$416 Billion is the total value of Sonora Investment Management, LLC's 1012 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 116.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EFC | Exit | ELLINGTON FINANCIAL | $0 | – | -60 | -100.0% | 0.00% | – |
| AMAT | Exit | APPLIED MATERIALS IN | $0 | – | -3 | -100.0% | 0.00% | – |
| MTCN | Exit | ARCELORMITTAL S.A.preferred | $0 | – | -200 | -100.0% | 0.00% | – |
| VGEN | Exit | VACCINOGEN INC | $0 | – | -400 | -100.0% | 0.00% | – |
| PGH | Exit | PENGROWTH ENERGY TRreit, mlp | $0 | – | -1,500 | -100.0% | 0.00% | – |
| NAVI | Exit | NAVIENT CORP | $0 | – | -90 | -100.0% | 0.00% | – |
| PHOT | Exit | GROWLIFE INC | $0 | – | -6,600 | -100.0% | 0.00% | – |
| Exit | CAPSTONE THERAPEUTIC | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| PNR | Exit | PENTAIR PLC | $0 | – | -8 | -100.0% | 0.00% | – |
| LILAK | Exit | LIBERTY GLOBAL PLC C | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | HERITAGE GLOBAL INC | $0 | – | -50 | -100.0% | 0.00% | – | |
| RBCC | Exit | RAINBOW CORAL CORP | $0 | – | -20 | -100.0% | 0.00% | – |
| Exit | LEHMAN BRO HLDG PREFERREDpreferred | $0 | – | -600 | -100.0% | 0.00% | – | |
| Exit | SPORTSEND INC | $0 | – | -50 | -100.0% | 0.00% | – | |
| MDBX | Exit | MEDBOX INC | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | CDEX INC | $0 | – | -200 | -100.0% | 0.00% | – | |
| CFR | Exit | CULLEN/FROST BANKERS | $0 | – | -35 | -100.0% | -0.00% | – |
| RCI | Exit | ROGERS COMM INC | $0 | – | -150 | -100.0% | -0.00% | – |
| FAX | Exit | ABERDEEN ASIA-PACIFI | $0 | – | -1,000 | -100.0% | -0.00% | – |
| ACE | Exit | ACE LTD | $0 | – | -30 | -100.0% | -0.00% | – |
| COF | Exit | CAPITAL ONE FINL COR | $0 | – | -27 | -100.0% | -0.00% | – |
| IBM | Exit | INTL BUSINESS MACHIN | $0 | – | -25 | -100.0% | -0.00% | – |
| ARLP | Exit | ALLIANCE RES PARTNERreit, mlp | $0 | – | -200 | -100.0% | -0.00% | – |
| CBSH | Exit | COMMERCE BANCSHARES | $0 | – | -67 | -100.0% | -0.00% | – |
| KKD | Exit | KRISPY KREME DOUGHNU | $0 | – | -300 | -100.0% | -0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -66 | -100.0% | -0.00% | – |
| RHI | Exit | ROBERT HALF INTL INC | $0 | – | -45 | -100.0% | -0.00% | – |
| Exit | AMERICAN EXPRESS CNTcd | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | GOLDMAN SACHS GROUPnote 5.35% 1/15/2016 | $0 | – | -3,334 | -100.0% | -0.00% | – | |
| VJET | Exit | VOXELJET AG | $0 | – | -500 | -100.0% | -0.00% | – |
| EBIX | Exit | EBIX INC | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | AMERISOURCEBERGEN CO | $0 | – | -55 | -100.0% | -0.00% | – | |
| Exit | QUANTA SERVICES INC | $0 | – | -300 | -100.0% | -0.00% | – | |
| ONVO | Exit | ORGANOVO HLDG INC | $0 | – | -2,400 | -100.0% | -0.00% | – |
| Exit | OMNICOM GROUP INCnote 5.90% 4/15/2016 | $0 | – | -8,000 | -100.0% | -0.00% | – | |
| Exit | DEUTSCHE BANKnote 1.40% 2/13/2017 | $0 | – | -8,000 | -100.0% | -0.00% | – | |
| VOD | Exit | VODAFONE GROUP PLC | $0 | – | -289 | -100.0% | -0.00% | – |
| SNCR | Exit | SYNCHRONOSS TECH INC | $0 | – | -250 | -100.0% | -0.00% | – |
| FBHS | Exit | FORTUNE BRANDS HOME | $0 | – | -203 | -100.0% | -0.00% | – |
| CX | Exit | CEMEX SA DE CV | $0 | – | -2,163 | -100.0% | -0.00% | – |
| BXP | Exit | BOSTON PROPERTIES INreit, mlp | $0 | – | -81 | -100.0% | -0.00% | – |
| Exit | SUPERVALU INCnote 8.00% 5/1/2016 | $0 | – | -11,000 | -100.0% | -0.00% | – | |
| ABEV | Exit | AMBEV SA | $0 | – | -2,500 | -100.0% | -0.00% | – |
| NOV | Exit | NATL OILWELL VARCO I | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | GOLDMAN SACHS GROUPnote 7.50% 2/15/2019 | $0 | – | -14,000 | -100.0% | -0.00% | – | |
| Exit | MORGAN STANLEYnote 7.30% 5/13/2019 | $0 | – | -14,000 | -100.0% | -0.00% | – | |
| Exit | QUEEN CRK IMP DIS Anote 5.00% 1/1/2016 | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| GLD | Exit | SPDR GOLD SHARES ETFetf | $0 | – | -150 | -100.0% | -0.00% | – |
| Exit | JPMORGAN CHASE & COnote 7.25% 2/1/2018 | $0 | – | -14,000 | -100.0% | -0.00% | – | |
| AEE | Exit | AMEREN CORP | $0 | – | -353 | -100.0% | -0.00% | – |
| Exit | JPMORGAN CHASE & COnote 3.45% 3/1/2016 | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| Exit | CISCO SYSTEMS INCnote 5.50% 2/22/2016 | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| TFIFF | Exit | TRANSFORCE INC | $0 | – | -1,015 | -100.0% | -0.01% | – |
| Exit | AZ ST CTFS PARTnote 5.00% 9/1/2024 | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| Exit | AZ ST TRANS BRD HWYnote 5.00% 7/1/2018 | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | WEATHERFORD INTLnote 5.50% 2/15/2016 | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | SALT RIVER PROJECT Anote 4.00% 1/1/2016 | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | GOLDMAN SACHS BANKcd | $0 | – | -26,000 | -100.0% | -0.01% | – | |
| Exit | GRAND RAPIDS MInote 5.38% 1/1/2016 | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | VERIZON COMMUNICATIOnote 6.35% 4/1/2019 | $0 | – | -30,000 | -100.0% | -0.01% | – | |
| Exit | KENOSHA WI USDnote 4.50% 4/1/2016 | $0 | – | -35,000 | -100.0% | -0.01% | – | |
| Exit | PITNEY BOWES INCnote 4.75% 1/15/2016 | $0 | – | -33,000 | -100.0% | -0.01% | – | |
| BPT | Exit | BP PRUDHOE BAY ROYAL | $0 | – | -1,575 | -100.0% | -0.01% | – |
| Exit | CA HLTH FACS FA REVnote 5.00% 4/1/2037 | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| PCP | Exit | PRECISION CASTPARTS | $0 | – | -207 | -100.0% | -0.01% | – |
| PCL | Exit | PLUM CREEK TIMBERreit, mlp | $0 | – | -1,350 | -100.0% | -0.02% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -1,375 | -100.0% | -0.02% | – |
| ACAD | Exit | ACADIA PHARMA INC | $0 | – | -3,100 | -100.0% | -0.03% | – |
| Exit | HYATT HOTELS CORPnote 3.88% 8/15/2016 | $0 | – | -130,000 | -100.0% | -0.03% | – | |
| Exit | CALL VISA INCcall | $0 | – | -96 | -100.0% | -0.05% | – | |
| Exit | CEMEX SABnote 3.25% 3/15/2016 | $0 | – | -380,000 | -100.0% | -0.10% | – | |
| ALGN | Exit | ALIGN TECHNOLOGY INC | $0 | – | -9,985 | -100.0% | -0.17% | – |
| Exit | PHOTRONICS INCnote 3.25% 4/1/2016 | $0 | – | -625,000 | -100.0% | -0.20% | – | |
| Exit | TELESITES ORD L XXX | $0 | – | -15,442 | -100.0% | -0.34% | – | |
| Exit | AAR CORPnote 2.25% 3/1/2016 | $0 | – | -1,975,000 | -100.0% | -0.51% | – | |
| Exit | INTERDIGITAL INCnote 2.50% 3/15/2016 | $0 | – | -3,505,000 | -100.0% | -0.92% | – | |
| Exit | HOMEAWAY INCnote 0.13% 4/1/2019 | $0 | – | -3,595,000 | -100.0% | -0.94% | – | |
| Exit | BOTTOMLINE TECH INCnote 1.50% 12/1/2017 | $0 | – | -3,685,000 | -100.0% | -1.08% | – | |
| Exit | J2 GLOBAL INCnote 3.25% 6/15/2029 | $0 | – | -9,150,000 | -100.0% | -3.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.