$416 Billion is the total value of Sonora Investment Management, LLC's 1012 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 17.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AVIS BUDGET CARconvertible | $1,652,413,000 | +99144.0% | 1,630,000 | 0.0% | 0.40% | -8.3% | ||
| WFCPRQ | WELLS FARGO & CO PFDpfds, reits, | $837,146,000 | +99917.4% | 32,050 | 0.0% | 0.20% | -7.8% | |
| DOV | DOVER CORPequities | $834,051,000 | +108783.9% | 12,488 | 0.0% | 0.20% | +0.5% | |
| PAYX | PAYCHEX INCequities | $602,088,000 | +99254.5% | 11,453 | 0.0% | 0.14% | -8.2% | |
| MMP | MAGELLAN MIDSTREAM Ppfds, reits, | $474,239,000 | +102549.1% | 6,804 | 0.0% | 0.11% | -5.0% | |
| USBPRNCL | US BANCORP PFDpfds, reits, | $468,741,000 | +98582.3% | 17,695 | 0.0% | 0.11% | -8.9% | |
| TSO | TESORO CORPequities | $446,397,000 | +81958.3% | 5,159 | 0.0% | 0.11% | -24.6% | |
| GS | GOLDMAN SACHS GROUPequities | $431,545,000 | +91523.1% | 2,614 | 0.0% | 0.10% | -15.4% | |
| CMS | CMS ENERGY CORPequities | $429,135,000 | +109653.2% | 10,839 | 0.0% | 0.10% | +1.0% | |
| WST | WEST PHARMA SVCS INCequities | $223,170,000 | +119883.9% | 3,088 | 0.0% | 0.05% | +12.5% | |
| MPC | MARATHON PETRO CORPequities | $219,349,000 | +79374.3% | 5,327 | 0.0% | 0.05% | -26.4% | |
| NNN | NATIONAL RETAIL PPTYpfds, reits, | $205,126,000 | +111381.5% | 4,591 | 0.0% | 0.05% | +2.1% | |
| TBT | PROSHARES ULTRASHORTequities | $202,301,000 | +86353.4% | 5,300 | 0.0% | 0.05% | -19.7% | |
| SBUX | STARBUCKS CORPequities | $188,215,000 | +95928.1% | 3,258 | 0.0% | 0.04% | -11.8% | |
| WBA | WALGREENS BOOTS ALLIequities | $177,421,000 | +94272.9% | 2,207 | 0.0% | 0.04% | -12.2% | |
| RPM INTL INCconvertible | $172,647,000 | +104534.5% | 145,000 | 0.0% | 0.04% | -2.3% | ||
| SSWPRCCL | SEASPAN CORP PFDpfds, reits, | $154,547,000 | +102249.0% | 6,037 | 0.0% | 0.04% | -5.1% | |
| STARWOOD HOTELS & REconvertible | $138,763,000 | +100452.9% | 120,000 | 0.0% | 0.03% | -8.3% | ||
| EIX | EDISON INTERNATIONALequities | $131,530,000 | +116298.2% | 1,914 | 0.0% | 0.03% | +10.3% | |
| SPY | SPDR S&P 500 ETFequities | $131,842,000 | +102103.1% | 632 | 0.0% | 0.03% | -5.9% | |
| FXF | CURRENCYSHARES SWISSequities | $128,128,000 | +102402.4% | 1,300 | 0.0% | 0.03% | -6.1% | |
| AREPRD | ALEXANDRIA CV PFD 1.pfds, reits, | $127,752,000 | +110988.7% | 4,178 | 0.0% | 0.03% | +3.3% | |
| SXL | SUNOCO LOGISTICS PTRpfds, reits, | $129,607,000 | +110675.2% | 4,554 | 0.0% | 0.03% | +3.3% | |
| SALT VERDE AZ FCconvertible | $123,987,000 | +106785.3% | 100,000 | 0.0% | 0.03% | 0.0% | ||
| GAS | AGL RESOURCES INCequities | $111,503,000 | +103143.5% | 1,700 | 0.0% | 0.03% | -3.6% | |
| AZO | AUTOZONE INCequities | $108,451,000 | +104179.8% | 140 | 0.0% | 0.03% | -3.7% | |
| AYR | AIRCASTLE LTDequities | $109,950,000 | +105621.2% | 5,000 | 0.0% | 0.03% | -3.7% | |
| BDX | BECTON DICKINSON & Cequities | $101,124,000 | +104151.5% | 631 | 0.0% | 0.02% | -4.0% | |
| PGR | PROGRESSIVE CORP OHIequities | $95,261,000 | +103444.6% | 2,899 | 0.0% | 0.02% | -4.2% | |
| BPL | BUCKEYE PTNRSpfds, reits, | $95,769,000 | +107505.6% | 1,350 | 0.0% | 0.02% | 0.0% | |
| STZ | CONSTELLATION BRANDSequities | $94,104,000 | +110610.6% | 600 | 0.0% | 0.02% | +4.5% | |
| WPC | WP CAREY INCpfds, reits, | $96,314,000 | +104589.1% | 1,560 | 0.0% | 0.02% | -4.2% | |
| HUM | HUMANA INCequities | $91,929,000 | +98748.4% | 522 | 0.0% | 0.02% | -8.3% | |
| FXCH | CURRENCYSHARES CHINEequities | $89,010,000 | +102210.3% | 1,178 | 0.0% | 0.02% | -8.7% | |
| V | VISA INCequities | $85,954,000 | +101022.4% | 1,100 | 0.0% | 0.02% | -4.5% | |
| MON | MONSANTO COequities | $83,449,000 | +95818.4% | 887 | 0.0% | 0.02% | -13.0% | |
| XLF | FINANCIAL SELECT SECequities | $81,757,000 | +98402.4% | 3,479 | 0.0% | 0.02% | -9.1% | |
| EL | ESTEE LAUDER COS INCequities | $75,776,000 | +108151.4% | 800 | 0.0% | 0.02% | 0.0% | |
| UGI | UGI CORPequities | $74,925,000 | +118828.6% | 1,875 | 0.0% | 0.02% | +12.5% | |
| MPW | MEDICAL PROP TRUST Ipfds, reits, | $69,907,000 | +114501.6% | 5,300 | 0.0% | 0.02% | +6.2% | |
| CNK | CINEMARK HOLDINGS INequities | $71,080,000 | +105989.6% | 2,000 | 0.0% | 0.02% | 0.0% | |
| BUD | ANHEUSER BUSCH INBEVequities | $64,520,000 | +102312.7% | 500 | 0.0% | 0.02% | 0.0% | |
| SCG | SCANA CORPequities | $66,890,000 | +111383.3% | 1,000 | 0.0% | 0.02% | 0.0% | |
| IPGP | IPG PHOTONICS CORPequities | $64,846,000 | +109808.5% | 658 | 0.0% | 0.02% | +6.7% | |
| INXX | EGSHARES INDIA INFRAequities | $64,790,000 | +99576.9% | 6,200 | 0.0% | 0.02% | -5.9% | |
| GMOLQ | GENERAL MOLY INCequities | $67,410,000 | +187150.0% | 179,807 | 0.0% | 0.02% | +77.8% | |
| FORD HLDG LLCconvertible | $66,174,000 | +97214.7% | 50,000 | 0.0% | 0.02% | -11.1% | ||
| BMRN | BIOMARIN PHARMA INCequities | $60,899,000 | +85673.2% | 675 | 0.0% | 0.02% | -16.7% | |
| JWN | NORDSTROM INCequities | $62,412,000 | +103920.0% | 1,200 | 0.0% | 0.02% | -6.2% | |
| SAN JOSE CA ARPTconvertible | $62,684,000 | +102660.7% | 55,000 | 0.0% | 0.02% | -6.2% | ||
| JNPR | JUNIPER NETWORKS INCequities | $64,147,000 | +85429.3% | 2,725 | 0.0% | 0.02% | -25.0% | |
| CAG | CONAGRA FOODS INCequities | $63,484,000 | +105706.7% | 1,425 | 0.0% | 0.02% | -6.2% | |
| CXW | CORRECTIONS CORP OFpfds, reits, | $61,440,000 | +115824.5% | 2,000 | 0.0% | 0.02% | +7.1% | |
| DOC | PHYSICIANS REALTY TRpfds, reits, | $63,910,000 | +108222.0% | 3,500 | 0.0% | 0.02% | 0.0% | |
| PAA | PLAINS ALL AMERN PPLpfds, reits, | $61,758,000 | +102830.0% | 2,584 | 0.0% | 0.02% | -6.2% | |
| NOGALES AZ MDAconvertible | $61,355,000 | +98859.7% | 60,000 | 0.0% | 0.02% | -6.2% | ||
| MINNESOTA STconvertible | $56,284,000 | +98643.9% | 55,000 | 0.0% | 0.01% | -6.7% | ||
| GOLDMAN SACHS GROUPconvertible | $57,073,000 | +96633.9% | 50,000 | 0.0% | 0.01% | -6.7% | ||
| LOS ANGELES CAconvertible | $58,368,000 | +100534.5% | 50,000 | 0.0% | 0.01% | -6.7% | ||
| FDX | FEDEX CORPequities | $58,112,000 | +111653.8% | 351 | 0.0% | 0.01% | 0.0% | |
| HOLX | HOLOGIC INCequities | $57,592,000 | +97513.6% | 1,524 | 0.0% | 0.01% | -6.7% | |
| SUME | SUMMER ENERGY HLDG Iequities | $59,950,000 | +99816.7% | 54,500 | 0.0% | 0.01% | -12.5% | |
| CA ST PUB WRKS BD LSconvertible | $57,476,000 | +98996.6% | 50,000 | 0.0% | 0.01% | -6.7% | ||
| CPT | CAMDEN PROPERTY TRUSequities | $57,799,000 | +106935.2% | 700 | 0.0% | 0.01% | 0.0% | |
| CAMARILLO CA CDC TAconvertible | $56,430,000 | +100667.9% | 50,000 | 0.0% | 0.01% | -6.7% | ||
| PIMA CN AZ IDA Lconvertible | $52,890,000 | +99692.5% | 50,000 | 0.0% | 0.01% | -7.1% | ||
| EL PASO CO COPconvertible | $52,943,000 | +99792.5% | 50,000 | 0.0% | 0.01% | -7.1% | ||
| OFC | COR OFFICE PPTYSpfds, reits, | $52,720,000 | +119718.2% | 2,000 | 0.0% | 0.01% | +18.2% | |
| FRFHF | FAIRFAX FINANCIAL HLequities | $55,971,000 | +118987.2% | 100 | 0.0% | 0.01% | +8.3% | |
| GTE CORPconvertible | $55,564,000 | +104737.7% | 45,000 | 0.0% | 0.01% | -7.1% | ||
| IVY TECH CCLG Iconvertible | $50,426,000 | +98774.5% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| INDEPENDENT C CAconvertible | $49,795,000 | +101522.4% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| EPI | WISDOMTREE INDIA EARequities | $47,971,000 | +97800.0% | 2,450 | 0.0% | 0.01% | -7.7% | |
| AZ ST TRANS BRD HWYconvertible | $50,416,000 | +98754.9% | 50,000 | 0.0% | 0.01% | -7.7% | ||
| MNKKQ | MALLINCKRODT PLCequities | $51,464,000 | +85673.3% | 803 | 0.0% | 0.01% | -25.0% | |
| SYK | STRYKER CORPequities | $49,271,000 | +117211.9% | 450 | 0.0% | 0.01% | +9.1% | |
| FRESNO CA WTR SYconvertible | $48,945,000 | +108666.7% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| VER | VEREIT INCpfds, reits, | $44,300,000 | +110650.0% | 5,000 | 0.0% | 0.01% | +10.0% | |
| FGPRQ | FERRELLGAS PTNRS LPpfds, reits, | $46,100,000 | +109661.9% | 2,500 | 0.0% | 0.01% | 0.0% | |
| GT | GOODYEAR TIRE & RUBBequities | $44,367,000 | +98493.3% | 1,377 | 0.0% | 0.01% | -8.3% | |
| HOG | HARLEY-DAVIDSON INCequities | $43,722,000 | +106539.0% | 900 | 0.0% | 0.01% | 0.0% | |
| TOTAL SAequities | $44,253,000 | +110532.5% | 900 | 0.0% | 0.01% | +10.0% | ||
| MDT | MEDTRONIC INCequities | $47,713,000 | +103623.9% | 601 | 0.0% | 0.01% | -8.3% | |
| CXO | CONCHO RESOURCES INCequities | $45,280,000 | +122278.4% | 400 | 0.0% | 0.01% | +10.0% | |
| SCIF | MARKET VECTORS INDIAequities | $45,000,000 | +91736.7% | 1,125 | 0.0% | 0.01% | -15.4% | |
| ANI PHARMA INCconvertible | $40,339,000 | +103333.3% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| YUM | YUM! BRANDS INCequities | $40,680,000 | +109845.9% | 500 | 0.0% | 0.01% | 0.0% | |
| RPTP | RAPTOR PHARMA CORP Nequities | $43,039,000 | +99990.7% | 8,245 | 0.0% | 0.01% | -9.1% | |
| PHOENIX AZ CVC Aconvertible | $37,584,000 | +98805.3% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| CALCASIE PAR LA SD3convertible | $37,794,000 | +99357.9% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| CLARK CNTY WA PUD00convertible | $37,410,000 | +98347.4% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| COCONINO ETC AZconvertible | $37,781,000 | +99323.7% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| RR DONNELLEY & SONSconvertible | $38,570,000 | +98797.4% | 38,000 | 0.0% | 0.01% | -10.0% | ||
| GOLDMAN SACHS GROUPconvertible | $35,627,000 | +98863.9% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| IA ST BRD REGENT HSconvertible | $36,017,000 | +99947.2% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| IWN | ISHARES RUSSELL 2000equities | $36,596,000 | +101555.6% | 323 | 0.0% | 0.01% | 0.0% | |
| KEYPRG | KEYCORPequities | $39,282,000 | +98105.0% | 300 | 0.0% | 0.01% | -10.0% | |
| MESA AZ UTIL SYSconvertible | $36,656,000 | +101722.2% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| MIAMI-DADE CNTY FLconvertible | $37,700,000 | +99110.5% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| MOGA | MOOG INC CL Aequities | $39,130,000 | +76625.5% | 837 | 0.0% | 0.01% | -30.8% | |
| PEORIA AZ W/Wconvertible | $38,258,000 | +100578.9% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| STPZ | PIMCO 1-5 YR US TIPSequities | $36,519,000 | +101341.7% | 700 | 0.0% | 0.01% | 0.0% | |
| CITY OF PHOENIXconvertible | $36,804,000 | +99370.3% | 35,000 | 0.0% | 0.01% | -10.0% | ||
| TSM | TAIWAN SEMI MANU COequities | $37,865,000 | +111267.6% | 1,514 | 0.0% | 0.01% | 0.0% | |
| ZBH | ZIMMER BIOMET HOLDINequities | $36,691,000 | +111084.8% | 320 | 0.0% | 0.01% | 0.0% | |
| UNVL HEALTH RLTY INCpfds, reits, | $31,411,000 | +108213.8% | 571 | 0.0% | 0.01% | 0.0% | ||
| AET | AETNA INCequities | $31,433,000 | +104676.7% | 275 | 0.0% | 0.01% | 0.0% | |
| WAL | WESTERN ALLIANCE BANequities | $32,940,000 | +102837.5% | 900 | 0.0% | 0.01% | 0.0% | |
| AZ HLTH FAC AUTHconvertible | $31,959,000 | +102993.5% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| CP | CANADIAN PACIFIC RAIequities | $32,820,000 | +113072.4% | 227 | 0.0% | 0.01% | 0.0% | |
| TOB STLMT CORP NYconvertible | $35,166,000 | +97583.3% | 35,000 | 0.0% | 0.01% | -11.1% | ||
| XLV | HEALTHCARE SELECT SEequities | $31,500,000 | +98337.5% | 440 | 0.0% | 0.01% | 0.0% | |
| MIDD | MIDDLEBY CORPequities | $32,622,000 | +101843.8% | 300 | 0.0% | 0.01% | 0.0% | |
| ALCOA INCconvertible | $34,680,000 | +104990.9% | 34,000 | 0.0% | 0.01% | -11.1% | ||
| CLARK CNTY NV SDconvertible | $35,176,000 | +97611.1% | 35,000 | 0.0% | 0.01% | -11.1% | ||
| XLK | TECH SELECT SECTOR Sequities | $34,847,000 | +102391.2% | 802 | 0.0% | 0.01% | -11.1% | |
| EVANSVILLE IND REDEVconvertible | $34,680,000 | +101900.0% | 30,000 | 0.0% | 0.01% | -11.1% | ||
| CNSL | CONS COMM HLDGSequities | $34,839,000 | +112283.9% | 1,480 | 0.0% | 0.01% | 0.0% | |
| UNIV AZ MED CTRconvertible | $31,972,000 | +99812.5% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| HILTON HEAD ISL SCconvertible | $32,228,000 | +100612.5% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| PH | PARKER-HANNIFIN CORPequities | $34,023,000 | +117220.7% | 300 | 0.0% | 0.01% | 0.0% | |
| WRK | WESTROCKequities | $30,997,000 | +86002.8% | 780 | 0.0% | 0.01% | -22.2% | |
| GSI COMMERCE INCconvertible | $28,200,000 | +100614.3% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| PHILADELPHIA PAconvertible | $30,360,000 | +97835.5% | 30,000 | 0.0% | 0.01% | -12.5% | ||
| NYCB | NEW YORK CMTY BANCORequities | $27,486,000 | +94679.3% | 1,800 | 0.0% | 0.01% | -12.5% | |
| ORLANDO FL UTILconvertible | $27,578,000 | +98392.9% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| FTR | FRONTIER COMM CORPequities | $27,750,000 | +120552.2% | 5,000 | 0.0% | 0.01% | +16.7% | |
| GREATER ORLANDO AVIAconvertible | $27,415,000 | +101437.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| ALLPRDCL | ALLSTATE COR PFDpfds, reits, | $27,520,000 | +98185.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GLOP | GASLOG PARTNERS LPequities | $28,095,000 | +133685.7% | 1,500 | 0.0% | 0.01% | +40.0% | |
| ANHEUSER-BUSCH INCconvertible | $29,466,000 | +101506.9% | 27,000 | 0.0% | 0.01% | -12.5% | ||
| UNION CARBIDE CORPconvertible | $30,625,000 | +101983.3% | 25,000 | 0.0% | 0.01% | -12.5% | ||
| UNIV TX UNIVconvertible | $27,582,000 | +98407.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| LOW | LOWE'S COS INCequities | $28,419,000 | +101396.4% | 373 | 0.0% | 0.01% | 0.0% | |
| FARMINTON MN ISDconvertible | $27,707,000 | +98853.6% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MERPRPCL | MERRILL LYNCH PFDpfds, reits, | $27,768,000 | +102744.4% | 1,055 | 0.0% | 0.01% | 0.0% | |
| CONTRA COSTA CA Pconvertible | $27,785,000 | +99132.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MUURIETA VY CA Uconvertible | $30,357,000 | +97825.8% | 30,000 | 0.0% | 0.01% | -12.5% | ||
| YAVAPAI CN AZ CCDconvertible | $27,182,000 | +100574.1% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| LAS VEGAS NV WTRconvertible | $27,189,000 | +100600.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| SAFEWAY INCconvertible | $28,239,000 | +108511.5% | 29,000 | 0.0% | 0.01% | 0.0% | ||
| NXPI | NXP SEMIS NVequities | $29,169,000 | +100482.8% | 350 | 0.0% | 0.01% | -12.5% | |
| ANZBY | AUST & NEW ZEALAND Bequities | $27,990,000 | +93200.0% | 1,500 | 0.0% | 0.01% | -12.5% | |
| CTSH | COGNIZANT TECH SOLULequities | $22,880,000 | +99378.3% | 380 | 0.0% | 0.01% | 0.0% | |
| NE PUB PWR DISTconvertible | $26,057,000 | +100119.2% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| NGHCO | NATL GEN PFDpfds, reits, | $25,430,000 | +101620.0% | 1,000 | 0.0% | 0.01% | -14.3% | |
| MIAMI-DADE CN FLconvertible | $25,480,000 | +97900.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MOBILE ALconvertible | $25,844,000 | +99300.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| CHL | CHINA MOBILE LTD (HOequities | $23,196,000 | +100752.2% | 400 | 0.0% | 0.01% | 0.0% | |
| MS DEV BK SPL OBGconvertible | $25,488,000 | +97930.8% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| GEHCL | GENERAL ELECTRIC COpfds, reits, | $26,430,000 | +101553.8% | 1,000 | 0.0% | 0.01% | -14.3% | |
| GEBCL | GEN ELEC CAPpfds, reits, | $26,120,000 | +100361.5% | 1,000 | 0.0% | 0.01% | -14.3% | |
| WESLACO TXconvertible | $25,820,000 | +99207.7% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| WFCPRJCL | WELLS FARGO & CO PFDpfds, reits, | $26,318,000 | +97374.1% | 945 | 0.0% | 0.01% | -14.3% | |
| AKRON OHconvertible | $26,653,000 | +98614.8% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| WFCPRT | WELLS FARGO & CO PFDpfds, reits, | $26,550,000 | +98233.3% | 1,000 | 0.0% | 0.01% | -14.3% | |
| GOLDMAN SACHS GROUPconvertible | $26,751,000 | +98977.8% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| GOODYEAR AZ PUB IMPconvertible | $26,117,000 | +100350.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| FL DEP OF CHILD/FAMconvertible | $25,502,000 | +97984.6% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| ALLPRACL | ALLSTATE COR PFDpfds, reits, | $24,891,000 | +103612.5% | 940 | 0.0% | 0.01% | 0.0% | |
| VET | VERMILION ENERGY INCequities | $25,728,000 | +116845.5% | 800 | 0.0% | 0.01% | 0.0% | |
| UINV S ALconvertible | $25,662,000 | +98600.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| HEWLETT-PACKARD COconvertible | $26,161,000 | +108904.2% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| UNP | UNION PACIFIC CORPequities | $24,093,000 | +109413.6% | 275 | 0.0% | 0.01% | 0.0% | |
| ANCHORAGE AKconvertible | $25,484,000 | +97915.4% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| TUCSON AZ WTRconvertible | $25,162,000 | +100548.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| TOB STLMT CORP NYconvertible | $25,119,000 | +100376.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| TIME WARNER INCconvertible | $26,498,000 | +101815.4% | 20,000 | 0.0% | 0.01% | -14.3% | ||
| DEARBORN MI SDconvertible | $26,033,000 | +100026.9% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| IRVINE CA SPL Tconvertible | $25,026,000 | +104175.0% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| AZ TRANS EXCISE TAXconvertible | $25,210,000 | +96861.5% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| ASBPRC | ASSOCIATED BANC PFDpfds, reits, | $26,033,000 | +100026.9% | 1,000 | 0.0% | 0.01% | -14.3% | |
| HZNP | HORIZON PHARMA PLCequities | $24,330,000 | +73627.3% | 1,500 | 0.0% | 0.01% | -33.3% | |
| SGEN | SEATTLE GENETICS INCequities | $23,706,000 | +87700.0% | 600 | 0.0% | 0.01% | -14.3% | |
| SA | SEABRIDGE GOLD INCequities | $23,081,000 | +164764.3% | 1,725 | 0.0% | 0.01% | +50.0% | |
| SALT RIVER PRJ AZconvertible | $26,765,000 | +99029.6% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| CRM | SALESFORCE.COM INCequities | $25,554,000 | +98184.6% | 334 | 0.0% | 0.01% | -14.3% | |
| AVONDALE AZ MDCconvertible | $25,217,000 | +96888.5% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| BAC | BANK OF AMERICA CORPequities | $25,736,000 | +88644.8% | 1,720 | 0.0% | 0.01% | -25.0% | |
| RMD | RESMED INCequities | $24,464,000 | +116395.2% | 400 | 0.0% | 0.01% | +20.0% | |
| BELOIT WI SDconvertible | $26,709,000 | +102626.9% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| PIERCE CN WA SDconvertible | $26,349,000 | +101242.3% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| PHOENIX AZ CVC IMPconvertible | $26,286,000 | +97255.6% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| CST | CST BRANDS INCequities | $25,786,000 | +95403.7% | 680 | 0.0% | 0.01% | -14.3% | |
| CANADIAN APT PPTYSpfds, reits, | $23,120,000 | +121584.2% | 1,000 | 0.0% | 0.01% | +20.0% | ||
| NOVATO CA RDAconvertible | $25,014,000 | +99956.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARICOPA AZ CCDconvertible | $26,244,000 | +100838.5% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARICOPA AZ SDconvertible | $25,151,000 | +100504.0% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARICOPA AZ SD #31convertible | $26,876,000 | +99440.7% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARICOPA AZ USD #97convertible | $25,206,000 | +96846.2% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARICOPA AZ SDconvertible | $25,955,000 | +99726.9% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| MARION COUNTY FLconvertible | $25,914,000 | +99569.2% | 25,000 | 0.0% | 0.01% | -14.3% | ||
| SLV | ISHARES SILVER TRUSTequities | $21,021,000 | +123552.9% | 1,300 | 0.0% | 0.01% | +25.0% | |
| WASHINGTON CA USDconvertible | $20,919,000 | +99514.3% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| WASHINGTON STconvertible | $22,289,000 | +101213.6% | 20,000 | 0.0% | 0.01% | -16.7% | ||
| NYMTO | NEW YORK MTG PFDpfds, reits, | $20,890,000 | +109847.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible | $21,357,000 | +101600.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| OKS | ONEOK PARTNERSpfds, reits, | $22,271,000 | +117115.8% | 624 | 0.0% | 0.01% | 0.0% | |
| MENTOR GRAPHICS CORPconvertible | $21,236,000 | +101023.8% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| NTRS | NORTHERN TRUST CORPequities | $21,501,000 | +97631.8% | 300 | 0.0% | 0.01% | -16.7% | |
| DES | WISDOMTREE SC ETFequities | $20,934,000 | +110078.9% | 300 | 0.0% | 0.01% | 0.0% | |
| EGLTQ | EGALET CORPequities | $21,120,000 | +63900.0% | 3,000 | 0.0% | 0.01% | -44.4% | |
| GENERAL ELECTRIC CAPconvertible | $21,735,000 | +98695.5% | 19,000 | 0.0% | 0.01% | -16.7% | ||
| BANNING CA FIN AGYconvertible | $20,958,000 | +99700.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| GENERAL CABLE CORPconvertible | $20,175,000 | +95971.4% | 35,000 | 0.0% | 0.01% | 0.0% | ||
| GENERAL ELECTRIC CAPconvertible | $20,236,000 | +101080.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| CAH | CARDINAL HEALTH INCequities | $19,947,000 | +94885.7% | 231 | 0.0% | 0.01% | 0.0% | |
| MKC | MCCORMICK & CO INCequities | $19,591,000 | +108738.9% | 210 | 0.0% | 0.01% | 0.0% | |
| POR | PORTLAND GENERAL ELEequities | $19,050,000 | +105733.3% | 500 | 0.0% | 0.01% | 0.0% | |
| UNIV PL WAconvertible | $22,087,000 | +100295.5% | 20,000 | 0.0% | 0.01% | -16.7% | ||
| ALKS | ALKERMES PLCequities | $21,360,000 | +53300.0% | 500 | 0.0% | 0.01% | -50.0% | |
| DOUGLAS CO SD #1convertible | $22,228,000 | +100936.4% | 20,000 | 0.0% | 0.01% | -16.7% | ||
| DEO | DIAGEO PLCequities | $21,994,000 | +99872.7% | 200 | 0.0% | 0.01% | -16.7% | |
| MORGAN STANLEYconvertible | $20,616,000 | +98071.4% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| TRI | TRIAD HOSPITALSequities | $21,656,000 | +108180.0% | 530 | 0.0% | 0.01% | 0.0% | |
| CBT | CABOT CORPequities | $19,959,000 | +117305.9% | 406 | 0.0% | 0.01% | +25.0% | |
| HASI | HANNON ARMSTRONG SUSpfds, reits, | $19,930,000 | +104794.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| AMER MUNI POWER OHconvertible | $21,662,000 | +98363.6% | 20,000 | 0.0% | 0.01% | -16.7% | ||
| IWF | ISHARES RUSSELL 1000equities | $20,912,000 | +99481.0% | 208 | 0.0% | 0.01% | 0.0% | |
| SRE | SEMPRA ENERGYequities | $20,260,000 | +106531.6% | 200 | 0.0% | 0.01% | 0.0% | |
| HARRIS CNTY TXconvertible | $17,993,000 | +99861.1% | 15,000 | 0.0% | 0.00% | -20.0% | ||
| BENTON CNTY WA SD#1convertible | $18,037,000 | +100105.6% | 15,000 | 0.0% | 0.00% | -20.0% | ||
| GENERAL ELECTRIC COconvertible | $16,009,000 | +99956.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PRLB | PROTO LABS INCequities | $17,459,000 | +124607.1% | 220 | 0.0% | 0.00% | 0.0% | |
| CA INCconvertible | $16,389,000 | +102331.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ANET | ARISTA NETWORKS INCequities | $17,796,000 | +84642.9% | 270 | 0.0% | 0.00% | -20.0% | |
| ESRX | EXPRESS SCRIPTS HLDGequities | $16,218,000 | +85257.9% | 220 | 0.0% | 0.00% | -20.0% | |
| HEWLETT-PACKARD COconvertible | $15,933,000 | +106120.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ARMH | ARM HLDG PLCequities | $16,012,000 | +88855.6% | 400 | 0.0% | 0.00% | -20.0% | |
| FORD MOTOR CREDITconvertible | $15,520,000 | +103366.7% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| THQ | TEKLA HC OPPequities | $16,780,000 | +98605.9% | 1,000 | 0.0% | 0.00% | 0.0% | |
| E | ENI SPAequities | $15,900,000 | +105900.0% | 500 | 0.0% | 0.00% | 0.0% | |
| CITIGROUP INCconvertible | $16,752,000 | +98441.2% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| COH | COACH INCequities | $16,076,000 | +123561.5% | 400 | 0.0% | 0.00% | +33.3% | |
| SIMON PROPERTY GROUPconvertible | $15,234,000 | +101460.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AKAM | AKAMIA TECHNOLOGIESequities | $15,327,000 | +95693.8% | 300 | 0.0% | 0.00% | 0.0% | |
| AUSTIN TX ISDconvertible | $18,216,000 | +101100.0% | 15,000 | 0.0% | 0.00% | -20.0% | ||
| SAN MATEO CAconvertible | $15,846,000 | +98937.5% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CITY OF SAN ANTONIOconvertible | $18,464,000 | +102477.8% | 15,000 | 0.0% | 0.00% | -20.0% | ||
| WWAV | WHITEWAVE FOODS COequities | $16,240,000 | +101400.0% | 400 | 0.0% | 0.00% | 0.0% | |
| AMT | AMERICAN TOWER CORPequities | $14,585,000 | +104078.6% | 140 | 0.0% | 0.00% | 0.0% | |
| CORPUS CHRISTI TXconvertible | $17,990,000 | +99844.4% | 15,000 | 0.0% | 0.00% | -20.0% | ||
| ADM | ARCHER DANIELS MIDLAequities | $15,704,000 | +104593.3% | 400 | 0.0% | 0.00% | 0.0% | |
| SBR | SABINE ROYALTY TRUSTequities | $15,740,000 | +120976.9% | 500 | 0.0% | 0.00% | +33.3% | |
| GEN MOTORS FINLconvertible | $15,155,000 | +100933.3% | 14,000 | 0.0% | 0.00% | 0.0% | ||
| BLL | BALL CORPequities | $14,940,000 | +99500.0% | 200 | 0.0% | 0.00% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL PLequities | $17,251,000 | +114906.7% | 334 | 0.0% | 0.00% | 0.0% | |
| EXEL | EXELISIS INCequities | $16,310,000 | +81450.0% | 3,500 | 0.0% | 0.00% | -20.0% | |
| MARICOPA AZ SD #4convertible | $17,864,000 | +99144.4% | 15,000 | 0.0% | 0.00% | -20.0% | ||
| MWA | MUELLER WATER PRODUCequities | $15,330,000 | +117823.1% | 1,500 | 0.0% | 0.00% | +33.3% | |
| INGERSOLL-RAND PLCequities | $12,806,000 | +116318.2% | 200 | 0.0% | 0.00% | 0.0% | ||
| ENERGY NW WA ELEC Rconvertible | $10,921,000 | +99181.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EEP | ENBRIDGE ENERGY PTNRpfds, reits, | $10,875,000 | +90525.0% | 500 | 0.0% | 0.00% | 0.0% | |
| GNT | GAMCO NATURAL RESOURequities | $11,795,000 | +117850.0% | 1,666 | 0.0% | 0.00% | 0.0% | |
| EMC | EMC CORPequities | $10,600,000 | +105900.0% | 400 | 0.0% | 0.00% | 0.0% | |
| GREATER AZ DEV AUTHconvertible | $10,829,000 | +98345.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DRIPPING SPRING TXconvertible | $11,785,000 | +98108.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IN ST FA REVconvertible | $11,144,000 | +101209.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DASTY | DASSAULT SYSTEMS SAequities | $11,814,000 | +98350.0% | 150 | 0.0% | 0.00% | 0.0% | |
| IRVING TX WWKS/SWRconvertible | $10,992,000 | +99827.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| JEA FL ELEC SYS REVconvertible | $12,228,000 | +101800.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KLEIN TX ISDconvertible | $12,408,000 | +103300.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CPGX | COLUMBIA PIPELINE GRequities | $12,775,000 | +127650.0% | 500 | 0.0% | 0.00% | 0.0% | |
| MA STconvertible | $11,559,000 | +96225.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MA ST WTR RES AUTHconvertible | $10,957,000 | +99509.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MCDONALDS CORPconvertible | $10,755,000 | +97672.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CTXS | CITRIX SYSTEMS INCequities | $12,419,000 | +112800.0% | 150 | 0.0% | 0.00% | 0.0% | |
| MI ST BLDG AUTHconvertible | $11,801,000 | +98241.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MO ST HWY/TRANSconvertible | $11,154,000 | +101300.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MO ST HLTH/EDconvertible | $10,543,000 | +105330.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MORGAN STANLEYconvertible | $12,589,000 | +104808.3% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| CNT PUGET SND WAconvertible | $10,800,000 | +98081.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEW YORK N Yconvertible | $12,362,000 | +102916.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible | $12,153,000 | +101175.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH PERconvertible | $12,659,000 | +105391.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NI | NISOURCE INC HOLDINGequities | $11,165,000 | +111550.0% | 500 | 0.0% | 0.00% | 0.0% | |
| NDSN | NORDSON CORPequities | $11,711,000 | +117010.0% | 150 | 0.0% | 0.00% | 0.0% | |
| NC MUN PWR CA ELECconvertible | $12,480,000 | +103900.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NUAN | NUANCE COMM INCequities | $13,908,000 | +92620.0% | 777 | 0.0% | 0.00% | -25.0% | |
| OH ST WTR POLL REVconvertible | $12,079,000 | +100558.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHW | CALAMOS GLBL DYN INCequities | $11,392,000 | +103463.6% | 1,600 | 0.0% | 0.00% | 0.0% | |
| PAAS | PAN AMERICAN SILVERequities | $12,447,000 | +207350.0% | 900 | 0.0% | 0.00% | +50.0% | |
| PA ST TPK COMMN TPKconvertible | $12,268,000 | +102133.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible | $12,515,000 | +104191.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible | $11,328,000 | +102881.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible | $12,403,000 | +103258.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible | $11,604,000 | +96600.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible | $11,896,000 | +99033.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BROWARD CNTY FL ARPconvertible | $11,886,000 | +98950.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BRFS | BRF SA ADRequities | $13,420,000 | +95757.1% | 1,000 | 0.0% | 0.00% | -25.0% | |
| SAM | BOSTON BEER COequities | $11,825,000 | +78733.3% | 75 | 0.0% | 0.00% | -25.0% | |
| PBH | PRESTIGE BRANDS HOLDequities | $11,336,000 | +113260.0% | 200 | 0.0% | 0.00% | 0.0% | |
| PRH | PRUDENTIAL FINL 5.7%pfds, reits, | $10,488,000 | +104780.0% | 400 | 0.0% | 0.00% | 0.0% | |
| REGL TRAN DST CO COconvertible | $11,509,000 | +104527.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ROSEMONT ILconvertible | $11,017,000 | +100054.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible | $12,390,000 | +103150.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible | $12,008,000 | +99966.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCCO | SOUTHERN COPPER CORPequities | $11,596,000 | +115860.0% | 400 | 0.0% | 0.00% | 0.0% | |
| AZ TRANS BRD HWYconvertible | $12,208,000 | +101633.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SE | SPECTRA ENERGY CORPequities | $14,410,000 | +130900.0% | 468 | 0.0% | 0.00% | 0.0% | |
| AZ ST TRANS BRD HWYconvertible | $11,926,000 | +99283.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible | $11,982,000 | +99750.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS EXCISE TAXconvertible | $11,693,000 | +97341.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANSN BRDconvertible | $11,604,000 | +96600.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST LOTTERYconvertible | $11,384,000 | +103390.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible | $12,550,000 | +104483.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TTM | TATA MOTORS LTDequities | $12,224,000 | +101766.7% | 400 | 0.0% | 0.00% | 0.0% | |
| TEF | TELEFONICA SAequities | $12,813,000 | +98461.5% | 1,168 | 0.0% | 0.00% | 0.0% | |
| TENNESSEE STconvertible | $10,852,000 | +98554.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TNH | TERRA NITROGENpfds, reits, | $12,474,000 | +124640.0% | 100 | 0.0% | 0.00% | 0.0% | |
| TESLA MOTORS INCconvertible | $14,340,000 | +102328.6% | 15,000 | 0.0% | 0.00% | -25.0% | ||
| TX TRANS ST HWY FDconvertible | $12,656,000 | +105366.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TUCSON AZ WTRconvertible | $12,731,000 | +105991.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| APH | AMPHENOL CORPequities | $11,350,000 | +113400.0% | 200 | 0.0% | 0.00% | 0.0% | |
| VALE SAequities | $11,962,000 | +149425.0% | 2,350 | 0.0% | 0.00% | +50.0% | ||
| AWK | AMERICAN WATER WORKSequities | $14,160,000 | +117900.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WD | WALKER & DUNLOP INCequities | $13,344,000 | +78394.1% | 600 | 0.0% | 0.00% | -25.0% | |
| WELLS FARGO & COconvertible | $10,677,000 | +96963.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMBA | AMBARELLA INCequities | $10,490,000 | +74828.6% | 250 | 0.0% | 0.00% | -25.0% | |
| AMLP | ALERIAN MLP ETFequities | $12,030,000 | +100150.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ESL | ESTERLINE TECH CORPequities | $13,536,000 | +84500.0% | 200 | 0.0% | 0.00% | -25.0% | |
| XLY | CONS DISC SELECT SECequities | $7,955,000 | +99337.5% | 100 | 0.0% | 0.00% | 0.0% | |
| JEFFERIES GROUPconvertible | $8,263,000 | +103187.5% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| SGMO | SANGAMO BIOSCIENCESequities | $9,412,000 | +78333.3% | 1,300 | 0.0% | 0.00% | -33.3% | |
| CRWN | CROWN MEDIA HLDG INCequities | $7,605,000 | +94962.5% | 1,500 | 0.0% | 0.00% | 0.0% | |
| WNRL | WESTERN REFINING LOGpfds, reits, | $7,398,000 | +105585.7% | 300 | 0.0% | 0.00% | 0.0% | |
| KING ETC WA SD #408convertible | $10,350,000 | +103400.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| HRB | H&R BLOCK INCequities | $7,933,000 | +72018.2% | 330 | 0.0% | 0.00% | -33.3% | |
| GILBERT AZ MPCconvertible | $10,155,000 | +101450.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| CAPITAL ONE FINLconvertible | $8,138,000 | +101625.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| AGI | ALAMOS GOLD INCequities | $7,260,000 | +181400.0% | 1,194 | 0.0% | 0.00% | +100.0% | |
| BIDU | BAIDU INCequities | $9,402,000 | +104366.7% | 50 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICAconvertible | $7,829,000 | +97762.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| MEDCO HLTH SOLUTIONSconvertible | $7,681,000 | +95912.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| WBMD | WEBMD HEALTH CORPequities | $9,474,000 | +135242.9% | 150 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICAconvertible | $7,977,000 | +99612.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| REDMOND WAconvertible | $10,269,000 | +102590.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| CPRT | COPART INCequities | $8,446,000 | +105475.0% | 200 | 0.0% | 0.00% | 0.0% | |
| RYN | RAYONIERpfds, reits, | $7,809,000 | +111457.1% | 315 | 0.0% | 0.00% | 0.0% | |
| LII | LENNOX INTL INCequities | $6,845,000 | +113983.3% | 50 | 0.0% | 0.00% | 0.0% | |
| NEM | NEWMONT MINING CORPequities | $8,555,000 | +171000.0% | 275 | 0.0% | 0.00% | +100.0% | |
| BABA | ALIBABA GROUP HLDG Aequities | $7,884,000 | +98450.0% | 100 | 0.0% | 0.00% | 0.0% | |
| CATERPILLAR FINL SVCconvertible | $9,073,000 | +100711.1% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| CVE | CENOVUS ENERGY INCequities | $9,262,000 | +115675.0% | 622 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INCequities | $7,356,000 | +91850.0% | 300 | 0.0% | 0.00% | 0.0% | |
| HCNPRJ | WELLTOWER INC PFD SEpfds, reits, | $9,156,000 | +101633.3% | 350 | 0.0% | 0.00% | 0.0% | |
| HERTZ CORPconvertible | $8,020,000 | +100150.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| DIVIDEND CAP DIVRSFIpfds, reits, | $7,839,000 | – | 1,065 | 0.0% | 0.00% | – | ||
| EXPEDIA INCconvertible | $7,722,000 | +96425.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| LOWELL COPPER LTDequities | $9,439,000 | +188680.0% | 46,000 | 0.0% | 0.00% | +100.0% | ||
| DGI | DIGITALGLOBE INC NEWequities | $7,444,000 | +123966.7% | 400 | 0.0% | 0.00% | 0.0% | |
| JCE | NUVEEN CORE EQUITY Aequities | $9,338,000 | +93280.0% | 700 | 0.0% | 0.00% | -33.3% | |
| MP WSTRN ST UNIVconvertible | $10,337,000 | +103270.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| HUSKY ENERGY INCconvertible | $7,783,000 | +97187.5% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| UAA | UNDER ARMOUR INC CLequities | $8,386,000 | +55806.7% | 180 | 0.0% | 0.00% | -50.0% | |
| EXPEDIA INCconvertible | $7,774,000 | +97075.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| TRP | TRANSCANADA CORPequities | $8,012,000 | +114357.1% | 200 | 0.0% | 0.00% | 0.0% | |
| EDE | EMPIRE DISTRICT ELECequities | $10,029,000 | +125262.5% | 300 | 0.0% | 0.00% | 0.0% | |
| SNAK | INVENTURE FOODS INCequities | $7,080,000 | +101042.9% | 1,000 | 0.0% | 0.00% | 0.0% | |
| TEXAS INSTRUMENTS INconvertible | $10,011,000 | +100010.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| TAMPA BAY FL WTRconvertible | $10,192,000 | +101820.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| SYY | SYSCOequities | $9,445,000 | +117962.5% | 204 | 0.0% | 0.00% | 0.0% | |
| WLDVF | ARIZONA MINING INCequities | $7,750,000 | +387400.0% | 10,000 | 0.0% | 0.00% | +100.0% | |
| S | SPRINT CORPequities | $6,988,000 | +99728.6% | 1,839 | 0.0% | 0.00% | 0.0% | |
| EDTXF | SPECTRAL MED INCequities | $7,631,000 | +95287.5% | 13,000 | 0.0% | 0.00% | 0.0% | |
| SO | SOUTHERN COequities | $9,854,000 | +109388.9% | 200 | 0.0% | 0.00% | 0.0% | |
| IYF | ISHARES US FIN ETFequities | $9,554,000 | +95440.0% | 109 | 0.0% | 0.00% | -33.3% | |
| LNKD | LINKEDIN CORPequities | $10,241,000 | +53800.0% | 85 | 0.0% | 0.00% | -60.0% | |
| OASPQ | OASIS PETRO INCequities | $3,816,000 | +127100.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SYLD | CAMBRIA SHAREHOLDERequities | $5,784,000 | +96300.0% | 200 | 0.0% | 0.00% | -50.0% | |
| OSIR | OSIRIS THERAPEUTICSequities | $4,298,000 | +61300.0% | 700 | 0.0% | 0.00% | -50.0% | |
| PNCPRQ | PNC FINL GPpfds, reits, | $3,086,000 | +102766.7% | 120 | 0.0% | 0.00% | 0.0% | |
| PSBPRUCL | PS BUSINESS PARKS INpfds, reits, | $2,908,000 | +96833.3% | 114 | 0.0% | 0.00% | 0.0% | |
| FRSH | PAPA MURPHY'S HLDG Iequities | $4,242,000 | +105950.0% | 350 | 0.0% | 0.00% | 0.0% | |
| M B I A INCconvertible | $2,108,000 | +105300.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| CCMP | CABOT MICROELECTRONIequities | $6,136,000 | +102166.7% | 148 | 0.0% | 0.00% | -50.0% | |
| PYPL | PAYPAL HOLDINGS INCequities | $5,734,000 | +114580.0% | 144 | 0.0% | 0.00% | 0.0% | |
| PMTS | CPI CARD GROUP INCequities | $3,356,000 | +83800.0% | 400 | 0.0% | 0.00% | 0.0% | |
| CME | CME GROUP INC Aequities | $4,685,000 | +93600.0% | 50 | 0.0% | 0.00% | 0.0% | |
| PX | PRAXAIR INCequities | $3,576,000 | +119100.0% | 30 | 0.0% | 0.00% | 0.0% | |
| TROW | TROWE PRICE GROUP INequities | $2,694,000 | +89700.0% | 35 | 0.0% | 0.00% | 0.0% | |
| BIIB | BIOGEN IDEC INCequities | $5,127,000 | +85350.0% | 18 | 0.0% | 0.00% | -50.0% | |
| DOG | PROSHARES SHORT DOWequities | $4,304,000 | +85980.0% | 200 | 0.0% | 0.00% | 0.0% | |
| REK | PROSHARES SHORT REequities | $3,672,000 | +91700.0% | 200 | 0.0% | 0.00% | 0.0% | |
| PSEC | PROSPECT CAPITALequities | $2,587,000 | +129250.0% | 339 | 0.0% | 0.00% | 0.0% | |
| BHP | BHP BILLITON LTDequities | $3,909,000 | +130200.0% | 128 | 0.0% | 0.00% | 0.0% | |
| WRB | W.R. BERKLEY CORPequities | $5,697,000 | +94850.0% | 102 | 0.0% | 0.00% | -50.0% | |
| LH | LAB CORP OF AMER HLDequities | $2,127,000 | +106250.0% | 17 | 0.0% | 0.00% | 0.0% | |
| BANF | BANCFIRST CORP OKequities | $6,196,000 | +103166.7% | 101 | 0.0% | 0.00% | -50.0% | |
| KBND | KRANESHARES E CHN CMequities | $3,394,000 | +113033.3% | 100 | 0.0% | 0.00% | 0.0% | |
| ST LOUIS MO PKGconvertible | $5,266,000 | +105220.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BFS | SAUL CENTERS INCequities | $5,239,000 | +104680.0% | 100 | 0.0% | 0.00% | 0.0% | |
| JEFFERSON COUNTY MOconvertible | $5,366,000 | +107220.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ISR | ISORAY INCequities | $5,700,000 | +113900.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| XLI | SPDR INDL SLCT SCTRequities | $4,211,000 | +105175.0% | 75 | 0.0% | 0.00% | 0.0% | |
| SERVICEMASTER CO LTDconvertible | $5,025,000 | +100400.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SRCL | STERICYCLE INCequities | $4,175,000 | +104275.0% | 34 | 0.0% | 0.00% | 0.0% | |
| IWP | ISHARES RUSSELL MC Gequities | $2,231,000 | +111450.0% | 24 | 0.0% | 0.00% | 0.0% | |
| TJX | TJX COS INCequities | $4,973,000 | +99360.0% | 65 | 0.0% | 0.00% | 0.0% | |
| DHR | DANAHER CORPequities | $2,411,000 | +120450.0% | 25 | 0.0% | 0.00% | 0.0% | |
| PACTIV LLCconvertible | $4,831,000 | +96520.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| FLDM | FLUIDIGM CORPequities | $4,950,000 | +98900.0% | 500 | 0.0% | 0.00% | 0.0% | |
| TMO | THERMO FISHER SCIENTequities | $4,104,000 | +102500.0% | 28 | 0.0% | 0.00% | 0.0% | |
| INVN | INVENSENSE INCequities | $6,217,000 | +77612.5% | 761 | 0.0% | 0.00% | -50.0% | |
| APA | APACHE CORPequities | $2,340,000 | +116900.0% | 43 | 0.0% | 0.00% | 0.0% | |
| ICE | INTERCONTINENTAL EXCequities | $4,327,000 | +86440.0% | 18 | 0.0% | 0.00% | 0.0% | |
| ATRS | ANTARES PHARMA INCequities | $3,030,000 | +75650.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
| FLR | FLUOR CORPequities | $2,670,000 | +133400.0% | 50 | 0.0% | 0.00% | 0.0% | |
| VFC | VF CORPequities | $3,803,000 | +94975.0% | 60 | 0.0% | 0.00% | 0.0% | |
| VRX | VALEANT PHARMA INTLequities | $2,110,000 | +35066.7% | 60 | 0.0% | 0.00% | -50.0% | |
| MGC | VANGUARD MGC ETFequities | $3,918,000 | +97850.0% | 55 | 0.0% | 0.00% | 0.0% | |
| VWO | VANGUARD EMERGING MAequities | $3,613,000 | +120333.3% | 104 | 0.0% | 0.00% | 0.0% | |
| HABT | HABIT RESTAURANTS INequities | $3,322,000 | +66340.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AMX | AMERICA MOVIL SAB DEequities | $3,102,000 | +103300.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AOD | ALPINE TTL DYNAMIC Dequities | $3,780,000 | +94400.0% | 500 | 0.0% | 0.00% | 0.0% | |
| WBC | WABCO HLDG INCequities | $5,607,000 | +112040.0% | 50 | 0.0% | 0.00% | 0.0% | |
| WW | WEIGHT WATCHERS INTLequities | $2,872,000 | +57340.0% | 200 | 0.0% | 0.00% | 0.0% | |
| GG | GOLDCORP INCequities | $5,079,000 | +169200.0% | 300 | 0.0% | 0.00% | 0.0% | |
| AETNA INCconvertible | $5,998,000 | +99866.7% | 6,000 | 0.0% | 0.00% | -50.0% | ||
| GNMK | GENMARK DIAGNOSTICSequities | $2,540,000 | +84566.7% | 400 | 0.0% | 0.00% | 0.0% | |
| PVD | BANCO BILBAO VIZCAYAequities | $4,577,000 | +91440.0% | 633 | 0.0% | 0.00% | 0.0% | |
| GNTX | GENTEX CORPequities | $3,204,000 | +106700.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WEC | WEC ENERGY GRP INCequities | $5,227,000 | +104440.0% | 92 | 0.0% | 0.00% | 0.0% | |
| XPO | XPO LOGISTICS INCequities | $4,764,000 | +119000.0% | 150 | 0.0% | 0.00% | 0.0% | |
| EATON CORPconvertible | $6,010,000 | +100066.7% | 6,000 | 0.0% | 0.00% | -50.0% | ||
| YHOO | YAHOO! INCequities | $3,723,000 | +124000.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ETY | EATON VANCE TAX-MANAequities | $4,414,000 | +88180.0% | 420 | 0.0% | 0.00% | 0.0% | |
| ZG | ZILLOW GROUP INC CLequities | $2,558,000 | +85166.7% | 100 | 0.0% | 0.00% | 0.0% | |
| Z | ZILLOW GROUP INC CLequities | $4,972,000 | +99340.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EBAY | EBAY INCequities | $3,488,000 | +87100.0% | 144 | 0.0% | 0.00% | 0.0% | |
| AAN | AARONS INCequities | $5,198,000 | +129850.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WIRECARD AG BERLIN Oequities | $3,993,000 | +79760.0% | 100 | 0.0% | 0.00% | 0.0% | ||
| BG | BUNGE LTDequities | $3,083,000 | +76975.0% | 52 | 0.0% | 0.00% | 0.0% | |
| AT&T INCconvertible | $4,279,000 | +106875.0% | 4,000 | 0.0% | 0.00% | 0.0% | ||
| MRVL | MARVELL TECH GRP LTDequities | $2,090,000 | +104400.0% | 210 | 0.0% | 0.00% | 0.0% | |
| CYBR | CYBERARK SOFTWARE LTequities | $3,926,000 | +78420.0% | 100 | 0.0% | 0.00% | 0.0% | |
| FCX | FREEPORT-MCMORAN INCequities | $3,405,000 | +170150.0% | 300 | 0.0% | 0.00% | 0.0% | |
| NNA | NAVIOS MARITIME ACQequities | $4,049,000 | +67383.3% | 2,120 | 0.0% | 0.00% | -50.0% | |
| MET | METLIFE INCequities | $4,624,000 | +92380.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NFG | NATL FUEL GAS COequities | $2,674,000 | +133600.0% | 50 | 0.0% | 0.00% | 0.0% | |
| CITIGROUP INCconvertible | $3,160,000 | +105233.3% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| MELI | MERCADOLIBRE INCequities | $6,230,000 | +103733.3% | 50 | 0.0% | 0.00% | -50.0% | |
| MATX | MATSON INCequities | $3,046,000 | +101433.3% | 80 | 0.0% | 0.00% | 0.0% | |
| MOO | MARKET VECTORS AGRIBequities | $4,855,000 | +97000.0% | 100 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NATIONAL RAequities | $4,890,000 | +122150.0% | 75 | 0.0% | 0.00% | 0.0% | |
| CCL | CARNIVAL CORPequities | $0 | -100.0% | 100 | 0.0% | 0.00% | -100.0% | |
| MRO | MARATHON OIL CORPequities | $1,383,000 | +138200.0% | 100 | 0.0% | 0.00% | – | |
| GOGL | GOLDEN OCEAN GRP LTDequities | $850,000 | +84900.0% | 1,000 | 0.0% | 0.00% | – | |
| KR | KROGER COequities | $662,000 | +66100.0% | 18 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| SH | PROSHARES SHORT S&Pequities | $2,011,000 | +100450.0% | 100 | 0.0% | 0.00% | -100.0% | |
| KSS | KOHL'S CORPequities | $1,798,000 | +89800.0% | 40 | 0.0% | 0.00% | -100.0% | |
| FCEL | FUELCELL ENERGY INCequities | $329,000 | – | 50 | 0.0% | 0.00% | – | |
| KMIWS | KINDER MORGAN INC 17equities | $2,000 | – | 57 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| NKA | NISKA GAS STORAGE PTpfds, reits, | $1,181,000 | +118000.0% | 329 | 0.0% | 0.00% | – | |
| KED | KAYNE ANDERSON ENERGequities | $1,866,000 | +93200.0% | 109 | 0.0% | 0.00% | -100.0% | |
| CCIPRA | CROWN CASTLE CNV PFDpfds, reits, | $0 | -100.0% | 400 | 0.0% | 0.00% | -100.0% | |
| DBO | POWERSHARES DB OIL Eequities | $281,000 | – | 34 | 0.0% | 0.00% | – | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| SSL | SASOL LTDequities | $1,575,000 | +157400.0% | 50 | 0.0% | 0.00% | – | |
| ARCTF | AURICO METALS INCequities | $355,000 | – | 520 | 0.0% | 0.00% | – | |
| SCHX | SCHWAB US LC ETFequities | $991,000 | +99000.0% | 20 | 0.0% | 0.00% | – | |
| SCHV | SCHWAB US LC VAL ETFequities | $879,000 | +87800.0% | 20 | 0.0% | 0.00% | – | |
| SCHA | SCHWAB US SC ETFequities | $1,332,000 | +133100.0% | 25 | 0.0% | 0.00% | – | |
| SCHH | SCHWAB US REIT ETFequities | $652,000 | +65100.0% | 16 | 0.0% | 0.00% | – | |
| JANL | JANEL CORPequities | $90,000 | – | 40 | 0.0% | 0.00% | – | |
| POT | POTASH CORP SASK INCequities | $1,815,000 | +90650.0% | 102 | 0.0% | 0.00% | -100.0% | |
| MYL | MYLAN NVequities | $900,000 | +89900.0% | 20 | 0.0% | 0.00% | – | |
| SQNM | SEQUENOM INCequities | $414,000 | – | 300 | 0.0% | 0.00% | – | |
| GENER8 MARTIME INC 1equities | $0 | – | 5 | 0.0% | 0.00% | – | ||
| OCX | ONOCOCYTE CORPequities | $268,000 | – | 50 | 0.0% | 0.00% | – | |
| ARKAY | ARKEMA SAequities | $394,000 | – | 5 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDG INCequities | $1,191,000 | +119000.0% | 300 | 0.0% | 0.00% | – | |
| NAO | NORDIC AMER OFFSHOREequities | $20,000 | – | 4 | 0.0% | 0.00% | – | |
| SAGE | SOLOMON ALLIANCE GRPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| OOAG | OMDA OIL & GAS INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| SMRK | SOUTHMARK CORPequities | $0 | – | 124 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $69,000 | – | 11 | 0.0% | 0.00% | – | |
| SPECTRA7 MICROSYSTEMequities | $555,000 | – | 1,000 | 0.0% | 0.00% | – | ||
| SCPZF | SPROTT RESOURCES CPequities | $390,000 | – | 1,000 | 0.0% | 0.00% | – | |
| BMIN | BRITANNIA MINING INCequities | $3,000 | – | 945 | 0.0% | 0.00% | – | |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| STM | STMICROELETRONICS NVequities | $284,000 | – | 50 | 0.0% | 0.00% | – | |
| SUPN | SUPERNUS PHARMA INCequities | $614,000 | – | 35 | 0.0% | 0.00% | – | |
| TELOZ | TEL OFFSHORE TRUST Upfds, reits, | $0 | – | 7 | 0.0% | 0.00% | – | |
| EEM | ISHARES MSCI EMER MKequities | $2,059,000 | +102850.0% | 60 | 0.0% | 0.00% | -100.0% | |
| TPPHQ | TAPESTRY PHARMA INCequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| A102DIV | TELEFONICA BRASIL SAequities | $35,000 | – | 3 | 0.0% | 0.00% | – | |
| DWSN | DAWSON GEOPHYSICALequities | $86,000 | – | 17 | 0.0% | 0.00% | – | |
| ABUS | ARBUTUS BIOPHARMA COequities | $106,000 | – | 20 | 0.0% | 0.00% | – | |
| TTRIF | THERMO TECH TECHSequities | $0 | – | 4,900 | 0.0% | 0.00% | – | |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 15 | 0.0% | 0.00% | – | |
| DDD | 3D SYSTEMS CORPequities | $367,000 | – | 20 | 0.0% | 0.00% | – | |
| APTOSE BIOSCIENCES Iequities | $20,000 | – | 8 | 0.0% | 0.00% | – | ||
| DEGA | DEGA TECH INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| LYV | LIVE NATION ENTERTAIequities | $130,000 | – | 6 | 0.0% | 0.00% | – | |
| IPG | INTERPUBLIC GROUP OFequities | $70,000 | – | 3 | 0.0% | 0.00% | – | |
| TGGI | TRANS GLOBAL GROUP Iequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $135,000 | – | 7 | 0.0% | 0.00% | – | |
| IBM CORPconvertible | $1,773,000 | +88550.0% | 1,666 | 0.0% | 0.00% | -100.0% | ||
| TWTR | TWITTER INCequities | $1,282,000 | +64000.0% | 75 | 0.0% | 0.00% | -100.0% | |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| DDEQ | DIAMOND EQUITIES INCequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| AQBN | AAB NATIONAL COequities | $0 | – | 181 | 0.0% | 0.00% | – | |
| DTGI | DIGERATI TECH INCequities | $33,000 | – | 100 | 0.0% | 0.00% | – | |
| MIRANT CORPORATIONpfds, reits, | $0 | – | 374 | 0.0% | 0.00% | – | ||
| APC | ANADARKO PETROLEUM Cequities | $1,073,000 | +107200.0% | 21 | 0.0% | 0.00% | – | |
| USCI | US CRUDE INTL INCequities | $0 | – | 500,000 | 0.0% | 0.00% | – | |
| PHARMAGEN INCequities | $0 | – | 630 | 0.0% | 0.00% | – | ||
| PEPSICO INCconvertible | $1,801,000 | +89950.0% | 1,667 | 0.0% | 0.00% | -100.0% | ||
| LITE | LUMENTUM HOLDINGS INequities | $25,000 | – | 1 | 0.0% | 0.00% | – | |
| MRDG | MIRACOR DIAGNOSTICSequities | $0 | – | 1,215 | 0.0% | 0.00% | – | |
| DLB | DOLBY LABS INCequities | $552,000 | – | 13 | 0.0% | 0.00% | – | |
| D | DOMINION RESOURCES Iequities | $1,334,000 | +133300.0% | 19 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $535,000 | – | 24 | 0.0% | 0.00% | – | |
| PEABODY ENERGYconvertible | $440,000 | +43900.0% | 4,000 | 0.0% | 0.00% | – | ||
| OUTR | OUTERWALL INCequities | $1,195,000 | +119400.0% | 28 | 0.0% | 0.00% | – | |
| PALDF | NA PALLADIUM LTDequities | $4,000 | – | 1 | 0.0% | 0.00% | – | |
| OCLG | ONCOLOGIX TECH INCequities | $0 | – | 1,250 | 0.0% | 0.00% | – | |
| CTHR | CHARLES & COLVARD LTequities | $904,000 | +90300.0% | 800 | 0.0% | 0.00% | – | |
| CENTURYLINK INCconvertible | $2,042,000 | +102000.0% | 2,000 | 0.0% | 0.00% | -100.0% | ||
| PGOL | PATRIOT GOLD CORPequities | $43,000 | – | 500 | 0.0% | 0.00% | – | |
| AMHC | AMERICAN CAPITAL HOLequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCequities | $937,000 | +93600.0% | 100 | 0.0% | 0.00% | – | |
| GDX | MARKET VECTORS GOLDequities | $449,000 | – | 20 | 0.0% | 0.00% | – | |
| GNXP | GUINNESS EXPLORATIONequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| FSC | FIFTH STREET FINANCEequities | $1,792,000 | +89500.0% | 327 | 0.0% | 0.00% | -100.0% | |
| VRTX | VERTEX PHARMA INCequities | $1,713,000 | +57000.0% | 20 | 0.0% | 0.00% | -100.0% | |
| VIAV | VIAVI SOLUTIONS INCequities | $46,000 | – | 7 | 0.0% | 0.00% | – | |
| GRGG | GREEN FOR ENERGY INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| MTLQU | MOTORS LIQUIDATION Cequities | $179,000 | – | 15 | 0.0% | 0.00% | – | |
| GRYG | GREEN ENERGY GROUP Iequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| DYN | DYNEGY INCequities | $2,012,000 | +100500.0% | 123 | 0.0% | 0.00% | -100.0% | |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| EDIG | E DIGITAL CORPequities | $11,000 | – | 300 | 0.0% | 0.00% | – | |
| GPRO | GOPRO INCequities | $1,026,000 | +102500.0% | 80 | 0.0% | 0.00% | – | |
| ALLTEL CORPORATIONconvertible | $1,400,000 | +139900.0% | 2,000 | 0.0% | 0.00% | – | ||
| 4305PS | ALCATEL-LUCENTequities | $0 | – | 86 | 0.0% | 0.00% | – | |
| PBEC | PACIFIC BLUE ENERGYequities | $1,000 | – | 1,000 | 0.0% | 0.00% | – | |
| XDSL | MPHASE TECH INCequities | $0 | – | 400 | 0.0% | 0.00% | – | |
| MTR | MESA ROYALTY TRUST Oequities | $2,045,000 | +102150.0% | 215 | 0.0% | 0.00% | -100.0% | |
| GARCF | GOLDEN ARCH RESOURCEequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| FEYE | FIREEYE INCequities | $1,589,000 | +79350.0% | 88 | 0.0% | 0.00% | -100.0% | |
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| EWKS | EARTHWORKS ENTERTAINequities | $0 | – | 44 | 0.0% | 0.00% | – | |
| ADVISORS DISCIPLINEDunit trusts | $1,331,000 | +133000.0% | 2 | 0.0% | 0.00% | – | ||
| CISCO SYSTEMS INCconvertible | $1,832,000 | +91500.0% | 1,667 | 0.0% | 0.00% | -100.0% | ||
| CDE | COEUR MINING INCequities | $1,381,000 | – | 201 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORPpfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORPpfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORPpfds, reits, | $0 | – | 400 | 0.0% | 0.00% | – | ||
| GMWSB | GENERAL MOTORS CO, Cequities | $803,000 | +80200.0% | 57 | 0.0% | 0.00% | – | |
| GMWSA | GENERAL MOTORS CO, Cequities | $1,264,000 | +126300.0% | 57 | 0.0% | 0.00% | – | |
| CRGE | CLENERGEN CORPequities | $9,000 | – | 10,000 | 0.0% | 0.00% | – | |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| DNOW | NOW INCequities | $1,331,000 | +133000.0% | 75 | 0.0% | 0.00% | – | |
| OCLR | OCLARO INCequities | $74,000 | – | 14 | 0.0% | 0.00% | – | |
| ABKI | ABAKAN INCequities | $266,000 | +8766.7% | 98,700 | 0.0% | 0.00% | -100.0% | |
| DGX | QUEST DIAGNOSTIC INCequities | $849,000 | +84800.0% | 11 | 0.0% | 0.00% | – | |
| BHUB | BIGHUB.COM INCequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| LEHMAN BROS HLDGSconvertible | $1,365,000 | +136400.0% | 20,000 | 0.0% | 0.00% | – | ||
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| LDIS | LEADIS TECH INCequities | $13,000 | – | 2,500 | 0.0% | 0.00% | – | |
| FAIRFAX FINANCE PFDpfds, reits, | $0 | -100.0% | 500 | 0.0% | 0.00% | -100.0% | ||
| ARCO | ARCOS DORADOS HLDG Iequities | $402,000 | – | 100 | 0.0% | 0.00% | – | |
| RGLS | REGULUS THERAPEUTICSequities | $1,256,000 | +62700.0% | 200 | 0.0% | 0.00% | -100.0% | |
| MAGNUM HUNTER RESOURequities | $0 | – | 200 | 0.0% | 0.00% | – | ||
| PROSPECT CAP CORPconvertible | $1,783,000 | +89050.0% | 2,000 | 0.0% | 0.00% | -100.0% | ||
| CTGO | CONTANGO ORE INCequities | $30,000 | – | 10 | 0.0% | 0.00% | – | |
| LRST | LASERSIGHT INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| LLEG | LAIDLAW ENERGY GROUPequities | $0 | – | 700,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.