$384 Million is the total value of Sonora Investment Management, LLC's 902 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 276.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | WEBMD HEALTH CORPnote 2.50% 1/31/2018 | $12,392,000 | +13.7% | 12,040,000 | +10.9% | 3.23% | -2.1% | |
| Buy | RTI INTL METALS INCnote 1.63% 10/15/2019 | $11,738,000 | +11.9% | 11,485,000 | +13.2% | 3.06% | -3.7% | |
| Buy | CORNERSTONE ONDEMANDnote 1.50% 7/1/2018 | $11,605,000 | +21.0% | 11,790,000 | +26.2% | 3.02% | +4.2% | |
| Buy | NUANCE COMM INCnote 2.75% 11/1/2031 | $10,511,000 | +12.7% | 10,380,000 | +12.6% | 2.74% | -2.9% | |
| Buy | ROYAL GOLD CORPnote 2.88% 6/15/2019 | $9,368,000 | -0.3% | 10,290,000 | +6.0% | 2.44% | -14.2% | |
| IONS | New | IONIS PHARMACEUTICAL | $7,850,000 | – | 126,763 | +100.0% | 2.04% | – |
| Buy | VERINT SYSTEMS INCnote 1.75% 6/1/2021 | $7,723,000 | +317.7% | 8,275,000 | +348.5% | 2.01% | +259.9% | |
| Buy | CEPHEID INCnote 1.25% 2/1/2021 | $7,722,000 | +57.3% | 8,565,000 | +86.8% | 2.01% | +35.4% | |
| Buy | MERITAGE HOMES CORPnote 1.88% 9/15/2032 | $7,280,000 | +22.5% | 7,385,000 | +27.3% | 1.90% | +5.5% | |
| New | TOLL BROTHERS INCnote 4.00% 12/31/2018 | $7,273,000 | – | 7,130,000 | +100.0% | 1.89% | – | |
| AAPL | Buy | APPLE INC | $7,088,000 | -0.2% | 67,336 | +3.6% | 1.85% | -14.1% |
| Buy | QUIDEL CORPnote 3.25% 12/15/2020 | $6,759,000 | +50.4% | 6,960,000 | +49.4% | 1.76% | +29.6% | |
| Buy | M/I HOMES INCnote 3.00% 3/1/2018 | $6,243,000 | +14.3% | 6,330,000 | +15.7% | 1.63% | -1.6% | |
| Buy | STILLWATER MINING COnote 1.75% 10/15/2032 | $5,793,000 | +0.1% | 6,105,000 | +3.2% | 1.51% | -13.8% | |
| CSX | Buy | CSX CORP | $5,570,000 | -1.5% | 214,642 | +2.0% | 1.45% | -15.1% |
| New | L BRANDS INCnote 7.00% 5/1/2020 | $5,548,000 | – | 4,910,000 | +100.0% | 1.44% | – | |
| Buy | ECHO GLOBAL LOGISTICnote 2.50% 5/1/2020 | $5,336,000 | +22.2% | 6,100,000 | +28.2% | 1.39% | +5.2% | |
| New | MERITAGE HOMES CORPnote 4.50% 3/1/2018 | $5,186,000 | – | 5,180,000 | +100.0% | 1.35% | – | |
| Buy | SYNCHRONOSS TECH INCnote 0.75% 8/15/2019 | $4,937,000 | -1.6% | 4,950,000 | +4.5% | 1.29% | -15.3% | |
| WFC | Buy | WELLS FARGO & CO | $4,191,000 | +21.2% | 77,095 | +14.3% | 1.09% | +4.3% |
| New | THE GAP INCnote 5.95% 4/12/2021 | $4,005,000 | – | 3,785,000 | +100.0% | 1.04% | – | |
| JNJ | Buy | JOHNSON & JOHNSON | $3,733,000 | +35.5% | 36,346 | +20.5% | 0.97% | +16.5% |
| VZ | Buy | VERIZON COMM INC | $3,633,000 | +37.0% | 78,599 | +32.9% | 0.95% | +18.0% |
| Buy | HOMEAWAY INCnote 0.13% 4/1/2019 | $3,596,000 | +20.6% | 3,595,000 | +11.1% | 0.94% | +3.9% | |
| New | REPUBLIC SERVICES INnote 5.00% 3/1/2020 | $3,531,000 | – | 3,250,000 | +100.0% | 0.92% | – | |
| RSG | Buy | REPUBLIC SERVICES IN | $3,174,000 | +35.2% | 72,149 | +23.2% | 0.83% | +16.5% |
| GOOG | New | ALPHABET INC CL C | $3,134,000 | – | 4,130 | +100.0% | 0.82% | – |
| New | VALERO ENERGY CORPnote 6.13% 2/1/2020 | $3,107,000 | – | 2,815,000 | +100.0% | 0.81% | – | |
| New | LEXMARK INTLnote 6.65% 6/1/2018 | $2,935,000 | – | 2,725,000 | +100.0% | 0.76% | – | |
| HD | Buy | HOME DEPOT INC | $2,638,000 | +35.6% | 19,945 | +17.2% | 0.69% | +16.6% |
| BGEPF | Buy | BUNGE LTDpreferred | $2,582,000 | +13.3% | 27,750 | +16.7% | 0.67% | -2.5% |
| Buy | LIVE NATION ENTERTAInote 2.50% 5/15/2019 | $2,504,000 | +63.8% | 2,465,000 | +70.0% | 0.65% | +40.8% | |
| PG | Buy | PROCTOR & GAMBLE CO | $2,305,000 | +263.6% | 29,026 | +215.0% | 0.60% | +212.5% |
| PFE | Buy | PFIZER INC | $2,294,000 | +25.3% | 71,079 | +21.8% | 0.60% | +7.9% |
| CGNX | Buy | COGNEX CORP | $2,116,000 | +0.7% | 62,668 | +2.5% | 0.55% | -13.4% |
| MSFT | Buy | MICROSOFT CORP | $2,068,000 | +65.6% | 37,276 | +27.2% | 0.54% | +42.6% |
| PNC | Buy | PNC FINL SVCS GRP IN | $2,036,000 | +44.4% | 21,366 | +32.8% | 0.53% | +24.1% |
| XOM | Buy | EXXON MOBIL CORP | $1,970,000 | +48.9% | 25,268 | +38.4% | 0.51% | +28.2% |
| GOOGL | New | ALPHABET INC CL A | $1,868,000 | – | 2,401 | +100.0% | 0.49% | – |
| KMB | Buy | KIMBERLY-CLARK CORP | $1,865,000 | +114.9% | 14,651 | +74.8% | 0.49% | +84.8% |
| COST | Buy | COSTCO WHOLESALE COR | $1,693,000 | +39.9% | 10,482 | +20.0% | 0.44% | +20.5% |
| New | AVIS BUDGET CARnote 4.88% 11/15/2017 | $1,665,000 | – | 1,630,000 | +100.0% | 0.43% | – | |
| MMM | Buy | 3M CO | $1,653,000 | +59.4% | 10,975 | +48.0% | 0.43% | +37.3% |
| Buy | MERITOR INCnote 4.00% 2/15/2027 | $1,557,000 | +54.2% | 1,635,000 | +64.3% | 0.41% | +32.7% | |
| VNTV | Buy | VANTIV INC | $1,312,000 | +64.6% | 27,661 | +54.9% | 0.34% | +41.9% |
| New | TELESITES ORD L XXX | $1,289,000 | – | 15,442 | +100.0% | 0.34% | – | |
| CVS | Buy | CVS HEALTH CORP | $1,210,000 | +93.9% | 12,379 | +98.7% | 0.32% | +66.7% |
| USB | Buy | US BANCORP | $1,075,000 | +237.0% | 25,200 | +220.0% | 0.28% | +188.7% |
| New | KLA TENCOR COnote 3.38% 11/1/2019 | $1,030,000 | – | 1,020,000 | +100.0% | 0.27% | – | |
| New | TARGET CORP | $983,000 | – | 13,533 | +100.0% | 0.26% | – | |
| GILD | Buy | GILEAD SCIENCES INC | $857,000 | +46.2% | 8,465 | +47.3% | 0.22% | +26.0% |
| WFCPRQ | Buy | WELLS FARGO & CO PREFERREDpreferred | $837,000 | +3.2% | 32,050 | +1.4% | 0.22% | -11.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY I | $820,000 | +30.8% | 6,210 | +28.5% | 0.21% | +12.6% |
| New | L BRANDS INCnote 6.90% 7/15/2017 | $815,000 | – | 760,000 | +100.0% | 0.21% | – | |
| NKE | Buy | NIKE INC | $810,000 | +12.7% | 12,952 | +97.6% | 0.21% | -3.2% |
| GE | Buy | GENERAL ELECTRIC CO | $732,000 | +39.4% | 23,496 | +7.3% | 0.19% | +20.1% |
| SLB | Buy | SCHLUMBERGER LTD | $713,000 | +38.7% | 10,219 | +49.0% | 0.19% | +19.2% |
| CVX | Buy | CHEVRON CORP | $678,000 | +23.3% | 7,540 | +5.1% | 0.18% | +6.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $591,000 | +8.4% | 2,720 | +1.1% | 0.15% | -6.7% |
| HPT | Buy | HOSPITALITY PROP TRreit, mlp | $485,000 | +9.0% | 18,536 | +5.3% | 0.13% | -6.7% |
| New | INVENSENSE INCnote 1.75% 11/1/2018 | $483,000 | – | 530,000 | +100.0% | 0.13% | – | |
| USBPRNCL | Buy | US BANCORP PREFERREDpreferred | $475,000 | +5.1% | 17,695 | +4.1% | 0.12% | -9.5% |
| MO | Buy | ALTRIA GROUP INC | $469,000 | +20.6% | 8,063 | +8.6% | 0.12% | +3.4% |
| MMP | Buy | MAGELLAN MIDSTREAM Preit, mlp | $462,000 | +6.0% | 6,804 | +7.9% | 0.12% | -9.1% |
| WM | Buy | WASTE MANAGEMENT INC | $454,000 | +14.1% | 8,508 | +6.7% | 0.12% | -1.7% |
| T | Buy | AT&T INC | $418,000 | +59.5% | 12,136 | +50.6% | 0.11% | +38.0% |
| KO | Buy | COCA-COLA CO | $417,000 | +25.6% | 9,717 | +12.7% | 0.11% | +9.0% |
| HCP | Buy | HCP INCreit, mlp | $315,000 | +25.5% | 8,225 | +17.1% | 0.08% | +7.9% |
| CINF | New | CINCINNATI FINANCIAL | $244,000 | – | 4,125 | +100.0% | 0.06% | – |
| CSCO | Buy | CISCO SYSTEMS INC | $245,000 | +32.4% | 9,038 | +24.9% | 0.06% | +14.3% |
| New | WHIRLPOOL CORPnote 2.40% 3/1/2019 | $234,000 | – | 235,000 | +100.0% | 0.06% | – | |
| New | CALL VISA INCcall | $204,000 | – | 96 | +100.0% | 0.05% | – | |
| HUN | Buy | HUNTSMAN CORP | $164,000 | +173.3% | 14,420 | +264.3% | 0.04% | +138.9% |
| BX | Buy | BLACKSTONE GRP LPreit, mlp | $159,000 | +15.2% | 5,447 | +32.9% | 0.04% | -2.4% |
| MRK | Buy | MERCK & CO INC | $154,000 | +8.5% | 2,919 | +5.9% | 0.04% | -7.0% |
| MCD | Buy | MCDONALD'S CORP | $152,000 | +24.6% | 1,290 | +0.5% | 0.04% | +8.1% |
| PLD | Buy | PROLOGIS INCreit, mlp | $155,000 | +24.0% | 3,600 | +5.9% | 0.04% | +5.3% |
| RGLD | Buy | ROYAL GOLD INC | $132,000 | +78.4% | 3,612 | +124.1% | 0.03% | +54.5% |
| New | HYATT HOTELS CORPnote 3.88% 8/15/2016 | $132,000 | – | 130,000 | +100.0% | 0.03% | – | |
| CELG | Buy | CELGENE CORP | $119,000 | +19.0% | 994 | +16.1% | 0.03% | +3.3% |
| OHI | Buy | OMEGA HLTHCARE INVSreit, mlp | $114,000 | +132.7% | 3,260 | +117.3% | 0.03% | +100.0% |
| BP | Buy | BP PLC ADR | $116,000 | +110.9% | 3,715 | +106.3% | 0.03% | +76.5% |
| New | SALT VERDE AZ FCnote 5.00% 12/1/2037 | $116,000 | – | 100,000 | +100.0% | 0.03% | – | |
| EIX | New | EDISON INTERNATIONAL | $113,000 | – | 1,914 | +100.0% | 0.03% | – |
| MDLZ | Buy | MONDELEZ INTL INC | $109,000 | +28.2% | 2,428 | +21.9% | 0.03% | +7.7% |
| GAS | Buy | AGL RESOURCES INC | $108,000 | +56.5% | 1,700 | +47.8% | 0.03% | +33.3% |
| BPL | Buy | BUCKEYE PTNRSreit, mlp | $89,000 | +9.9% | 1,350 | +17.4% | 0.02% | -8.0% |
| GIS | Buy | GENERAL MILLS INC | $83,000 | +15.3% | 1,434 | +12.7% | 0.02% | 0.0% |
| VV | Buy | VANGUARD LC ETFetf | $86,000 | +6.2% | 919 | +1.0% | 0.02% | -12.0% |
| New | WYNDHAM WORLDWIDE COnote 2.95% 3/1/2017 | $86,000 | – | 85,000 | +100.0% | 0.02% | – | |
| UPS | Buy | UNITED PARCEL SERVIC | $76,000 | +11.8% | 790 | +10.6% | 0.02% | -4.8% |
| New | PFIZER INCnote 6.20% 3/15/2019 | $73,000 | – | 65,000 | +100.0% | 0.02% | – | |
| KMI | Buy | KINDER MORGAN INC | $71,000 | -26.0% | 4,755 | +52.5% | 0.02% | -37.9% |
| New | AETNA INCnote 3.95% 9/1/2020 | $68,000 | – | 65,000 | +100.0% | 0.02% | – | |
| AMZN | Buy | AMAZON.COM INC | $71,000 | +47.9% | 105 | +8.2% | 0.02% | +20.0% |
| New | FORD HLDG LLCnote 9.30% 3/1/2030 | $68,000 | – | 50,000 | +100.0% | 0.02% | – | |
| CLNE | Buy | CLEAN ENERGY FUELS C | $64,000 | -24.7% | 17,640 | +4.6% | 0.02% | -34.6% |
| New | SAN JOSE CA ARPTnote 6.60% 3/1/2041 | $61,000 | – | 55,000 | +100.0% | 0.02% | – | |
| New | NOGALES AZ MDAnote 3.00% 6/1/2017 | $62,000 | – | 60,000 | +100.0% | 0.02% | – | |
| CAG | Buy | CONAGRA FOODS INC | $60,000 | +22.4% | 1,425 | +20.2% | 0.02% | +6.7% |
| MPW | Buy | MEDICAL PROP TRUST Ireit, mlp | $61,000 | +8.9% | 5,300 | +3.9% | 0.02% | -5.9% |
| SCG | New | SCANA CORP | $60,000 | – | 1,000 | +100.0% | 0.02% | – |
| New | MINNESOTA STnote 5.00% 11/1/2016 | $57,000 | – | 55,000 | +100.0% | 0.02% | – | |
| New | LOS ANGELES CAnote 7.00% 7/1/2041 | $58,000 | – | 50,000 | +100.0% | 0.02% | – | |
| IPGP | Buy | IPG PHOTONICS CORP | $59,000 | +43.9% | 658 | +29.5% | 0.02% | +25.0% |
| New | CAMARILLO CA CDC TAnote 6.00% 9/1/2041 | $56,000 | – | 50,000 | +100.0% | 0.02% | – | |
| New | CA ST PUB WRKS BD LSnote 6.00% 4/1/2027 | $58,000 | – | 50,000 | +100.0% | 0.02% | – | |
| New | GOLDMAN SACHS GROUPnote 6.35% 2/15/2034 | $59,000 | – | 50,000 | +100.0% | 0.02% | – | |
| New | GTE CORPnote 6.94% 4/15/2028 | $53,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | PIMA CN AZ IDA Lnote 4.25% 9/1/2023 | $53,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | EL PASO CO COPnote 4.50% 12/1/2024 | $53,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | CA HLTH FACS FA REVnote 5.00% 4/1/2037 | $51,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | INDEPENDENT C CAnote 4.20% 9/15/2036 | $49,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | IVY TECH CCLG Inote 5.13% 7/1/2025 | $51,000 | – | 50,000 | +100.0% | 0.01% | – | |
| New | AZ ST TRANS BRD HWYnote 5.00% 7/1/2017 | $51,000 | – | 50,000 | +100.0% | 0.01% | – | |
| NBL | Buy | NOBLE ENERGY INC | $50,000 | +6.4% | 1,519 | +0.3% | 0.01% | -7.1% |
| New | FRESNO CA WTR SYnote 6.75% 6/1/2040 | $45,000 | – | 40,000 | +100.0% | 0.01% | – | |
| FGPRQ | Buy | FERRELLGAS PTNRS LPreit, mlp | $42,000 | +31.2% | 2,500 | +66.7% | 0.01% | +10.0% |
| New | COCONINO ETC AZnote 4.50% 7/1/2018 | $38,000 | – | 35,000 | +100.0% | 0.01% | – | |
| VER | New | VEREIT INCreit, mlp | $40,000 | – | 5,000 | +100.0% | 0.01% | – |
| New | CLARK CNTY WA PUD00note 5.00% 1/1/2018 | $38,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | CITY OF PHOENIXnote 5.00% 7/1/2017 | $37,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | CALCASIE PAR LA SD3note 4.00% 2/15/2019 | $38,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | MIAMI-DADE CNTY FLnote 3.50% 7/1/2019 | $38,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | PEORIA AZ W/Wnote 4.00% 7/1/2019 | $38,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | TOTAL SA | $40,000 | – | 900 | +100.0% | 0.01% | – | |
| New | PHOENIX AZ CVC Anote 4.25% 7/1/2018 | $38,000 | – | 35,000 | +100.0% | 0.01% | – | |
| AXDX | Buy | ACCELERATE DIAGNOSTI | $39,000 | +30.0% | 1,795 | +12.5% | 0.01% | +11.1% |
| New | RR DONNELLEY & SONSnote 6.13% 1/15/2017 | $39,000 | – | 38,000 | +100.0% | 0.01% | – | |
| LUV | Buy | SOUTHWEST AIRLINES C | $33,000 | +32.0% | 765 | +15.0% | 0.01% | +12.5% |
| New | GOLDMAN SACHS GROUPnote 4.20% 12/15/2016 | $36,000 | – | 35,000 | +100.0% | 0.01% | – | |
| BOJA | Buy | BOJANGLES' INC | $33,000 | +50.0% | 2,050 | +95.2% | 0.01% | +28.6% |
| New | PITNEY BOWES INCnote 4.75% 1/15/2016 | $33,000 | – | 33,000 | +100.0% | 0.01% | – | |
| F | Buy | FORD MOTOR CO | $33,000 | +13.8% | 2,337 | +7.4% | 0.01% | 0.0% |
| New | TOB STLMT CORP NYnote 5.00% 6/1/2022 | $36,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | KENOSHA WI USDnote 4.50% 4/1/2016 | $35,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | ALCOA INCnote 5.40% 4/15/2021 | $33,000 | – | 34,000 | +100.0% | 0.01% | – | |
| ED | Buy | CONSOLIDATED EDISON | $34,000 | +9.7% | 522 | +1.8% | 0.01% | 0.0% |
| SCHW | Buy | CHARLES SCHWAB CORP | $33,000 | +106.2% | 1,000 | +86.9% | 0.01% | +80.0% |
| New | IA ST BRD REGENT HSnote 3.00% 9/1/2017 | $36,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | VERIZON COMMUNICATIOnote 6.35% 4/1/2019 | $34,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | EVANSVILLE IND REDEVnote 6.05% 2/1/2023 | $34,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | MESA AZ UTIL SYSnote 2.25% 7/1/2020 | $36,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | CLARK CNTY NV SDnote 4.00% 6/15/2016 | $36,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | HILTON HEAD ISL SCnote 3.50% 3/1/2027 | $32,000 | – | 30,000 | +100.0% | 0.01% | – | |
| RMR | New | RMR GROUP INC | $32,000 | – | 2,251 | +100.0% | 0.01% | – |
| PEY | New | POWERSHARES HIGH YIE | $29,000 | – | 2,140 | +100.0% | 0.01% | – |
| New | PHILADELPHIA PAnote 5.00% 8/1/2016 | $31,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | UNION CARBIDE CORPnote 7.88% 4/1/2023 | $30,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | UNVL HEALTH RLTY INCreit, mlp | $29,000 | – | 571 | +100.0% | 0.01% | – | |
| New | UNIV AZ MED CTRnote 5.50% 7/1/2033 | $32,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | AZ HLTH FAC AUTHnote 4.00% 1/1/2044 | $31,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | ANHEUSER-BUSCH INCnote 5.00% 3/1/2019 | $29,000 | – | 27,000 | +100.0% | 0.01% | – | |
| New | MUURIETA VY CA Unote 4.75% 9/1/2036 | $31,000 | – | 30,000 | +100.0% | 0.01% | – | |
| New | WESLACO TXnote 5.00% 2/15/2023 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MARICOPA AZ SD #31note 3.00% 7/1/2021 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | CONTRA COSTA CA Pnote 6.90% 6/1/2035 | $28,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | WEATHERFORD INTLnote 5.50% 2/15/2016 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MARICOPA AZ USD #97note 5.00% 7/1/2016 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | NE PUB PWR DISTnote 4.50% 1/1/2024 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | ANCHORAGE AKnote 5.00% 10/1/2021 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | TOB STLMT CORP NYnote 5.00% 6/1/2021 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | PIERCE CN WA SDnote 3.00% 12/1/2018 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MARICOPA AZ CCDnote 2.50% 7/1/2019 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | GOLDMAN SACHS GROUPnote 5.50% 6/15/2030 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | FARMINTON MN ISDnote 4.00% 2/1/2020 | $28,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | TIME WARNER INCnote 9.15% 2/1/2023 | $26,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | GOLDMAN SACHS BANKcd | $26,000 | – | 26,000 | +100.0% | 0.01% | – | |
| New | GOODYEAR AZ PUB IMPnote 5.00% 7/1/2032 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | BELOIT WI SDnote 3.00% 4/1/2020 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | SAFEWAY INCnote 7.25% 2/1/2031 | $26,000 | – | 29,000 | +100.0% | 0.01% | – | |
| New | GRAND RAPIDS MInote 5.38% 1/1/2016 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | ORLANDO FL UTILnote 4.00% 10/1/2019 | $28,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MARICOPA AZ SDnote 3.75% 7/1/2016 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | GREATER ORLANDO AVIAnote 4.50% 10/1/2028 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | DEARBORN MI SDnote 3.00% 5/1/2018 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MIAMI-DADE CN FLnote 5.00% 10/1/2016 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | YAVAPAI CN AZ CCDnote 3.00% 7/1/2021 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | NOVATO CA RDAnote 4.50% 9/1/2034 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | FL DEP OF CHILD/FAMnote 5.00% 10/1/2018 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | TUCSON AZ WTRnote 4.00% 7/1/2018 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | SALT RIVER PROJECT Anote 4.00% 1/1/2016 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MARION COUNTY FLnote 4.00% 6/1/2019 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | UINV S ALnote 5.00% 12/1/2024 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | AKRON OHnote 5.00% 12/1/2021 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | UNIV TX UNIVnote 5.25% 8/15/2018 | $28,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | SALT RIVER PRJ AZnote 5.00% 1/1/2025 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | AVONDALE AZ MDCnote 5.00% 7/1/2022 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | PHOENIX AZ CVC IMPnote 5.00% 7/1/2019 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | LAS VEGAS NV WTRnote 5.00% 6/1/2018 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MS DEV BK SPL OBGnote 4.50% 11/1/2020 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MOBILE ALnote 5.00% 2/15/2017 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | MARICOPA AZ SDnote 4.00% 7/1/2017 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | AZ ST TRANS BRD HWYnote 5.00% 7/1/2018 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | AZ TRANS EXCISE TAXnote 5.00% 7/1/2016 | $26,000 | – | 25,000 | +100.0% | 0.01% | – | |
| CHL | New | CHINA MOBILE LTD (HO | $23,000 | – | 400 | +100.0% | 0.01% | – |
| New | UNIV PL WAnote 5.92% 12/1/2019 | $22,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | HEWLETT-PACKARD COnote 4.38% 9/15/2021 | $24,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | WASHINGTON STnote 5.00% 2/1/2019 | $22,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | IRVINE CA SPL Tnote 5.38% 9/1/2033 | $24,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | DOUGLAS CO SD #1note 5.00% 1/15/2025 | $22,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | AMER MUNI POWER OHnote 6.00% 2/15/2027 | $22,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | GENERAL ELECTRIC CAPnote 5.75% 8/15/2021 | $22,000 | – | 19,000 | +100.0% | 0.01% | – | |
| ANET | New | ARISTA NETWORKS INC | $21,000 | – | 270 | +100.0% | 0.01% | – |
| New | CORPUS CHRISTI TXnote 5.00% 3/1/2022 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | AZ ST CTFS PARTnote 5.00% 9/1/2024 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| AAL | Buy | AMERICAN AIRLINES GR | $21,000 | +5.0% | 499 | +0.2% | 0.01% | -16.7% |
| New | CITY OF SAN ANTONIOnote 5.00% 2/1/2023 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | JPMORGAN CHASE & COnote 3.45% 3/1/2016 | $20,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | AUSTIN TX ISDnote 5.00% 8/1/2022 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | GENERAL ELECTRIC CAPnote 3.35% 10/17/2016 | $20,000 | – | 20,000 | +100.0% | 0.01% | – | |
| MKC | New | MCCORMICK & CO INC | $18,000 | – | 210 | +100.0% | 0.01% | – |
| DES | New | WISDOMTREE SC ETFetf | $19,000 | – | 300 | +100.0% | 0.01% | – |
| GLOP | Buy | GASLOG PARTNERS LP | $21,000 | +110.0% | 1,500 | +200.0% | 0.01% | +66.7% |
| New | HARRIS CNTY TXnote 5.00% 8/15/2026 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | MARICOPA AZ SD #4note 5.00% 7/1/2021 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | BANNING CA FIN AGYnote 5.00% 6/1/2021 | $21,000 | – | 20,000 | +100.0% | 0.01% | – | |
| CPHD | New | CEPHEID INC | $18,000 | – | 500 | +100.0% | 0.01% | – |
| New | BENTON CNTY WA SD#1note 5.00% 12/1/2021 | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | CISCO SYSTEMS INCnote 5.50% 2/22/2016 | $20,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | GOLDMAN SACHS GROUPnote 5.50% 2/15/2031 | $21,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | WASHINGTON CA USDnote 5.00% 8/1/2025 | $21,000 | – | 20,000 | +100.0% | 0.01% | – | |
| TRI | Buy | TRIAD HOSPITALS | $20,000 | +233.3% | 530 | +253.3% | 0.01% | +150.0% |
| LNKD | Buy | LINKEDIN CORP | $19,000 | +35.7% | 85 | +10.4% | 0.01% | +25.0% |
| New | MORGAN STANLEYnote 4.75% 3/22/2017 | $21,000 | – | 20,000 | +100.0% | 0.01% | – | |
| AMT | Buy | AMERICAN TOWER CORP | $14,000 | +366.7% | 140 | +300.0% | 0.00% | +300.0% |
| New | JPMORGAN CHASE & COnote 7.25% 2/1/2018 | $15,000 | – | 14,000 | +100.0% | 0.00% | – | |
| New | CA INCnote 5.38% 12/1/2019 | $16,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | CITIGROUP INCnote 3.88% 10/25/2023 | $17,000 | – | 16,000 | +100.0% | 0.00% | – | |
| ET | New | ENERGY TRNFR EQUITYreit, mlp | $14,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | FORD MOTOR CREDITnote 8.13% 1/15/2020 | $15,000 | – | 13,000 | +100.0% | 0.00% | – | |
| New | GENERAL ELECTRIC COnote 5.25% 12/6/2017 | $16,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | GEN MOTORS FINLnote 6.75% 6/1/2018 | $15,000 | – | 14,000 | +100.0% | 0.00% | – | |
| New | GOLDMAN SACHS GROUPnote 7.50% 2/15/2019 | $16,000 | – | 14,000 | +100.0% | 0.00% | – | |
| New | HEWLETT-PACKARD COnote 4.65% 12/9/2021 | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | MORGAN STANLEYnote 7.30% 5/13/2019 | $16,000 | – | 14,000 | +100.0% | 0.00% | – | |
| New | QUEEN CRK IMP DIS Anote 5.00% 1/1/2016 | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | SAN MATEO CAnote 4.13% 12/15/2023 | $16,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | SIMON PROPERTY GROUPnote 5.25% 12/1/2016 | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | TUCSON AZ WTRnote 5.00% 7/1/2025 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BROWARD CNTY FL ARPnote 5.00% 10/1/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | GREATER AZ DEV AUTHnote 6.85% 8/1/2019 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CPGX | New | COLUMBIA PIPELINE GR | $10,000 | – | 500 | +100.0% | 0.00% | – |
| New | AZ TRANS BRD HWYnote 5.00% 7/1/2022 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AZ ST LOTTERYnote 5.00% 7/1/2023 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AUSTIN TX WTR & WSTnote 5.00% 11/15/2023 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | CNT PUGET SND WAnote 5.25% 2/1/2018 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MA ST WTR RES AUTHnote 5.00% 8/1/2018 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MCDONALDS CORPnote 5.35% 3/1/2018 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | TX TRANS ST HWY FDnote 5.00% 10/1/2024 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | JEA FL ELEC SYS REVnote 5.00% 10/1/2022 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MI ST BLDG AUTHnote 5.00% 4/15/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | TEXAS INSTRUMENTS INnote 2.38% 5/16/2016 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AZ TRANS EXCISE TAXnote 5.00% 7/1/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PA ST TPK COMMN TPKnote 5.00% 12/1/2024 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | GILBERT AZ MPCnote 4.75% 10/1/2032 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | KING ETC WA SD #408note 3.00% 12/1/2017 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | KLEIN TX ISDnote 5.00% 8/1/2023 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MO ST HWY/TRANSnote 5.00% 2/1/2019 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | TENNESSEE STnote 5.00% 5/1/2021 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| TEF | Buy | TELEFONICA SA | $13,000 | -13.3% | 1,168 | +2.9% | 0.00% | -40.0% |
| MEMPQ | New | MEMORIAL PROD PTNR Lreit, mlp | $11,000 | – | 4,000 | +100.0% | 0.00% | – |
| New | TAMPA BAY FL WTRnote 5.00% 10/1/2016 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PHOENIX AZ WST WTRnote 5.00% 7/1/2024 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PHOENIX AZ WTRnote 5.00% 7/1/2022 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PHOENIX AZ WTRnote 5.00% 7/1/2027 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PHOENIX AZ CVC IMPnote 5.00% 7/1/2020 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AZ WTR INFRA FA REVnote 5.00% 10/1/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CAT | Buy | CATERPILLAR INC | $10,000 | +900.0% | 140 | +600.0% | 0.00% | – |
| New | WELLS FARGO & COnote 5.63% 12/11/2017 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PIMA CN AZ SWRnote 5.00% 7/1/2025 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | NEW YORK N Ynote 5.00% 8/1/2023 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MORGAN STANLEYnote 4.63% 1/16/2034 | $12,000 | – | 13,000 | +100.0% | 0.00% | – | |
| New | NY ST DORM AUTH S/Tnote 5.00% 3/15/2022 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | NY ST DORM AUTH PERnote 5.00% 2/15/2025 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | IN ST FA REVnote 5.00% 2/1/2019 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MP WSTRN ST UNIVnote 5.00% 10/1/2020 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AZ BD REGENTS UNIVnote 5.00% 7/1/2024 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | REDMOND WAnote 5.00% 12/1/2016 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | DRIPPING SPRING TXnote 5.00% 2/15/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MO ST HLTH/EDnote 5.70% 10/1/2022 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | SUPERVALU INCnote 8.00% 5/1/2016 | $11,000 | – | 11,000 | +100.0% | 0.00% | – | |
| New | ENERGY NW WA ELEC Rnote 5.00% 7/1/2018 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | REGL TRAN DST CO COnote 5.00% 6/1/2022 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| NI | New | NISOURCE INC HOLDING | $10,000 | – | 500 | +100.0% | 0.00% | – |
| New | AZ ST TRANSN BRDnote 5.00% 7/1/2022 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AZ ST TRANS BRD HWYnote 5.00% 7/1/2022 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | NC MUN PWR CA ELECnote 5.00% 1/1/2025 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AMLP | New | ALERIAN MLP ETF | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | AZ ST TRANS BRD HWYnote 5.00% 7/1/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | ROSEMONT ILnote 5.25% 12/1/2022 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | MA STnote 5.50% 10/1/2019 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MWA | New | MUELLER WATER PRODUC | $13,000 | – | 1,500 | +100.0% | 0.00% | – |
| New | IRVING TX WWKS/SWRnote 4.00% 8/15/2019 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | OH ST WTR POLL REVnote 5.00% 12/1/2021 | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | CATERPILLAR FINL SVCnote 7.05% 10/1/2018 | $9,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | QUANTA SERVICES INC | $6,000 | – | 300 | +100.0% | 0.00% | – | |
| New | EATON CORPnote 2.75% 11/2/2022 | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | DEUTSCHE BANKnote 1.40% 2/13/2017 | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | VALE SA | $8,000 | – | 2,350 | +100.0% | 0.00% | – | |
| New | MEDCO HLTH SOLUTIONSnote 7.13% 3/15/2018 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| New | HUSKY ENERGY INCnote 7.25% 12/15/2019 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| New | HERTZ CORPnote 7.00% 1/15/2028 | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | BANK OF AMERICAnote 5.63% 7/1/2020 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| HTGM | Buy | HTG MOLECULAR DIAG I | $7,000 | +133.3% | 1,500 | +200.0% | 0.00% | +100.0% |
| New | BANK OF AMERICAnote 5.70% 1/24/2022 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| New | OMNICOM GROUP INCnote 5.90% 4/15/2016 | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | AETNA INCnote 2.75% 11/15/2022 | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | CAPITAL ONE FINLnote 6.15% 9/1/2016 | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| New | JEFFERIES GROUPnote 5.13% 4/13/2018 | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| TECK | Buy | TECK RESOURCES LTD | $9,000 | 0.0% | 2,427 | +70.1% | 0.00% | -33.3% |
| New | AMERISOURCEBERGEN CO | $6,000 | – | 55 | +100.0% | 0.00% | – | |
| New | EXPEDIA INCnote 5.95% 8/15/2020 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| New | EXPEDIA INCnote 7.46% 8/15/2018 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| New | JEFFERSON COUNTY MOnote 4.75% 3/1/2029 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| ISR | New | ISORAY INC | $5,000 | – | 5,000 | +100.0% | 0.00% | – |
| New | IBM CORPnote 5.70% 9/14/2017 | $2,000 | – | 1,666 | +100.0% | 0.00% | – | |
| PNCPRQ | New | PNC FINL GPpreferred | $3,000 | – | 120 | +100.0% | 0.00% | – |
| New | GOLDMAN SACHS GROUPnote 5.35% 1/15/2016 | $3,000 | – | 3,334 | +100.0% | 0.00% | – | |
| New | PEPSICO INCnote 5.00% 6/1/2018 | $2,000 | – | 1,667 | +100.0% | 0.00% | – | |
| New | PROSPECT CAP CORPnote 5.88% 3/15/2023 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | ST LOUIS MO PKGnote 6.00% 12/15/2018 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| CBSH | Buy | COMMERCE BANCSHARES | $3,000 | 0.0% | 67 | +4.7% | 0.00% | 0.0% |
| New | SERVICEMASTER CO LTDnote 7.45% 8/15/2027 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | CITIGROUP INCnote 6.00% 8/15/2017 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | CISCO SYSTEMS INCnote 4.95% 2/15/2019 | $2,000 | – | 1,667 | +100.0% | 0.00% | – | |
| New | CENTURYLINK INCnote 6.45% 6/15/2021 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | PACTIV LLCnote 8.38% 4/15/2027 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| PMTS | New | CPI CARD GROUP INC | $4,000 | – | 400 | +100.0% | 0.00% | – |
| WLDVF | New | ARIZONA MINING INC | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| WW | New | WEIGHT WATCHERS INTL | $5,000 | – | 200 | +100.0% | 0.00% | – |
| New | AMERICAN EXPRESS CNTcd | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | WIRECARD AG BERLIN O | $5,000 | – | 100 | +100.0% | 0.00% | – | |
| New | AT&T INCnote 5.50% 2/1/2018 | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | M B I A INCnote 7.15% 7/15/2027 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| MDC | Buy | MDC HLDG INC | $2,000 | -33.3% | 97 | +1.0% | 0.00% | 0.0% |
| New | PEABODY ENERGYnote 7.88% 11/1/2026 | $1,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | CDEX INC | $0 | – | 200 | +100.0% | 0.00% | – | |
| OCX | New | ONOCOCYTE CORP | $0 | – | 50 | +100.0% | 0.00% | – |
| New | HERITAGE GLOBAL INC | $0 | – | 50 | +100.0% | 0.00% | – | |
| New | LEHMAN BRO HLDG PREFERREDpreferred | $0 | – | 600 | +100.0% | 0.00% | – | |
| New | APTOSE BIOSCIENCES I | $0 | – | 8 | +100.0% | 0.00% | – | |
| New | ALLTEL CORPORATIONnote 6.75% 4/1/2028 | $1,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | ADVISORS DISCIPLINED | $1,000 | – | 2 | +100.0% | 0.00% | – | |
| New | LEHMAN BROS HLDGSnote 0.00% 2/27/2015 | $1,000 | – | 20,000 | +100.0% | 0.00% | – | |
| LFAP | New | LIFEAPPS BRANDS INC | $0 | – | 1,000 | +100.0% | 0.00% | – |
| SAGE | New | SOLOMON ALLIANCE GRP | $0 | – | 500 | +100.0% | 0.00% | – |
| CIM | New | CHIMERA INVESTMENT | $1,000 | – | 80 | +100.0% | 0.00% | – |
| EFC | New | ELLINGTON FINANCIAL | $1,000 | – | 60 | +100.0% | 0.00% | – |
| New | CAPSTONE THERAPEUTIC | $0 | – | 2,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-03-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.