$416 Billion is the total value of Sonora Investment Management, LLC's 1012 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 158.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | IONIS PHARMA INCconvertible | $12,793,894,000 | – | 13,485,000 | +100.0% | 3.08% | – | |
| Buy | CORNERSTONE ONDEMANDconvertible | $12,157,362,000 | +104659.7% | 12,265,000 | +4.0% | 2.92% | -3.2% | |
| Buy | NUANCE COMM INCconvertible | $10,630,338,000 | +101035.4% | 10,680,000 | +2.9% | 2.56% | -6.6% | |
| Buy | CEPHEID INCconvertible | $9,153,159,000 | +118433.5% | 9,945,000 | +16.1% | 2.20% | +9.5% | |
| Buy | VERINT SYSTEMS INCconvertible | $8,741,356,000 | +113086.0% | 9,650,000 | +16.6% | 2.10% | +4.5% | |
| Buy | L BRANDS INCconvertible | $8,707,138,000 | +156841.9% | 7,555,000 | +53.9% | 2.10% | +45.0% | |
| Buy | THE GAP INCconvertible | $8,654,538,000 | +215993.3% | 8,140,000 | +115.1% | 2.08% | +99.6% | |
| Buy | TOLL BROTHERS INCconvertible | $8,159,938,000 | +112094.9% | 7,865,000 | +10.3% | 1.96% | +3.6% | |
| Buy | MERITAGE HOMES CORPconvertible | $7,636,224,000 | +104793.2% | 7,680,000 | +4.0% | 1.84% | -3.1% | |
| Buy | QUIDEL CORPconvertible | $7,506,548,000 | +110960.0% | 7,870,000 | +13.1% | 1.81% | +2.6% | |
| AAPL | Buy | APPLE INCequities | $7,437,849,000 | +104835.8% | 70,783 | +5.1% | 1.79% | -3.0% |
| Buy | M/I HOMES INCconvertible | $6,966,315,000 | +111486.0% | 7,213,000 | +13.9% | 1.68% | +3.1% | |
| Buy | DEPOMED INCconvertible | $6,370,282,000 | +245382.9% | 5,715,000 | +151.8% | 1.53% | +126.8% | |
| WFC | Buy | WELLS FARGO & COequities | $5,543,761,000 | +132177.8% | 109,756 | +42.4% | 1.33% | +22.2% |
| Buy | MERITAGE HOMES CORPconvertible | $5,351,350,000 | +103088.4% | 5,240,000 | +1.2% | 1.29% | -4.7% | |
| Buy | VALERO ENERGY CORPconvertible | $4,914,629,000 | +158079.2% | 4,400,000 | +56.3% | 1.18% | +46.1% | |
| Buy | SYNCHRONOSS TECH INCconvertible | $4,886,208,000 | +98871.2% | 5,030,000 | +1.6% | 1.18% | -8.6% | |
| New | JUNIPER NETWORKS INCconvertible | $4,679,270,000 | – | 4,620,000 | +100.0% | 1.13% | – | |
| VZ | Buy | VERIZON COMM INCequities | $4,463,295,000 | +122754.3% | 87,929 | +11.9% | 1.07% | +13.5% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $4,412,831,000 | +118111.4% | 38,876 | +7.0% | 1.06% | +9.3% |
| Buy | ATLAS AIR WORLDWIDEconvertible | $4,293,068,000 | +162886.6% | 5,160,000 | +62.0% | 1.03% | +50.6% | |
| Buy | REPUBLIC SERVICES INconvertible | $4,142,642,000 | +117222.1% | 3,800,000 | +16.9% | 1.00% | +8.4% | |
| PEP | Buy | PEPSICO INCequities | $3,698,641,000 | +197900.1% | 35,979 | +92.4% | 0.89% | +82.8% |
| Buy | LIVE NATION ENTERTAIconvertible | $3,674,969,000 | +146663.9% | 3,745,000 | +51.9% | 0.88% | +35.6% | |
| RSG | Buy | REPUBLIC SERVICES INequities | $3,478,640,000 | +109498.0% | 76,019 | +5.4% | 0.84% | +1.2% |
| GOOG | Buy | ALPHABET INC CL Cequities | $3,108,822,000 | +99096.6% | 4,299 | +4.1% | 0.75% | -8.3% |
| HD | Buy | HOME DEPOT INCequities | $2,910,882,000 | +110244.3% | 21,459 | +7.6% | 0.70% | +1.9% |
| ADBE | Buy | ADOBE SYSTEMS INCequities | $2,879,978,000 | +102573.0% | 30,062 | +0.7% | 0.69% | -5.2% |
| XOM | Buy | EXXON MOBIL CORPequities | $2,866,911,000 | +145428.5% | 32,828 | +29.9% | 0.69% | +34.5% |
| PG | Buy | PROCTOR & GAMBLE COequities | $2,604,386,000 | +112888.5% | 31,991 | +10.2% | 0.63% | +4.5% |
| RPM | Buy | RPM INTL INCequities | $2,574,013,000 | +118627.5% | 50,570 | +2.8% | 0.62% | +9.6% |
| PFE | Buy | PFIZER INCequities | $2,563,788,000 | +111660.6% | 77,199 | +8.6% | 0.62% | +3.2% |
| CGNX | Buy | COGNEX CORPequities | $2,368,104,000 | +111814.2% | 63,268 | +1.0% | 0.57% | +3.4% |
| MSFT | Buy | MICROSOFT CORPequities | $2,193,482,000 | +105967.8% | 42,093 | +12.9% | 0.53% | -2.0% |
| SIR | Buy | SELECT INCOME REITpfds, reits, | $2,057,308,000 | +130274.4% | 89,565 | +12.5% | 0.50% | +20.4% |
| MMM | Buy | 3M COequities | $1,979,616,000 | +119659.0% | 11,757 | +7.1% | 0.48% | +10.4% |
| COP | Buy | CONOCOPHILLIPSequities | $1,956,741,000 | +102832.2% | 42,290 | +3.9% | 0.47% | -4.8% |
| PNC | Buy | PNC FINL SVCS GRP INequities | $1,899,711,000 | +93206.0% | 21,659 | +1.4% | 0.46% | -13.8% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $1,859,842,000 | +99623.4% | 14,736 | +0.6% | 0.45% | -8.0% |
| COST | Buy | COSTCO WHOLESALE CORequities | $1,799,570,000 | +106194.7% | 11,878 | +13.3% | 0.43% | -1.8% |
| SLB | Buy | SCHLUMBERGER LTDequities | $1,723,545,000 | +241631.4% | 21,881 | +114.1% | 0.42% | +123.1% |
| VNTV | Buy | VANTIV INCequities | $1,581,320,000 | +120427.4% | 28,946 | +4.6% | 0.38% | +11.1% |
| CVS | Buy | CVS HEALTH CORPequities | $1,403,750,000 | +115912.4% | 13,769 | +11.2% | 0.34% | +7.3% |
| MOS | Buy | MOSAIC COequities | $1,121,641,000 | +112164000.0% | 39,662 | +152446.2% | 0.27% | – |
| USB | Buy | US BANCORPequities | $1,111,336,000 | +103280.1% | 25,815 | +2.4% | 0.27% | -4.6% |
| EQC | Buy | EQUITY COMMONWEALTHpfds, reits, | $1,100,614,000 | +100504.6% | 40,464 | +2.5% | 0.26% | -7.0% |
| New | ADVANCED AUTO PARTSconvertible | $1,092,393,000 | – | 1,000,000 | +100.0% | 0.26% | – | |
| GE | Buy | GENERAL ELECTRIC COequities | $1,088,734,000 | +148634.2% | 35,487 | +51.0% | 0.26% | +37.2% |
| GILD | Buy | GILEAD SCIENCES INCequities | $1,080,854,000 | +126020.7% | 10,567 | +24.8% | 0.26% | +16.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY Iequities | $937,014,000 | +114170.0% | 6,410 | +3.2% | 0.22% | +5.1% |
| HUN | Buy | HUNTSMAN CORPequities | $905,569,000 | +552076.2% | 60,695 | +320.9% | 0.22% | +407.0% |
| NLNK | Buy | NEWLINK GENETICS CORequities | $843,382,000 | +49220.6% | 47,381 | +0.8% | 0.20% | -54.4% |
| GOV | Buy | GOVERNMENT PPTY INCMpfds, reits, | $837,949,000 | +132907.8% | 45,915 | +15.6% | 0.20% | +23.2% |
| NKE | Buy | NIKE INCequities | $829,097,000 | +102257.7% | 14,003 | +8.1% | 0.20% | -5.7% |
| New | 3M COconvertible | $829,092,000 | – | 620,000 | +100.0% | 0.20% | – | |
| CVX | Buy | CHEVRON CORPequities | $798,188,000 | +117626.8% | 7,863 | +4.3% | 0.19% | +8.5% |
| HPT | Buy | HOSPITALITY PROP TRpfds, reits, | $765,590,000 | +157753.6% | 29,221 | +57.6% | 0.18% | +46.0% |
| T | Buy | AT&T INCequities | $725,305,000 | +173417.9% | 18,982 | +56.4% | 0.18% | +60.6% |
| RTN | Buy | RAYTHEON COequities | $707,569,000 | +3537745.0% | 5,638 | +3445.9% | 0.17% | +3300.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBBequities | $688,775,000 | +108368.5% | 9,752 | +5.6% | 0.17% | +0.6% |
| Buy | INVENSENSE INCconvertible | $659,050,000 | +136349.3% | 700,000 | +32.1% | 0.16% | +26.2% | |
| PFL | New | PIMCO INC STRAT FDequities | $660,759,000 | – | 66,676 | +100.0% | 0.16% | – |
| WM | Buy | WASTE MANAGEMENT INCequities | $648,476,000 | +142736.1% | 11,508 | +35.3% | 0.16% | +32.2% |
| BX | Buy | BLACKSTONE GRP LPpfds, reits, | $645,776,000 | +406048.4% | 22,827 | +319.1% | 0.16% | +278.0% |
| PNCPRP | New | PNC FINL SVCSpfds, reits, | $645,235,000 | – | 22,135 | +100.0% | 0.16% | – |
| PFN | New | PIMCO INC STRAT FD Iequities | $640,451,000 | – | 71,880 | +100.0% | 0.15% | – |
| STWD | New | STARWOOD PPTY TRUSTpfds, reits, | $631,150,000 | – | 32,753 | +100.0% | 0.15% | – |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $630,019,000 | +106502.2% | 2,784 | +2.4% | 0.15% | -1.3% |
| WFCPRR | New | WELLS FARGO & CO PFDpfds, reits, | $623,528,000 | – | 21,405 | +100.0% | 0.15% | – |
| AGNC | New | AMERICAN CAPITAL AGEequities | $581,371,000 | – | 31,156 | +100.0% | 0.14% | – |
| MO | Buy | ALTRIA GROUP INCequities | $552,948,000 | +117799.4% | 9,032 | +12.0% | 0.13% | +9.0% |
| NCV | New | ALLIANZGI CONV & INCequities | $539,756,000 | – | 92,266 | +100.0% | 0.13% | – |
| NCZ | New | NICHOLAS APPLEGATE Cequities | $503,720,000 | – | 98,000 | +100.0% | 0.12% | – |
| ARR | New | ARMOUR RES REITpfds, reits, | $482,608,000 | – | 22,647 | +100.0% | 0.12% | – |
| CSCO | Buy | CISCO SYSTEMS INCequities | $466,926,000 | +190482.0% | 16,540 | +83.0% | 0.11% | +75.0% |
| TWO | Buy | TWO HARBORS INVESTpfds, reits, | $466,222,000 | +11655450.0% | 59,772 | +10989.4% | 0.11% | +11100.0% |
| CINF | Buy | CINCINNATI FINANCIALequities | $447,724,000 | +183393.4% | 6,935 | +68.1% | 0.11% | +68.8% |
| KO | Buy | COCA-COLA COequities | $444,511,000 | +106497.4% | 9,942 | +2.3% | 0.11% | -1.8% |
| CYS | New | CYS INV REITpfds, reits, | $406,000,000 | – | 50,000 | +100.0% | 0.10% | – |
| HIX | New | WESTERN ASSET HI INCequities | $404,977,000 | – | 59,468 | +100.0% | 0.10% | – |
| CVRR | New | CVR REFININGequities | $387,309,000 | – | 30,401 | +100.0% | 0.09% | – |
| NYCBPRU | Buy | NEW YORK CMTY BANCORpfds, reits, | $376,931,000 | +104603.1% | 7,495 | +4.2% | 0.09% | -3.2% |
| CIM | Buy | CHIMERA INVESTMENTequities | $370,392,000 | +37039100.0% | 26,400 | +32900.0% | 0.09% | – |
| JPM | Buy | JPMORGAN CHASE & COequities | $371,538,000 | +106663.8% | 5,842 | +10.8% | 0.09% | -2.2% |
| EPD | Buy | ENTERPRISE PTNRSpfds, reits, | $348,971,000 | +124532.5% | 12,844 | +17.4% | 0.08% | +15.1% |
| INTC | Buy | INTEL CORPequities | $295,694,000 | +223910.6% | 9,420 | +146.4% | 0.07% | +108.8% |
| LUV | Buy | SOUTHWEST AIRLINES Cequities | $294,593,000 | +892606.1% | 6,288 | +722.0% | 0.07% | +688.9% |
| IVR | New | INVESCO MORTGAGE CAPpfds, reits, | $292,174,000 | – | 23,115 | +100.0% | 0.07% | – |
| GVA | Buy | GRANITE CONSTRUCTIONequities | $285,944,000 | +3177055.6% | 6,200 | +3000.0% | 0.07% | +3350.0% |
| ENDTF | New | CANOE EIT INCequities | $287,000,000 | – | 35,000 | +100.0% | 0.07% | – |
| LUMN | Buy | CENTURYTEL INCequities | $279,841,000 | +349701.2% | 8,975 | +182.7% | 0.07% | +219.0% |
| HYI | New | WESTERN ASSET HY DEFequities | $268,660,000 | – | 19,000 | +100.0% | 0.06% | – |
| New | CVS HEALTH CORPconvertible | $260,011,000 | – | 215,000 | +100.0% | 0.06% | – | |
| JCI | Buy | JOHNSON CONTROLS INCequities | $254,206,000 | +126370.6% | 6,099 | +19.6% | 0.06% | +17.3% |
| Buy | WHIRLPOOL CORPconvertible | $252,579,000 | +107839.7% | 250,000 | +6.4% | 0.06% | 0.0% | |
| RAI | Buy | REYNOLDS AMER INCequities | $243,212,000 | +105186.6% | 5,024 | +0.5% | 0.06% | -1.7% |
| HTS | New | HATTERAS FINL CORPpfds, reits, | $238,950,000 | – | 15,000 | +100.0% | 0.06% | – |
| HON | Buy | HONEYWELL INTL INCequities | $231,370,000 | +5784150.0% | 2,043 | +5908.8% | 0.06% | +5500.0% |
| DHY | New | CREDIT SUISSE HY BDequities | $206,100,000 | – | 90,000 | +100.0% | 0.05% | – |
| DIS | Buy | WALT DISNEY COequities | $198,788,000 | +105078.8% | 1,901 | +5.8% | 0.05% | -2.0% |
| New | LOWES CO INCconvertible | $193,863,000 | – | 145,000 | +100.0% | 0.05% | – | |
| CY | New | CYPRESS SEMICONDUCTOequities | $191,700,000 | – | 22,500 | +100.0% | 0.05% | – |
| IJH | New | ISHARES CORE S&P ETFequities | $190,007,000 | – | 1,296 | +100.0% | 0.05% | – |
| NFJ | New | ALLIANZGI NFJ DIV INequities | $186,450,000 | – | 15,000 | +100.0% | 0.04% | – |
| NEE | Buy | NEXTERA ENERGY INCequities | $188,303,000 | +110666.5% | 1,645 | +0.5% | 0.04% | +2.3% |
| PLD | Buy | PROLOGIS INCpfds, reits, | $187,739,000 | +121021.9% | 4,100 | +13.9% | 0.04% | +12.5% |
| NRZ | New | NEW RESIDENTIAL INVpfds, reits, | $180,750,000 | – | 15,000 | +100.0% | 0.04% | – |
| BP | Buy | BP PLC ADRequities | $163,700,000 | +141020.7% | 5,149 | +38.6% | 0.04% | +30.0% |
| BA | Buy | BOEING COequities | $157,721,000 | +328485.4% | 1,206 | +260.0% | 0.04% | +192.3% |
| KMI | Buy | KINDER MORGAN INCequities | $152,863,000 | +215200.0% | 8,740 | +83.8% | 0.04% | +105.6% |
| New | VERIZON COMMUNICATIOconvertible | $148,233,000 | – | 130,000 | +100.0% | 0.04% | – | |
| AMZN | Buy | AMAZON.COM INCequities | $141,521,000 | +199225.4% | 226 | +115.2% | 0.03% | +88.9% |
| Buy | PFIZER INCconvertible | $129,956,000 | +177921.9% | 115,000 | +76.9% | 0.03% | +63.2% | |
| OHI | Buy | OMEGA HLTHCARE INVSpfds, reits, | $126,343,000 | +110727.2% | 3,660 | +12.3% | 0.03% | 0.0% |
| CELG | Buy | CELGENE CORPequities | $120,964,000 | +101550.4% | 1,094 | +10.1% | 0.03% | -6.5% |
| QQQ | New | POWERSHARES QQQpfds, reits, | $114,974,000 | – | 1,055 | +100.0% | 0.03% | – |
| Buy | AETNA INCconvertible | $111,690,000 | +164150.0% | 105,000 | +61.5% | 0.03% | +50.0% | |
| AIG | New | AMERICAN INTL GROUPequities | $111,900,000 | – | 2,000 | +100.0% | 0.03% | – |
| Buy | WYNDHAM WORLDWIDE COconvertible | $111,204,000 | +129207.0% | 110,000 | +29.4% | 0.03% | +22.7% | |
| GIS | Buy | GENERAL MILLS INCequities | $112,039,000 | +134886.7% | 1,834 | +27.9% | 0.03% | +22.7% |
| FXG | New | FIRST TRUST CONSUMERequities | $106,550,000 | – | 2,333 | +100.0% | 0.03% | – |
| PMT | New | PENNYMAC MORT INV TRpfds, reits, | $106,640,000 | – | 8,000 | +100.0% | 0.03% | – |
| LLY | Buy | ELI LILLY & COequities | $106,409,000 | +126577.4% | 1,365 | +36.5% | 0.03% | +18.2% |
| New | KIMBERLY-CLARK CORPconvertible | $101,490,000 | – | 77,000 | +100.0% | 0.02% | – | |
| ZTS | New | ZOETIS INCequities | $94,640,000 | – | 2,000 | +100.0% | 0.02% | – |
| IVV | New | ISHARES CORE S&P 500equities | $97,282,000 | – | 464 | +100.0% | 0.02% | – |
| EXD | New | EATON VANCE TAX ADVequities | $97,143,000 | – | 8,035 | +100.0% | 0.02% | – |
| New | WASTE MANAGEMENT INCconvertible | $94,296,000 | – | 70,000 | +100.0% | 0.02% | – | |
| NAD | New | NUVEEN DIV ADV MUNIequities | $93,450,000 | – | 6,148 | +100.0% | 0.02% | – |
| VV | Buy | VANGUARD LC ETFequities | $88,168,000 | +102420.9% | 924 | +0.5% | 0.02% | -4.5% |
| SFL | Buy | SHIP FINANCE INTLequities | $86,989,000 | +124170.0% | 5,950 | +41.7% | 0.02% | +16.7% |
| SDY | Buy | SPDR S&P DIVIDEND ETequities | $81,578,000 | +110140.5% | 1,010 | +1.0% | 0.02% | +5.3% |
| UPS | Buy | UNITED PARCEL SERVICequities | $83,951,000 | +110361.8% | 799 | +1.1% | 0.02% | 0.0% |
| Q | New | QWEST COMMUNSequities | $77,000,000 | – | 1,100 | +100.0% | 0.02% | – |
| VTI | New | VANGUARD TOTAL STOCKequities | $77,682,000 | – | 729 | +100.0% | 0.02% | – |
| RYH | New | GUGGENHEIM S&P500 EQequities | $77,354,000 | – | 511 | +100.0% | 0.02% | – |
| ETN | Buy | EATON CORP PLCequities | $74,712,000 | +130973.7% | 1,200 | +9.1% | 0.02% | +20.0% |
| NSC | Buy | NORFOLK SOUTHERN CORequities | $73,359,000 | +162920.0% | 803 | +49.3% | 0.02% | +50.0% |
| New | CITY OF AUSTINconvertible | $74,632,000 | – | 70,000 | +100.0% | 0.02% | – | |
| CLNE | Buy | CLEAN ENERGY FUELS Cequities | $75,125,000 | +117282.8% | 25,640 | +45.4% | 0.02% | +5.9% |
| WY | New | WEYERHAUSER COpfds, reits, | $68,882,000 | – | 2,160 | +100.0% | 0.02% | – |
| VGM | New | INVESCO TRUST FOR INequities | $68,944,000 | – | 4,828 | +100.0% | 0.02% | – |
| TAL | New | TAL INTL GROUP INCequities | $71,550,000 | – | 4,500 | +100.0% | 0.02% | – |
| New | MERITAGE HOMES CORPconvertible | $64,500,000 | – | 60,000 | +100.0% | 0.02% | – | |
| New | US TREASURYconvertible | $64,813,000 | – | 50,000 | +100.0% | 0.02% | – | |
| SNY | Buy | SANOFIequities | $62,048,000 | +140918.2% | 1,400 | +34.6% | 0.02% | +36.4% |
| RSP | New | GUGGENHEIM ETFequities | $63,744,000 | – | 798 | +100.0% | 0.02% | – |
| New | RAYTHEON COconvertible | $61,817,000 | – | 45,000 | +100.0% | 0.02% | – | |
| MA | Buy | MASTERCARD INCequities | $61,097,000 | +109001.8% | 630 | +8.6% | 0.02% | 0.0% |
| EXR | Buy | EXTRA SPACE STORAGEpfds, reits, | $63,310,000 | +98821.9% | 732 | +1.2% | 0.02% | -11.8% |
| RMR | Buy | RMR GROUP INCequities | $56,798,000 | +177393.8% | 2,271 | +0.9% | 0.01% | +75.0% |
| New | DOVER CORPconvertible | $58,072,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | INVESCO ADV MUNI INCequities | $54,825,000 | – | 4,334 | +100.0% | 0.01% | – | |
| New | CHICAGO IL TRANSconvertible | $53,291,000 | – | 50,000 | +100.0% | 0.01% | – | |
| RH | New | RESTORATION HARDWRAEequities | $51,094,000 | – | 1,180 | +100.0% | 0.01% | – |
| SFR | New | COLONY STARWOOD HOMEpfds, reits, | $48,820,000 | – | 2,000 | +100.0% | 0.01% | – |
| New | RENO ETC IND CLNY Nconvertible | $50,202,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | MESA AZconvertible | $51,353,000 | – | 50,000 | +100.0% | 0.01% | – | |
| CPHD | Buy | CEPHEID INCequities | $50,316,000 | +279433.3% | 1,400 | +180.0% | 0.01% | +140.0% |
| SCHW | Buy | CHARLES SCHWAB CORPequities | $50,371,000 | +152539.4% | 1,700 | +70.0% | 0.01% | +33.3% |
| New | PIMA CN AZ USD #8convertible | $50,368,000 | – | 50,000 | +100.0% | 0.01% | – | |
| HACK | New | PUREFUNDS ISE CYBERequities | $43,908,000 | – | 1,841 | +100.0% | 0.01% | – |
| PEY | Buy | POWERSHARES HIGH YIEequities | $46,797,000 | +161269.0% | 3,190 | +49.1% | 0.01% | +37.5% |
| USCI | New | US COMM INDXequities | $44,806,000 | – | 1,075 | +100.0% | 0.01% | – |
| MDY | New | SPDR S&P MIDCAP 400equities | $43,832,000 | – | 164 | +100.0% | 0.01% | – |
| UTX | Buy | UNITED TECH CORPequities | $46,251,000 | +660628.6% | 440 | +486.7% | 0.01% | +450.0% |
| BK | New | BANK OF NY MELLON COequities | $40,871,000 | – | 1,005 | +100.0% | 0.01% | – |
| NVDA | Buy | NVIDIAequities | $37,215,000 | +112672.7% | 1,021 | +2.1% | 0.01% | 0.0% |
| RBSPRRCL | New | ROYAL BANK SCOTLANDpfds, reits, | $35,713,000 | – | 1,458 | +100.0% | 0.01% | – |
| SCHD | New | SCHWAB US DIV EQUITYequities | $36,310,000 | – | 901 | +100.0% | 0.01% | – |
| New | US TREASURYconvertible | $32,483,000 | – | 24,000 | +100.0% | 0.01% | – | |
| New | STATE OF ILconvertible | $35,105,000 | – | 35,000 | +100.0% | 0.01% | – | |
| ATUSF | Buy | ALTRIUS MINERALS CORequities | $32,560,000 | +141465.2% | 3,700 | +15.6% | 0.01% | +33.3% |
| New | REPUBLIC SERVICES INconvertible | $32,998,000 | – | 30,000 | +100.0% | 0.01% | – | |
| VTA | New | VAN KAMPEN DYNAMIC Fequities | $31,690,000 | – | 2,937 | +100.0% | 0.01% | – |
| TECK | Buy | TECK RESOURCES LTDequities | $35,230,000 | +391344.4% | 3,427 | +41.2% | 0.01% | +300.0% |
| MOH | New | MOLINA HEALTHCAREequities | $32,740,000 | – | 500 | +100.0% | 0.01% | – |
| New | AUSTIN TX CMNTYconvertible | $27,508,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | CHEMTRADE LOG INC FDequities | $29,241,000 | – | 2,000 | +100.0% | 0.01% | – | |
| New | DALLAS TX WW/SWR SYSconvertible | $29,113,000 | – | 25,000 | +100.0% | 0.01% | – | |
| AB | New | ALLIANCEBERNSTEIN HOpfds, reits, | $29,890,000 | – | 1,225 | +100.0% | 0.01% | – |
| New | CORNING INCconvertible | $30,130,000 | – | 30,000 | +100.0% | 0.01% | – | |
| EFA | New | ISHARES TR MSCIE EAFequities | $29,324,000 | – | 495 | +100.0% | 0.01% | – |
| HAL | Buy | HALLIBURTON COequities | $28,821,000 | +119987.5% | 720 | +0.6% | 0.01% | +16.7% |
| TSLA | Buy | TESLA MOTORS INCequities | $28,707,000 | +106222.2% | 114 | +1.8% | 0.01% | 0.0% |
| UN | Buy | UNILEVER NVequities | $30,306,000 | +137654.5% | 669 | +33.8% | 0.01% | +16.7% |
| DIA | Buy | SPDR DOW JONES INDUSequities | $28,726,000 | +1436200.0% | 160 | +1500.0% | 0.01% | +600.0% |
| New | ENERGY NW WA ELECconvertible | $28,600,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | QUALCOMM INCconvertible | $31,093,000 | – | 30,000 | +100.0% | 0.01% | – | |
| AXDX | Buy | ACCELERATE DIAGNOSTIequities | $28,469,000 | +72897.4% | 2,195 | +22.3% | 0.01% | -30.0% |
| New | CENTRAL WA UNIV SYSconvertible | $26,552,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | METRO WA DC ARPTconvertible | $25,472,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MS ST UNIV ED BLDconvertible | $26,802,000 | – | 25,000 | +100.0% | 0.01% | – | |
| HGH | New | HARTFORD FINANCIAL Ppfds, reits, | $26,767,000 | – | 850 | +100.0% | 0.01% | – |
| New | US TREASURYconvertible | $24,455,000 | – | 23,000 | +100.0% | 0.01% | – | |
| New | US TREASURYconvertible | $24,751,000 | – | 17,000 | +100.0% | 0.01% | – | |
| ADI | Buy | ANALOG DEVICES INCequities | $24,424,000 | +110918.2% | 418 | +4.5% | 0.01% | 0.0% |
| New | DEKALB CN IL CUSD #4convertible | $26,613,000 | – | 25,000 | +100.0% | 0.01% | – | |
| ARCC | Buy | ARES CAP CORPequities | $24,785,000 | +117923.8% | 1,621 | +11.1% | 0.01% | +20.0% |
| CAPL | New | CROSSAMERICA LPpfds, reits, | $24,120,000 | – | 1,000 | +100.0% | 0.01% | – |
| STJ | Buy | ST JUDE MEDICAL INCequities | $24,220,000 | +127373.7% | 400 | +33.3% | 0.01% | +20.0% |
| New | BINGHAMTON NY SDconvertible | $25,232,000 | – | 25,000 | +100.0% | 0.01% | – | |
| BBN | New | BLACKROCK TAXABLE MUequities | $23,110,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | N TX MUN WD TX LE Wconvertible | $25,089,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | CLARK CNTY NEVconvertible | $26,745,000 | – | 25,000 | +100.0% | 0.01% | – | |
| DFT | New | DUPONT FABROS TECH Rpfds, reits, | $20,320,000 | – | 500 | +100.0% | 0.01% | – |
| EXAS | Buy | EXACT SCIENCES CORPequities | $20,748,000 | +296300.0% | 2,800 | +250.0% | 0.01% | +150.0% |
| OPK | New | OPKO HEALTH INCequities | $22,240,000 | – | 2,000 | +100.0% | 0.01% | – |
| WFM | Buy | WHOLE FOODS MARKET Iequities | $20,818,000 | +693833.3% | 700 | +600.0% | 0.01% | +400.0% |
| ZIOP | New | ZIOPHARM ONCOLOGY INequities | $19,296,000 | – | 2,400 | +100.0% | 0.01% | – |
| New | US TREASURYconvertible | $22,842,000 | – | 22,000 | +100.0% | 0.01% | – | |
| ET | Buy | ENERGY TRNFR EQUITYpfds, reits, | $22,620,000 | +161471.4% | 2,000 | +100.0% | 0.01% | +25.0% |
| LUXTY | New | LUXOTTICA GRP SPAequities | $21,384,000 | – | 400 | +100.0% | 0.01% | – |
| New | AZ ST CTFS PARTconvertible | $18,815,000 | – | 15,000 | +100.0% | 0.01% | – | |
| HYG | New | ISHARES IBOXX $ HY Cequities | $20,604,000 | – | 248 | +100.0% | 0.01% | – |
| MOAT | New | MARKET VECTORS MORNGequities | $18,682,000 | – | 575 | +100.0% | 0.00% | – |
| NFLX | Buy | NETFLIX INCequities | $15,063,000 | +115769.2% | 161 | +40.0% | 0.00% | +33.3% |
| CAT | Buy | CATERPILLAR INCequities | $16,817,000 | +168070.0% | 219 | +56.4% | 0.00% | +33.3% |
| AAL | Buy | AMERICAN AIRLINES GRequities | $18,492,000 | +87957.1% | 500 | +0.2% | 0.00% | -20.0% |
| AZN | New | ASTRAZENECA PLCequities | $15,005,000 | – | 500 | +100.0% | 0.00% | – |
| HE | New | HAWAIIAN ELECTRIC INequities | $15,960,000 | – | 500 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKSequities | $15,051,000 | – | 100 | +100.0% | 0.00% | – |
| SNR | New | NEW SENIOR INV GRP Iequities | $18,343,000 | – | 1,666 | +100.0% | 0.00% | – |
| JNK | New | SPDR BARCLAYS HIGH Yequities | $16,412,000 | – | 470 | +100.0% | 0.00% | – |
| MEMPQ | Buy | MEMORIAL PROD PTNR Lpfds, reits, | $17,595,000 | +159854.5% | 7,650 | +91.2% | 0.00% | +33.3% |
| New | RESOURCE CAP CORPconvertible | $15,743,000 | – | 17,000 | +100.0% | 0.00% | – | |
| New | Societe Generaleconvertible | $14,665,000 | – | 15,000 | +100.0% | 0.00% | – | |
| ARI | New | APOLLO COMM REAL ESTequities | $15,890,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | BARCLAYS BANK PLCconvertible | $17,199,000 | – | 18,000 | +100.0% | 0.00% | – | |
| ERJ | New | EMBRAER SA ADRequities | $11,995,000 | – | 500 | +100.0% | 0.00% | – |
| HDP | New | HORTONWORKS INCequities | $12,070,000 | – | 1,000 | +100.0% | 0.00% | – |
| HDV | New | ISHARES CORE HIGH DIequities | $13,607,000 | – | 172 | +100.0% | 0.00% | – |
| USMV | New | ISHARES MSCI USA MINequities | $10,868,000 | – | 247 | +100.0% | 0.00% | – |
| DGRO | New | ISHARES CORE DIVIDENequities | $11,029,000 | – | 410 | +100.0% | 0.00% | – |
| NEWM | New | NEW MEDIA INV GRP INequities | $11,349,000 | – | 721 | +100.0% | 0.00% | – |
| New | BGC PARTNERSconvertible | $12,233,000 | – | 12,000 | +100.0% | 0.00% | – | |
| ADSK | New | AUTODESK INCequities | $11,998,000 | – | 200 | +100.0% | 0.00% | – |
| SCHG | New | SCHWAB US LC GWTH ETequities | $10,983,000 | – | 207 | +100.0% | 0.00% | – |
| New | SC ST PUB SVC AUTconvertible | $11,637,000 | – | 10,000 | +100.0% | 0.00% | – | |
| TXN | Buy | TEXAS INSTRUMENTS INequities | $13,339,000 | +121163.6% | 226 | +13.0% | 0.00% | 0.0% |
| AMGN | New | AMGEN INCequities | $11,442,000 | – | 70 | +100.0% | 0.00% | – |
| VDC | New | VANGUARD CONSUMER STequities | $11,216,000 | – | 84 | +100.0% | 0.00% | – |
| New | BLACKROCK CORE BONDequities | $13,172,000 | – | 975 | +100.0% | 0.00% | – | |
| AFL | Buy | AFLAC INCequities | $10,771,000 | +538450.0% | 159 | +354.3% | 0.00% | +200.0% |
| SCHB | New | SCHWAB US BROAD MKTequities | $10,208,000 | – | 204 | +100.0% | 0.00% | – |
| New | NC EASTERN MUNI PWRconvertible | $6,321,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | QUANTA SERVICES INCequities | $6,885,000 | – | 300 | +100.0% | 0.00% | – | |
| HTGM | Buy | HTG MOLECULAR DIAG Iequities | $10,185,000 | +145400.0% | 3,500 | +133.3% | 0.00% | 0.0% |
| AXP | New | AMERICAN EXPRESS COequities | $6,570,000 | – | 100 | +100.0% | 0.00% | – |
| VEU | New | VANGUARD FTSE ALL WOequities | $6,447,000 | – | 145 | +100.0% | 0.00% | – |
| JCPNQ | New | PENNY J C CO INCequities | $9,470,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | HILLSBORO CN FL Wconvertible | $10,046,000 | – | 10,000 | +100.0% | 0.00% | – | |
| UNH | Buy | UNITEDHEALTH GROUP Iequities | $6,957,000 | +139040.0% | 52 | +23.8% | 0.00% | +100.0% |
| New | HOMEAWAY INCconvertible | $9,747,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | COLUMBIA HCA HLTHCARequities | $8,923,000 | – | 100 | +100.0% | 0.00% | – | |
| CMCSA | Buy | COMCAST CORP Aequities | $7,320,000 | +121900.0% | 120 | +20.0% | 0.00% | 0.0% |
| UA | New | UNDER ARMOUR INC CLequities | $7,967,000 | – | 180 | +100.0% | 0.00% | – |
| New | TRINITY INDUSTRIES Iconvertible | $8,652,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | MICROSOFT CORPconvertible | $3,151,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | OSHKOSH CORPconvertible | $3,090,000 | – | 3,000 | +100.0% | 0.00% | – | |
| MDC | Buy | MDC HLDG INCequities | $2,497,000 | +124750.0% | 98 | +1.0% | 0.00% | 0.0% |
| New | COMMUNITY HEALTconvertible | $3,038,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | BIOGEN INCconvertible | $3,176,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | LENNAR CORPconvertible | $3,060,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | RADIAN GROUP INCconvertible | $3,000,000 | – | 3,000 | +100.0% | 0.00% | – | |
| OILNF | New | IPATH S&P GSCI CRUDEequities | $5,590,000 | – | 1,000 | +100.0% | 0.00% | – |
| BMO | Buy | BANK OF MONTREALequities | $4,589,000 | +152866.7% | 71 | +42.0% | 0.00% | 0.0% |
| New | BANK OF AMERICA Cconvertible | $3,032,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | ROYAL BANK SCOTIANconvertible | $3,072,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | AVONDALE AZconvertible | $5,800,000 | – | 5,000 | +100.0% | 0.00% | – | |
| SJNK | New | SPDR BARCLAYS SHORTequities | $4,306,000 | – | 163 | +100.0% | 0.00% | – |
| New | DANA HOLDING COconvertible | $3,105,000 | – | 3,000 | +100.0% | 0.00% | – | |
| QUAL | New | ISHARES MSCI USA QUAequities | $5,450,000 | – | 82 | +100.0% | 0.00% | – |
| EFV | New | ISHARE MSCI EAFE VALequities | $4,596,000 | – | 98 | +100.0% | 0.00% | – |
| SBY | New | SILVER BAY REALTY TRequities | $3,536,000 | – | 244 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS USA INCequities | $5,031,000 | – | 150 | +100.0% | 0.00% | – |
| New | S VY SWR DST UTconvertible | $5,381,000 | – | 5,000 | +100.0% | 0.00% | – | |
| SU | New | SUNCOR ENERGY INCequities | $5,702,000 | – | 200 | +100.0% | 0.00% | – |
| IVE | New | ISHARES S&P 500 VALUequities | $5,533,000 | – | 60 | +100.0% | 0.00% | – |
| New | SYNOVUS FINANCIconvertible | $3,060,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | ABERDEEN ASIA-PACIFIequities | $5,030,000 | – | 1,000 | +100.0% | 0.00% | – | |
| New | INTEL CORPconvertible | $4,266,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | UNITED RENTAL Nconvertible | $3,026,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | US TREASURYconvertible | $4,123,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | EXPRESS SCRIPTS Hconvertible | $2,118,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | STATE OF HAWAIIconvertible | $5,035,000 | – | 5,000 | +100.0% | 0.00% | – | |
| HAS | Buy | HASBRO INCequities | $3,664,000 | +183100.0% | 42 | +40.0% | 0.00% | 0.0% |
| New | FIRST HORIZON NATconvertible | $3,000,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | ALLY FINANCIAL Iconvertible | $3,068,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | EMC CORPORATIONconvertible | $4,679,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | GILEAD SCIENCES Iconvertible | $3,348,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | YELLOW MEDIA INC 22equities | $2,954,000 | – | 827 | +100.0% | 0.00% | – | |
| DDAIF | New | DAIMLER AG Oequities | $2,122,000 | – | 30 | +100.0% | 0.00% | – |
| ACN | Buy | ACCENTURE PLCequities | $3,309,000 | +165350.0% | 29 | +45.0% | 0.00% | 0.0% |
| NCLH | New | NORWEGIAN CRUISE LINequities | $4,931,000 | – | 100 | +100.0% | 0.00% | – |
| New | FAMILY DOLLAR STOREconvertible | $3,128,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | AMERISOURCEBERGEN COequities | $5,033,000 | – | 55 | +100.0% | 0.00% | – | |
| New | OAKLAND CA COLIconvertible | $5,102,000 | – | 5,000 | +100.0% | 0.00% | – | |
| CMG | Buy | CHIPOTLE MEXICAN GRIequities | $6,203,000 | +620200.0% | 14 | +366.7% | 0.00% | – |
| New | METHANEX CORPconvertible | $2,880,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CB | New | CHUBB CORPequities | $3,572,000 | – | 30 | +100.0% | 0.00% | – |
| C | Buy | CITIGROUP INCequities | $5,043,000 | +504200.0% | 108 | +332.0% | 0.00% | – |
| New | NJ ST TRANS TRconvertible | $5,207,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | CLARK CNTY NEVconvertible | $5,031,000 | – | 5,000 | +100.0% | 0.00% | – | |
| FULT | New | FULTIN FINANCIAL COequities | $1,026,000 | – | 73 | +100.0% | 0.00% | – |
| RPG | New | GUGGENHEIM S&P 500 Pequities | $138,000 | – | 2 | +100.0% | 0.00% | – |
| Buy | AMR CORPpfds, reits, | $0 | – | 1,000 | +150.0% | 0.00% | – | |
| CBRL | New | CRACKER BARREL OLD Cequities | $741,000 | – | 5 | +100.0% | 0.00% | – |
| NLSN | New | NIELSON HOLDINGS PLCequities | $1,084,000 | – | 21 | +100.0% | 0.00% | – |
| PID | New | POWERSHARES INTL DIVequities | $1,216,000 | – | 83 | +100.0% | 0.00% | – |
| GCVRZ | Buy | SANOFI 20RTSFequities | $292,000 | – | 2,248 | +37.6% | 0.00% | – |
| New | CLEAN HARBORS Iconvertible | $2,035,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SCHC | New | SCHWAB INTL SC EQ ETequities | $1,836,000 | – | 62 | +100.0% | 0.00% | – |
| New | JPMORGAN CHASE &convertible | $2,058,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CMI | New | CUMMINS INCequities | $1,034,000 | – | 9 | +100.0% | 0.00% | – |
| New | CAPSTONE THERAPEUTICequities | $170,000 | – | 2,000 | +100.0% | 0.00% | – | |
| LYB | New | LYONDELLBASELL INDUSequities | $1,324,000 | – | 15 | +100.0% | 0.00% | – |
| SNFCA | Buy | SECURITY NATL FINL Cequities | $1,917,000 | +95750.0% | 392 | +5.1% | 0.00% | -100.0% |
| PJT | New | PJT PARTNERS INCequities | $585,000 | – | 25 | +100.0% | 0.00% | – |
| IMCB | New | ISHARES MORNINGSTARequities | $245,000 | – | 2 | +100.0% | 0.00% | – |
| New | POPULAR INCconvertible | $1,973,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SQ | New | SQUARE INCequities | $204,000 | – | 15 | +100.0% | 0.00% | – |
| New | DANA HOLDING CORPconvertible | $1,930,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | SUBURBAN PROPANconvertible | $2,070,000 | – | 2,000 | +100.0% | 0.00% | – | |
| BFB | New | BROWN FORMAN CORPequities | $1,881,000 | – | 20 | +100.0% | 0.00% | – |
| MT | New | ARCELOR MITTAL NY NEequities | $1,688,000 | – | 312 | +100.0% | 0.00% | – |
| New | TESORO CORPORTAconvertible | $2,000,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | CDEX INCequities | $1,000 | – | 200 | +100.0% | 0.00% | – | |
| New | TRAVELERS COMPANIESequities | $1,434,000 | – | 13 | +100.0% | 0.00% | – | |
| New | ANGLOGOLD ASHAconvertible | $2,025,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | DEVON ENERGY CORconvertible | $2,066,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | ICAHN ENTERPRISE LPconvertible | $1,978,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | AMERICAN EAGLE OUTFIequities | $690,000 | – | 45 | +100.0% | 0.00% | – | |
| New | CHEMTURA CORPORAconvertible | $1,995,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | HERITAGE GLOBAL INCequities | $11,000 | – | 50 | +100.0% | 0.00% | – | |
| QABA | New | FIRST TST NASDAQ ABAequities | $890,000 | – | 23 | +100.0% | 0.00% | – |
| HYH | New | HALYARD HEALTH INCequities | $337,000 | – | 11 | +100.0% | 0.00% | – |
| VCEL | New | VERICEL CORPequities | $640,000 | – | 200 | +100.0% | 0.00% | – |
| ALK | New | ALASKA AIR GROUP INCequities | $745,000 | – | 10 | +100.0% | 0.00% | – |
| New | PPL ENERGY SUPPLYconvertible | $1,540,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | WESCO DISTRIBUTconvertible | $2,020,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | MARATHON PETE Cconvertible | $1,893,000 | – | 2,000 | +100.0% | 0.00% | – | |
| NOC | New | NORTHROP GRUNMAN COequities | $1,004,000 | – | 5 | +100.0% | 0.00% | – |
| New | WSTN GAS PARTNEconvertible | $2,030,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CLMS | New | CALAMOS ASSET MGMT Iequities | $824,000 | – | 90 | +100.0% | 0.00% | – |
| New | ZIONS BANCORP VAconvertible | $2,000,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CLX | New | CLOROX COequities | $742,000 | – | 6 | +100.0% | 0.00% | – |
| Buy | DPS LEHMAN BROTHERSpfds, reits, | $0 | – | 20,092 | +21739.1% | 0.00% | – | |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $78,000 | – | 600 | +100.0% | 0.00% | – | |
| PSA | New | PUBLIC STORAGE INCpfds, reits, | $517,000 | – | 2 | +100.0% | 0.00% | – |
| LVS | New | LAS VEGAS SANDSequities | $871,000 | – | 19 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.