$116 Billion is the total value of LPL Financial LLC's 4174 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | ROCKET LAB USA INC | $0 | – | -38,347 | -100.0% | 0.00% | – | |
| FRTY | Exit | THE ALGER ETF TRUSTmid cap 40 etf | $0 | – | -10,888 | -100.0% | 0.00% | – |
| VMM | Exit | DELAWARE INVTS MINN MUN INCO | $0 | – | -10,747 | -100.0% | 0.00% | – |
| PJUN | Exit | INNOVATOR ETFS TRus eqty pwr buf | $0 | – | -14,191 | -100.0% | 0.00% | – |
| ERES | Exit | EAST RES ACQUISITION CO | $0 | – | -12,600 | -100.0% | 0.00% | – |
| CVAC | Exit | CUREVAC N V | $0 | – | -8,966 | -100.0% | 0.00% | – |
| IGAC | Exit | IG ACQUISITION CORP | $0 | – | -14,640 | -100.0% | 0.00% | – |
| LPSN | Exit | LIVEPERSON INC | $0 | – | -14,329 | -100.0% | 0.00% | – |
| LOAN | Exit | MANHATTAN BRDG CAP INC | $0 | – | -11,035 | -100.0% | 0.00% | – |
| SBEA | Exit | SILVERBOX ENGAGED MERGER CO | $0 | – | -44,584 | -100.0% | 0.00% | – |
| OSS | Exit | ONE STOP SYS INC | $0 | – | -38,000 | -100.0% | 0.00% | – |
| AVAH | Exit | AVEANNA HEALTHCARE HLDGS INC | $0 | – | -16,784 | -100.0% | 0.00% | – |
| EUFX | Exit | PROSHARES TR II | $0 | – | -10,318 | -100.0% | 0.00% | – |
| NIMC | Exit | NISOURCE INCunit 12/01/2023 | $0 | – | -2,981 | -100.0% | 0.00% | – |
| CEIX | Exit | CONSOL ENERGY INC NEW | $0 | – | -14,653 | -100.0% | 0.00% | – |
| Exit | TRAEGER INC | $0 | – | -20,424 | -100.0% | 0.00% | – | |
| UNOV | Exit | INNOVATOR ETFS TRus eqty ultra bu | $0 | – | -6,824 | -100.0% | 0.00% | – |
| RAVN | Exit | RAVEN INDS INC | $0 | – | -4,908 | -100.0% | 0.00% | – |
| Exit | TOAST INCcl a | $0 | – | -14,770 | -100.0% | 0.00% | – | |
| CNNE | Exit | CANNAE HLDGS INC | $0 | – | -6,034 | -100.0% | 0.00% | – |
| CHIQ | Exit | GLOBAL X FDSmsci china cnsmr | $0 | – | -13,250 | -100.0% | 0.00% | – |
| Exit | DEFINITIVE HEALTHCARE CORP | $0 | – | -8,643 | -100.0% | 0.00% | – | |
| CHIK | Exit | GLOBAL X FDSmsci china it | $0 | – | -10,888 | -100.0% | 0.00% | – |
| CRY | Exit | CRYOLIFE INC | $0 | – | -10,643 | -100.0% | 0.00% | – |
| DWAW | Exit | ADVISORSHARES TRdorsy fsm alcp | $0 | – | -11,345 | -100.0% | 0.00% | – |
| COMP | Exit | COMPASS INCcl a | $0 | – | -10,509 | -100.0% | 0.00% | – |
| BA | Exit | BOEING COput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | AUTOSCOPE TECHNOLOGIES CORP | $0 | – | -28,141 | -100.0% | 0.00% | – | |
| Exit | LI-CYCLE HOLDINGS CORP | $0 | – | -22,960 | -100.0% | 0.00% | – | |
| Exit | GOLAR LNG LTDnote 2.750% 2/1 | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| Exit | SMARTRENT INC | $0 | – | -18,075 | -100.0% | 0.00% | – | |
| BOMN | Exit | BOSTON OMAHA CORP | $0 | – | -7,639 | -100.0% | 0.00% | – |
| Exit | GINKGO BIOWORKS HOLDINGS INC | $0 | – | -13,959 | -100.0% | 0.00% | – | |
| SFST | Exit | SOUTHERN FIRST BANCSHARES | $0 | – | -3,458 | -100.0% | 0.00% | – |
| WFRD | Exit | WEATHERFORD INTL PLC | $0 | – | -15,786 | -100.0% | 0.00% | – |
| AZEK | Exit | AZEK CO INCcl a | $0 | – | -10,769 | -100.0% | 0.00% | – |
| AMWD | Exit | AMERICAN WOODMARK CORPORATIO | $0 | – | -3,462 | -100.0% | 0.00% | – |
| GENI | Exit | GENIUS SPORTS LIMITEDshares cl a | $0 | – | -34,370 | -100.0% | 0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -13,941 | -100.0% | 0.00% | – |
| ZETA | Exit | ZETA GLOBAL HOLDINGS CORPcl a | $0 | – | -19,336 | -100.0% | 0.00% | – |
| MAPS | Exit | WM TECHNOLOGY INC | $0 | – | -16,691 | -100.0% | 0.00% | – |
| Exit | FIRSTCASH HOLDINGS INC | $0 | – | -6,053 | -100.0% | 0.00% | – | |
| RSI | Exit | RUSH STREET INTERACTIVE INC | $0 | – | -10,389 | -100.0% | 0.00% | – |
| ANY | Exit | SPHERE 3D CORP NEW | $0 | – | -22,275 | -100.0% | 0.00% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -18,930 | -100.0% | 0.00% | – |
| INFR | Exit | LEGG MASON ETF INVT TRglobal infstru | $0 | – | -7,375 | -100.0% | 0.00% | – |
| HNST | Exit | HONEST CO INC | $0 | – | -30,933 | -100.0% | 0.00% | – |
| HVBT | Exit | HIVE BLOCKCHAIN TECHNLGIES L | $0 | – | -21,039 | -100.0% | 0.00% | – |
| Exit | HUMACYTE INC*w exp 09/21/202 | $0 | – | -149,792 | -100.0% | 0.00% | – | |
| BDC | Exit | BELDEN INC | $0 | – | -3,614 | -100.0% | 0.00% | – |
| XM | Exit | QUALTRICS INTL INC | $0 | – | -12,643 | -100.0% | 0.00% | – |
| ETWO | Exit | E2OPEN PARENT HOLDINGS INC | $0 | – | -11,050 | -100.0% | 0.00% | – |
| AOUT | Exit | AMERICAN OUTDOOR BRANDS INC | $0 | – | -10,434 | -100.0% | 0.00% | – |
| BREZ | Exit | BREEZE HOLDINGS ACQUISITN CO | $0 | – | -11,800 | -100.0% | 0.00% | – |
| SDS | Exit | PROSHARES TRultrashrt s&p500 | $0 | – | -11,698 | -100.0% | 0.00% | – |
| APP | Exit | APPLOVIN CORP | $0 | – | -5,300 | -100.0% | 0.00% | – |
| SLP | Exit | SIMULATIONS PLUS INC | $0 | – | -6,608 | -100.0% | 0.00% | – |
| ADNT | Exit | ADIENT PLC | $0 | – | -4,972 | -100.0% | 0.00% | – |
| TBK | Exit | TRIUMPH BANCORP INC | $0 | – | -3,637 | -100.0% | 0.00% | – |
| DIBS | Exit | 1STDIBS COM INC | $0 | – | -14,665 | -100.0% | 0.00% | – |
| EDEN | Exit | ISHARES TRmsci denmark etf | $0 | – | -1,833 | -100.0% | 0.00% | – |
| TRIT | Exit | TRITERRAS INC | $0 | – | -11,879 | -100.0% | 0.00% | – |
| ESE | Exit | ESCO TECHNOLOGIES INC | $0 | – | -5,575 | -100.0% | 0.00% | – |
| SNBR | Exit | SLEEP NUMBER CORP | $0 | – | -2,750 | -100.0% | 0.00% | – |
| Exit | HILLMAN SOLUTIONS CORP | $0 | – | -44,869 | -100.0% | 0.00% | – | |
| TRUP | Exit | TRUPANION INC | $0 | – | -1,883 | -100.0% | 0.00% | – |
| FOCS | Exit | FOCUS FINL PARTNERS INC | $0 | – | -4,168 | -100.0% | 0.00% | – |
| NNOX | Exit | NANO X IMAGING LTD | $0 | – | -16,758 | -100.0% | 0.00% | – |
| COCP | Exit | COCRYSTAL PHARMA INC | $0 | – | -200,250 | -100.0% | 0.00% | – |
| OCUP | Exit | OCUPHIRE PHARMA INC | $0 | – | -15,004 | -100.0% | 0.00% | – |
| HDGE | Exit | ADVISORSHARES TRranger equity be | $0 | – | -12,141 | -100.0% | 0.00% | – |
| SCHI | Exit | SCHWAB STRATEGIC TR5 10yr corp bd | $0 | – | -6,960 | -100.0% | 0.00% | – |
| FCRD | Exit | FIRST EAGLE ALTR CAP BDC INC | $0 | – | -13,728 | -100.0% | 0.00% | – |
| MSB | Exit | MESABI TRctf ben int | $0 | – | -10,861 | -100.0% | 0.00% | – |
| HEPS | Exit | D MARKET ELECTR SVCS & TRADIsponsored ads | $0 | – | -24,940 | -100.0% | 0.00% | – |
| JCOM | Exit | ZIFF DAVIS INC | $0 | – | -2,780 | -100.0% | 0.00% | – |
| Exit | BLACKSKY TECHNOLOGY INC | $0 | – | -13,895 | -100.0% | 0.00% | – | |
| CTOS | Exit | CUSTOM TRUCK ONE SOURCE INC | $0 | – | -44,868 | -100.0% | 0.00% | – |
| PTRA | Exit | PROTERRA INC | $0 | – | -21,075 | -100.0% | 0.00% | – |
| EVA | Exit | ENVIVA PARTNERS LP | $0 | – | -7,500 | -100.0% | 0.00% | – |
| IGI | Exit | WESTERN ASSET INVT GRADE DEF | $0 | – | -10,228 | -100.0% | 0.00% | – |
| NCNO | Exit | NCINO INC | $0 | – | -4,350 | -100.0% | 0.00% | – |
| OMP | Exit | OASIS MIDSTREAM PARTNERS LP | $0 | – | -12,342 | -100.0% | 0.00% | – |
| GRIN | Exit | GRINDROD SHIPPING HOLDINGS L | $0 | – | -16,534 | -100.0% | 0.00% | – |
| INSW | Exit | INTERNATIONAL SEAWAYS INC | $0 | – | -29,140 | -100.0% | 0.00% | – |
| GOOS | Exit | CANADA GOOSE HLDGS INC | $0 | – | -5,716 | -100.0% | 0.00% | – |
| PLCE | Exit | CHILDRENS PL INC NEW | $0 | – | -4,334 | -100.0% | 0.00% | – |
| ROOT | Exit | ROOT INC | $0 | – | -23,070 | -100.0% | 0.00% | – |
| FTDR | Exit | FRONTDOOR INC | $0 | – | -11,672 | -100.0% | 0.00% | – |
| Exit | BERKSHIRE GREY INC | $0 | – | -14,900 | -100.0% | 0.00% | – | |
| ASTS | Exit | AST SPACEMOBILE INC | $0 | – | -16,112 | -100.0% | 0.00% | – |
| AUDC | Exit | AUDIOCODES LTDord | $0 | – | -7,441 | -100.0% | 0.00% | – |
| MTA | Exit | METALLA RTY & STREAMING LTD | $0 | – | -10,487 | -100.0% | 0.00% | – |
| Exit | MARRIOTT VACATIONS WORLDWIDEnote 1.500% 9/1 | $0 | – | -47,000 | -100.0% | 0.00% | – | |
| Exit | REDWIRE CORPORATION | $0 | – | -88,122 | -100.0% | 0.00% | – | |
| EDR | Exit | ENDEAVOR GROUP HLDGS INC | $0 | – | -14,063 | -100.0% | 0.00% | – |
| DIN | Exit | DINE BRANDS GLOBAL INC | $0 | – | -2,990 | -100.0% | 0.00% | – |
| UP | Exit | WHEELS UP EXPERIENCE INC | $0 | – | -34,994 | -100.0% | 0.00% | – |
| FXA | Exit | INVESCO CURRENCYSHARES AUSTRaustralian dol | $0 | – | -2,817 | -100.0% | 0.00% | – |
| Exit | LILIUM N V | $0 | – | -52,637 | -100.0% | 0.00% | – | |
| Exit | CUE HEALTH INC | $0 | – | -12,300 | -100.0% | 0.00% | – | |
| TGP | Exit | TEEKAY LNG PARTNERS L Pprtnrsp units | $0 | – | -21,735 | -100.0% | 0.00% | – |
| Exit | ROCKLEY PHOTONICS HOLDINGS Lordinary shares | $0 | – | -12,188 | -100.0% | 0.00% | – | |
| RESN | Exit | RESONANT INC | $0 | – | -68,550 | -100.0% | 0.00% | – |
| ORGN | Exit | ORIGIN MATERIALS INC | $0 | – | -45,040 | -100.0% | 0.00% | – |
| CDXS | Exit | CODEXIS INC | $0 | – | -9,196 | -100.0% | 0.00% | – |
| SCL | Exit | STEPAN CO | $0 | – | -3,084 | -100.0% | 0.00% | – |
| FKU | Exit | FIRST TR EXCH TRD ALPHDX FDunit king alph | $0 | – | -5,052 | -100.0% | 0.00% | – |
| Exit | PAYCOR HCM INC | $0 | – | -14,161 | -100.0% | 0.00% | – | |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -6,181 | -100.0% | 0.00% | – |
| PVG | Exit | PRETIUM RES INC | $0 | – | -10,039 | -100.0% | 0.00% | – |
| PSTL | Exit | POSTAL REALTY TRUST INCcl a | $0 | – | -12,030 | -100.0% | 0.00% | – |
| WASH | Exit | WASHINGTON TR BANCORP INC | $0 | – | -4,663 | -100.0% | 0.00% | – |
| DYNF | Exit | BLACKROCK ETF TRUSTus eqt factor | $0 | – | -5,815 | -100.0% | 0.00% | – |
| EVGO | Exit | EVGO INC | $0 | – | -27,783 | -100.0% | 0.00% | – |
| Exit | ON HLDG AGnamen akt a | $0 | – | -9,993 | -100.0% | 0.00% | – | |
| BRW | Exit | SABA CAPITAL INCOME & OPRNTshares | $0 | – | -47,420 | -100.0% | 0.00% | – |
| SXT | Exit | SENSIENT TECHNOLOGIES CORP | $0 | – | -2,399 | -100.0% | 0.00% | – |
| BBSA | Exit | J P MORGAN EXCHANGE-TRADED Fbetabldrs 1-5yr | $0 | – | -9,520 | -100.0% | 0.00% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -11,441 | -100.0% | 0.00% | – |
| CFVI | Exit | CF ACQUISITION CORP VI | $0 | – | -14,452 | -100.0% | 0.00% | – |
| Exit | TWO HARBORS INVENTMENT CORPOnote 6.250% 1/1 | $0 | – | -13,000 | -100.0% | 0.00% | – | |
| CFB | Exit | CROSSFIRST BANKSHARES INC | $0 | – | -25,649 | -100.0% | 0.00% | – |
| GES | Exit | GUESS INC | $0 | – | -9,453 | -100.0% | 0.00% | – |
| GIB | Exit | CGI INCcl a sub vtg | $0 | – | -2,637 | -100.0% | 0.00% | – |
| TA | Exit | TRAVELCENTERS OF AMERICA INC | $0 | – | -4,152 | -100.0% | 0.00% | – |
| Exit | TSCAN THERAPEUTICS INC | $0 | – | -13,000 | -100.0% | 0.00% | – | |
| JBI | Exit | JANUS INTERNATIONAL GROUP IN | $0 | – | -42,095 | -100.0% | 0.00% | – |
| GSHD | Exit | GOOSEHEAD INS INC | $0 | – | -3,165 | -100.0% | 0.00% | – |
| ERUS | Exit | ISHARES INCmsci russia etf | $0 | – | -13,545 | -100.0% | 0.00% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -11,374 | -100.0% | 0.00% | – |
| TGNA | Exit | TEGNA INC | $0 | – | -11,474 | -100.0% | 0.00% | – |
| VCF | Exit | DELAWARE INVTS COLO MUN INCO | $0 | – | -18,068 | -100.0% | 0.00% | – |
| DBGI | Exit | DIGITAL BRANDS GROUP INC | $0 | – | -29,905 | -100.0% | 0.00% | – |
| JPN | Exit | DBX ETF TRxtrack japan jpx | $0 | – | -15,722 | -100.0% | 0.00% | – |
| ATIP | Exit | ATI PHYSICAL THERAPY INC | $0 | – | -28,000 | -100.0% | 0.00% | – |
| JJG | Exit | BARCLAYS BANK PLCetn lkd 48 | $0 | – | -6,157 | -100.0% | 0.00% | – |
| MRVI | Exit | MARAVAI LIFESCIENCES HLDGS I | $0 | – | -5,889 | -100.0% | 0.00% | – |
| CTG | Exit | COMPUTER TASK GROUP INC | $0 | – | -10,075 | -100.0% | 0.00% | – |
| BLDE | Exit | BLADE AIR MOBILITY INC | $0 | – | -27,601 | -100.0% | 0.00% | – |
| KSM | Exit | DWS STRATEGIC MUN INCOME TR | $0 | – | -10,736 | -100.0% | 0.00% | – |
| HFWA | Exit | HERITAGE FINL CORP WASH | $0 | – | -24,189 | -100.0% | 0.00% | – |
| CVLG | Exit | COVENANT LOGISTICS GROUP INCcl a | $0 | – | -9,307 | -100.0% | 0.00% | – |
| ME | Exit | 23ANDME HOLDING CO | $0 | – | -68,562 | -100.0% | 0.00% | – |
| Exit | STERLING CHECK CORP | $0 | – | -12,487 | -100.0% | 0.00% | – | |
| FIZZ | Exit | NATIONAL BEVERAGE CORP | $0 | – | -5,149 | -100.0% | 0.00% | – |
| Exit | THOUGHTWORKS HOLDING INC | $0 | – | -10,039 | -100.0% | 0.00% | – | |
| ENTR | Exit | ENTREPRENEURSHARES SERIES TRershares | $0 | – | -10,413 | -100.0% | 0.00% | – |
| OPRX | Exit | OPTIMIZERX CORP | $0 | – | -6,653 | -100.0% | 0.00% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM O | $0 | – | -9,459 | -100.0% | 0.00% | – |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -17,891 | -100.0% | 0.00% | – |
| MMAT | Exit | META MATERIALS INC | $0 | – | -10,012 | -100.0% | 0.00% | – |
| AAU | Exit | ALMADEN MINERALS LTD | $0 | – | -17,425 | -100.0% | 0.00% | – |
| OTLY | Exit | OATLY GROUP ABsponsored ads | $0 | – | -19,945 | -100.0% | 0.00% | – |
| ECON | Exit | COLUMBIA ETF TR IIemrg markets etf | $0 | – | -9,629 | -100.0% | 0.00% | – |
| ARGX | Exit | ARGENX SEsponsored adr | $0 | – | -600 | -100.0% | 0.00% | – |
| BBP | Exit | ETFIS SER TR Ivirtus lifesc bt | $0 | – | -5,795 | -100.0% | 0.00% | – |
| FXY | Exit | INVESCO CURRENCYSHARES JAPANjapanese yen | $0 | – | -6,514 | -100.0% | 0.00% | – |
| FREY | Exit | FREYR BATTERY | $0 | – | -12,040 | -100.0% | 0.00% | – |
| PLOW | Exit | DOUGLAS DYNAMICS INC | $0 | – | -5,720 | -100.0% | 0.00% | – |
| AJX | Exit | GREAT AJAX CORP | $0 | – | -35,243 | -100.0% | 0.00% | – |
| Exit | CIPHER MINING INC | $0 | – | -16,038 | -100.0% | 0.00% | – | |
| TECL | Exit | DIREXION SHS ETF TRdly tech bull 3x | $0 | – | -3,011 | -100.0% | 0.00% | – |
| PLAN | Exit | ANAPLAN INC | $0 | – | -12,196 | -100.0% | 0.00% | – |
| Exit | IRONNET INC | $0 | – | -15,077 | -100.0% | 0.00% | – | |
| Exit | SYLVAMO CORP | $0 | – | -19,641 | -100.0% | 0.00% | – | |
| DIDI | Exit | DIDI GLOBAL INCsponsored ads | $0 | – | -26,382 | -100.0% | 0.00% | – |
| KULR | Exit | KULR TECHNOLOGY GROUP INC | $0 | – | -29,590 | -100.0% | 0.00% | – |
| WINA | Exit | WINMARK CORP | $0 | – | -871 | -100.0% | 0.00% | – |
| NNBR | Exit | NN INC | $0 | – | -11,523 | -100.0% | 0.00% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -4,018 | -100.0% | 0.00% | – |
| IMFL | Exit | INVESCO EXCH TRD SLF IDX FDintl dev dynamic | $0 | – | -8,740 | -100.0% | 0.00% | – |
| Exit | BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| PAGS | Exit | PAGSEGURO DIGITAL LTD | $0 | – | -8,979 | -100.0% | 0.00% | – |
| CCOR | Exit | LISTED FD TRcore alt fd | $0 | – | -6,473 | -100.0% | 0.00% | – |
| Exit | MOMENTUS INC | $0 | – | -24,206 | -100.0% | 0.00% | – | |
| HELX | Exit | FRANKLIN TEMPLETON ETF TRgenomic adv etf | $0 | – | -4,903 | -100.0% | 0.00% | – |
| FTXD | Exit | FIRST TR EXCHANGE-TRADED FDnasdaq retail | $0 | – | -12,934 | -100.0% | 0.00% | – |
| ARCH | Exit | ARCH RESOURCES INCcl a | $0 | – | -5,519 | -100.0% | 0.00% | – |
| APR | Exit | APRIA INC | $0 | – | -10,963 | -100.0% | 0.00% | – |
| Exit | RYAN SPECIALTY GROUP HLDGS Icl a | $0 | – | -9,564 | -100.0% | 0.00% | – | |
| MYPS | Exit | PLAYSTUDIOS INC | $0 | – | -39,017 | -100.0% | 0.00% | – |
| LLNW | Exit | LIMELIGHT NETWORKS INC | $0 | – | -10,242 | -100.0% | 0.00% | – |
| FXE | Exit | INVESCO CURRENCYSHARES EURO | $0 | – | -2,334 | -100.0% | 0.00% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS IN | $0 | – | -10,349 | -100.0% | 0.00% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORP | $0 | – | -2,347 | -100.0% | 0.00% | – |
| Exit | JOBY AVIATION INC | $0 | – | -18,456 | -100.0% | 0.00% | – | |
| GRUB | Exit | JUST EAT TAKEAWAY COM N Vsponsored ads | $0 | – | -25,967 | -100.0% | 0.00% | – |
| CACC | Exit | CREDIT ACCEP CORP MICH | $0 | – | -358 | -100.0% | 0.00% | – |
| DAX | Exit | GLOBAL X FDSdax germany etf | $0 | – | -18,210 | -100.0% | 0.00% | – |
| CTLP | Exit | CANTALOUPE INC | $0 | – | -30,455 | -100.0% | 0.00% | – |
| MNMD | Exit | MIND MEDICINE MINDMED INC | $0 | – | -387,205 | -100.0% | 0.00% | – |
| LX | Exit | LEXINFINTECH HLDGS LTDadr | $0 | – | -21,413 | -100.0% | 0.00% | – |
| REAX | Exit | THE REAL BROKERAGE INC | $0 | – | -17,950 | -100.0% | 0.00% | – |
| USAU | Exit | U S GOLD CORP | $0 | – | -54,470 | -100.0% | 0.00% | – |
| XLY | Exit | SELECT SECTOR SPDR TRput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| INDI | Exit | INDIE SEMICONDUCTOR INC | $0 | – | -15,700 | -100.0% | 0.00% | – |
| SKYT | Exit | SKYWATER TECHNOLOGY INC | $0 | – | -12,162 | -100.0% | 0.00% | – |
| CTRM | Exit | CASTOR MARITIME INC | $0 | – | -188,189 | -100.0% | 0.00% | – |
| Exit | JAGUAR HEALTH INC | $0 | – | -12,413 | -100.0% | 0.00% | – | |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -9,595 | -100.0% | 0.00% | – |
| SP | Exit | SP PLUS CORP | $0 | – | -7,419 | -100.0% | 0.00% | – |
| ARGO | Exit | ARGO GROUP INTL HLDGS LTD | $0 | – | -3,812 | -100.0% | 0.00% | – |
| Exit | NEW YORK MTG TRUSTnote 6.250% 1/1 | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| MIC | Exit | MACQUARIE INFRASTR HOLD LLC | $0 | – | -12,601 | -100.0% | 0.00% | – |
| FUTU | Exit | FUTU HLDGS LTDspon ads cl a | $0 | – | -6,169 | -100.0% | 0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -16,277 | -100.0% | 0.00% | – |
| BHG | Exit | BRIGHT HEALTH GROUP INC | $0 | – | -13,470 | -100.0% | 0.00% | – |
| IAS | Exit | INTEGRAL AD SCIENCE HLDNG CO | $0 | – | -12,658 | -100.0% | 0.00% | – |
| MTSI | Exit | MACOM TECH SOLUTIONS HLDGS I | $0 | – | -3,047 | -100.0% | 0.00% | – |
| ASTR | Exit | ASTRA SPACE INC | $0 | – | -10,746 | -100.0% | 0.00% | – |
| Exit | MICROVAST HOLDINGS INC | $0 | – | -11,360 | -100.0% | 0.00% | – | |
| SMPL | Exit | SIMPLY GOOD FOODS CO | $0 | – | -4,972 | -100.0% | 0.00% | – |
| PAYO | Exit | PAYONEER GLOBAL INC | $0 | – | -17,865 | -100.0% | 0.00% | – |
| KAR | Exit | KAR AUCTION SVCS INC | $0 | – | -23,489 | -100.0% | 0.00% | – |
| FNLC | Exit | FIRST BANCORP INC ME | $0 | – | -16,727 | -100.0% | 0.00% | – |
| UTL | Exit | UNITIL CORP | $0 | – | -4,831 | -100.0% | 0.00% | – |
| Exit | CHENIERE ENERGY INCnote 4.250% 3/1 | $0 | – | -339,000 | -100.0% | 0.00% | – | |
| WKME | Exit | WALKME LTD | $0 | – | -11,722 | -100.0% | 0.00% | – |
| AUD | Exit | AUDACY INCcl a | $0 | – | -18,249 | -100.0% | 0.00% | – |
| CRHC | Exit | COHN ROBBINS HOLDINGS CORP | $0 | – | -10,000 | -100.0% | 0.00% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -10,251 | -100.0% | 0.00% | – |
| Exit | SOVOS BRANDS INC | $0 | – | -22,654 | -100.0% | 0.00% | – | |
| VYGG | Exit | VY GLOBAL GROWTH | $0 | – | -11,623 | -100.0% | 0.00% | – |
| SWKH | Exit | SWK HLDGS CORP | $0 | – | -18,498 | -100.0% | 0.00% | – |
| CVGW | Exit | CALAVO GROWERS INC | $0 | – | -5,192 | -100.0% | 0.00% | – |
| PWFL | Exit | POWERFLEET INC | $0 | – | -10,070 | -100.0% | 0.00% | – |
| CLGN | Exit | COLLPLANT BIOTECHNOLOGIES LT | $0 | – | -14,770 | -100.0% | 0.00% | – |
| UPH | Exit | UPHEALTH INC | $0 | – | -22,525 | -100.0% | 0.00% | – |
| DLO | Exit | DLOCAL LTD | $0 | – | -11,441 | -100.0% | 0.00% | – |
| Exit | LIGHTSPEED COMMERCE INC | $0 | – | -6,838 | -100.0% | 0.00% | – | |
| CMAX | Exit | CAREMAX INC | $0 | – | -26,907 | -100.0% | 0.00% | – |
| DCT | Exit | DUCK CREEK TECHNOLOGIES INC | $0 | – | -8,917 | -100.0% | 0.00% | – |
| Exit | ARDAGH METAL PACKAGING S A | $0 | – | -10,075 | -100.0% | 0.00% | – | |
| BILI | Exit | BILIBILI INCspons ads rep z | $0 | – | -8,342 | -100.0% | 0.00% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS INC | $0 | – | -11,498 | -100.0% | 0.00% | – |
| RAMP | Exit | LIVERAMP HLDGS INC | $0 | – | -5,561 | -100.0% | 0.00% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -4,879 | -100.0% | 0.00% | – |
| APRN | Exit | BLUE APRON HLDGS INCcl a new | $0 | – | -12,151 | -100.0% | 0.00% | – |
| PATK | Exit | PATRICK INDS INC | $0 | – | -2,785 | -100.0% | 0.00% | – |
| Exit | VOLTA INC | $0 | – | -19,087 | -100.0% | 0.00% | – | |
| XPO | Exit | XPO LOGISTICS INCput | $0 | – | -19,700 | -100.0% | -0.00% | – |
| BBAX | Exit | J P MORGAN EXCHANGE-TRADED Fbetabuilders dev | $0 | – | -25,869 | -100.0% | -0.00% | – |
| SAFT | Exit | SAFETY INS GROUP INC | $0 | – | -10,308 | -100.0% | -0.00% | – |
| SLI | Exit | STANDARD LITHIUM LTD | $0 | – | -74,672 | -100.0% | -0.00% | – |
| XLF | Exit | SELECT SECTOR SPDR TRput | $0 | – | -38,800 | -100.0% | -0.00% | – |
| CSPR | Exit | CASPER SLEEP INC | $0 | – | -172,594 | -100.0% | -0.00% | – |
| SLG | Exit | SL GREEN RLTY CORP | $0 | – | -10,714 | -100.0% | -0.00% | – |
| BITF | Exit | BITFARMS LTD | $0 | – | -268,932 | -100.0% | -0.00% | – |
| PLL | Exit | PIEDMONT LITHIUM INC | $0 | – | -20,733 | -100.0% | -0.00% | – |
| IVH | Exit | DELAWARE IVY HIGH INCOME OPP | $0 | – | -62,685 | -100.0% | -0.00% | – |
| DAPP | Exit | VANECK ETF TRUSTdigi transfrm | $0 | – | -71,363 | -100.0% | -0.00% | – |
| DTM | Exit | DT MIDSTREAM INC | $0 | – | -33,512 | -100.0% | -0.00% | – |
| MQ | Exit | MARQETA INC | $0 | – | -67,149 | -100.0% | -0.00% | – |
| CHGX | Exit | ETF SER SOLUTIONSchang fin us lrg | $0 | – | -44,830 | -100.0% | -0.00% | – |
| PSXP | Exit | PHILLIPS 66 PARTNERS LP | $0 | – | -47,519 | -100.0% | -0.00% | – |
| KL | Exit | KIRKLAND LAKE GOLD LTD | $0 | – | -32,704 | -100.0% | -0.00% | – |
| LOW | Exit | LOWES COS INCput | $0 | – | -2,400 | -100.0% | -0.00% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -15,307 | -100.0% | -0.00% | – |
| GTY | Exit | GETTY RLTY CORP NEW | $0 | – | -28,893 | -100.0% | -0.00% | – |
| DOCS | Exit | DOXIMITY INCcl a | $0 | – | -19,506 | -100.0% | -0.00% | – |
| CSGS | Exit | CSG SYS INTL INC | $0 | – | -11,431 | -100.0% | -0.00% | – |
| Exit | HUMACYTE INC | $0 | – | -238,865 | -100.0% | -0.00% | – | |
| TASK | Exit | TASKUS INC | $0 | – | -12,974 | -100.0% | -0.00% | – |
| MGPI | Exit | MGP INGREDIENTS INC NEW | $0 | – | -7,478 | -100.0% | -0.00% | – |
| MHO | Exit | M/I HOMES INC | $0 | – | -10,633 | -100.0% | -0.00% | – |
| OSCR | Exit | OSCAR HEALTH INCcl a | $0 | – | -95,917 | -100.0% | -0.00% | – |
| STEM | Exit | STEM INC | $0 | – | -85,755 | -100.0% | -0.00% | – |
| Exit | VICTORIAS SECRET AND CO | $0 | – | -13,938 | -100.0% | -0.00% | – | |
| GGPI | Exit | GORES GUGGENHEIM INC | $0 | – | -62,569 | -100.0% | -0.00% | – |
| YOU | Exit | CLEAR SECURE INC | $0 | – | -20,820 | -100.0% | -0.00% | – |
| IAC | Exit | IAC INTERACTIVECORP NEW | $0 | – | -6,347 | -100.0% | -0.00% | – |
| ATH | Exit | ATHENE HOLDING LTDcl a | $0 | – | -10,256 | -100.0% | -0.00% | – |
| Exit | ROBINHOOD MKTS INC | $0 | – | -77,645 | -100.0% | -0.00% | – | |
| Exit | ENOVIX CORPORATION | $0 | – | -25,780 | -100.0% | -0.00% | – | |
| MNR | Exit | MONMOUTH REAL ESTATE INVT COcl a | $0 | – | -37,653 | -100.0% | -0.00% | – |
| Exit | LITMAN GREGORY FDS TRimgp dbi managed | $0 | – | -23,182 | -100.0% | -0.00% | – | |
| TSP | Exit | TUSIMPLE HLDGS INCcl a | $0 | – | -28,960 | -100.0% | -0.00% | – |
| JAGG | Exit | J P MORGAN EXCHANGE-TRADED Fus aggregate etf | $0 | – | -13,635 | -100.0% | -0.00% | – |
| Exit | GLOBAL X FDSgbl x blockchain | $0 | – | -61,938 | -100.0% | -0.00% | – | |
| AIV | Exit | APARTMENT INVT & MGMT COcl a | $0 | – | -158,255 | -100.0% | -0.00% | – |
| EPAY | Exit | BOTTOMLINE TECH DEL INC | $0 | – | -12,582 | -100.0% | -0.00% | – |
| HUT | Exit | HUT 8 MNG CORP | $0 | – | -154,513 | -100.0% | -0.00% | – |
| DBRG | Exit | DIGITALBRIDGE GROUP INC | $0 | – | -150,166 | -100.0% | -0.00% | – |
| DEEP | Exit | ETF SER SOLUTIONSroundhill acqui | $0 | – | -34,151 | -100.0% | -0.00% | – |
| Exit | DIGITAL WORLD ACQUISITION CO | $0 | – | -34,261 | -100.0% | -0.00% | – | |
| VUSB | Exit | VANGUARD BD INDEX FDSvanguard ultra | $0 | – | -27,775 | -100.0% | -0.00% | – |
| CVET | Exit | COVETRUS INC | $0 | – | -36,694 | -100.0% | -0.00% | – |
| CONE | Exit | CYRUSONE INC | $0 | – | -28,551 | -100.0% | -0.00% | – |
| DLTR | Exit | DOLLAR TREE INCput | $0 | – | -20,400 | -100.0% | -0.00% | – |
| AEPPL | Exit | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $0 | – | -57,379 | -100.0% | -0.00% | – |
| SWIM | Exit | LATHAM GROUP INC | $0 | – | -80,321 | -100.0% | -0.00% | – |
| PDD | Exit | PINDUODUO INCsponsored ads | $0 | – | -43,857 | -100.0% | -0.00% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -33,182 | -100.0% | -0.00% | – |
| S | Exit | SENTINELONE INCcl a | $0 | – | -35,806 | -100.0% | -0.00% | – |
| LWLG | Exit | LIGHTWAVE LOGIC INC | $0 | – | -142,202 | -100.0% | -0.00% | – |
| YNDX | Exit | YANDEX N V | $0 | – | -46,840 | -100.0% | -0.00% | – |
| FMBI | Exit | FIRST MIDWEST BANCORP DEL | $0 | – | -108,066 | -100.0% | -0.00% | – |
| BBL | Exit | BHP GROUP PLCsponsored adr | $0 | – | -46,882 | -100.0% | -0.00% | – |
| Exit | MATTERPORT INC | $0 | – | -104,365 | -100.0% | -0.00% | – | |
| META | Exit | LISTED FD TRroundhill ball | $0 | – | -124,172 | -100.0% | -0.00% | – |
| ENTG | Exit | ENTEGRIS INCput | $0 | – | -16,500 | -100.0% | -0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INC | $0 | – | -30,003 | -100.0% | -0.00% | – |
| BBCA | Exit | J P MORGAN EXCHANGE-TRADED Fbetabuilders cda | $0 | – | -43,119 | -100.0% | -0.00% | – |
| GLBE | Exit | GLOBAL E ONLINE LTD | $0 | – | -41,711 | -100.0% | -0.00% | – |
| BRSP | Exit | BRIGHTSPIRE CAPITAL INC | $0 | – | -263,857 | -100.0% | -0.00% | – |
| Exit | JACKSON FINANCIAL INC | $0 | – | -88,227 | -100.0% | -0.00% | – | |
| Exit | BATH & BODY WORKS INC | $0 | – | -58,544 | -100.0% | -0.00% | – | |
| HOV | Exit | HOVNANIAN ENTERPRISES INCcl a new | $0 | – | -32,091 | -100.0% | -0.00% | – |
| BBEU | Exit | J P MORGAN EXCHANGE-TRADED Fbetabuilders eur | $0 | – | -63,113 | -100.0% | -0.00% | – |
| EWP | Exit | ISHARES INCmsci spain etf | $0 | – | -130,741 | -100.0% | -0.00% | – |
| OGN | Exit | ORGANON & CO | $0 | – | -133,082 | -100.0% | -0.00% | – |
| HYBB | Exit | ISHARES TRbb rat corp bd | $0 | – | -94,645 | -100.0% | -0.00% | – |
| FRT | Exit | FEDERAL RLTY INVT TRsh ben int new | $0 | – | -31,236 | -100.0% | -0.00% | – |
| PATH | Exit | UIPATH INCcl a | $0 | – | -129,015 | -100.0% | -0.01% | – |
| SOFI | Exit | SOFI TECHNOLOGIES INC | $0 | – | -369,551 | -100.0% | -0.01% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -197,632 | -100.0% | -0.01% | – |
| Exit | DUTCH BROS INCcl a | $0 | – | -164,430 | -100.0% | -0.01% | – | |
| XLNX | Exit | XILINX INC | $0 | – | -36,950 | -100.0% | -0.01% | – |
| APO | Exit | APOLLO GLOBAL MGMT INC | $0 | – | -134,940 | -100.0% | -0.01% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -229,414 | -100.0% | -0.01% | – |
| Exit | LUCID GROUP INC | $0 | – | -319,600 | -100.0% | -0.01% | – | |
| Exit | DIMENSIONAL ETF TRUSTinternatnal val | $0 | – | -365,515 | -100.0% | -0.01% | – | |
| AGOX | Exit | STARBOARD INVT TRadaptive alpha | $0 | – | -475,808 | -100.0% | -0.01% | – |
| BBJP | Exit | J P MORGAN EXCHANGE-TRADED Fbetabuldrs japan | $0 | – | -252,451 | -100.0% | -0.01% | – |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -111,483 | -100.0% | -0.01% | – |
| DFAS | Exit | DIMENSIONAL ETF TRUSTus small cap etf | $0 | – | -247,798 | -100.0% | -0.01% | – |
| DFAT | Exit | DIMENSIONAL ETF TRUSTus targeted vlu | $0 | – | -298,750 | -100.0% | -0.01% | – |
| Exit | GXO LOGISTICS INCORPORATED | $0 | – | -173,178 | -100.0% | -0.01% | – | |
| USFR | Exit | WISDOMTREE TRfloatng rat trea | $0 | – | -731,980 | -100.0% | -0.02% | – |
| STX | Exit | SEAGATE TECHNOLOGY HLDNGS PL | $0 | – | -170,303 | -100.0% | -0.02% | – |
| GLDM | Exit | WORLD GOLD TRspdr gld minis | $0 | – | -1,273,659 | -100.0% | -0.02% | – |
| MRVL | Exit | MARVELL TECHNOLOGY INC | $0 | – | -323,829 | -100.0% | -0.02% | – |
| Exit | GENERAL ELECTRIC CO | $0 | – | -346,858 | -100.0% | -0.03% | – | |
| COIN | Exit | COINBASE GLOBAL INC | $0 | – | -178,732 | -100.0% | -0.04% | – |
| DFUS | Exit | DIMENSIONAL ETF TRUSTus equity etf | $0 | – | -889,623 | -100.0% | -0.04% | – |
| Exit | DIMENSIONAL ETF TRUSTworld ex us core | $0 | – | -5,354,596 | -100.0% | -0.12% | – | |
| IAU | Exit | GOLD TRishares new | $0 | – | -5,985,268 | -100.0% | -0.18% | – |
| DFAC | Exit | DIMENSIONAL ETF TRUSTus core equity 2 | $0 | – | -13,507,624 | -100.0% | -0.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.