$64 Billion is the total value of LPL Financial LLC's 3545 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LKOR | FLEXSHARES TRcr scored long | $2,904,000 | +0.2% | 46,706 | 0.0% | 0.01% | 0.0% | |
| STZB | CONSTELLATION BRANDS INCcl b | $2,447,000 | +8.9% | 12,935 | 0.0% | 0.00% | 0.0% | |
| AMZN | AMAZON COM INCput | $1,889,000 | +14.1% | 600 | 0.0% | 0.00% | 0.0% | |
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $1,737,000 | +7.9% | 81,180 | 0.0% | 0.00% | 0.0% | |
| GOOGL | ALPHABET INCput | $440,000 | +3.5% | 300 | 0.0% | 0.00% | 0.0% | |
| DIOD | DIODES INC | $751,000 | +11.4% | 13,302 | 0.0% | 0.00% | 0.0% | |
| IWV | ISHARES TRput | $391,000 | +8.6% | 2,000 | 0.0% | 0.00% | 0.0% | |
| LOW | LOWES COS INCput | $398,000 | +22.8% | 2,400 | 0.0% | 0.00% | 0.0% | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $480,000 | -7.7% | 9,802 | 0.0% | 0.00% | 0.0% | |
| RRBI | RED RIVER BANCSHARES INC | $379,000 | -2.1% | 8,807 | 0.0% | 0.00% | 0.0% | |
| SHYF | SHYFT GROUP INC | $940,000 | +12.0% | 49,797 | 0.0% | 0.00% | 0.0% | |
| TCBK | TRICO BANCSHARES | $357,000 | -19.6% | 14,578 | 0.0% | 0.00% | 0.0% | |
| LPCN | LIPOCINE INC NEW | $60,000 | +13.2% | 42,250 | 0.0% | 0.00% | – | |
| LEE | LEE ENTERPRISES INC | $36,000 | -14.3% | 43,302 | 0.0% | 0.00% | – | |
| AFMD | AFFIMED N V | $90,000 | -26.2% | 26,500 | 0.0% | 0.00% | – | |
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $15,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| MSFT | MICROSOFT CORPput | $210,000 | +2.9% | 1,000 | 0.0% | 0.00% | – | |
| MRKR | MARKER THERAPEUTICS INC | $23,000 | -28.1% | 15,650 | 0.0% | 0.00% | – | |
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| SPLUNK INCnote 1.125% 9/1 | $14,000 | -6.7% | 10,000 | 0.0% | 0.00% | – | ||
| IRIX | IRIDEX CORP | $49,000 | -7.5% | 25,033 | 0.0% | 0.00% | – | |
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $30,000 | +3.4% | 30,000 | 0.0% | 0.00% | – | ||
| TGB | TASEKO MINES LTD | $15,000 | +114.3% | 14,411 | 0.0% | 0.00% | – | |
| STKS | THE ONE GROUP HOSPITALITY IN | $20,000 | +25.0% | 10,000 | 0.0% | 0.00% | – | |
| TMST | TIMKENSTEEL CORP | $57,000 | -8.1% | 16,035 | 0.0% | 0.00% | – | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $203,000 | -12.9% | 12,361 | 0.0% | 0.00% | – | |
| IEC | IEC ELECTRS CORP NEW | $233,000 | -10.0% | 26,895 | 0.0% | 0.00% | – | |
| TRVI | TREVI THERAPEUTICS INC | $40,000 | -39.4% | 10,000 | 0.0% | 0.00% | – | |
| HTH | HILLTOP HOLDINGS INC | $286,000 | +11.7% | 13,885 | 0.0% | 0.00% | – | |
| TWIN | TWIN DISC INC | $51,000 | -7.3% | 10,000 | 0.0% | 0.00% | – | |
| HTY | HANCOCK JOHN INVT TRtax adv glb sh | $214,000 | -2.7% | 42,052 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $13,000 | -40.9% | 45,100 | 0.0% | 0.00% | – | |
| GTE | GRAN TIERRA ENERGY INC | $5,000 | -28.6% | 20,012 | 0.0% | 0.00% | – | |
| VOXX | VOXX INTL CORPcl a | $183,000 | +32.6% | 23,825 | 0.0% | 0.00% | – | |
| FLL | FULL HSE RESORTS INC | $43,000 | +48.3% | 22,078 | 0.0% | 0.00% | – | |
| FLIC | FIRST LONG IS CORP | $267,000 | -9.5% | 18,060 | 0.0% | 0.00% | -100.0% | |
| FFWM | FIRST FNDTN INC | $180,000 | -20.4% | 13,808 | 0.0% | 0.00% | – | |
| DSE | DUFF & PHELPS SLT ENGY AND M | $7,000 | -36.4% | 20,931 | 0.0% | 0.00% | – | |
| VCF | DELAWARE INVTS COLO MUN INCO | $237,000 | +1.7% | 17,054 | 0.0% | 0.00% | – | |
| CURO | CURO GROUP HOLDINGS CORP | $90,000 | -13.5% | 12,700 | 0.0% | 0.00% | – | |
| CRF | CORNERSTONE TOTAL RETURN FD | $194,000 | +9.0% | 17,669 | 0.0% | 0.00% | – | |
| CFMS | CONFORMIS INC | $15,000 | 0.0% | 18,350 | 0.0% | 0.00% | – | |
| CLBK | COLUMBIA FINL INC | $176,000 | -20.4% | 15,850 | 0.0% | 0.00% | – | |
| CLNE | CLEAN ENERGY FUELS CORP | $50,000 | +13.6% | 20,025 | 0.0% | 0.00% | – | |
| CEMI | CHEMBIO DIAGNOSTICS INC | $134,000 | +50.6% | 27,508 | 0.0% | 0.00% | – | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $23,000 | +15.0% | 11,895 | 0.0% | 0.00% | – | ||
| BXC | BLUELINX HLDGS INC | $312,000 | +151.6% | 14,500 | 0.0% | 0.00% | – | |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $48,000 | +4.3% | 50,000 | 0.0% | 0.00% | – | ||
| MYF | BLACKROCK MUNIYIELD INVT FD | $219,000 | -0.9% | 16,400 | 0.0% | 0.00% | – | |
| BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $208,000 | +7.8% | 210,000 | 0.0% | 0.00% | – | ||
| MCI | BARINGS CORPORATE INVS | $151,000 | -6.8% | 12,089 | 0.0% | 0.00% | – | |
| ASRT | ASSERTIO HOLDINGS INC | $23,000 | -20.7% | 33,900 | 0.0% | 0.00% | – | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | – | ||
| AAU | ALMADEN MINERALS LTD | $14,000 | +75.0% | 17,000 | 0.0% | 0.00% | – | |
| ALNA | ALLENA PHARMACEUTICALS INC | $37,000 | -7.5% | 25,000 | 0.0% | 0.00% | – | |
| MHLD | MAIDEN HOLDINGS LTD | $21,000 | 0.0% | 17,000 | 0.0% | 0.00% | – | |
| NABRIVA THERAPEUTICS PLC | $5,000 | -28.6% | 10,000 | 0.0% | 0.00% | – | ||
| AGFS | AGROFRESH SOLUTIONS INC | $36,000 | -20.0% | 15,000 | 0.0% | 0.00% | – | |
| ADMP | ADAMIS PHARMACEUTICALS CORP | $9,000 | +50.0% | 11,825 | 0.0% | 0.00% | – | |
| REI | RING ENERGY INC | $17,000 | -41.4% | 24,952 | 0.0% | 0.00% | – | |
| RIBT | RICEBRAN TECHNOLOGIES | $23,000 | -48.9% | 54,712 | 0.0% | 0.00% | – | |
| RDNT | RADNET INC | $179,000 | -3.2% | 11,639 | 0.0% | 0.00% | – | |
| ARAY | ACCURAY INC | $28,000 | +16.7% | 11,779 | 0.0% | 0.00% | – | |
| PMD | PSYCHEMEDICS CORP | $81,000 | -20.6% | 18,420 | 0.0% | 0.00% | – | |
| PVBC | PROVIDENT BANCORP INC | $243,000 | -0.8% | 31,161 | 0.0% | 0.00% | – | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $225,000 | +4.2% | 225,000 | 0.0% | 0.00% | – | ||
| PALO ALTO NETWORKS INCnote 0.750% 7/0 | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| ONCY | ONCOLYTICS BIOTECH INC | $23,000 | -8.0% | 13,510 | 0.0% | 0.00% | – | |
| OCFC | OCEANFIRST FINL CORP | $228,000 | -22.4% | 16,689 | 0.0% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.