Sonora Investment Management, LLC

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$622 Billion is the total value of Sonora Investment Management, LLC's 1242 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 68.1% .

All

			Value		Shares		↓ Weighting
	Sell	SPECTRUM PHARMA INCconvertible/	$18,214,279,000	+29.2%	9,860,000	-4.3%	2.93%	+19.6%
	Sell	IONIS PHARMA INCconvertible/	$17,953,205,000	+0.0%	16,907,000	-0.2%	2.89%	-7.3%
	Sell	ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/	$16,879,747,000	-6.0%	14,770,000	-1.6%	2.72%	-12.9%
	Sell	QUIDEL CORPconvertible/	$16,038,822,000	-6.0%	10,645,000	-5.3%	2.58%	-13.0%
	Sell	CORNERSTONE ONDEMAND INCconvertible/	$10,707,884,000	-4.5%	10,795,000	-2.7%	1.72%	-11.6%
QCOM	Sell	QUALCOMM INCequities	$9,844,316,000	+22.0%	153,769	-1.2%	1.58%	+13.0%
	Sell	ENVESTNET INCconvertible/	$9,595,350,000	-1.8%	9,235,000	-0.8%	1.54%	-9.1%
	Sell	L BRANDS INCconvertible/	$8,978,375,000	-3.2%	8,275,000	-2.1%	1.44%	-10.4%
	Sell	M/I HOMES INCconvertible/	$8,729,119,000	+7.3%	7,943,000	-1.5%	1.40%	-0.6%
	Sell	HOLOGIC INCconvertible/	$8,636,030,000	+11.6%	6,204,000	-3.3%	1.39%	+3.3%
	Sell	NUANCE COMM INCconvertible/	$8,081,469,000	-23.3%	8,145,000	-22.5%	1.30%	-29.0%
	Sell	TOLL BROTHERS INCconvertible/	$7,467,962,000	-3.6%	7,370,000	-3.2%	1.20%	-10.7%
	Sell	VECTOR GROUP LTDconvertible/	$7,071,680,000	+0.3%	6,125,000	-0.7%	1.14%	-7.1%
GLW	Sell	CORNING INCequities	$6,674,969,000	+4.6%	208,658	-2.1%	1.07%	-3.1%
	Sell	RTI INTL METALS INCconvertible/	$6,525,982,000	+2.7%	5,685,000	-1.7%	1.05%	-4.9%
	Sell	BIOMARIN PHARMA INCconvertible/	$6,137,595,000	-2.8%	5,155,000	-1.1%	0.99%	-9.9%
	Sell	VALERO ENERGY CORPconvertible/	$5,911,960,000	-3.9%	5,510,000	-2.7%	0.95%	-11.0%
HD	Sell	HOME DEPOT INCequities	$5,612,073,000	+14.9%	29,610	-0.8%	0.90%	+6.5%
ADBE	Sell	ADOBE SYSTEMS INCequities	$4,878,751,000	+15.4%	27,840	-1.8%	0.78%	+6.9%
	Sell	MERITAGE HOMES CORPconvertible/	$4,827,038,000	-2.6%	4,815,000	-2.3%	0.78%	-9.8%
SPPI	Sell	SPECTRUM PHARMA INCequities	$4,728,063,000	+25.1%	249,502	-7.1%	0.76%	+15.9%
	Sell	LIVE NATION ENTERTAINMENT INCconvertible/	$4,509,843,000	-8.7%	3,495,000	-6.3%	0.72%	-15.5%
PEP	Sell	PEPSICO INCequities	$3,663,556,000	+3.1%	30,550	-4.2%	0.59%	-4.5%
	Sell	REPUBLIC SERVICES INCconvertible/	$3,621,281,000	-3.1%	3,440,000	-2.0%	0.58%	-10.3%
COST	Sell	COSTCO WHOLESALE CORPequities	$3,474,011,000	+10.7%	18,665	-2.3%	0.56%	+2.6%
	Sell	BROADSOFT INCconvertible/	$3,030,073,000	+0.7%	2,310,000	-4.1%	0.49%	-6.9%
HUN	Sell	HUNTSMAN CORPequities	$2,960,280,000	+16.4%	88,924	-4.1%	0.48%	+7.9%
LEG	Sell	LEGGETT & PLATTequities	$2,904,561,000	-1.3%	60,854	-1.3%	0.47%	-8.6%
AJG	Sell	ARTHUR J GALLAGHER & COequities	$2,867,280,000	+0.7%	45,311	-2.0%	0.46%	-6.7%
	Sell	ECHO GLOBAL LOGISTICS INCconvertible/	$2,719,516,000	+6.5%	2,629,000	-1.3%	0.44%	-1.4%
SIR	Sell	SELECT INCOME REITpfds, reits,	$2,618,546,000	+7.1%	104,200	-0.1%	0.42%	-0.7%
BGEPF	Sell	BUNGE LTDpfds, reits,	$2,479,273,000	-0.7%	23,830	-0.7%	0.40%	-8.1%
CSX	Sell	CSX CORPequities	$2,425,852,000	+0.4%	44,098	-0.9%	0.39%	-6.9%
GOOGL	Sell	ALPHABET INC CL Aequities	$2,404,912,000	+7.2%	2,283	-0.9%	0.39%	-0.8%
	Sell	FLEXTRONICS INTL LTDconvertible/	$2,201,621,000	-2.7%	2,054,000	-1.7%	0.35%	-9.9%
	Sell	CHART INDUSTRIES INCconvertible/	$2,149,815,000	-2.5%	2,155,000	-2.7%	0.35%	-9.7%
HP	Sell	HELMERICH & PAYNE INCequities	$1,880,701,000	+1.2%	29,095	-18.4%	0.30%	-6.5%
	Sell	MACQUARIE INFRASTRUCTURE COconvertible/	$1,867,033,000	-5.5%	1,810,000	-2.9%	0.30%	-12.5%
PSX	Sell	PHILLIPS 66equities	$1,782,263,000	+8.4%	17,620	-1.8%	0.29%	+0.7%
	Sell	HYATT HOTELS CORPconvertible/	$1,715,657,000	-14.5%	1,595,000	-13.1%	0.28%	-20.7%
COP	Sell	CONOCOPHILLIPSequities	$1,627,176,000	-2.8%	29,644	-11.4%	0.26%	-10.0%
	Sell	MERITOR INCconvertible/	$1,571,442,000	-6.3%	1,415,000	-1.4%	0.25%	-13.1%
TXRH	Sell	TEXAS ROADHOUSE INCequities	$1,510,072,000	+5.9%	28,665	-1.2%	0.24%	-2.0%
WFC	Sell	WELLS FARGO & COequities	$1,425,199,000	+9.9%	23,491	-0.1%	0.23%	+1.8%
RPM	Sell	RPM INTL INCequities	$1,411,671,000	+0.6%	26,930	-1.5%	0.23%	-7.0%
	Sell	AMAG PHARMACEUTICALS INCconvertible/	$1,390,542,000	-7.8%	1,390,000	-2.5%	0.22%	-14.5%
	Sell	CORNING INCconvertible/	$1,336,446,000	-14.0%	1,340,000	-13.0%	0.22%	-20.4%
DOV	Sell	DOVER CORPequities	$1,322,363,000	+7.1%	13,094	-3.1%	0.21%	-0.5%
	Sell	CARDINAL HEALTH INCconvertible/	$1,278,889,000	-18.2%	1,270,000	-16.7%	0.21%	-24.0%
MOS	Sell	MOSAIC COequities	$1,219,902,000	+17.6%	47,541	-1.0%	0.20%	+8.9%
WFCPRR	Sell	WELLS FARGO & CO PFDpfds, reits,	$1,213,087,000	-7.0%	42,386	-6.1%	0.20%	-14.1%
	Sell	QUALCOMM INCconvertible/	$1,151,165,000	-11.1%	1,150,000	-8.7%	0.18%	-17.8%
XRX	Sell	XEROX CORPequities	$1,001,944,000	-29.7%	34,372	-19.7%	0.16%	-34.8%
GNL	Sell	GLOBAL NET LEASE INCpfds, reits,	$928,096,000	-16.8%	45,097	-11.5%	0.15%	-23.2%
PM	Sell	PHILIP MORRIS INTL INCequities	$889,256,000	-5.2%	8,417	-0.4%	0.14%	-12.3%
EQC	Sell	EQUITY COMMONWEALTHpfds, reits,	$846,172,000	-1.3%	27,734	-1.7%	0.14%	-8.7%
	Sell	KLA TENCOR COconvertible/	$767,080,000	-4.4%	755,000	-3.8%	0.12%	-11.5%
PFL	Sell	PIMCO INC STRAT FDequities	$747,707,000	-5.4%	64,016	-1.8%	0.12%	-12.4%
HR	Sell	HEALTHCARE REALTY TRUST INCpfds, reits,	$726,073,000	-6.5%	22,605	-5.8%	0.12%	-13.3%
CVX	Sell	CHEVRON CORPequities	$669,665,000	-33.2%	5,349	-37.3%	0.11%	-37.9%
	Sell	LOWES CO INCconvertible/	$664,095,000	-10.7%	520,000	-9.6%	0.11%	-17.1%
	Sell	TARGET CORPequities	$658,112,000	+4.9%	10,086	-5.1%	0.11%	-2.8%
	Sell	JUNIPER NETWORKS INCconvertible/	$650,156,000	-12.4%	645,000	-11.0%	0.10%	-18.6%
MPW	Sell	MEDICAL PROP TRUST INCpfds, reits,	$652,483,000	+3.6%	47,350	-1.3%	0.10%	-3.7%
MNRO	Sell	MONRO MUFFLER BRAKE INCequities	$644,959,000	-0.5%	11,325	-2.1%	0.10%	-8.0%
WFCPRQ	Sell	WELLS FARGO & CO PFDpfds, reits,	$627,048,000	-2.4%	23,224	-1.4%	0.10%	-9.8%
NYCBPRU	Sell	NEW YORK CMTY BANCORP PFDpfds, reits,	$626,258,000	-2.6%	12,345	-2.4%	0.10%	-9.8%
LYB	Sell	LYONDELLBASELL INDUS NVequities	$554,579,000	-79.2%	5,027	-81.3%	0.09%	-80.8%
TWO	Sell	TWO HARBORS INVESTpfds, reits,	$481,556,000	-19.3%	29,616	-50.0%	0.08%	-26.0%
SON	Sell	SONOCO PRODUCTS COequities	$450,186,000	+4.7%	8,472	-0.6%	0.07%	-4.0%
	Sell	MCDONALDS CORPconvertible/	$434,369,000	-7.2%	430,000	-6.5%	0.07%	-13.6%
MTCH	Sell	MATCH GROUP INCequities	$425,816,000	+25.8%	13,600	-6.8%	0.07%	+15.3%
	Sell	LOCKHEED MARTIN CORPconvertible/	$362,711,000	-14.9%	360,000	-14.3%	0.06%	-21.6%
CNDT	Sell	CONDUENT INCequities	$350,430,000	-22.5%	21,685	-24.9%	0.06%	-29.1%
	Sell	BROCADE COMMUNICATIONS SYSTEMS INCconvertible/	$300,015,000	-0.2%	295,000	-1.7%	0.05%	-7.7%
GE	Sell	GENERAL ELECTRIC COequities	$276,249,000	-69.8%	15,831	-58.1%	0.04%	-72.3%
OHI	Sell	OMEGA HLTHCARE INVS INCpfds, reits,	$184,243,000	-27.4%	6,690	-15.8%	0.03%	-31.8%
	Sell	MGM RESORTS INTLconvertible/	$159,000,000	-54.0%	150,000	-53.1%	0.03%	-56.7%
WPM	Sell	WHEATON PRECIOUS METALS CORPequities	$148,382,000	+4.9%	6,705	-9.5%	0.02%	-4.0%
VTI	Sell	VANGUARD TOTAL STOCK MKTequities	$125,260,000	+1.4%	913	-4.3%	0.02%	-4.8%
HCP	Sell	HCP INCpfds, reits,	$95,009,000	-34.7%	3,643	-30.3%	0.02%	-40.0%
	Sell	REPUBLIC SERVICES INCconvertible/	$84,223,000	-47.3%	80,000	-46.7%	0.01%	-50.0%
EXAS	Sell	EXACT SCIENCES CORPequities	$89,318,000	-32.3%	1,700	-39.3%	0.01%	-39.1%
NSC	Sell	NORFOLK SOUTHERN CORPequities	$79,015,000	-8.5%	545	-16.5%	0.01%	-13.3%
WY	Sell	WEYERHAUSER COpfds, reits,	$62,058,000	-5.0%	1,760	-8.3%	0.01%	-9.1%
PH	Sell	PARKER-HANNIFIN CORPequities	$59,874,000	-3.9%	300	-15.7%	0.01%	-9.1%
BCE	Sell	BCE INCequities	$48,010,000	-18.4%	1,000	-20.4%	0.01%	-20.0%
	Sell	CVS HEALTH CORPconvertible/	$51,861,000	-42.0%	50,000	-41.2%	0.01%	-50.0%
GOV	Sell	GOVERNMENT PPTY INCM TRpfds, reits,	$43,569,000	-95.7%	2,350	-95.6%	0.01%	-96.0%
AMLP	Sell	ALERIAN MLP ETFequities	$44,660,000	-18.5%	4,139	-15.2%	0.01%	-30.0%
LOW	Sell	LOWE'S COS INCequities	$34,667,000	-3.4%	373	-16.9%	0.01%	0.0%
SCIF	Sell	MARKET VECTORS INDIA SC ETFequities	$35,606,000	-23.9%	525	-36.4%	0.01%	-25.0%
WYND	Sell	WYNDHAM WORLDWIDE CORPequities	$31,864,000	-19.4%	275	-26.7%	0.01%	-28.6%
DEO	Sell	DIAGEO PLCequities	$29,206,000	-34.2%	200	-40.5%	0.01%	-37.5%
GEBCL	Sell	GEN ELEC CAPpfds, reits,	$31,125,000	-15.7%	1,250	-14.1%	0.01%	-16.7%
	Sell	OCCIDENTAL PETRO CORPequities	$32,445,000	-1.8%	440	-14.4%	0.01%	-16.7%
GEHCL	Sell	GENERAL ELECTRIC COpfds, reits,	$25,060,000	-17.1%	1,000	-15.6%	0.00%	-20.0%
RMD	Sell	RESMED INCequities	$25,407,000	-17.5%	300	-25.0%	0.00%	-20.0%
EPI	Sell	WISDOMTREE INDIA EARNINGS ETFequities	$27,840,000	-21.0%	1,000	-28.6%	0.00%	-33.3%
AET	Sell	AETNA INCequities	$20,745,000	-6.8%	115	-17.9%	0.00%	-25.0%
ARCC	Sell	ARES CAP CORPequities	$21,411,000	-10.5%	1,362	-6.6%	0.00%	-25.0%
CLR	Sell	CONTINENTAL RESOURCES INCequities	$15,891,000	-58.8%	300	-70.0%	0.00%	-57.1%
SKX	Sell	SKECHERS USA INCequities	$17,028,000	-54.8%	450	-70.0%	0.00%	-57.1%
ALKS	Sell	ALKERMES PLCequities	$19,156,000	-24.6%	350	-30.0%	0.00%	-25.0%
	Sell	HEWLETT-PACKARD COconvertible/	$15,943,000	-40.6%	15,000	-40.0%	0.00%	-40.0%
CCJ	Sell	CAMECO CORPequities	$15,691,000	-49.3%	1,700	-46.9%	0.00%	-40.0%
VFC	Sell	VF CORPequities	$19,388,000	-28.6%	262	-38.6%	0.00%	-40.0%
	Sell	FORD HLDG LLCconvertible/	$21,189,000	-69.2%	15,000	-70.0%	0.00%	-75.0%
BGS	Sell	B&G FOODS INCequities	$17,575,000	-8.0%	500	-16.7%	0.00%	0.0%
	Sell	GTE CORPconvertible/	$12,236,000	-77.8%	10,000	-77.8%	0.00%	-80.0%
CAH	Sell	CARDINAL HEALTH INCequities	$12,254,000	-98.8%	200	-98.7%	0.00%	-98.9%
HTGM	Sell	HTG MOLECULAR DIAG INCequities	$7,105,000	-24.0%	3,500	-36.4%	0.00%	-50.0%
TROW	Sell	TROWE PRICE GROUP INCequities	$3,673,000	-69.8%	35	-73.9%	0.00%	-50.0%
AGQ	Sell	PROSHS ULTRA SILVERequities	$3,385,000	-74.5%	100	-75.0%	0.00%	-50.0%
ECL	Sell	ECOLAB INCequities	$6,709,000	-70.2%	50	-71.4%	0.00%	-75.0%
NVS	Sell	NOVARTIS AGequities	$3,946,000	-77.2%	47	-76.7%	0.00%	-66.7%
AMBA	Sell	AMBARELLA INCequities	$5,875,000	-52.1%	100	-60.0%	0.00%	-50.0%
PPG	Sell	PPG INDUSTRIES INCequities	$4,673,000	-72.1%	40	-74.0%	0.00%	-66.7%
	Exit	ALLSTATE CORPpfds, reits,	$0	–	-90	-100.0%	0.00%	–
BHF	Sell	BRIGHTHOUSE FINANCIAequities	$528,000	-42.1%	9	-40.0%	0.00%	–
PMTS	Sell	CPI CARD GROUP INCequities	$294,000	-37.7%	80	-80.0%	0.00%	–
COKE	Sell	COCA-COLA BOTTLING COequities	$63,000	-99.9%	0	-100.0%	0.00%	-100.0%
FLR	Sell	FLUOR CORPequities	$2,583,000	-48.0%	50	-57.6%	0.00%	-100.0%
MTW	Sell	MANITOWOC COMPANY INCequities	$1,967,000	+8.2%	50	-75.2%	0.00%	–
DNOW	Sell	NOW INCequities	$827,000	-61.4%	75	-51.6%	0.00%	–
PSBPRUCL	Sell	PS BUSINESS PARKS INCpfds, reits,	$2,879,000	-19.4%	114	-19.7%	0.00%	-100.0%
FRSH	Sell	PAPA MURPHY'S HLDG INCequities	$1,614,000	-22.5%	300	-14.3%	0.00%	–
SCHH	Sell	SCHWAB US REIT ETFequities	$666,000	-94.8%	16	-94.9%	0.00%	-100.0%
S	Sell	SPRINT CORPequities	$230,000	-98.4%	39	-97.9%	0.00%	-100.0%
ACN	Sell	ACCENTURE PLCequities	$3,062,000	-77.1%	20	-79.8%	0.00%	-100.0%
	Exit	BB&T CORPORATIpfds, reits,	$0	–	-51	-100.0%	0.00%	–
MGDDY	Exit	MICHELIN COMPAGNIE ADRequities	$0	–	-40	-100.0%	0.00%	–
	Exit	PIMA CN AZ IDA Econvertible/	$0	–	-10,000	-100.0%	0.00%	–
	Exit	ASSC BRITISH FOODSequities	$0	–	-20	-100.0%	0.00%	–
	Exit	AMPLIFY ENERGY CO 22 WTSequities	$0	–	-324	-100.0%	0.00%	–
NRBAY	Exit	NORDEA BK AB SWEDENequities	$0	–	-50	-100.0%	0.00%	–
	Exit	ALPINE 4 TECH LTDequities	$0	–	-15,000	-100.0%	0.00%	–
EAE	Exit	ENTERGY ARKANSASequities	$0	–	-28	-100.0%	0.00%	–
NUAN	Exit	NUANCE COMM INCequities	$0	–	-85	-100.0%	0.00%	–
NEEPRHCL	Exit	NEXTERA EGY CAPpfds, reits,	$0	–	-43	-100.0%	0.00%	–
KCRPY	Exit	KAO CORPequities	$0	–	-10	-100.0%	0.00%	–
GOOS	Exit	CANADA GOOSE HOLDINGSequities	$0	–	-20	-100.0%	0.00%	–
RNRPRCCL	Exit	RENAISSANCEREpfds, reits,	$0	–	-18	-100.0%	0.00%	–
STO	Exit	STATOIL ASA ADRequities	$0	–	-45	-100.0%	0.00%	–
	Exit	LEHMAN BRO HLDG PFDpfds, reits,	$0	–	-600	-100.0%	0.00%	–
ISGCL	Exit	ING GROEP NVequities	$0	–	-96	-100.0%	0.00%	–
	Exit	AFLAC INCequities	$0	–	-108	-100.0%	0.00%	–
DTQ	Exit	DTE ENERGY COequities	$0	–	-28	-100.0%	0.00%	–
GSPRICL	Exit	GLDMAN SACHSpfds, reits,	$0	–	-51	-100.0%	0.00%	–
ISPCL	Exit	ING GROEP NVequities	$0	–	-58	-100.0%	0.00%	–
LBRDA	Exit	LIBERTY BROADBAND COequities	$0	–	-3	-100.0%	0.00%	–
TMKPRBCL	Exit	TORCHMARK CORPpfds, reits,	$0	–	-26	-100.0%	0.00%	–
PREPRF	Exit	PARTNERRE LTDpfds, reits,	$0	–	-22	-100.0%	0.00%	–
MSPRA	Exit	MORGAN STANLEY A DEP SHpfds, reits,	$0	–	-97	-100.0%	0.00%	–
BATRA	Exit	LIBERTY MEDIA CORPequities	$0	–	-1	-100.0%	0.00%	–
	Exit	DEVON ENERGY CORPconvertible/	$0	–	-2,000	-100.0%	0.00%	–
	Exit	MAIN STR NAT GASconvertible/	$0	–	-10,000	-100.0%	0.00%	–
	Exit	DR PEPPER SNAPPLE GROUPequities	$0	–	-28	-100.0%	0.00%	–
	Exit	APPLIED MATERIALS INCequities	$0	–	-52	-100.0%	0.00%	–
RE	Exit	EVEREST RE GROUP LTDequities	$0	–	-10	-100.0%	0.00%	–
CCVCL	Exit	COMCAST CORPequities	$0	–	-66	-100.0%	0.00%	–
	Exit	BOJANGLES' INCequities	$0	–	-50	-100.0%	0.00%	–
	Exit	ASHTEAD GROUP PLCequities	$0	–	-10	-100.0%	0.00%	–
	Exit	ARKEMA SAequities	$0	–	-5	-100.0%	0.00%	–
	Exit	ASSA ABLOY ABequities	$0	–	-150	-100.0%	0.00%	–
	Exit	BB&T CORPpfds, reits,	$0	–	-81	-100.0%	0.00%	–
	Exit	AMERN FINANCIALpfds, reits,	$0	–	-45	-100.0%	0.00%	–
FSNUY	Exit	FRESENIUS SE COequities	$0	–	-60	-100.0%	0.00%	–
IFJPY	Exit	INFORMA PLCequities	$0	–	-50	-100.0%	0.00%	–
TEVA	Exit	TEVA PHARMA INDUS LTDequities	$0	–	-150	-100.0%	0.00%	–
BNCDY	Exit	BANCA MEDIOLANUMequities	$0	–	-45	-100.0%	0.00%	–
KDDIY	Exit	KDDI CORPORATIONequities	$0	–	-70	-100.0%	0.00%	–
FWONA	Exit	LIBERTY MEDIA CORPequities	$0	–	-6	-100.0%	0.00%	–
NEEPRJ	Exit	NEXTERA ENERGYpfds, reits,	$0	–	-37	-100.0%	0.00%	–
RYPRSCL	Exit	ROYAL BANK CANpfds, reits,	$0	–	-37	-100.0%	0.00%	–
	Exit	WR BERKLEY CPpfds, reits,	$0	–	-105	-100.0%	0.00%	–
	Exit	BANK OF AMERICA CORPpfds, reits,	$0	–	-105	-100.0%	0.00%	–
NEEPRI	Exit	NEXTERA EGY Lpfds, reits,	$0	–	-89	-100.0%	0.00%	–
	Exit	ADVISORS DISCIPLINEDunit trusts	$0	–	-2	-100.0%	0.00%	–
ARHPRCCL	Exit	ARCH CAPITAL GROUP LTDpfds, reits,	$0	–	-41	-100.0%	0.00%	–
FWONK	Exit	LIBERTY MEDIA CORPequities	$0	–	-7	-100.0%	0.00%	–
	Exit	BANK OF AMERICA CORPpfds, reits,	$0	–	-77	-100.0%	0.00%	–
RDEIY	Exit	RED ELECTRICA CORPequities	$0	–	-110	-100.0%	0.00%	–
BATRK	Exit	LIBERTY MEDIA CORPequities	$0	–	-1	-100.0%	0.00%	–
	Exit	ALEXION PHARMA INCequities	$0	–	-5	-100.0%	0.00%	–
	Exit	SPORTSEND INCequities	$0	–	-50	-100.0%	0.00%	–
	Exit	AON PLCequities	$0	–	-15	-100.0%	0.00%	–
MS	Exit	MORGAN STANLEYequities	$0	–	-50	-100.0%	0.00%	–
VNOPRK	Exit	VORNADO RLTY TRpfds, reits,	$0	–	-58	-100.0%	0.00%	–
LGFB	Exit	LIONS GATE ENTMTequities	$0	–	-25	-100.0%	0.00%	–
	Exit	BIOVERATIV INCequities	$0	–	-46	-100.0%	0.00%	–
TCFPRB	Exit	TCF FINANCIApfds, reits,	$0	–	-102	-100.0%	0.00%	–
KIMPRJCL	Exit	KIMCO REALTY Cpfds, reits,	$0	–	-44	-100.0%	0.00%	–
	Exit	AAB NATIONAL COequities	$0	–	-181	-100.0%	0.00%	–
DLRPRHCL	Exit	DIGITAL REALpfds, reits,	$0	–	-46	-100.0%	0.00%	–
NEEPRGCL	Exit	NEXTERA ENERGY Cpfds, reits,	$0	–	-43	-100.0%	0.00%	–
DBSDY	Exit	DBS GROUP HOLDINGSequities	$0	–	-20	-100.0%	0.00%	–
	Exit	AMPLIFY ENERGY CORPequities	$0	–	-74	-100.0%	0.00%	–
SNHNI	Exit	SENIOR HSG PPTpfds, reits,	$0	–	-91	-100.0%	0.00%	–
	Exit	ALLSTATE CORPORApfds, reits,	$0	–	-18	-100.0%	0.00%	–
	Exit	AEGON NV FLOATING PERPETUAL CAPITAL SECURITIESequities	$0	–	-108	-100.0%	0.00%	–
KKPNY	Exit	ROYAL KPN NVequities	$0	–	-190	-100.0%	0.00%	–
KIMPRICL	Exit	KIMCO REALTYpfds, reits,	$0	–	-53	-100.0%	0.00%	–
AXSPRDCL	Exit	AXIS CAPITALpfds, reits,	$0	–	-93	-100.0%	0.00%	–
CNVVY	Exit	CONVATEC GROUP PLCequities	$0	–	-42	-100.0%	0.00%	–
	Exit	HERTZ CORPconvertible/	$0	–	-8,000	-100.0%	-0.00%	–
PNCPRQ	Exit	PNC FINL GPpfds, reits,	$0	–	-120	-100.0%	-0.00%	–
TIP	Exit	ISHARES TR BARCLAYS TIPSequities	$0	–	-47	-100.0%	-0.00%	–
	Exit	MORGAN STANLpfds, reits,	$0	–	-108	-100.0%	-0.00%	–
WSO	Exit	WATSCO INCequities	$0	–	-25	-100.0%	-0.00%	–
	Exit	WELLS FARGO BK NAconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	ST LOUIS MO PKGconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
DOG	Exit	PROSHARES SHORT DOW 30equities	$0	–	-200	-100.0%	-0.00%	–
	Exit	BHP BILLITON LTDequities	$0	–	-173	-100.0%	-0.00%	–
DE	Exit	DEERE & COequities	$0	–	-37	-100.0%	-0.00%	–
	Exit	BB&T CORPpfds, reits,	$0	–	-338	-100.0%	-0.00%	–
	Exit	TN HSG DEV AGCYconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	AMERIPRISE FINANCIAL INCequities	$0	–	-30	-100.0%	-0.00%	–
MSPRGCL	Exit	MORGAN STANLpfds, reits,	$0	–	-219	-100.0%	-0.00%	–
	Exit	BANK OF AMERICAconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
GPC	Exit	GENUINE PARTS COequities	$0	–	-60	-100.0%	-0.00%	–
OMC	Exit	OMNICOM GROUP INCequities	$0	–	-104	-100.0%	-0.00%	–
MSPRE	Exit	MORGAN STANLpfds, reits,	$0	–	-214	-100.0%	-0.00%	–
PSBPRTCL	Exit	PS BUSINESS PARKSpfds, reits,	$0	–	-125	-100.0%	-0.00%	–
COFPRPCL	Exit	CAPITAL ONE FINL CORPpfds, reits,	$0	–	-342	-100.0%	-0.00%	–
	Exit	APACHE CORPequities	$0	–	-89	-100.0%	-0.00%	–
SHPG	Exit	SHIRE PLCequities	$0	–	-39	-100.0%	-0.00%	–
	Exit	AEGON NV 8pfds, reits,	$0	–	-125	-100.0%	-0.00%	–
SCHWPRBCL	Exit	CHARLES SCHWAB C PFDpfds, reits,	$0	–	-330	-100.0%	-0.00%	–
ETR	Exit	ENTERGY CORPequities	$0	–	-40	-100.0%	-0.00%	–
	Exit	FIRST HORIZON NATconvertible/	$0	–	-3,000	-100.0%	-0.00%	–
ISFCL	Exit	ING GROEP NVequities	$0	–	-139	-100.0%	-0.00%	–
	Exit	ALTABA INCequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	BANK OF NY MELLON CORPpfds, reits,	$0	–	-301	-100.0%	-0.00%	–
TNH	Exit	TERRA NITROGENpfds, reits,	$0	–	-100	-100.0%	-0.00%	–
	Exit	ACHAOGEN INCequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	CA ST PUB WKS Bconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	ALLERGAN INCequities	$0	–	-40	-100.0%	-0.00%	–
	Exit	S VY SWR DST UTconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	BANK OF MONTREALequities	$0	–	-50	-100.0%	-0.00%	–
	Exit	MIAMI-DADE CN FLconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
CL	Exit	COLGATE PALMOLIVEequities	$0	–	-89	-100.0%	-0.00%	–
	Exit	NJ ST TRANS TRconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	ALAMOS GOLD INCequities	$0	–	-1,167	-100.0%	-0.00%	–
	Exit	BANK OF AMERICA CORPpfds, reits,	$0	–	-146	-100.0%	-0.00%	–
	Exit	ACTIVISION BLIZZARD INCequities	$0	–	-63	-100.0%	-0.00%	–
	Exit	ALLSTATE CORpfds, reits,	$0	–	-143	-100.0%	-0.00%	–
SWJCL	Exit	STANLEY BANK &pfds, reits,	$0	–	-165	-100.0%	-0.00%	–
SU	Exit	SUNCOR ENERGY INCequities	$0	–	-230	-100.0%	-0.00%	–
	Exit	AEGON NV PERPETUAL CAPITAL SECURITIESequities	$0	–	-167	-100.0%	-0.00%	–
	Exit	AMERISOURCEBERGEN CORPequities	$0	–	-55	-100.0%	-0.00%	–
	Exit	DEVON ENERGY CORPconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
	Exit	NESTLE SA ORDequities	$0	–	-80	-100.0%	-0.00%	–
ZAYO	Exit	ZAYO GROUP HOLDINGSequities	$0	–	-111	-100.0%	-0.00%	–
	Exit	ANADARKO PETROLEUM CORPequities	$0	–	-147	-100.0%	-0.00%	–
LB	Exit	L BRANDS INCequities	$0	–	-92	-100.0%	-0.00%	–
	Exit	KING ETC WA SD #408convertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	AARONS INCequities	$0	–	-200	-100.0%	-0.00%	–
	Exit	GREENFIELD IN MSBCconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	BLACKROCK GLOBAL OPP EQ TRUSTequities	$0	–	-661	-100.0%	-0.00%	–
	Exit	COMCAST CORPORATconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	SARASOTA CN FLconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
JPMPRDCL	Exit	JP MORGAN CHASEpfds, reits,	$0	–	-346	-100.0%	-0.00%	–
	Exit	NYC NY HDC MFHconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	BB&T CORPpfds, reits,	$0	–	-550	-100.0%	-0.00%	–
DXBCL	Exit	DEUTSCHE BANK PFDpfds, reits,	$0	–	-338	-100.0%	-0.00%	–
QDEL	Exit	QUIDEL CORPequities	$0	–	-275	-100.0%	-0.00%	–
	Exit	ANTARES PHARMA INCequities	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	OCCIDENTAL PETROLconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
ES	Exit	EVERSOURCE ENERGYequities	$0	–	-152	-100.0%	-0.00%	–
	Exit	BANK OF AMERpfds, reits,	$0	–	-326	-100.0%	-0.00%	–
	Exit	GENERAL ELECTRICconvertible/	$0	–	-12,000	-100.0%	-0.00%	–
ERJ	Exit	EMBRAER SA ADRequities	$0	–	-500	-100.0%	-0.00%	–
EPEGQ	Exit	EP ENERGY CORPequities	$0	–	-3,000	-100.0%	-0.00%	–
	Exit	BANK OF AMER CAP TR Vpfds, reits,	$0	–	-345	-100.0%	-0.00%	–
	Exit	ATLAS AIR WORLDWIDE HOLDINGS INCequities	$0	–	-145	-100.0%	-0.00%	–
	Exit	BANK OF AMERICA CORPequities	$0	–	-763	-100.0%	-0.00%	–
	Exit	SAN MATEO CAconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	GENERAL ELECTRIC COconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	DC INCOME TAXconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	ARCHER DANIELS MIDLAND COequities	$0	–	-400	-100.0%	-0.00%	–
	Exit	EL PASO CO COPconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
COH	Exit	COACH INCequities	$0	–	-400	-100.0%	-0.00%	–
HDP	Exit	HORTONWORKS INCequities	$0	–	-1,000	-100.0%	-0.00%	–
GLD	Exit	SPDR GOLD SHARES ETFequities	$0	–	-121	-100.0%	-0.00%	–
	Exit	AZ ST CTFS PARTconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	PA ECODEV FA WSconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	AMERICAN WATER WORKS COequities	$0	–	-200	-100.0%	-0.00%	–
VBR	Exit	VANGUARD SMALL CAP VALUEunit trusts	$0	–	-115	-100.0%	-0.00%	–
	Exit	BARRICK GOLD CORPequities	$0	–	-1,000	-100.0%	-0.00%	–
	Exit	WAUKEGAN IIconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	AMPHENOL CORPequities	$0	–	-200	-100.0%	-0.00%	–
	Exit	AZ BD REGENTS UNIVconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	INDUSTRY CA PFA TAXconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
	Exit	OH ST WTR DEV AUTHconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	AUSTIN TX CMNTYconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	DENVE CO C&Cconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	DEKALB CN IL CUSD #4convertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	NC ST LTD OBGconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	VA ST PUB BLDG AUTHconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	CLARK CNTY NEVconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	UNIV PL WAconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	BANK OF NY MELLON CORPequities	$0	–	-400	-100.0%	-0.00%	–
	Exit	ARIZONA MINING INCequities	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	CENTRAL WA UNIV SYSconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	DOUGLAS CO SD #1convertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	LOWER CO RIV AUTH Tconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	AMERICAN TOWER CORPequities	$0	–	-179	-100.0%	-0.00%	–
	Exit	LANCASTER CO PA HOSconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	NEW LONDON IA CSDconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	WISCONSIN STATE AAAconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	ALLSTATE COR PFDpfds, reits,	$0	–	-986	-100.0%	-0.00%	–
	Exit	GENERAL ELECTRIC CAP CORPconvertible/	$0	–	-19,000	-100.0%	-0.00%	–
	Exit	BAIDU INCequities	$0	–	-100	-100.0%	-0.00%	–
	Exit	MINN ST PAUL MN ARPconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	VA CLG BLDG AUTHconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	AMGEN INCequities	$0	–	-119	-100.0%	-0.00%	–
	Exit	MARICOPA AZ CCDconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	FL DEP OF CHILD/FAMconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	WASHINGTON STconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
SBRA	Exit	SABRA HLTH CAREpfds, reits,	$0	–	-1,123	-100.0%	-0.00%	–
	Exit	SALT RIVER PRJ AZconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	STATE OF TEXASconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
CJREF	Exit	CORUS ENTERTAINMENTequities	$0	–	-2,000	-100.0%	-0.00%	–
	Exit	MS ST UNIV ED BLDconvertible/	$0	–	-25,000	-100.0%	-0.00%	–
	Exit	AMER MUNI POWER OHconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	GREATER ORLANDO AVIATION AUTHconvertible/	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	CBOA FINANCIAL INCequities	$0	–	-12,024	-100.0%	-0.01%	–
	Exit	GENERAL ELECTRIconvertible/	$0	–	-20,000	-100.0%	-0.01%	–
	Exit	MUNSTER IN SBCconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
SHOP	Exit	SHOPIFY INCequities	$0	–	-235	-100.0%	-0.01%	–
	Exit	DALLAS TX WW/SWR SYSconvertible/	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	BRAZOSPORT TX ISDconvertible/	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	HILTON HEAD ISL SCconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
	Exit	AMERICAN EXPRESS COequities	$0	–	-310	-100.0%	-0.01%	–
	Exit	ANHEUSER-BUSCH INCconvertible/	$0	–	-27,000	-100.0%	-0.01%	–
	Exit	ALLSTATE CORP PFDpfds, reits,	$0	–	-1,049	-100.0%	-0.01%	–
	Exit	ASSOCIATED BANC PFDpfds, reits,	$0	–	-1,000	-100.0%	-0.01%	–
	Exit	ALLSTATE COR PFDpfds, reits,	$0	–	-1,000	-100.0%	-0.01%	–
	Exit	AUTODESK INCequities	$0	–	-280	-100.0%	-0.01%	–
	Exit	UNION CARBIDE CORPconvertible/	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	UNIV TX UNIVconvertible/	$0	–	-25,000	-100.0%	-0.01%	–
	Exit	EL PASO CO COPconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
	Exit	MIAMI-DADE CNTY FLconvertible/	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	ALTIUS MINERALS CORPequities	$0	–	-3,700	-100.0%	-0.01%	–
	Exit	PEORIA AZ W/Wconvertible/	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	CITIGROUP INCconvertible/	$0	–	-34,000	-100.0%	-0.01%	–
	Exit	STATE OF TEXASconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
	Exit	AUST & NEW ZEALAND BKG ADRFequities	$0	–	-1,500	-100.0%	-0.01%	–
	Exit	COCONINO ETC AZconvertible/	$0	–	-35,000	-100.0%	-0.01%	–
	Exit	BALL CORPequities	$0	–	-800	-100.0%	-0.01%	–
	Exit	EVANSVILLE IND REDEVconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
WNRL	Exit	WESTERN REFINING LOG LPpfds, reits,	$0	–	-1,400	-100.0%	-0.01%	–
	Exit	GOLDMAN SACHS GRO VAR 99convertible/	$0	–	-36,000	-100.0%	-0.01%	–
	Exit	GENERAL ELECTRIC VAR PFDconvertible/	$0	–	-36,000	-100.0%	-0.01%	–
INXX	Exit	EGSHARES INDIA INFRA ETFequities	$0	–	-3,000	-100.0%	-0.01%	–
	Exit	BANK OF AMERICA C VARconvertible/	$0	–	-36,000	-100.0%	-0.01%	–
	Exit	ANALOG DEVICES INCequities	$0	–	-535	-100.0%	-0.01%	–
	Exit	GENERAL ELECTRIconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	CHICAGO IL TRANSconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	NBCUNIVERSAL MEDconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	BAY AREA TOLL RV CAconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	COMCAST CORPORAconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	CA ST PUB WRKS BD LSconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
LUMN	Exit	CENTURYTEL INCequities	$0	–	-3,009	-100.0%	-0.01%	–
	Exit	AFLAC INCequities	$0	–	-709	-100.0%	-0.01%	–
	Exit	TEMPE AZconvertible/	$0	–	-55,000	-100.0%	-0.01%	–
	Exit	ANHEUSER BUSCH INBEV SA/NVequities	$0	–	-514	-100.0%	-0.01%	–
	Exit	ARISTA NETWORKS INCequities	$0	–	-355	-100.0%	-0.01%	–
	Exit	BLACKROCK INCconvertible/	$0	–	-70,000	-100.0%	-0.01%	–
SFR	Exit	STARWOOD WAYPOINT HOTELpfds, reits,	$0	–	-2,000	-100.0%	-0.01%	–
	Exit	AMERICAN ELECTRIC POWER CO INCequities	$0	–	-1,045	-100.0%	-0.01%	–
	Exit	BAXTER INTLequities	$0	–	-1,200	-100.0%	-0.01%	–
	Exit	AZ TRANS EXCISE TAXconvertible/	$0	–	-75,000	-100.0%	-0.01%	–
	Exit	AUTOZONE INCequities	$0	–	-140	-100.0%	-0.01%	–
	Exit	AZ BD REGENTS UNIVconvertible/	$0	–	-75,000	-100.0%	-0.01%	–
	Exit	WELLS FARGO & COconvertible/	$0	–	-100,000	-100.0%	-0.02%	–
Q	Exit	QWEST COMMUNSequities	$0	–	-1,100	-100.0%	-0.02%	–
	Exit	AMERICAN INTL GROUP INCequities	$0	–	-2,000	-100.0%	-0.02%	–
CLNE	Exit	CLEAN ENERGY FUELS CORPequities	$0	–	-53,864	-100.0%	-0.02%	–
	Exit	L BRANDS INCconvertible/	$0	–	-125,000	-100.0%	-0.02%	–
	Exit	BP PLC ADRequities	$0	–	-3,414	-100.0%	-0.02%	–
	Exit	BECTON DICKINSON & COequities	$0	–	-692	-100.0%	-0.02%	–
	Exit	BLACKROCK MUNIYIELD INSDequities	$0	–	-10,000	-100.0%	-0.02%	–
	Exit	ALEXANDRIA CV PFD 1.75pfds, reits,	$0	–	-4,178	-100.0%	-0.03%	–
	Exit	ABBOTT LABSequities	$0	–	-3,034	-100.0%	-0.03%	–
	Exit	ADVANCED MICRO DEVICES INCequities	$0	–	-14,500	-100.0%	-0.03%	–
	Exit	ANNALY CAPITAL MGMTpfds, reits,	$0	–	-15,774	-100.0%	-0.03%	–
	Exit	AMAZON.COM INCequities	$0	–	-471	-100.0%	-0.08%	–
	Exit	ARMOUR RES REITpfds, reits,	$0	–	-18,198	-100.0%	-0.08%	–
	Exit	ALLIANZGI CONV & INC FDequities	$0	–	-91,500	-100.0%	-0.11%	–
	Exit	BOEING COequities	$0	–	-3,983	-100.0%	-0.18%	–
CVS	Exit	CVS HEALTH CORPequities	$0	–	-13,838	-100.0%	-0.20%	–
	Exit	BERKSHIRE HATHAWAY INC Bequities	$0	–	-6,735	-100.0%	-0.21%	–
	Exit	BB&T CORP PFDpfds, reits,	$0	–	-110,235	-100.0%	-0.51%	–
	Exit	ABB LTDequities	$0	–	-170,166	-100.0%	-0.73%	–
	Exit	BB&T CORPequities	$0	–	-94,255	-100.0%	-0.77%	–
	Exit	APPLE INCequities	$0	–	-73,760	-100.0%	-1.97%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-02-05

Signatures

The EDGAR filing(s) were signed by:

Sara S. Ramos — Director of Compliance

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q4 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings