$724 Million is the total value of Sonora Investment Management, LLC's 1285 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 45.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UNP | Sell | UNION PACIFIC CORPequities | $9,998,000 | +11.5% | 61,401 | -3.0% | 1.38% | -0.1% |
| Sell | ENVESTNET INCconvertible/ | $9,595,000 | +3.7% | 8,715,000 | -0.8% | 1.33% | -7.0% | |
| Sell | QUIDEL CORPconvertible/ | $9,396,000 | -49.1% | 4,480,000 | -48.3% | 1.30% | -54.4% | |
| Sell | BIOMARIN PHARMA INCconvertible/ | $7,792,000 | +3.0% | 7,390,000 | -0.9% | 1.08% | -7.7% | |
| Sell | NUANCE COMM INCconvertible/ | $7,439,000 | -0.3% | 7,465,000 | -0.3% | 1.03% | -10.7% | |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $7,421,000 | +9.6% | 27,490 | -1.0% | 1.02% | -1.8% |
| GLW | Sell | CORNING INCequities | $7,150,000 | +27.7% | 202,563 | -0.5% | 0.99% | +14.5% |
| ABB | Sell | ABB LTDequities | $7,014,000 | +6.2% | 296,805 | -2.1% | 0.97% | -4.8% |
| Sell | TOLL BROTHERS INCconvertible/ | $6,660,000 | -1.1% | 6,660,000 | -0.9% | 0.92% | -11.4% | |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $6,057,000 | +23.0% | 117,434 | -0.6% | 0.84% | +10.3% |
| Sell | JUNIPER NETWORKS INCconvertible/ | $6,016,000 | -1.1% | 5,915,000 | -1.2% | 0.83% | -11.4% | |
| RSG | Sell | REPUBLIC SERVICES INCequities | $5,916,000 | -0.2% | 81,419 | -6.1% | 0.82% | -10.6% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $5,908,000 | +0.4% | 4,950,000 | -0.8% | 0.82% | -10.0% | |
| Sell | AMGEN INC (VARIABLE)convertible/ | $5,586,000 | -0.4% | 5,565,000 | -0.4% | 0.77% | -10.8% | |
| HD | Sell | HOME DEPOT INCequities | $5,557,000 | -1.2% | 26,827 | -6.9% | 0.77% | -11.4% |
| Sell | RTI INTL METALS INCconvertible/ | $5,523,000 | +0.1% | 5,395,000 | -2.3% | 0.76% | -10.3% | |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $5,122,000 | -0.9% | 5,690,000 | -2.4% | 0.71% | -11.2% | |
| Sell | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $4,983,000 | -0.1% | 4,920,000 | -0.3% | 0.69% | -10.5% | |
| Sell | PNC BANK (VARIABLE)convertible/ | $4,359,000 | -0.7% | 4,375,000 | -0.1% | 0.60% | -11.1% | |
| WP | Sell | WORLDPAY INCequities | $4,180,000 | +16.8% | 41,279 | -5.7% | 0.58% | +4.7% |
| CGNX | Sell | COGNEX CORPequities | $4,053,000 | +24.6% | 72,601 | -0.4% | 0.56% | +11.8% |
| RTN | Sell | RAYTHEON COequities | $3,910,000 | +0.5% | 18,920 | -6.1% | 0.54% | -10.0% |
| Sell | VECTOR GROUP LTDconvertible/ | $3,791,000 | -2.3% | 3,645,000 | -0.5% | 0.52% | -12.4% | |
| COST | Sell | COSTCO WHOLESALE CORPequities | $3,644,000 | +10.5% | 15,514 | -1.7% | 0.50% | -1.2% |
| VZ | Sell | VERIZON COMM INCequities | $3,432,000 | +6.0% | 64,289 | -0.1% | 0.47% | -5.0% |
| AJG | Sell | ARTHUR J GALLAGHER & COequities | $3,319,000 | +12.4% | 44,583 | -1.4% | 0.46% | +0.9% |
| Sell | ZILLOW GROUP INCconvertible/ | $3,063,000 | -15.4% | 2,835,000 | -1.0% | 0.42% | -24.2% | |
| MGM | Sell | MGM RESORTS INTLequities | $2,882,000 | -4.4% | 103,274 | -0.6% | 0.40% | -14.4% |
| Sell | CVS HEALTH CORP (VARIABLE)convertible/ | $2,605,000 | -0.6% | 2,590,000 | -1.0% | 0.36% | -10.9% | |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,462,000 | -1.4% | 22,695 | -1.8% | 0.34% | -11.7% |
| HUN | Sell | HUNTSMAN CORPequities | $2,393,000 | -8.4% | 87,894 | -1.8% | 0.33% | -17.9% |
| Sell | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $2,261,000 | -1.7% | 2,255,000 | -2.4% | 0.31% | -12.1% | |
| Sell | LIVE NATION ENTERTAINMENT INCconvertible/ | $2,246,000 | +8.5% | 1,430,000 | -1.7% | 0.31% | -2.8% | |
| COP | Sell | CONOCOPHILLIPSequities | $2,125,000 | +6.2% | 27,452 | -4.5% | 0.29% | -4.9% |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $1,935,000 | +4.8% | 27,920 | -1.0% | 0.27% | -6.3% |
| PSX | Sell | PHILLIPS 66equities | $1,924,000 | -1.2% | 17,070 | -1.6% | 0.27% | -11.3% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $1,663,000 | -3.9% | 1,680,000 | -4.0% | 0.23% | -13.9% | |
| Sell | FLEXTRONICS INTL LTDconvertible/ | $1,465,000 | -1.7% | 1,430,000 | -1.7% | 0.20% | -12.2% | |
| MOS | Sell | MOSAIC COequities | $1,389,000 | +6.0% | 42,761 | -8.4% | 0.19% | -5.0% |
| Sell | AMAG PHARMACEUTICALS INCconvertible/ | $1,294,000 | -5.7% | 1,290,000 | -5.5% | 0.18% | -15.6% | |
| WFC | Sell | WELLS FARGO & COequities | $1,273,000 | -8.9% | 24,220 | -3.9% | 0.18% | -18.1% |
| DOV | Sell | DOVER CORPequities | $1,113,000 | +18.2% | 12,570 | -2.4% | 0.15% | +6.2% |
| NKE | Sell | NIKE INCequities | $948,000 | -0.4% | 11,195 | -6.3% | 0.13% | -10.9% |
| Sell | TARGET CORPequities | $861,000 | +13.4% | 9,756 | -2.2% | 0.12% | +1.7% | |
| MO | Sell | ALTRIA GROUP INCequities | $773,000 | -8.5% | 12,815 | -13.9% | 0.11% | -17.7% |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $770,000 | -7.3% | 29,555 | -5.3% | 0.11% | -17.2% |
| PM | Sell | PHILIP MORRIS INTL INCequities | $746,000 | -4.2% | 9,146 | -5.2% | 0.10% | -14.2% |
| Sell | KLA TENCOR COconvertible/ | $730,000 | -2.9% | 730,000 | -2.7% | 0.10% | -12.9% | |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $632,000 | -1.7% | 21,595 | -2.3% | 0.09% | -12.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB COequities | $613,000 | +11.1% | 9,878 | -0.9% | 0.08% | 0.0% |
| AAV | Sell | ADVANTAGE OIL & GAS LTDequities | $507,000 | -16.9% | 181,900 | -7.5% | 0.07% | -25.5% |
| JPM | Sell | JPMORGAN CHASE & COequities | $490,000 | +7.7% | 4,341 | -0.6% | 0.07% | -2.9% |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $479,000 | -3.2% | 9,720 | -2.0% | 0.07% | -13.2% |
| Sell | LOWES CO INCconvertible/ | $418,000 | -13.1% | 345,000 | -12.7% | 0.06% | -21.6% | |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $343,000 | -3.7% | 11,950 | -7.0% | 0.05% | -14.5% |
| EXPI | Sell | EXP WORLD HOLDINGS INCequities | $331,000 | +49.1% | 18,017 | -8.0% | 0.05% | +35.3% |
| ANDX | Sell | ANDEAVOR LOGISTICS L LPpfds, reits, | $320,000 | +1.3% | 6,581 | -11.4% | 0.04% | -10.2% |
| SPY | Sell | SPDR S&P 500 ETFequities | $282,000 | +4.8% | 969 | -2.3% | 0.04% | -4.9% |
| MDLZ | Sell | MONDELEZ INTL INCequities | $245,000 | -17.2% | 5,711 | -20.8% | 0.03% | -26.1% |
| KHC | Sell | KRAFT HEINZ COequities | $236,000 | -22.9% | 4,287 | -12.1% | 0.03% | -29.8% |
| ABT | Sell | ABBOTT LABSequities | $214,000 | +7.5% | 2,923 | -10.4% | 0.03% | -3.2% |
| PLD | Sell | PROLOGIS INCpfds, reits, | $202,000 | -6.0% | 2,975 | -9.2% | 0.03% | -15.2% |
| Sell | WASTE MGMT INCconvertible/ | $192,000 | -24.1% | 155,000 | -24.4% | 0.03% | -30.8% | |
| Sell | CARDINAL HEALTH INCconvertible/ | $192,000 | -38.7% | 200,000 | -38.5% | 0.03% | -43.8% | |
| GS | Sell | GOLDMAN SACHS GROUP INCequities | $173,000 | -4.4% | 772 | -6.1% | 0.02% | -14.3% |
| UTX | Sell | UNITED TECH CORPequities | $175,000 | +8.7% | 1,250 | -3.0% | 0.02% | -4.0% |
| BDX | Sell | BECTON DICKINSON & COequities | $165,000 | -11.8% | 631 | -19.3% | 0.02% | -20.7% |
| VGM | Sell | INVESCO TRUST FOR INV GRADE MUNISequities | $170,000 | -7.1% | 14,328 | -3.4% | 0.02% | -17.9% |
| GE | Sell | GENERAL ELECTRIC COequities | $170,000 | -23.8% | 15,087 | -7.9% | 0.02% | -32.4% |
| IJH | Sell | ISHARES CORE S&P ETFequities | $159,000 | -17.6% | 792 | -20.2% | 0.02% | -26.7% |
| NLY | Sell | ANNALY CAPITAL MGMTpfds, reits, | $161,000 | -2.4% | 15,774 | -1.7% | 0.02% | -12.0% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $143,000 | +15.3% | 1,958 | -4.9% | 0.02% | +5.3% |
| CL | Sell | COLGATE PALMOLIVEequities | $139,000 | +1.5% | 2,071 | -1.8% | 0.02% | -9.5% |
| BCE | Sell | BCE INCequities | $99,000 | -3.9% | 2,450 | -3.5% | 0.01% | -12.5% |
| Sell | DOVER CORPconvertible/ | $93,000 | -25.6% | 80,000 | -23.8% | 0.01% | -31.6% | |
| EXAS | Sell | EXACT SCIENCES CORPequities | $87,000 | +11.5% | 1,100 | -15.4% | 0.01% | 0.0% |
| LOW | Sell | LOWE'S COS INCequities | $78,000 | +5.4% | 680 | -11.7% | 0.01% | 0.0% |
| PH | Sell | PARKER-HANNIFIN CORPequities | $79,000 | +11.3% | 429 | -5.3% | 0.01% | 0.0% |
| CGC | Sell | CANOPY GROWTH CORPequities | $75,000 | +59.6% | 1,535 | -4.1% | 0.01% | +42.9% |
| IP | Sell | INTL PAPER COequities | $69,000 | -8.0% | 1,412 | -2.4% | 0.01% | -16.7% |
| APY | Sell | APERGY CORPequities | $69,000 | -2.8% | 1,591 | -5.9% | 0.01% | -9.1% |
| PRU | Sell | PRUDENTIAL FINLequities | $56,000 | +1.8% | 555 | -6.4% | 0.01% | 0.0% |
| STAG | Sell | STAG INDUSTRIAL INCpfds, reits, | $55,000 | -31.2% | 2,000 | -32.2% | 0.01% | -33.3% |
| BMRN | Sell | BIOMARIN PHARMA INCequities | $48,000 | -15.8% | 500 | -16.7% | 0.01% | -22.2% |
| GILD | Sell | GILEAD SCIENCES INCequities | $53,000 | -5.4% | 689 | -12.9% | 0.01% | -22.2% |
| VIG | Sell | VANGUARD DIV APPRECIATION ETFequities | $42,000 | +2.4% | 375 | -6.2% | 0.01% | 0.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCequities | $44,000 | -4.3% | 375 | -12.8% | 0.01% | -14.3% |
| NOC | Sell | NORTHROP GRUNMAN COequities | $40,000 | -14.9% | 127 | -16.4% | 0.01% | -14.3% |
| C | Sell | CITIGROUP INCequities | $40,000 | -2.4% | 555 | -9.9% | 0.01% | 0.0% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG COequities | $35,000 | -20.5% | 364 | -35.5% | 0.01% | -28.6% |
| Sell | OCCIDENTAL PETRO CORPequities | $34,000 | -15.0% | 409 | -14.1% | 0.01% | -16.7% | |
| TSM | Sell | TAIWAN SEMI MANU CO LTDequities | $35,000 | +9.4% | 800 | -8.0% | 0.01% | 0.0% |
| Sell | PFIZER INCconvertible/ | $39,000 | -20.4% | 40,000 | -20.0% | 0.01% | -37.5% | |
| EXC | Sell | EXELON CORPequities | $28,000 | -20.0% | 630 | -22.2% | 0.00% | -20.0% |
| AXP | Sell | AMERICAN EXPRESS COequities | $29,000 | -14.7% | 270 | -21.7% | 0.00% | -20.0% |
| ARCC | Sell | ARES CAP CORPequities | $29,000 | -60.8% | 1,684 | -62.8% | 0.00% | -63.6% |
| AMLP | Sell | ALERIAN MLP ETFequities | $32,000 | -62.4% | 3,000 | -64.2% | 0.00% | -69.2% |
| PPG | Sell | PPG INDUSTRIES INCequities | $29,000 | -32.6% | 265 | -36.0% | 0.00% | -42.9% |
| VFC | Sell | VF CORPequities | $24,000 | -60.0% | 262 | -64.5% | 0.00% | -66.7% |
| FANUY | Sell | FANUC CORPORATIONequities | $25,000 | -21.9% | 1,309 | -18.6% | 0.00% | -40.0% |
| BMO | Sell | BANK OF MONTREALequities | $24,000 | -20.0% | 290 | -25.3% | 0.00% | -40.0% |
| CMCSA | Sell | COMCAST CORP Aequities | $21,000 | -58.8% | 598 | -61.4% | 0.00% | -62.5% |
| Sell | TRAVELERS COMPANIESequities | $23,000 | -23.3% | 175 | -29.7% | 0.00% | -40.0% | |
| Sell | AZ ST TRANS BRD HWYconvertible/ | $11,000 | -71.1% | 10,000 | -71.4% | 0.00% | -66.7% | |
| BGS | Sell | B&G FOODS INCequities | $13,000 | -13.3% | 475 | -5.0% | 0.00% | 0.0% |
| CVS | Sell | CVS HEALTH CORPequities | $17,000 | +6.2% | 212 | -15.9% | 0.00% | 0.0% |
| CCI | Sell | CROWN CASTLE INTL CORPpfds, reits, | $11,000 | -26.7% | 100 | -28.6% | 0.00% | 0.0% |
| TAP | Sell | MOLSON COORS BREWING CO Bequities | $15,000 | -37.5% | 250 | -29.6% | 0.00% | -50.0% |
| RYN | Sell | RAYONIERpfds, reits, | $11,000 | -21.4% | 315 | -11.8% | 0.00% | 0.0% |
| RPAI | Sell | RETAIL PROP OF AMERICA INCpfds, reits, | $12,000 | -20.0% | 1,009 | -16.5% | 0.00% | 0.0% |
| F | Sell | FORD MOTOR COequities | $5,000 | -83.9% | 548 | -80.3% | 0.00% | -80.0% |
| TROW | Sell | TROWE PRICE GROUP INCequities | $4,000 | -86.7% | 35 | -86.6% | 0.00% | -80.0% |
| XLE | Sell | ENERGY SELECT SECTOR SPDR FDequities | $8,000 | -65.2% | 100 | -66.7% | 0.00% | -75.0% |
| MET | Sell | METLIFE INCequities | $8,000 | -20.0% | 168 | -28.5% | 0.00% | -50.0% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQ TRUSTequities | $7,000 | 0.0% | 600 | -9.2% | 0.00% | 0.0% |
| Sell | NATIONAL RURALconvertible/ | $6,000 | -25.0% | 6,000 | -25.0% | 0.00% | 0.0% | |
| APC | Sell | ANADARKO PETROLEUM CORPequities | $8,000 | -27.3% | 126 | -14.3% | 0.00% | -50.0% |
| STOR | Sell | STORE CAPITAL CORPequities | $6,000 | -81.8% | 200 | -83.3% | 0.00% | -80.0% |
| TEL | Sell | TYCO ELECTRONICS LTDequities | $7,000 | -81.6% | 85 | -80.0% | 0.00% | -83.3% |
| EFA | Exit | ISHARES TR MSCIE EAFE FDequities | $0 | – | -48 | -100.0% | 0.00% | – |
| Exit | UNILIFE CORPequities | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| CTWCL | Exit | QWEST CORPequities | $0 | – | -40 | -100.0% | 0.00% | – |
| BMLPRICL | Exit | BANK OF AMERICA CORPpfds, reits, | $0 | – | -77 | -100.0% | 0.00% | – |
| KR | Sell | KROGER COequities | $0 | -100.0% | 6 | -97.4% | 0.00% | -100.0% |
| CTHR | Exit | CHARLES & COLVARD LTDequities | $0 | – | -800 | -100.0% | 0.00% | – |
| RMR | Sell | RMR GROUP INCequities | $0 | -100.0% | 5 | -50.0% | 0.00% | – |
| AUY | Exit | YAMANA GOLD INCequities | $0 | – | -500 | -100.0% | 0.00% | – |
| GSK | Sell | GLAXOSMITHKLINE PLC ADRequities | $3,000 | -72.7% | 70 | -74.5% | 0.00% | -100.0% |
| HII | Exit | HUNTINGTON INGALLSequities | $0 | – | -12 | -100.0% | 0.00% | – |
| FITB | Sell | FIFTH THIRD BANCORPequities | $3,000 | -62.5% | 113 | -57.4% | 0.00% | -100.0% |
| Exit | TUCSON WTR REVconvertible/ | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| MTW | Exit | MANITOWOC COMPANY INCequities | $0 | – | -50 | -100.0% | 0.00% | – |
| BACPRICL | Exit | BANK OF AMERICA CORPpfds, reits, | $0 | – | -105 | -100.0% | 0.00% | – |
| SRHIF | Exit | SPROTT RESOURCE HOLDINGS INCequities | $0 | – | -3,000 | -100.0% | 0.00% | – |
| XLU | Exit | UTILITIES SEL SECTOR SPDR ETFunit trusts | $0 | – | -37 | -100.0% | 0.00% | – |
| XLRE | Exit | RE SEL SECT SPDRequities | $0 | – | -63 | -100.0% | 0.00% | – |
| SOJA | Sell | SOUTHERN COMPANpfds, reits, | $1,000 | -96.3% | 40 | -96.2% | 0.00% | -100.0% |
| TRI | Exit | TRIAD HOSPITALSequities | $0 | – | -61 | -100.0% | 0.00% | – |
| EBAY | Sell | EBAY INCequities | $3,000 | -70.0% | 100 | -62.1% | 0.00% | -100.0% |
| LKSDQ | Exit | LSC COMM INCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| D | Sell | DOMINION RESOURCES INCequities | $1,000 | -93.3% | 19 | -91.5% | 0.00% | -100.0% |
| XRX | Exit | XEROX CORPequities | $0 | – | -35 | -100.0% | 0.00% | – |
| DIA | Sell | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $3,000 | -66.7% | 10 | -72.2% | 0.00% | -100.0% |
| CRSP | Exit | CRISPR THERAPEUTICSequities | $0 | – | -50 | -100.0% | 0.00% | – |
| CLRB | Sell | CELLECTAR BIOSCIENCEequities | $2,000 | -33.3% | 500 | -90.0% | 0.00% | – |
| FTRCQ | Exit | FRONTIER COMM CORPequities | $0 | – | -7 | -100.0% | 0.00% | – |
| OMC | Exit | OMNICOM GROUP INCequities | $0 | – | -42 | -100.0% | 0.00% | – |
| Exit | PHX WST WTRconvertible/ | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| CTUCL | Exit | QWEST CORPpfds, reits, | $0 | – | -41 | -100.0% | 0.00% | – |
| Exit | HERITAGE GLOBAL INCequities | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | AZ EXCISE TAXconvertible/ | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| XHB | Exit | SPDR S&P HOMEBUILDERSequities | $0 | – | -68 | -100.0% | 0.00% | – |
| ACN | Sell | ACCENTURE PLCequities | $3,000 | -89.3% | 20 | -88.2% | 0.00% | -100.0% |
| DOFSQ | Exit | DIAMOND OFFSHR DRLNGequities | $0 | – | -155 | -100.0% | 0.00% | – |
| AMPYW | Exit | AMPLIFY ENERGY CO 22 WTSequities | $0 | – | -324 | -100.0% | 0.00% | – |
| HBI | Exit | HANESBRANDS INCequities | $0 | – | -136 | -100.0% | 0.00% | – |
| XLY | Exit | CONS DISC SELECT SECTOR SPDR FDequities | $0 | – | -22 | -100.0% | 0.00% | – |
| Exit | AZ WTR INFRA REVconvertible/ | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| AMPY | Exit | AMPLIFY ENERGY CORPequities | $0 | – | -74 | -100.0% | 0.00% | – |
| Exit | PHX AZ CVC ARPTconvertible/ | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| WSO | Exit | WATSCO INCequities | $0 | – | -10 | -100.0% | 0.00% | – |
| CTX | Exit | QWEST CORPequities | $0 | – | -60 | -100.0% | 0.00% | – |
| DFIN | Exit | DONNELLY FIN SOL INCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| XLP | Exit | SECTOR SPDR CONSUMER STAPLESequities | $0 | – | -36 | -100.0% | 0.00% | – |
| BACPRDCL | Exit | BANK OF AMERICA CORPpfds, reits, | $0 | – | -42 | -100.0% | 0.00% | – |
| BEN | Exit | FRANKLIN RESOURCESequities | $0 | – | -50 | -100.0% | 0.00% | – |
| Exit | NESTLE SA ORDequities | $0 | – | -37 | -100.0% | 0.00% | – | |
| KED | Exit | KAYNE ANDERSON ENERGY DEVELOPMENT COequities | $0 | – | -109 | -100.0% | 0.00% | – |
| WMB | Exit | WILLIAMS COS INCequities | $0 | – | -68 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORPequities | $0 | – | -50 | -100.0% | 0.00% | – |
| NGG | Exit | NATIONAL GRID PLCequities | $0 | – | -80 | -100.0% | -0.00% | – |
| REPH | Exit | RECRO PHARMA INCequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| TMK | Exit | TORCHMARK CORPORATIONequities | $0 | – | -60 | -100.0% | -0.00% | – |
| WBT | Exit | WELBILT INCequities | $0 | – | -201 | -100.0% | -0.00% | – |
| Exit | ASX LIMITEDequities | $0 | – | -150 | -100.0% | -0.00% | – | |
| Exit | CARS.COM INCequities | $0 | – | -333 | -100.0% | -0.00% | – | |
| SAN | Exit | BANCO SANTANDER SAequities | $0 | – | -922 | -100.0% | -0.00% | – |
| ETR | Exit | ENTERGY CORPequities | $0 | – | -62 | -100.0% | -0.00% | – |
| EQXGF | Exit | EQUINOX GOLD CORPequities | $0 | – | -7,130 | -100.0% | -0.00% | – |
| PBI | Exit | PITNEY BOWES INCequities | $0 | – | -700 | -100.0% | -0.00% | – |
| MCK | Exit | MCKESSON CORPequities | $0 | – | -30 | -100.0% | -0.00% | – |
| HMC | Exit | HONDA MOTORequities | $0 | – | -140 | -100.0% | -0.00% | – |
| TRVG | Exit | TRIVAGO NVequities | $0 | – | -950 | -100.0% | -0.00% | – |
| VRX | Exit | VALEANT PHARMA INTL INCequities | $0 | – | -360 | -100.0% | -0.00% | – |
| OILNF | Exit | IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | AMERISOURCEBERGEN CORPequities | $0 | – | -55 | -100.0% | -0.00% | – | |
| MMC | Exit | MARSH & MCLENNAN COS INCequities | $0 | – | -48 | -100.0% | -0.00% | – |
| Exit | BLACK CREEK DIVERSIFIEDequities | $0 | – | -1,065 | -100.0% | -0.00% | – | |
| Exit | EXPEDIA INCconvertible/ | $0 | – | -7,000 | -100.0% | -0.00% | – | |
| DE | Exit | DEERE & COequities | $0 | – | -107 | -100.0% | -0.00% | – |
| LPI | Exit | LAREDO PETE INCequities | $0 | – | -1,400 | -100.0% | -0.00% | – |
| GAINN | Exit | GLADSTONE INVESTpfds, reits, | $0 | – | -550 | -100.0% | -0.00% | – |
| BKH | Exit | BLACK HILLS CORPequities | $0 | – | -250 | -100.0% | -0.00% | – |
| SHPG | Exit | SHIRE PLCequities | $0 | – | -60 | -100.0% | -0.00% | – |
| QSR | Exit | RESTAURANT BRANDSequities | $0 | – | -224 | -100.0% | -0.00% | – |
| WEN | Exit | WENDY'S COequities | $0 | – | -881 | -100.0% | -0.00% | – |
| REN | Exit | RESOLUTE ENERGY CORPequities | $0 | – | -400 | -100.0% | -0.00% | – |
| Exit | ENERGY NW WA ELEC Rconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | RALPH LAUREN COconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| SNVPRCCL | Exit | SYNOVUS FINApfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | MA ST WTR RES AUTHconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| MDU | Exit | MDU RESOURCES GROUPequities | $0 | – | -375 | -100.0% | -0.00% | – |
| TGNA | Exit | TEGNA INCequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | BNP PARIBASconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | GEORGIA PWR COconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| ES | Exit | EVERSOURCE ENERGYequities | $0 | – | -364 | -100.0% | -0.00% | – |
| PHD | Exit | PIONEER FLOATING RATE Cequities | $0 | – | -1,842 | -100.0% | -0.00% | – |
| Exit | AZ ST CTFS PARTconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| SHV | Exit | ISHARES SHORT TREASURYequities | $0 | – | -190 | -100.0% | -0.00% | – |
| TKR | Exit | TIMKEN COequities | $0 | – | -551 | -100.0% | -0.00% | – |
| AWP | Exit | ABERDEEN GLOBAL PREMIERequities | $0 | – | -4,129 | -100.0% | -0.00% | – |
| MGU | Exit | MACQUARIE GLOBAL INFRASTequities | $0 | – | -1,345 | -100.0% | -0.01% | – |
| DNP | Exit | DNP SELECT INCOME FUNDequities | $0 | – | -3,375 | -100.0% | -0.01% | – |
| VB | Exit | VANGUARD SC ETFequities | $0 | – | -250 | -100.0% | -0.01% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMICequities | $0 | – | -5,540 | -100.0% | -0.01% | – |
| CLX | Exit | CLOROX COequities | $0 | – | -326 | -100.0% | -0.01% | – |
| SCD | Exit | LMP CAPITAL & INCM CFequities | $0 | – | -3,839 | -100.0% | -0.01% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME Cequities | $0 | – | -3,108 | -100.0% | -0.01% | – |
| GLD | Exit | SPDR GOLD SHARES ETFequities | $0 | – | -646 | -100.0% | -0.01% | – |
| Exit | BLACKROCK MUNIYIELD INSDequities | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| ESRT | Exit | EMPIRE STATE REALTY TRUSTpfds, reits, | $0 | – | -12,782 | -100.0% | -0.03% | – |
| CYS | Exit | CYS INV REITpfds, reits, | $0 | – | -50,000 | -100.0% | -0.06% | – |
| MNRO | Exit | MONRO MUFFLER BRAKE INCequities | $0 | – | -10,000 | -100.0% | -0.09% | – |
| Exit | CHART INDUSTRIES INCconvertible/ | $0 | – | -2,055,000 | -100.0% | -0.32% | – | |
| SIR | Exit | SELECT INCOME REITpfds, reits, | $0 | – | -103,025 | -100.0% | -0.36% | – |
| Exit | SPECTRUM PHARMA INCconvertible/ | $0 | – | -4,740,000 | -100.0% | -1.47% | – | |
| Exit | CORNERSTONE ONDEMAND INCconvertible/ | $0 | – | -9,795,000 | -100.0% | -1.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.