$117 Billion is the total value of LPL Financial LLC's 4451 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FSM | Exit | FORTUNA SILVER MINES INC | $0 | – | -13,230 | -100.0% | 0.00% | – |
| CAL | Exit | CALERES INC | $0 | – | -10,970 | -100.0% | 0.00% | – |
| FLBR | Exit | FRANKLIN TEMPLETON ETF TRftse brazil | $0 | – | -13,756 | -100.0% | 0.00% | – |
| ZEUS | Exit | OLYMPIC STEEL INC | $0 | – | -11,361 | -100.0% | 0.00% | – |
| UAVS | Exit | AGEAGLE AERIAL SYS INC NEW | $0 | – | -14,320 | -100.0% | 0.00% | – |
| HOFV | Exit | HALL OF FAME RESORT & ENTMT | $0 | – | -16,045 | -100.0% | 0.00% | – |
| JHX | Exit | JAMES HARDIE INDS PLCsponsored adr | $0 | – | -12,981 | -100.0% | 0.00% | – |
| WTRH | Exit | WAITR HLDGS INC | $0 | – | -13,692 | -100.0% | 0.00% | – |
| DGL | Exit | INVESCO DB MULTI-SECTOR COMMgold fd | $0 | – | -5,706 | -100.0% | 0.00% | – |
| NMTR | Exit | 9 METERS BIOPHARMA INC | $0 | – | -54,720 | -100.0% | 0.00% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS IN | $0 | – | -10,600 | -100.0% | 0.00% | – |
| OSH | Exit | OAK STR HEALTH INC | $0 | – | -14,525 | -100.0% | 0.00% | – |
| ISEM | Exit | INVESCO EXCH TRD SLF IDX FDrafi strg emmrkt | $0 | – | -11,392 | -100.0% | 0.00% | – |
| CTLP | Exit | CANTALOUPE INC | $0 | – | -60,205 | -100.0% | 0.00% | – |
| IBA | Exit | INDUSTRIAS BACHOCO SABspon adr b | $0 | – | -9,162 | -100.0% | 0.00% | – |
| TCRR | Exit | TCR2 THERAPEUTICS INC | $0 | – | -18,485 | -100.0% | 0.00% | – |
| CID | Exit | VICTORY PORTFOLIOS II | $0 | – | -9,016 | -100.0% | 0.00% | – |
| VSTM | Exit | VERASTEM INC | $0 | – | -14,169 | -100.0% | 0.00% | – |
| FOXA | Exit | FOX CORP | $0 | – | -10,068 | -100.0% | 0.00% | – |
| MD | Exit | PEDIATRIX MEDICAL GROUP INC | $0 | – | -12,557 | -100.0% | 0.00% | – |
| INDI | Exit | INDIE SEMICONDUCTOR INC | $0 | – | -11,200 | -100.0% | 0.00% | – |
| ATCX | Exit | ATLAS TECHNICAL CONSULTANTS | $0 | – | -16,928 | -100.0% | 0.00% | – |
| TTOO | Exit | T2 BIOSYSTEMS INC | $0 | – | -29,471 | -100.0% | 0.00% | – |
| CEV | Exit | EATON VANCE CALIF MUN INCOMsh ben int | $0 | – | -10,086 | -100.0% | 0.00% | – |
| KODK | Exit | EASTMAN KODAK CO | $0 | – | -31,992 | -100.0% | 0.00% | – |
| UBX | Exit | UNITY BIOTECHNOLOGY INC | $0 | – | -104,591 | -100.0% | 0.00% | – |
| SHCR | Exit | SHARECARE INC | $0 | – | -38,312 | -100.0% | 0.00% | – |
| BTBT | Exit | BIT DIGITAL INC | $0 | – | -72,308 | -100.0% | 0.00% | – |
| HTH | Exit | HILLTOP HOLDINGS INC | $0 | – | -11,486 | -100.0% | 0.00% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS INC | $0 | – | -11,400 | -100.0% | 0.00% | – |
| CONXU | Exit | CONX CORPunit 10/30/2027 | $0 | – | -26,598 | -100.0% | 0.00% | – |
| EAF | Exit | GRAFTECH INTL LTD | $0 | – | -14,325 | -100.0% | 0.00% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -14,133 | -100.0% | 0.00% | – |
| TSLA | Exit | TESLA INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SWCH | Exit | SWITCH INCcl a | $0 | – | -13,775 | -100.0% | 0.00% | – |
| TRVN | Exit | TREVENA INC | $0 | – | -113,256 | -100.0% | 0.00% | – |
| CLGN | Exit | COLLPLANT BIOTECHNOLOGIES LT | $0 | – | -28,070 | -100.0% | 0.00% | – |
| HAFC | Exit | HANMI FINL CORP | $0 | – | -12,033 | -100.0% | 0.00% | – |
| CRNT | Exit | CERAGON NETWORKS LTDord | $0 | – | -11,190 | -100.0% | 0.00% | – |
| BILI | Exit | BILIBILI INCspons ads rep z | $0 | – | -12,562 | -100.0% | 0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INC | $0 | – | -11,001 | -100.0% | 0.00% | – |
| NXRT | Exit | NEXPOINT RESIDENTIAL TR INC | $0 | – | -4,500 | -100.0% | 0.00% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS INC | $0 | – | -10,671 | -100.0% | 0.00% | – |
| AMEH | Exit | APOLLO MED HLDGS INCcall | $0 | – | -7,300 | -100.0% | 0.00% | – |
| INN | Exit | SUMMIT HOTEL PPTYS INC | $0 | – | -12,582 | -100.0% | 0.00% | – |
| OI | Exit | O-I GLASS INC | $0 | – | -12,301 | -100.0% | 0.00% | – |
| HEXO | Exit | HEXO CORP | $0 | – | -12,230 | -100.0% | 0.00% | – |
| GIIX | Exit | GORES HLDGS VIII INCcl a | $0 | – | -20,528 | -100.0% | 0.00% | – |
| JKS | Exit | JINKOSOLAR HLDG CO LTDsponsored adr | $0 | – | -3,937 | -100.0% | 0.00% | – |
| CFMS | Exit | CONFORMIS INC | $0 | – | -25,650 | -100.0% | 0.00% | – |
| MYTE | Exit | MYT NETHERLANDS PARENT B Vads | $0 | – | -10,839 | -100.0% | 0.00% | – |
| ESGN | Exit | COLUMBIA ETF TR Isustnble intl | $0 | – | -10,364 | -100.0% | 0.00% | – |
| FUV | Exit | ARCIMOTO INC | $0 | – | -113,270 | -100.0% | 0.00% | – |
| RMO | Exit | ROMEO POWER INC | $0 | – | -10,347 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HOLDINGS LIMITEDsponsored ads a | $0 | – | -10,619 | -100.0% | 0.00% | – |
| SLRX | Exit | SALARIUS PHARMACEUTICALS INC | $0 | – | -10,023 | -100.0% | 0.00% | – |
| Exit | IDAHO STRATEGIC RESOURCES | $0 | – | -57,674 | -100.0% | 0.00% | – | |
| ROG | Exit | ROGERS CORP | $0 | – | -953 | -100.0% | 0.00% | – |
| VIR | Exit | VIR BIOTECHNOLOGY INC | $0 | – | -10,859 | -100.0% | 0.00% | – |
| Exit | WALLBOX NV | $0 | – | -11,205 | -100.0% | 0.00% | – | |
| FLIC | Exit | FIRST LONG IS CORP | $0 | – | -18,060 | -100.0% | 0.00% | – |
| PUTW | Exit | WISDOMTREE TRcboe s&p 500 | $0 | – | -16,934 | -100.0% | 0.00% | – |
| XWEB | Exit | SPDR SER TRs&p internet etf | $0 | – | -3,778 | -100.0% | 0.00% | – |
| KRO | Exit | KRONOS WORLDWIDE INC | $0 | – | -15,066 | -100.0% | 0.00% | – |
| Exit | LOCAL BOUNTI CORP | $0 | – | -13,100 | -100.0% | 0.00% | – | |
| COMP | Exit | COMPASS INCcl a | $0 | – | -10,187 | -100.0% | 0.00% | – |
| DWPP | Exit | FIRST TR EXCHANGE-TRADED FDdorsey wright pe | $0 | – | -13,875 | -100.0% | 0.00% | – |
| NXE | Exit | NEXGEN ENERGY LTD | $0 | – | -10,541 | -100.0% | 0.00% | – |
| ENZL | Exit | ISHARES TRnew zealand etf | $0 | – | -8,812 | -100.0% | 0.00% | – |
| Exit | TPG INC | $0 | – | -7,583 | -100.0% | 0.00% | – | |
| TMHC | Exit | TAYLOR MORRISON HOME CORP | $0 | – | -14,030 | -100.0% | 0.00% | – |
| TDSD | Exit | EXCHANGE LISTED FDS TRcabana target 13 | $0 | – | -18,521 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -2,600 | -100.0% | 0.00% | – |
| WFRD | Exit | WEATHERFORD INTL PLC | $0 | – | -15,130 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO | $0 | – | -12,347 | -100.0% | 0.00% | – |
| Exit | OMEGA THERAPEUTICS INC | $0 | – | -10,392 | -100.0% | 0.00% | – | |
| YELL | Exit | YELLOW CORP | $0 | – | -60,601 | -100.0% | 0.00% | – |
| AIM | Exit | AIM IMMUNOTECH INC | $0 | – | -15,982 | -100.0% | 0.00% | – |
| Exit | PAGAYA TECHNOLOGIES LTD | $0 | – | -24,000 | -100.0% | 0.00% | – | |
| TASK | Exit | TASKUS INC | $0 | – | -11,256 | -100.0% | 0.00% | – |
| SDEM | Exit | GLOBAL X FDSmsci supr em etf | $0 | – | -26,559 | -100.0% | 0.00% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY S Acall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -12,000 | -100.0% | 0.00% | – |
| CUTR | Exit | CUTERA INC | $0 | – | -6,848 | -100.0% | 0.00% | – |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| Exit | CAMBER ENERGY INC | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| TEN | Exit | TENNECO INC | $0 | – | -22,032 | -100.0% | 0.00% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -31,161 | -100.0% | 0.00% | – |
| WISH | Exit | CONTEXTLOGIC INC | $0 | – | -13,180 | -100.0% | 0.00% | – |
| TROX | Exit | TRONOX HOLDINGS PLC | $0 | – | -32,417 | -100.0% | 0.00% | – |
| LEU | Exit | CENTRUS ENERGY CORPcl a | $0 | – | -5,073 | -100.0% | 0.00% | – |
| JEMD | Exit | NUVEEN EMERGING MKTS DEBT 20 | $0 | – | -55,708 | -100.0% | 0.00% | – |
| VIDI | Exit | ETF SER SOLUTIONSvident intl eq | $0 | – | -13,509 | -100.0% | 0.00% | – |
| KERN | Exit | AKERNA CORP | $0 | – | -37,361 | -100.0% | 0.00% | – |
| IWV | Exit | ISHARES TRput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ALGT | Exit | ALLEGIANT TRAVEL CO | $0 | – | -3,063 | -100.0% | 0.00% | – |
| ASM | Exit | AVINO SILVER & GOLD MINES LT | $0 | – | -11,100 | -100.0% | 0.00% | – |
| CCL | Exit | CARNIVAL CORPcall | $0 | – | -11,100 | -100.0% | 0.00% | – |
| GLNG | Exit | GOLAR LNG LTD | $0 | – | -12,453 | -100.0% | 0.00% | – |
| ALRN | Exit | AILERON THERAPEUTICS INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| EUM | Exit | PROSHARES TR | $0 | – | -18,996 | -100.0% | 0.00% | – |
| Exit | VICTORIAS SECRET AND CO | $0 | – | -15,484 | -100.0% | 0.00% | – | |
| GCI | Exit | GANNETT CO INC | $0 | – | -15,913 | -100.0% | 0.00% | – |
| DASH | Exit | DOORDASH INCcl a | $0 | – | -4,619 | -100.0% | 0.00% | – |
| FTAI | Exit | FORTRESS TRANS INFRST INVS L | $0 | – | -10,907 | -100.0% | 0.00% | – |
| GRIN | Exit | GRINDROD SHIPPING HOLDINGS L | $0 | – | -12,325 | -100.0% | 0.00% | – |
| ROAM | Exit | LATTICE STRATEGIES TRhartfrd emrg etf | $0 | – | -10,623 | -100.0% | 0.00% | – |
| INSW | Exit | INTERNATIONAL SEAWAYS INC | $0 | – | -7,878 | -100.0% | 0.00% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRISES | $0 | – | -59,634 | -100.0% | 0.00% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS INC | $0 | – | -3,747 | -100.0% | 0.00% | – |
| ADV | Exit | ADVANTAGE SOLUTIONS INC | $0 | – | -21,668 | -100.0% | 0.00% | – |
| VRME | Exit | VERIFYME INC | $0 | – | -32,831 | -100.0% | 0.00% | – |
| KGRN | Exit | KRANESHARES TRmsci china clean | $0 | – | -17,426 | -100.0% | 0.00% | – |
| CRDF | Exit | CARDIFF ONCOLOGY INC | $0 | – | -25,784 | -100.0% | 0.00% | – |
| NVDA | Exit | NVIDIA CORPORATIONput | $0 | – | -2,600 | -100.0% | 0.00% | – |
| AMEH | Exit | APOLLO MED HLDGS INC | $0 | – | -9,289 | -100.0% | 0.00% | – |
| NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -15,020 | -100.0% | 0.00% | – |
| Exit | PYXIS TANKERS INC | $0 | – | -18,100 | -100.0% | 0.00% | – | |
| VRNS | Exit | VARONIS SYS INC | $0 | – | -7,744 | -100.0% | 0.00% | – |
| TCHP | Exit | T ROWE PRICE ETF INCprice blue chip | $0 | – | -15,266 | -100.0% | 0.00% | – |
| BIVI | Exit | BIOVIE INCcl a new | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | WEIBO CORPnote 1.250%11/1 | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| W | Exit | WAYFAIR INCcl a | $0 | – | -6,736 | -100.0% | 0.00% | – |
| RJA | Exit | SWEDISH EXPT CR CORProg agri etn22 | $0 | – | -11,500 | -100.0% | 0.00% | – |
| CORR | Exit | CORENERGY INFRASTRUCTURE TR | $0 | – | -13,687 | -100.0% | 0.00% | – |
| FORM | Exit | FORMFACTOR INC | $0 | – | -9,255 | -100.0% | 0.00% | – |
| Exit | RBB FD INCmotley fool mid | $0 | – | -10,536 | -100.0% | 0.00% | – | |
| AZUL | Exit | AZUL S Asponsr adr pfd | $0 | – | -14,722 | -100.0% | 0.00% | – |
| Exit | GLOBAL X FDSgbl x blockchain | $0 | – | -82,379 | -100.0% | 0.00% | – | |
| TA | Exit | TRAVELCENTERS OF AMERICA INC | $0 | – | -4,646 | -100.0% | 0.00% | – |
| Exit | CENNTRO ELECTRIC GROUP LIMIT | $0 | – | -10,259 | -100.0% | 0.00% | – | |
| CEY | Exit | VICTORY PORTFOLIOS II | $0 | – | -10,828 | -100.0% | 0.00% | – |
| Exit | SNDL INC | $0 | – | -22,354 | -100.0% | 0.00% | – | |
| Exit | SIGMA LITHIUM CORPORATION | $0 | – | -9,088 | -100.0% | 0.00% | – | |
| ULH | Exit | UNIVERSAL LOGISTICS HLDGS IN | $0 | – | -10,327 | -100.0% | 0.00% | – |
| GTHX | Exit | G1 THERAPEUTICS INC | $0 | – | -12,590 | -100.0% | 0.00% | – |
| HTLD | Exit | HEARTLAND EXPRESS INC | $0 | – | -10,005 | -100.0% | 0.00% | – |
| DBGI | Exit | DIGITAL BRANDS GROUP INC | $0 | – | -29,905 | -100.0% | 0.00% | – |
| ALRM | Exit | ALARM COM HLDGS INC | $0 | – | -3,751 | -100.0% | 0.00% | – |
| PSFE | Exit | PAYSAFE LIMITEDord | $0 | – | -35,516 | -100.0% | 0.00% | – |
| NEXA | Exit | NEXA RES S A | $0 | – | -44,675 | -100.0% | 0.00% | – |
| SAH | Exit | SONIC AUTOMOTIVE INCcl a | $0 | – | -6,173 | -100.0% | 0.00% | – |
| BCO | Exit | BRINKS CO | $0 | – | -4,211 | -100.0% | 0.00% | – |
| VRM | Exit | VROOM INC | $0 | – | -12,068 | -100.0% | 0.00% | – |
| Exit | BLACKROCK CORPOR HI YLD FD Iright 10/13/2022 | $0 | – | -419,358 | -100.0% | 0.00% | – | |
| DRVN | Exit | DRIVEN BRANDS HLDGS INC | $0 | – | -7,575 | -100.0% | 0.00% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -14,363 | -100.0% | 0.00% | – |
| KOPN | Exit | KOPIN CORP | $0 | – | -10,900 | -100.0% | 0.00% | – |
| ONCY | Exit | ONCOLYTICS BIOTECH INC | $0 | – | -16,512 | -100.0% | 0.00% | – |
| BCM | Exit | BARCLAYS BANK PLCipth pure brd | $0 | – | -4,863 | -100.0% | 0.00% | – |
| OMI | Exit | OWENS & MINOR INC NEW | $0 | – | -10,510 | -100.0% | 0.00% | – |
| STRL | Exit | STERLING INFRASTRUCTURE INC | $0 | – | -13,541 | -100.0% | 0.00% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -4,479 | -100.0% | 0.00% | – |
| TH | Exit | TARGET HOSPITALITY CORP | $0 | – | -28,336 | -100.0% | 0.00% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -3,419 | -100.0% | 0.00% | – |
| HALL | Exit | HALLMARK FINL SVCS INC | $0 | – | -12,678 | -100.0% | 0.00% | – |
| KTRA | Exit | KINTARA THERAPEUTICS INC | $0 | – | -45,278 | -100.0% | 0.00% | – |
| EBIX | Exit | EBIX INC | $0 | – | -10,184 | -100.0% | 0.00% | – |
| MDWD | Exit | MEDIWOUND LTD | $0 | – | -13,159 | -100.0% | 0.00% | – |
| NHF | Exit | NEXPOINT DIVERSIFIED REL ET | $0 | – | -20,524 | -100.0% | 0.00% | – |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -11,847 | -100.0% | 0.00% | – |
| FIGS | Exit | FIGS INCcl a | $0 | – | -25,515 | -100.0% | 0.00% | – |
| SHG | Exit | SHINHAN FINANCIAL GROUP CO Lspn adr restrd | $0 | – | -8,883 | -100.0% | 0.00% | – |
| CLOV | Exit | CLOVER HEALTH INVESTMENTS CO | $0 | – | -12,402 | -100.0% | 0.00% | – |
| KRC | Exit | KILROY RLTY CORP | $0 | – | -5,249 | -100.0% | 0.00% | – |
| NEOG | Exit | NEOGEN CORP | $0 | – | -13,847 | -100.0% | 0.00% | – |
| NINE | Exit | NINE ENERGY SERVICE INC | $0 | – | -16,160 | -100.0% | 0.00% | – |
| CURI | Exit | CURIOSITYSTREAM INC | $0 | – | -11,750 | -100.0% | 0.00% | – |
| IPI | Exit | INTREPID POTASH INC | $0 | – | -10,456 | -100.0% | 0.00% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INC | $0 | – | -12,563 | -100.0% | 0.00% | – |
| TGS | Exit | TRANSPORTADORA DE GAS SURsponsored ads b | $0 | – | -15,458 | -100.0% | 0.00% | – |
| UWM | Exit | PROSHARES TR | $0 | – | -9,600 | -100.0% | 0.00% | – |
| DYNT | Exit | DYNATRONICS CORP | $0 | – | -10,000 | -100.0% | 0.00% | – |
| JHMA | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactr matls | $0 | – | -6,385 | -100.0% | 0.00% | – |
| RFEM | Exit | FIRST TR EXCH TRADED FD IIIrivr frnt dyn | $0 | – | -5,207 | -100.0% | 0.00% | – |
| MOBQ | Exit | MOBIQUITY TECHNOLOGIES INC | $0 | – | -84,600 | -100.0% | 0.00% | – |
| AMPE | Exit | AMPIO PHARMACEUTICALS INC | $0 | – | -59,879 | -100.0% | 0.00% | – |
| JNJ | Exit | JOHNSON & JOHNSONput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| LPI | Exit | LAREDO PETROLEUM INC | $0 | – | -4,246 | -100.0% | 0.00% | – |
| ARRY | Exit | ARRAY TECHNOLOGIES INC | $0 | – | -55,071 | -100.0% | -0.00% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -43,150 | -100.0% | -0.00% | – |
| EDOG | Exit | ALPS ETF TRem sect div dg | $0 | – | -34,680 | -100.0% | -0.00% | – |
| TTEC | Exit | TTEC HLDGS INC | $0 | – | -14,723 | -100.0% | -0.00% | – |
| JHMF | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor fi | $0 | – | -30,360 | -100.0% | -0.00% | – |
| CTLT | Exit | CATALENT INC | $0 | – | -8,191 | -100.0% | -0.00% | – |
| MNRL | Exit | BRIGHAM MINERALS INC | $0 | – | -24,513 | -100.0% | -0.00% | – |
| GIII | Exit | G III APPAREL GROUP LTD | $0 | – | -40,400 | -100.0% | -0.00% | – |
| Exit | TRINSEO PLC | $0 | – | -39,090 | -100.0% | -0.00% | – | |
| WBII | Exit | ABSOLUTE SHS TRwbi bbr gbl inme | $0 | – | -65,715 | -100.0% | -0.00% | – |
| JHMI | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactr indls | $0 | – | -26,173 | -100.0% | -0.00% | – |
| EVOP | Exit | EVO PMTS INC | $0 | – | -31,619 | -100.0% | -0.00% | – |
| PHI | Exit | PLDT INCsponsored adr | $0 | – | -21,694 | -100.0% | -0.00% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -6,700 | -100.0% | -0.00% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -13,967 | -100.0% | -0.00% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -224,574 | -100.0% | -0.00% | – |
| JHMC | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor co | $0 | – | -18,423 | -100.0% | -0.00% | – |
| GOOGL | Exit | ALPHABET INCput | $0 | – | -8,000 | -100.0% | -0.00% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REI | $0 | – | -36,374 | -100.0% | -0.00% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -26,393 | -100.0% | -0.00% | – |
| WBIT | Exit | ABSOLUTE SHS TRwbi bulbear tr | $0 | – | -45,768 | -100.0% | -0.00% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -12,328 | -100.0% | -0.00% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -27,019 | -100.0% | -0.00% | – |
| UHAL | Exit | AMERCO | $0 | – | -2,254 | -100.0% | -0.00% | – |
| Y | Exit | ALLEGHANY CORP MD | $0 | – | -2,953 | -100.0% | -0.00% | – |
| JHMU | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactr utils | $0 | – | -52,334 | -100.0% | -0.00% | – |
| JHME | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactor enrg | $0 | – | -62,650 | -100.0% | -0.00% | – |
| ABMD | Exit | ABIOMED INC | $0 | – | -10,424 | -100.0% | -0.00% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -553,512 | -100.0% | -0.00% | – |
| IBTB | Exit | ISHARES TRibonds 22 trm ts | $0 | – | -129,575 | -100.0% | -0.00% | – |
| CAPE | Exit | BARCLAYS BANK PLCipath shilr cape | $0 | – | -175,476 | -100.0% | -0.00% | – |
| STZB | Exit | CONSTELLATION BRANDS INCcl b | $0 | – | -9,725 | -100.0% | -0.00% | – |
| EFL | Exit | EATON VANCE FLOATING RATE 20 | $0 | – | -392,243 | -100.0% | -0.00% | – |
| DRE | Exit | DUKE REALTY CORP | $0 | – | -67,892 | -100.0% | -0.00% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -89,823 | -100.0% | -0.00% | – |
| JHMH | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor he | $0 | – | -97,486 | -100.0% | -0.00% | – |
| JHMT | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor te | $0 | – | -91,986 | -100.0% | -0.01% | – |
| IBMK | Exit | ISHARES TRibonds dec2022 | $0 | – | -256,505 | -100.0% | -0.01% | – |
| IBHB | Exit | ISHARES TRibonds 22 trm hg | $0 | – | -280,811 | -100.0% | -0.01% | – |
| CLR | Exit | CONTINENTAL RES INC | $0 | – | -120,347 | -100.0% | -0.01% | – |
| JHMS | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfctr consmr | $0 | – | -234,981 | -100.0% | -0.01% | – |
| SDIV | Exit | GLOBAL X FDSglb x superdiv | $0 | – | -1,135,385 | -100.0% | -0.01% | – |
| BSMM | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -385,621 | -100.0% | -0.01% | – |
| SRET | Exit | GLOBAL X FDSreit etf | $0 | – | -1,414,735 | -100.0% | -0.01% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -225,541 | -100.0% | -0.01% | – |
| BSJM | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -479,245 | -100.0% | -0.01% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -60,026 | -100.0% | -0.01% | – |
| BSCM | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -1,228,913 | -100.0% | -0.02% | – |
| IBDN | Exit | ISHARES TRibonds dec22 etf | $0 | – | -1,075,183 | -100.0% | -0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.