD PHYSCL SWISS GLD ETFequities | $14,000 | – | 782 | +100.0% | 0.00% | – |
| KODK | New | Eastman Kodak Coequities | $6,000 | – | 700 | +100.0% | 0.00% | – |
| EBAYL | New | Ebay Inc. Pfdequities | $13,000 | – | 500 | +100.0% | 0.00% | – |
| FDIS | New | Fidelity Msci Cons Discrequities | $14,000 | – | 219 | +100.0% | 0.00% | – |
| FCOM | New | Fidelity Msci Comm Srvequities | $16,000 | – | 402 | +100.0% | 0.00% | – |
| LIT | New | Global X Lithium Batteryequities | $16,000 | – | 400 | +100.0% | 0.00% | – |
| HSY | New | HERSHEY COMPANYequities | $11,000 | – | 75 | +100.0% | 0.00% | – |
| IMMU | New | IMMUNOMEDICS INCequities | $9,000 | – | 100 | +100.0% | 0.00% | – |
| IIPRPRA | New | Innovative Indus Pfdequities | $14,000 | – | 500 | +100.0% | 0.00% | – |
| HYG | New | ISHARES IBOXX $ HY CORP BDequities | $8,000 | – | 100 | +100.0% | 0.00% | – |
| IBML | New | Ishares Ibonds Dec 2023equities | $10,000 | – | 375 | +100.0% | 0.00% | – |
| IBMK | New | Ishrs Ibnd Dec 2022 Trmequities | $10,000 | – | 375 | +100.0% | 0.00% | – |
| IBMJ | New | Ishar Ibnd Dec 2021 Trmequities | $10,000 | – | 375 | +100.0% | 0.00% | – |
| KKR | New | KKR & CO LPpfds, reits, | $7,000 | – | 200 | +100.0% | 0.00% | – |
| LVGO | New | LIVONGO HEALTH INCequities | $7,000 | – | 50 | +100.0% | 0.00% | – |
| New | Macy'S, Inc.convertible/ | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| MAIN | New | MAIN STREET CAPITAL CORPequities | $6,000 | – | 208 | +100.0% | 0.00% | – |
| MTZ | New | MASTEC INCequities | $13,000 | – | 300 | +100.0% | 0.00% | – |
| NKLA | New | NIKOLA CORPequities | $7,000 | – | 350 | +100.0% | 0.00% | – |
| JRS | New | NUVEEN RE INC FDequities | $11,000 | – | 1,500 | +100.0% | 0.00% | – |
| PDBC | New | PWRSHR ACTLY MNG OPTMequities | $11,000 | – | 770 | +100.0% | 0.00% | – |
| RWR | New | SPDR DOW JONES REIT ETFequities | $10,000 | – | 126 | +100.0% | 0.00% | – |
| KRE | New | SPDR S&P REGIONAL BANK ETFequities | $14,000 | – | 400 | +100.0% | 0.00% | – |
| AOS | New | SMITH A Oequities | $11,000 | – | 200 | +100.0% | 0.00% | – |
| SNA | New | SNAP ONequities | $15,000 | – | 104 | +100.0% | 0.00% | – |
| AMTD | New | TORONTO DOMINIONequities | $14,000 | – | 300 | +100.0% | 0.00% | – |
| TDOC | New | TELADOC INCequities | $11,000 | – | 50 | +100.0% | 0.00% | – |
| New | Toyota Motor Corconvertible/ | $13,000 | – | 12,000 | +100.0% | 0.00% | – | |
| MTN | New | VAIL RESORTS INCequities | $10,000 | – | 45 | +100.0% | 0.00% | – |
| EMLC | New | VANECK VECTORS J Pequities | $11,000 | – | 344 | +100.0% | 0.00% | – |
| VXUS | New | VANGUARD TOTALequities | $10,000 | – | 200 | +100.0% | 0.00% | – |
| VDC | New | VANGUARD CONSUMER STAPLES ETFequities | $16,000 | – | 100 | +100.0% | 0.00% | – |
| VGT | New | VANGUARD IT ETFequities | $11,000 | – | 36 | +100.0% | 0.00% | – |
| VCLT | New | Vanguard Long Term Corequities | $8,000 | – | 71 | +100.0% | 0.00% | – |
| XLNX | New | XILINXequities | $10,000 | – | 100 | +100.0% | 0.00% | – |
| New | Rivulet Media Incequities | $1,000 | – | 3,938 | +100.0% | 0.00% | – | |
| MFGP | New | MICRO FOCUS INTequities | $1,000 | – | 170 | +100.0% | 0.00% | – |
| METPRF | New | Metlife Inc Pfdequities | $5,000 | – | 195 | +100.0% | 0.00% | – |
| MRNA | New | MDRNAequities | $4,000 | – | 50 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORP CL Aequities | $4,000 | – | 50 | +100.0% | 0.00% | – |
| USHY | New | Ishares Broad Usd Hg Yldequities | $3,000 | – | 85 | +100.0% | 0.00% | – |
| DGRO | New | ISHARES CORE DIVIDENDequities | $1,000 | – | 31 | +100.0% | 0.00% | – |
| CMBS | New | Ishares Cmbs Etfequities | $4,000 | – | 69 | +100.0% | 0.00% | – |
| ILF | New | ISHARES TR S&P LATN AMERunit trusts | $4,000 | – | 192 | +100.0% | 0.00% | – |
| IIPR | New | Innovative Industrial Prequities | $2,000 | – | 20 | +100.0% | 0.00% | – |
| HLT | New | HILTON HOTELSequities | $2,000 | – | 24 | +100.0% | 0.00% | – |
| HTGC | New | HERCULES TECH GROWTH CAP INCequities | $5,000 | – | 400 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMA INDUS LTDequities | $4,000 | – | 400 | +100.0% | 0.00% | – |
| FREL | New | FIDELITY MSCI REALequities | $4,000 | – | 182 | +100.0% | 0.00% | – |
| FSTA | New | FIDELITY MSCI CONS STPLSequities | $4,000 | – | 96 | +100.0% | 0.00% | – |
| UAA | New | UNDER ARMOUR INC CL Aequities | $1,000 | – | 100 | +100.0% | 0.00% | – |
| DVN | New | DEVON ENERGY CORPequities | $2,000 | – | 200 | +100.0% | 0.00% | – |
| DXC | New | DXC TECH COequities | $2,000 | – | 128 | +100.0% | 0.00% | – |
| VBR | New | VANGUARD SMALL CAP VALUEequities | $4,000 | – | 35 | +100.0% | 0.00% | – |
| New | Frontier Communiconvertible/ | $3,000 | – | 8,913 | +100.0% | 0.00% | – | |
| BEPC | New | BROOKFIELD RENEWABLE CORPequities | $4,000 | – | 75 | +100.0% | 0.00% | – |
| GBTC | New | Bitcoin Investment Ordequities | $1,000 | – | 90 | +100.0% | 0.00% | – |
| BLDP | New | BALLARD POWER SYSTEMS INCequities | $1,000 | – | 90 | +100.0% | 0.00% | – |
| AMPW | New | American Power Corp Xxxequities | $0 | – | 4,000 | +100.0% | 0.00% | – |
| ALB | New | ALBEMARLE CORPequities | $2,000 | – | 25 | +100.0% | 0.00% | – |
| AKBA | New | AKEBIA THERAPEUTICSequities | $5,000 | – | 1,800 | +100.0% | 0.00% | – |
| NVCR | New | Novocure Ltdequities | $3,000 | – | 25 | +100.0% | 0.00% | – |
| AMC | New | Amc Entertainmentequities | $0 | – | 100 | +100.0% | 0.00% | – |
| PBR | New | PETROLEO BRASILEIRO SA (PETROBRAS)equities | $4,000 | – | 500 | +100.0% | 0.00% | – |
| SRVR | New | Pacer Bnchmrk Dt Andequities | $2,000 | – | 50 | +100.0% | 0.00% | – |
| OXYWS | New | OCCIDENTAL PETROL 27 WTSequities | $0 | – | 59 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.