$416 Billion is the total value of Sonora Investment Management, LLC's 1012 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | IONIS PHARMA INCconvertible | $12,793,894,000 | – | 13,485,000 | +100.0% | 3.08% | – | |
| New | JUNIPER NETWORKS INCconvertible | $4,679,270,000 | – | 4,620,000 | +100.0% | 1.13% | – | |
| New | ADVANCED AUTO PARTSconvertible | $1,092,393,000 | – | 1,000,000 | +100.0% | 0.26% | – | |
| New | 3M COconvertible | $829,092,000 | – | 620,000 | +100.0% | 0.20% | – | |
| PFL | New | PIMCO INC STRAT FDequities | $660,759,000 | – | 66,676 | +100.0% | 0.16% | – |
| PNCPRP | New | PNC FINL SVCSpfds, reits, | $645,235,000 | – | 22,135 | +100.0% | 0.16% | – |
| PFN | New | PIMCO INC STRAT FD Iequities | $640,451,000 | – | 71,880 | +100.0% | 0.15% | – |
| STWD | New | STARWOOD PPTY TRUSTpfds, reits, | $631,150,000 | – | 32,753 | +100.0% | 0.15% | – |
| WFCPRR | New | WELLS FARGO & CO PFDpfds, reits, | $623,528,000 | – | 21,405 | +100.0% | 0.15% | – |
| AGNC | New | AMERICAN CAPITAL AGEequities | $581,371,000 | – | 31,156 | +100.0% | 0.14% | – |
| NCV | New | ALLIANZGI CONV & INCequities | $539,756,000 | – | 92,266 | +100.0% | 0.13% | – |
| NCZ | New | NICHOLAS APPLEGATE Cequities | $503,720,000 | – | 98,000 | +100.0% | 0.12% | – |
| ARR | New | ARMOUR RES REITpfds, reits, | $482,608,000 | – | 22,647 | +100.0% | 0.12% | – |
| CYS | New | CYS INV REITpfds, reits, | $406,000,000 | – | 50,000 | +100.0% | 0.10% | – |
| HIX | New | WESTERN ASSET HI INCequities | $404,977,000 | – | 59,468 | +100.0% | 0.10% | – |
| CVRR | New | CVR REFININGequities | $387,309,000 | – | 30,401 | +100.0% | 0.09% | – |
| IVR | New | INVESCO MORTGAGE CAPpfds, reits, | $292,174,000 | – | 23,115 | +100.0% | 0.07% | – |
| ENDTF | New | CANOE EIT INCequities | $287,000,000 | – | 35,000 | +100.0% | 0.07% | – |
| HYI | New | WESTERN ASSET HY DEFequities | $268,660,000 | – | 19,000 | +100.0% | 0.06% | – |
| New | CVS HEALTH CORPconvertible | $260,011,000 | – | 215,000 | +100.0% | 0.06% | – | |
| HTS | New | HATTERAS FINL CORPpfds, reits, | $238,950,000 | – | 15,000 | +100.0% | 0.06% | – |
| DHY | New | CREDIT SUISSE HY BDequities | $206,100,000 | – | 90,000 | +100.0% | 0.05% | – |
| New | LOWES CO INCconvertible | $193,863,000 | – | 145,000 | +100.0% | 0.05% | – | |
| CY | New | CYPRESS SEMICONDUCTOequities | $191,700,000 | – | 22,500 | +100.0% | 0.05% | – |
| IJH | New | ISHARES CORE S&P ETFequities | $190,007,000 | – | 1,296 | +100.0% | 0.05% | – |
| NFJ | New | ALLIANZGI NFJ DIV INequities | $186,450,000 | – | 15,000 | +100.0% | 0.04% | – |
| NRZ | New | NEW RESIDENTIAL INVpfds, reits, | $180,750,000 | – | 15,000 | +100.0% | 0.04% | – |
| New | VERIZON COMMUNICATIOconvertible | $148,233,000 | – | 130,000 | +100.0% | 0.04% | – | |
| QQQ | New | POWERSHARES QQQpfds, reits, | $114,974,000 | – | 1,055 | +100.0% | 0.03% | – |
| AIG | New | AMERICAN INTL GROUPequities | $111,900,000 | – | 2,000 | +100.0% | 0.03% | – |
| FXG | New | FIRST TRUST CONSUMERequities | $106,550,000 | – | 2,333 | +100.0% | 0.03% | – |
| PMT | New | PENNYMAC MORT INV TRpfds, reits, | $106,640,000 | – | 8,000 | +100.0% | 0.03% | – |
| New | KIMBERLY-CLARK CORPconvertible | $101,490,000 | – | 77,000 | +100.0% | 0.02% | – | |
| ZTS | New | ZOETIS INCequities | $94,640,000 | – | 2,000 | +100.0% | 0.02% | – |
| IVV | New | ISHARES CORE S&P 500equities | $97,282,000 | – | 464 | +100.0% | 0.02% | – |
| EXD | New | EATON VANCE TAX ADVequities | $97,143,000 | – | 8,035 | +100.0% | 0.02% | – |
| New | WASTE MANAGEMENT INCconvertible | $94,296,000 | – | 70,000 | +100.0% | 0.02% | – | |
| NAD | New | NUVEEN DIV ADV MUNIequities | $93,450,000 | – | 6,148 | +100.0% | 0.02% | – |
| Q | New | QWEST COMMUNSequities | $77,000,000 | – | 1,100 | +100.0% | 0.02% | – |
| VTI | New | VANGUARD TOTAL STOCKequities | $77,682,000 | – | 729 | +100.0% | 0.02% | – |
| RYH | New | GUGGENHEIM S&P500 EQequities | $77,354,000 | – | 511 | +100.0% | 0.02% | – |
| New | CITY OF AUSTINconvertible | $74,632,000 | – | 70,000 | +100.0% | 0.02% | – | |
| WY | New | WEYERHAUSER COpfds, reits, | $68,882,000 | – | 2,160 | +100.0% | 0.02% | – |
| VGM | New | INVESCO TRUST FOR INequities | $68,944,000 | – | 4,828 | +100.0% | 0.02% | – |
| TAL | New | TAL INTL GROUP INCequities | $71,550,000 | – | 4,500 | +100.0% | 0.02% | – |
| New | MERITAGE HOMES CORPconvertible | $64,500,000 | – | 60,000 | +100.0% | 0.02% | – | |
| New | US TREASURYconvertible | $64,813,000 | – | 50,000 | +100.0% | 0.02% | – | |
| RSP | New | GUGGENHEIM ETFequities | $63,744,000 | – | 798 | +100.0% | 0.02% | – |
| New | RAYTHEON COconvertible | $61,817,000 | – | 45,000 | +100.0% | 0.02% | – | |
| New | DOVER CORPconvertible | $58,072,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | INVESCO ADV MUNI INCequities | $54,825,000 | – | 4,334 | +100.0% | 0.01% | – | |
| New | CHICAGO IL TRANSconvertible | $53,291,000 | – | 50,000 | +100.0% | 0.01% | – | |
| RH | New | RESTORATION HARDWRAEequities | $51,094,000 | – | 1,180 | +100.0% | 0.01% | – |
| SFR | New | COLONY STARWOOD HOMEpfds, reits, | $48,820,000 | – | 2,000 | +100.0% | 0.01% | – |
| New | RENO ETC IND CLNY Nconvertible | $50,202,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | MESA AZconvertible | $51,353,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | PIMA CN AZ USD #8convertible | $50,368,000 | – | 50,000 | +100.0% | 0.01% | – | |
| HACK | New | PUREFUNDS ISE CYBERequities | $43,908,000 | – | 1,841 | +100.0% | 0.01% | – |
| USCI | New | US COMM INDXequities | $44,806,000 | – | 1,075 | +100.0% | 0.01% | – |
| MDY | New | SPDR S&P MIDCAP 400equities | $43,832,000 | – | 164 | +100.0% | 0.01% | – |
| BK | New | BANK OF NY MELLON COequities | $40,871,000 | – | 1,005 | +100.0% | 0.01% | – |
| RBSPRRCL | New | ROYAL BANK SCOTLANDpfds, reits, | $35,713,000 | – | 1,458 | +100.0% | 0.01% | – |
| SCHD | New | SCHWAB US DIV EQUITYequities | $36,310,000 | – | 901 | +100.0% | 0.01% | – |
| New | US TREASURYconvertible | $32,483,000 | – | 24,000 | +100.0% | 0.01% | – | |
| New | STATE OF ILconvertible | $35,105,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | REPUBLIC SERVICES INconvertible | $32,998,000 | – | 30,000 | +100.0% | 0.01% | – | |
| VTA | New | VAN KAMPEN DYNAMIC Fequities | $31,690,000 | – | 2,937 | +100.0% | 0.01% | – |
| MOH | New | MOLINA HEALTHCAREequities | $32,740,000 | – | 500 | +100.0% | 0.01% | – |
| New | AUSTIN TX CMNTYconvertible | $27,508,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | CHEMTRADE LOG INC FDequities | $29,241,000 | – | 2,000 | +100.0% | 0.01% | – | |
| New | DALLAS TX WW/SWR SYSconvertible | $29,113,000 | – | 25,000 | +100.0% | 0.01% | – | |
| AB | New | ALLIANCEBERNSTEIN HOpfds, reits, | $29,890,000 | – | 1,225 | +100.0% | 0.01% | – |
| New | CORNING INCconvertible | $30,130,000 | – | 30,000 | +100.0% | 0.01% | – | |
| EFA | New | ISHARES TR MSCIE EAFequities | $29,324,000 | – | 495 | +100.0% | 0.01% | – |
| New | ENERGY NW WA ELECconvertible | $28,600,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | QUALCOMM INCconvertible | $31,093,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | CENTRAL WA UNIV SYSconvertible | $26,552,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | METRO WA DC ARPTconvertible | $25,472,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MS ST UNIV ED BLDconvertible | $26,802,000 | – | 25,000 | +100.0% | 0.01% | – | |
| HGH | New | HARTFORD FINANCIAL Ppfds, reits, | $26,767,000 | – | 850 | +100.0% | 0.01% | – |
| New | US TREASURYconvertible | $24,455,000 | – | 23,000 | +100.0% | 0.01% | – | |
| New | US TREASURYconvertible | $24,751,000 | – | 17,000 | +100.0% | 0.01% | – | |
| New | DEKALB CN IL CUSD #4convertible | $26,613,000 | – | 25,000 | +100.0% | 0.01% | – | |
| CAPL | New | CROSSAMERICA LPpfds, reits, | $24,120,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | BINGHAMTON NY SDconvertible | $25,232,000 | – | 25,000 | +100.0% | 0.01% | – | |
| BBN | New | BLACKROCK TAXABLE MUequities | $23,110,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | N TX MUN WD TX LE Wconvertible | $25,089,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | CLARK CNTY NEVconvertible | $26,745,000 | – | 25,000 | +100.0% | 0.01% | – | |
| DFT | New | DUPONT FABROS TECH Rpfds, reits, | $20,320,000 | – | 500 | +100.0% | 0.01% | – |
| OPK | New | OPKO HEALTH INCequities | $22,240,000 | – | 2,000 | +100.0% | 0.01% | – |
| ZIOP | New | ZIOPHARM ONCOLOGY INequities | $19,296,000 | – | 2,400 | +100.0% | 0.01% | – |
| New | US TREASURYconvertible | $22,842,000 | – | 22,000 | +100.0% | 0.01% | – | |
| LUXTY | New | LUXOTTICA GRP SPAequities | $21,384,000 | – | 400 | +100.0% | 0.01% | – |
| New | AZ ST CTFS PARTconvertible | $18,815,000 | – | 15,000 | +100.0% | 0.01% | – | |
| HYG | New | ISHARES IBOXX $ HY Cequities | $20,604,000 | – | 248 | +100.0% | 0.01% | – |
| MOAT | New | MARKET VECTORS MORNGequities | $18,682,000 | – | 575 | +100.0% | 0.00% | – |
| AZN | New | ASTRAZENECA PLCequities | $15,005,000 | – | 500 | +100.0% | 0.00% | – |
| HE | New | HAWAIIAN ELECTRIC INequities | $15,960,000 | – | 500 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKSequities | $15,051,000 | – | 100 | +100.0% | 0.00% | – |
| SNR | New | NEW SENIOR INV GRP Iequities | $18,343,000 | – | 1,666 | +100.0% | 0.00% | – |
| JNK | New | SPDR BARCLAYS HIGH Yequities | $16,412,000 | – | 470 | +100.0% | 0.00% | – |
| New | RESOURCE CAP CORPconvertible | $15,743,000 | – | 17,000 | +100.0% | 0.00% | – | |
| New | Societe Generaleconvertible | $14,665,000 | – | 15,000 | +100.0% | 0.00% | – | |
| ARI | New | APOLLO COMM REAL ESTequities | $15,890,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | BARCLAYS BANK PLCconvertible | $17,199,000 | – | 18,000 | +100.0% | 0.00% | – | |
| ERJ | New | EMBRAER SA ADRequities | $11,995,000 | – | 500 | +100.0% | 0.00% | – |
| HDP | New | HORTONWORKS INCequities | $12,070,000 | – | 1,000 | +100.0% | 0.00% | – |
| HDV | New | ISHARES CORE HIGH DIequities | $13,607,000 | – | 172 | +100.0% | 0.00% | – |
| USMV | New | ISHARES MSCI USA MINequities | $10,868,000 | – | 247 | +100.0% | 0.00% | – |
| DGRO | New | ISHARES CORE DIVIDENequities | $11,029,000 | – | 410 | +100.0% | 0.00% | – |
| NEWM | New | NEW MEDIA INV GRP INequities | $11,349,000 | – | 721 | +100.0% | 0.00% | – |
| New | BGC PARTNERSconvertible | $12,233,000 | – | 12,000 | +100.0% | 0.00% | – | |
| ADSK | New | AUTODESK INCequities | $11,998,000 | – | 200 | +100.0% | 0.00% | – |
| SCHG | New | SCHWAB US LC GWTH ETequities | $10,983,000 | – | 207 | +100.0% | 0.00% | – |
| New | SC ST PUB SVC AUTconvertible | $11,637,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AMGN | New | AMGEN INCequities | $11,442,000 | – | 70 | +100.0% | 0.00% | – |
| VDC | New | VANGUARD CONSUMER STequities | $11,216,000 | – | 84 | +100.0% | 0.00% | – |
| New | BLACKROCK CORE BONDequities | $13,172,000 | – | 975 | +100.0% | 0.00% | – | |
| SCHB | New | SCHWAB US BROAD MKTequities | $10,208,000 | – | 204 | +100.0% | 0.00% | – |
| New | NC EASTERN MUNI PWRconvertible | $6,321,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | QUANTA SERVICES INCequities | $6,885,000 | – | 300 | +100.0% | 0.00% | – | |
| AXP | New | AMERICAN EXPRESS COequities | $6,570,000 | – | 100 | +100.0% | 0.00% | – |
| VEU | New | VANGUARD FTSE ALL WOequities | $6,447,000 | – | 145 | +100.0% | 0.00% | – |
| JCPNQ | New | PENNY J C CO INCequities | $9,470,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | HILLSBORO CN FL Wconvertible | $10,046,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | HOMEAWAY INCconvertible | $9,747,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | COLUMBIA HCA HLTHCARequities | $8,923,000 | – | 100 | +100.0% | 0.00% | – | |
| UA | New | UNDER ARMOUR INC CLequities | $7,967,000 | – | 180 | +100.0% | 0.00% | – |
| New | TRINITY INDUSTRIES Iconvertible | $8,652,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | MICROSOFT CORPconvertible | $3,151,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | OSHKOSH CORPconvertible | $3,090,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | COMMUNITY HEALTconvertible | $3,038,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | BIOGEN INCconvertible | $3,176,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | LENNAR CORPconvertible | $3,060,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | RADIAN GROUP INCconvertible | $3,000,000 | – | 3,000 | +100.0% | 0.00% | – | |
| OILNF | New | IPATH S&P GSCI CRUDEequities | $5,590,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | BANK OF AMERICA Cconvertible | $3,032,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | ROYAL BANK SCOTIANconvertible | $3,072,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | AVONDALE AZconvertible | $5,800,000 | – | 5,000 | +100.0% | 0.00% | – | |
| SJNK | New | SPDR BARCLAYS SHORTequities | $4,306,000 | – | 163 | +100.0% | 0.00% | – |
| New | DANA HOLDING COconvertible | $3,105,000 | – | 3,000 | +100.0% | 0.00% | – | |
| QUAL | New | ISHARES MSCI USA QUAequities | $5,450,000 | – | 82 | +100.0% | 0.00% | – |
| EFV | New | ISHARE MSCI EAFE VALequities | $4,596,000 | – | 98 | +100.0% | 0.00% | – |
| SBY | New | SILVER BAY REALTY TRequities | $3,536,000 | – | 244 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS USA INCequities | $5,031,000 | – | 150 | +100.0% | 0.00% | – |
| New | S VY SWR DST UTconvertible | $5,381,000 | – | 5,000 | +100.0% | 0.00% | – | |
| SU | New | SUNCOR ENERGY INCequities | $5,702,000 | – | 200 | +100.0% | 0.00% | – |
| IVE | New | ISHARES S&P 500 VALUequities | $5,533,000 | – | 60 | +100.0% | 0.00% | – |
| New | SYNOVUS FINANCIconvertible | $3,060,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | ABERDEEN ASIA-PACIFIequities | $5,030,000 | – | 1,000 | +100.0% | 0.00% | – | |
| New | INTEL CORPconvertible | $4,266,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | UNITED RENTAL Nconvertible | $3,026,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | US TREASURYconvertible | $4,123,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | EXPRESS SCRIPTS Hconvertible | $2,118,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | STATE OF HAWAIIconvertible | $5,035,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | FIRST HORIZON NATconvertible | $3,000,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | ALLY FINANCIAL Iconvertible | $3,068,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | EMC CORPORATIONconvertible | $4,679,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | GILEAD SCIENCES Iconvertible | $3,348,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | YELLOW MEDIA INC 22equities | $2,954,000 | – | 827 | +100.0% | 0.00% | – | |
| DDAIF | New | DAIMLER AG Oequities | $2,122,000 | – | 30 | +100.0% | 0.00% | – |
| NCLH | New | NORWEGIAN CRUISE LINequities | $4,931,000 | – | 100 | +100.0% | 0.00% | – |
| New | FAMILY DOLLAR STOREconvertible | $3,128,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | AMERISOURCEBERGEN COequities | $5,033,000 | – | 55 | +100.0% | 0.00% | – | |
| New | OAKLAND CA COLIconvertible | $5,102,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | METHANEX CORPconvertible | $2,880,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CB | New | CHUBB CORPequities | $3,572,000 | – | 30 | +100.0% | 0.00% | – |
| New | NJ ST TRANS TRconvertible | $5,207,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | CLARK CNTY NEVconvertible | $5,031,000 | – | 5,000 | +100.0% | 0.00% | – | |
| FULT | New | FULTIN FINANCIAL COequities | $1,026,000 | – | 73 | +100.0% | 0.00% | – |
| RPG | New | GUGGENHEIM S&P 500 Pequities | $138,000 | – | 2 | +100.0% | 0.00% | – |
| CBRL | New | CRACKER BARREL OLD Cequities | $741,000 | – | 5 | +100.0% | 0.00% | – |
| NLSN | New | NIELSON HOLDINGS PLCequities | $1,084,000 | – | 21 | +100.0% | 0.00% | – |
| PID | New | POWERSHARES INTL DIVequities | $1,216,000 | – | 83 | +100.0% | 0.00% | – |
| New | CLEAN HARBORS Iconvertible | $2,035,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SCHC | New | SCHWAB INTL SC EQ ETequities | $1,836,000 | – | 62 | +100.0% | 0.00% | – |
| New | JPMORGAN CHASE &convertible | $2,058,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CMI | New | CUMMINS INCequities | $1,034,000 | – | 9 | +100.0% | 0.00% | – |
| New | CAPSTONE THERAPEUTICequities | $170,000 | – | 2,000 | +100.0% | 0.00% | – | |
| LYB | New | LYONDELLBASELL INDUSequities | $1,324,000 | – | 15 | +100.0% | 0.00% | – |
| PJT | New | PJT PARTNERS INCequities | $585,000 | – | 25 | +100.0% | 0.00% | – |
| IMCB | New | ISHARES MORNINGSTARequities | $245,000 | – | 2 | +100.0% | 0.00% | – |
| New | POPULAR INCconvertible | $1,973,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SQ | New | SQUARE INCequities | $204,000 | – | 15 | +100.0% | 0.00% | – |
| New | DANA HOLDING CORPconvertible | $1,930,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | SUBURBAN PROPANconvertible | $2,070,000 | – | 2,000 | +100.0% | 0.00% | – | |
| BFB | New | BROWN FORMAN CORPequities | $1,881,000 | – | 20 | +100.0% | 0.00% | – |
| MT | New | ARCELOR MITTAL NY NEequities | $1,688,000 | – | 312 | +100.0% | 0.00% | – |
| New | TESORO CORPORTAconvertible | $2,000,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | CDEX INCequities | $1,000 | – | 200 | +100.0% | 0.00% | – | |
| New | TRAVELERS COMPANIESequities | $1,434,000 | – | 13 | +100.0% | 0.00% | – | |
| New | ANGLOGOLD ASHAconvertible | $2,025,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | DEVON ENERGY CORconvertible | $2,066,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | ICAHN ENTERPRISE LPconvertible | $1,978,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | AMERICAN EAGLE OUTFIequities | $690,000 | – | 45 | +100.0% | 0.00% | – | |
| New | CHEMTURA CORPORAconvertible | $1,995,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | HERITAGE GLOBAL INCequities | $11,000 | – | 50 | +100.0% | 0.00% | – | |
| QABA | New | FIRST TST NASDAQ ABAequities | $890,000 | – | 23 | +100.0% | 0.00% | – |
| HYH | New | HALYARD HEALTH INCequities | $337,000 | – | 11 | +100.0% | 0.00% | – |
| VCEL | New | VERICEL CORPequities | $640,000 | – | 200 | +100.0% | 0.00% | – |
| ALK | New | ALASKA AIR GROUP INCequities | $745,000 | – | 10 | +100.0% | 0.00% | – |
| New | PPL ENERGY SUPPLYconvertible | $1,540,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | WESCO DISTRIBUTconvertible | $2,020,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | MARATHON PETE Cconvertible | $1,893,000 | – | 2,000 | +100.0% | 0.00% | – | |
| NOC | New | NORTHROP GRUNMAN COequities | $1,004,000 | – | 5 | +100.0% | 0.00% | – |
| New | WSTN GAS PARTNEconvertible | $2,030,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CLMS | New | CALAMOS ASSET MGMT Iequities | $824,000 | – | 90 | +100.0% | 0.00% | – |
| New | ZIONS BANCORP VAconvertible | $2,000,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CLX | New | CLOROX COequities | $742,000 | – | 6 | +100.0% | 0.00% | – |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $78,000 | – | 600 | +100.0% | 0.00% | – | |
| PSA | New | PUBLIC STORAGE INCpfds, reits, | $517,000 | – | 2 | +100.0% | 0.00% | – |
| LVS | New | LAS VEGAS SANDSequities | $871,000 | – | 19 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.