LPL Financial LLC - Q2 2023 holdings

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$140 Billion is the total value of LPL Financial LLC's 4584 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 0.0% .

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Unchanged
 Value Shares↓ Weighting
ACEL  ACCEL ENTERTAINMENT INC$777,818
+15.9%
73,6570.0%0.00%0.0%
AMZN  AMAZON COM INCcall$782,160
+26.2%
6,0000.0%0.00%–
ETWO  E2OPEN PARENT HOLDINGS INC$703,758
-3.8%
125,6710.0%0.00%0.0%
LMT  LOCKHEED MARTIN CORPput$1,565,292
-2.6%
3,4000.0%0.00%0.0%
NEN  NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt$715,252
+2.7%
9,8020.0%0.00%0.0%
OLED  UNIVERSAL DISPLAY CORPcall$720,650
-7.1%
5,0000.0%0.00%0.0%
WYNN  WYNN RESORTS LTDcall$1,056,100
-5.6%
10,0000.0%0.00%0.0%
 PENNYMAC CORPnote 5.500%11/0$48,951
+1.2%
52,0000.0%0.00%–
NCLH  NORWEGIAN CRUISE LINE HLDG Lcall$293,895
+61.9%
13,5000.0%0.00%–
PLTR  PALANTIR TECHNOLOGIES INCcall$153,300
+81.4%
10,0000.0%0.00%–
ISTR  INVESTAR HLDG CORP$383,790
-13.3%
31,6920.0%0.00%–
 PARATEK PHARMACEUTICALS INCnote 4.750% 5/0$48,955
+39.3%
50,0000.0%0.00%–
OSMT  RVL PHARMACEUTICALS PLC$11,880
-50.9%
21,2100.0%0.00%–
PTRS  PARTNERS BANCORP$206,164
-20.9%
33,3060.0%0.00%–
 INNOVATOR ETFS TRladerd alctn pwr$282,914
+5.5%
7,4650.0%0.00%–
ADBE  ADOBE SYSTEMS INCORPORATEDcall$537,889
+26.9%
1,1000.0%0.00%–
 SUPER GROUP SGHC LIMITED$29,890
-28.0%
10,3070.0%0.00%–
PDEC  INNOVATOR ETFS TRus eqty pwr buf$309,005
+5.8%
9,2850.0%0.00%–
UJAN  INNOVATOR ETFS TRus eqt ultra bf$531,110
+5.3%
16,2270.0%0.00%–
EMTY  PROSHARES TRdecline retail$164,107
+5.3%
10,8250.0%0.00%–
SPXT  PROSHARES TRsp500 ex tech$347,144
+5.6%
4,7560.0%0.00%–
HUSA  HOUSTON AMERN ENERGY CORP$29,309
-17.8%
13,7600.0%0.00%–
UYG  PROSHARES TRultra fncls new$222,762
+8.0%
4,8830.0%0.00%–
SPOT  SPOTIFY TECHNOLOGY S Acall$401,375
+20.2%
2,5000.0%0.00%–
ALLT  ALLOT LTD$47,716
+17.5%
15,1000.0%0.00%–
REAX  THE REAL BROKERAGE INC$27,705
+57.9%
14,5050.0%0.00%–
REX  REX AMERICAN RES CORP$496,217
+21.8%
14,2550.0%0.00%–
RIGL  RIGEL PHARMACEUTICALS INC$35,056
-2.3%
27,1750.0%0.00%–
RMNI  RIMINI STR INC DEL$77,450
+16.3%
16,1690.0%0.00%–
ROG  ROGERS CORP$332,928
-0.9%
2,0560.0%0.00%–
 RUBICON TECHNOLOGIES INC$6,290
-43.6%
17,0000.0%0.00%–
FLNT  FLUENT INC$27,547
-23.6%
43,9770.0%0.00%–
FTK  FLOTEK INDS INC DEL$9,241
+6.4%
12,5900.0%0.00%–
 TRITIUM DCFC LIMITEDordinary shares$17,630
-14.8%
16,1740.0%0.00%–
FEMY  FEMASYS INC$10,726
-53.0%
21,0320.0%0.00%–
EVBN  EVANS BANCORP INC$242,095
-25.7%
9,7110.0%0.00%–
EEA  EUROPEAN EQUITY FD INC$295,349
+1.9%
34,3030.0%0.00%–
 SEASTAR MEDICAL HOLDING CORP$5,200
-72.0%
10,0000.0%0.00%–
SOLO  ELECTRAMECCANICA VEHS CORP$8,799
+19.5%
14,1780.0%0.00%–
SHOP  SHOPIFY INCcall$323,000
+34.8%
5,0000.0%0.00%–
SNOW  SNOWFLAKE INCcall$351,960
+14.1%
2,0000.0%0.00%–
SOHO  SOTHERLY HOTELS INC$223,967
-5.3%
118,5010.0%0.00%–
 SOUTHWEST AIRLS COnote 1.250% 5/0$18,392
+1.2%
16,0000.0%0.00%–
SMCP  ETF SER SOLUTIONSalphamark sm$226,412
+4.9%
8,8000.0%0.00%–
EPRPRE  EPR PPTYSconv pfd 9% sr e$227,674
+7.2%
8,0280.0%0.00%–
EMX  EMX RTY CORP$19,646
-4.5%
10,3400.0%0.00%–
 DISH NETWORK CORPORATIONnote 3.375% 8/1$21,921
-2.8%
44,0000.0%0.00%–
SYBX  SYNLOGIC INC$12,938
-32.0%
30,0880.0%0.00%–
FAS  DIREXION SHS ETF TRdly fin bull new$320,443
+10.2%
5,0400.0%0.00%–
 TMC THE METALS COMPANY INC$20,440
+96.7%
12,5400.0%0.00%–
 TRX GOLD CORPORATION$21,500
-8.1%
48,5320.0%0.00%–
 DIGITALBRIDGE GROUP INCcall$147,100
+22.7%
10,0000.0%0.00%–
 DEXCOM INCnote 0.250%11/1$11,712
+0.3%
11,0000.0%0.00%–
DSKE  DASEKE INC$146,579
-7.8%
20,5580.0%0.00%–
 374WATER INC$26,749
-49.4%
11,1920.0%0.00%–
 TILRAY BRANDS INCnote 5.000%10/0$98,869
+0.7%
100,0000.0%0.00%–
CUE  CUE BIOPHARMA INC$38,581
+2.2%
10,5700.0%0.00%–
TRVI  TREVI THERAPEUTICS INC$23,900
+29.2%
10,0000.0%0.00%–
TRUE  TRUECAR INC$90,400
-1.7%
40,0000.0%0.00%–
 TYRA BIOSCIENCES INC$332,085
+6.0%
19,5000.0%0.00%–
MLPB  UBS AG LONDON BRANCHetracs aler mlp$344,566
+4.2%
17,3440.0%0.00%–
CRMD  CORMEDIX INC$79,300
-4.2%
20,0000.0%0.00%–
 CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1$8,298
+10.0%
10,0000.0%0.00%–
ELP  COMPANHIA PARANAENSE ENERG Cspon ads$252,440
+28.1%
29,3190.0%0.00%–
 UPHEALTH INC$265,356
+26.2%
141,1470.0%0.00%–
 UPSTART HLDGS INCnote 0.250% 8/1$10,244
+19.6%
15,0000.0%0.00%–
VALE  VALE S Acall$398,574
-15.0%
29,7000.0%0.00%–
CIVB  CIVISTA BANCSHARES INC$206,938
+3.1%
11,8930.0%0.00%–
 CIPHER MINING INC$31,511
+22.7%
11,0180.0%0.00%–
CCBG  CAPITAL CITY BK GROUP INC$214,133
+4.5%
6,9890.0%0.00%–
BVS  BIOVENTUS INC$115,666
+170.1%
40,0230.0%0.00%–
VRCA  VERRICA PHARMACEUTICALS INC$202,700
-11.2%
35,1300.0%0.00%–
BRN  BARNWELL INDS INC$25,501
+15.9%
10,0000.0%0.00%–
BAC  BANK AMERICA CORPcall$430,350
+0.3%
15,0000.0%0.00%–
 WAYFAIR INCnote 0.625%10/0$18,006
+18.6%
21,0000.0%0.00%–
ADSK  AUTODESK INCcall$409,220
-1.7%
2,0000.0%0.00%–
MHF  WESTERN ASSET MUN HIGH INCOM$197,279
-1.8%
30,1190.0%0.00%–
 WESTERN DIGITAL CORP.note 1.500% 2/0$529,398
+0.0%
549,0000.0%0.00%–
 ARES CAPITAL CORPnote 4.625% 3/0$45,653
+1.2%
45,0000.0%0.00%–
AAOI  APPLIED OPTOELECTRONICS INC$79,059
+169.7%
13,2650.0%0.00%–
APOG  APOGEE ENTERPRISES INC$227,476
+9.8%
4,7920.0%0.00%–
 AMPRIUS TECHNOLOGIES INC*w exp 09/14/202$9,720
-4.0%
20,2500.0%0.00%–
CXE  MFS HIGH INCOME MUN TRsh ben int$73,292
-4.7%
21,0610.0%0.00%–
ALTO  ALTO INGREDIENTS INC$78,556
+92.7%
27,1820.0%0.00%–
 LUCID DIAGNOSTICS INC$20,016
-0.7%
14,4000.0%0.00%–
 EA SERIES TRUSTea bridgeway omn$261,673
+1.7%
14,6760.0%0.00%–
 NEOGENOMICS INCnote 0.250% 1/1$7,329
-0.1%
10,0000.0%0.00%–
LPTH  LIGHTPATH TECHNOLOGIES INC$45,900
-4.3%
34,0000.0%0.00%–
 LIBERTY MEDIA CORP DELnote 1.375%10/1$11,477
+6.3%
10,0000.0%0.00%–
 LIBERTY MEDIA CORP DELdeb 4.000%11/1$7,196
+67.3%
33,0000.0%0.00%–
NWFL  NORWOOD FINL CORP$273,891
+0.4%
9,2750.0%0.00%–
NMG  NOUVEAU MONDE GRAPHITE INC$33,440
-40.7%
11,0000.0%0.00%–
KULR  KULR TECHNOLOGY GROUP INC$32,689
-27.0%
51,0760.0%0.00%–
KF  KOREA FD INC$233,136
+5.3%
10,0750.0%0.00%–
AKTX  AKARI THERAPEUTICS PLCsponsored adr$22,857
-6.4%
134,4530.0%0.00%–
KIRK  KIRKLANDS INC$35,718
-2.1%
12,8020.0%0.00%–
 AKAMAI TECHNOLOGIES INCnote 0.125% 5/0$16,082
+6.6%
15,0000.0%0.00%–
GSM  FERROGLOBE PLC$53,963
-3.4%
11,3130.0%0.00%–
NVVEW  NUVVE HOLDING CORP*w exp 03/19/202$600
-24.9%
10,0000.0%0.00%–
ISR  PERSPECTIVE THERAPEUTICS INC$22,804
+4.7%
34,1380.0%0.00%–
ONCT  ONCTERNAL THERAPEUTICS INC$59,153
-56.1%
171,4590.0%0.00%–
OESX  ORION ENERGY SYS INC$26,153
-19.7%
16,0450.0%0.00%–
 OUSTER INC*w exp 09/29/202$457
-88.6%
14,8050.0%0.00%–
OTLK  OUTLOOK THERAPEUTICS INC$176,088
+59.6%
101,2000.0%0.00%–
IRBT  IROBOT CORPcall$226,250
+3.7%
5,0000.0%0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-07-31
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR42Q3 20234.5%
VANGUARD TOTAL42Q3 20233.2%
ISHARES TR42Q3 20232.9%
ISHARES TR42Q3 20233.0%
APPLE INC42Q3 20232.2%
SPDR S&P MIDCAP 400 ETF TR42Q3 20234.1%
ISHARES TR42Q3 20232.3%
ISHARES TR42Q3 20232.3%
ISHARES TR42Q3 20231.5%
ISHARES TR42Q3 20231.7%

View LPL Financial LLC's complete holdings history.

Latest significant ownerships (13-D/G)
LPL Financial LLC Q2 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDFebruary 03, 202359,851,3955.9%
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUNDFebruary 03, 202388,933,1756.2%
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUNDFebruary 03, 202345,649,1405.3%
Destra Multi-Alternative FundJanuary 17, 2023138,055,43615.4%
FIRST TRUST SENIOR FLOATING RATE INCOME FUND IIJanuary 17, 2023199,823,9127.7%
NUVEEN FLOATING RATE INCOME FUNDJanuary 17, 2023318,850,3205.6%
Medley Capital CorpOctober 10, 2019300,8570.6%
FS KKR Capital CorpJanuary 10, 20191,430,266,7126.0%
Medley Capital CorpJanuary 10, 20196,068,612,00511.1%
LPL Financial LLCJanuary 12, 20169,0830.1%

View LPL Financial LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
13F-HR2023-11-13
13F-HR2023-07-31
13F-HR2023-05-10

View LPL Financial LLC's complete filings history.

All filings

View complete filings history.

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