$57.4 Billion is the total value of LPL Financial LLC's 3458 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HLIO | Exit | HELIOS TECHNOLOGIES INC | $0 | – | -5,454 | -100.0% | 0.00% | – |
| ICUI | Exit | ICU MED INC | $0 | – | -1,038 | -100.0% | 0.00% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -11,135 | -100.0% | 0.00% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -11,839 | -100.0% | 0.00% | – |
| CHA | Exit | CHINA TELECOM CORP LTD | $0 | – | -7,186 | -100.0% | 0.00% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -10,481 | -100.0% | 0.00% | – |
| VNOM | Exit | VIPER ENERGY PARTNERS LP | $0 | – | -10,012 | -100.0% | 0.00% | – |
| NTG | Exit | TORTOISE MIDSTRM ENERGY FD I | $0 | – | -61,335 | -100.0% | 0.00% | – |
| TOCA | Exit | TOCAGEN INC | $0 | – | -66,456 | -100.0% | 0.00% | – |
| OIL | Exit | BARCLAYS BANK PLCipath b s&p etn | $0 | – | -28,472 | -100.0% | 0.00% | – |
| DLX | Exit | DELUXE CORP | $0 | – | -8,279 | -100.0% | 0.00% | – |
| ATTO | Exit | ATENTO S A | $0 | – | -50,000 | -100.0% | 0.00% | – |
| INN | Exit | SUMMIT HOTEL PPTYS INC | $0 | – | -53,645 | -100.0% | 0.00% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -1,679 | -100.0% | 0.00% | – |
| CLS | Exit | CELESTICA INC | $0 | – | -11,309 | -100.0% | 0.00% | – |
| PAYS | Exit | PAYSIGN INC | $0 | – | -22,370 | -100.0% | 0.00% | – |
| LPI | Exit | LAREDO PETROLEUM INC | $0 | – | -23,315 | -100.0% | 0.00% | – |
| SSINQ | Exit | STAGE STORES INC | $0 | – | -212,968 | -100.0% | 0.00% | – |
| CORV | Exit | CORREVIO PHARMA CORP | $0 | – | -66,764 | -100.0% | 0.00% | – |
| KMPH | Exit | KEMPHARM INC | $0 | – | -14,000 | -100.0% | 0.00% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY REN | $0 | – | -72,775 | -100.0% | 0.00% | – |
| LGFA | Exit | LIONS GATE ENTMNT CORPcl a vtg | $0 | – | -14,516 | -100.0% | 0.00% | – |
| CS | Exit | CREDIT SUISSE GROUPsponsored adr | $0 | – | -16,967 | -100.0% | 0.00% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -74,848 | -100.0% | 0.00% | – |
| NTUS | Exit | NATUS MED INC DEL | $0 | – | -8,721 | -100.0% | 0.00% | – |
| SENS | Exit | SENSEONICS HLDGS INC | $0 | – | -10,200 | -100.0% | 0.00% | – |
| BBK | Exit | BLACKROCK MUN BD TR | $0 | – | -10,952 | -100.0% | 0.00% | – |
| PACW | Exit | PACWEST BANCORP DEL | $0 | – | -10,791 | -100.0% | 0.00% | – |
| KRMD | Exit | REPRO MED SYS INC | $0 | – | -25,660 | -100.0% | 0.00% | – |
| ASRT | Exit | ASSERTIO THERAPEUTICS INC | $0 | – | -28,400 | -100.0% | 0.00% | – |
| LDRS | Exit | INNOVATOR ETFS TRibd etf leaders | $0 | – | -10,057 | -100.0% | 0.00% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -42,346 | -100.0% | 0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS INC | $0 | – | -10,438 | -100.0% | 0.00% | – |
| ENIA | Exit | ENEL AMERICAS S Asponsored adr | $0 | – | -13,265 | -100.0% | 0.00% | – |
| UFPI | Exit | UNIVERSAL FST PRODS INC | $0 | – | -6,129 | -100.0% | 0.00% | – |
| GRPN | Exit | GROUPON INC | $0 | – | -12,083 | -100.0% | 0.00% | – |
| HT | Exit | HERSHA HOSPITALITY TR | $0 | – | -17,728 | -100.0% | 0.00% | – |
| STAY | Exit | EXTENDED STAY AMER INCunit 99/99/9999b | $0 | – | -11,136 | -100.0% | 0.00% | – |
| BDSI | Exit | BIODELIVERY SCIENCES INTL IN | $0 | – | -20,023 | -100.0% | 0.00% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -6,670 | -100.0% | 0.00% | – |
| ONCS | Exit | ONCOSEC MED INC | $0 | – | -24,544 | -100.0% | 0.00% | – |
| AOBC | Exit | AMERICAN OUTDOOR BRANDS CORP | $0 | – | -10,915 | -100.0% | 0.00% | – |
| BHC | Exit | BAUSCH HEALTH COS INC | $0 | – | -14,375 | -100.0% | 0.00% | – |
| BBVA | Exit | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $0 | – | -11,098 | -100.0% | 0.00% | – |
| WLL | Exit | WHITING PETE CORP NEWput | $0 | – | -12,800 | -100.0% | 0.00% | – |
| CHKLQ | Exit | CHESAPEAKE ENERGY CORPpfd conv | $0 | – | -12,837 | -100.0% | 0.00% | – |
| FTXG | Exit | FIRST TR EXCHANGE-TRADED FDnasdq fod bvrg | $0 | – | -11,868 | -100.0% | 0.00% | – |
| UCO | Exit | PROSHARES TR IIulta blmbg 2017 | $0 | – | -10,260 | -100.0% | 0.00% | – |
| ITUB | Exit | ITAU UNIBANCO HLDG S Aspon adr rep pfd | $0 | – | -43,274 | -100.0% | 0.00% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORP | $0 | – | -22,295 | -100.0% | 0.00% | – |
| QIWI | Exit | QIWI PLCspon adr rep b | $0 | – | -13,781 | -100.0% | 0.00% | – |
| PZN | Exit | PZENA INVESTMENT MGMT INCclass a | $0 | – | -20,225 | -100.0% | 0.00% | – |
| MUE | Exit | BLACKROCK MUNIHOLDINGS QUALI | $0 | – | -15,525 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -11,656 | -100.0% | 0.00% | – |
| UNTCQ | Exit | UNIT CORPORATION | $0 | – | -47,842 | -100.0% | 0.00% | – |
| PEB | Exit | PEBBLEBROOK HOTEL TR | $0 | – | -16,759 | -100.0% | 0.00% | – |
| PIN | Exit | INVESCO INDIA EXCHG TRED FDindia etf | $0 | – | -11,166 | -100.0% | 0.00% | – |
| REAL | Exit | THE REALREAL INC | $0 | – | -14,500 | -100.0% | 0.00% | – |
| OILK | Exit | PROSHARES TRk1 fre crd oil | $0 | – | -20,758 | -100.0% | 0.00% | – |
| BERY | Exit | BERRY GLOBAL GROUP INC | $0 | – | -5,993 | -100.0% | 0.00% | – |
| AINC | Exit | ASHFORD INC | $0 | – | -18,981 | -100.0% | 0.00% | – |
| HUD | Exit | HUDSON LTD | $0 | – | -27,966 | -100.0% | 0.00% | – |
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -118,000 | -100.0% | 0.00% | – | |
| LBYYQ | Exit | LIBBEY INC | $0 | – | -11,598 | -100.0% | 0.00% | – |
| CWCO | Exit | CONSOLIDATED WATER CO INCord | $0 | – | -10,190 | -100.0% | 0.00% | – |
| QD | Exit | QUDIAN INCadr | $0 | – | -88,182 | -100.0% | 0.00% | – |
| CHUY | Exit | CHUYS HLDGS INC | $0 | – | -13,815 | -100.0% | 0.00% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -15,719 | -100.0% | 0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -155,676 | -100.0% | 0.00% | – |
| JPGE | Exit | J P MORGAN EXCHANGE-TRADED Fdiv rtn glb eq | $0 | – | -4,375 | -100.0% | 0.00% | – |
| DSS | Exit | DOCUMENT SEC SYS INC | $0 | – | -41,925 | -100.0% | 0.00% | – |
| OBELF | Exit | OBSIDIAN ENERGY LTD | $0 | – | -20,498 | -100.0% | 0.00% | – |
| HYND | Exit | WISDOMTREE TRnegt dur hig yld | $0 | – | -10,835 | -100.0% | 0.00% | – |
| SND | Exit | SMART SAND INC | $0 | – | -64,807 | -100.0% | 0.00% | – |
| DSKE | Exit | DASEKE INC | $0 | – | -52,700 | -100.0% | 0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INCput | $0 | – | -900 | -100.0% | 0.00% | – |
| JCPNQ | Exit | PENNEY J C CORP INC | $0 | – | -58,311 | -100.0% | 0.00% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $0 | – | -14,530 | -100.0% | 0.00% | – |
| AGS | Exit | PLAYAGS INC | $0 | – | -13,224 | -100.0% | 0.00% | – |
| PGNX | Exit | PROGENICS PHARMACEUTICALS IN | $0 | – | -13,124 | -100.0% | 0.00% | – |
| VNTR | Exit | VENATOR MATLS PLC | $0 | – | -68,587 | -100.0% | 0.00% | – |
| JMLP | Exit | NUVEEN ALL CAP ENE MLP OPPO | $0 | – | -17,754 | -100.0% | 0.00% | – |
| MMIT | Exit | INDEXIQ ACTIVE ETF TRiq mackay intrme | $0 | – | -8,767 | -100.0% | 0.00% | – |
| YTRA | Exit | YATRA ONLINE INC | $0 | – | -41,496 | -100.0% | 0.00% | – |
| WTI | Exit | W & T OFFSHORE INC | $0 | – | -15,535 | -100.0% | 0.00% | – |
| CHN | Exit | CHINA FD INC | $0 | – | -16,155 | -100.0% | -0.00% | – |
| HECO | Exit | STRATEGY SHSecologcl stratgy | $0 | – | -7,148 | -100.0% | -0.00% | – |
| PRA | Exit | PROASSURANCE CORP | $0 | – | -12,005 | -100.0% | -0.00% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORP | $0 | – | -21,015 | -100.0% | -0.00% | – |
| AIV | Exit | APARTMENT INVT & MGMT COcl a | $0 | – | -17,440 | -100.0% | -0.00% | – |
| OIH | Exit | VANECK VECTORS ETF TRoil svcs etf | $0 | – | -136,091 | -100.0% | -0.00% | – |
| REMX | Exit | VANECK VECTORS ETF TRrare earth strat | $0 | – | -26,235 | -100.0% | -0.00% | – |
| IX | Exit | ORIX CORPsponsored adr | $0 | – | -11,121 | -100.0% | -0.00% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -9,794 | -100.0% | -0.00% | – |
| SPVM | Exit | INVESCO EXCHANGE TRADED FD Ts&p 500 vlu momn | $0 | – | -8,586 | -100.0% | -0.00% | – |
| TSLX | Exit | TPG SPECIALTY LENDING INC | $0 | – | -22,129 | -100.0% | -0.00% | – |
| DBEM | Exit | DBX ETF TRxtrack msci emrg | $0 | – | -13,722 | -100.0% | -0.00% | – |
| SPAR | Exit | SPARTAN MTRS INC | $0 | – | -49,797 | -100.0% | -0.00% | – |
| ACIA | Exit | ACACIA COMMUNICATIONS INC | $0 | – | -3,555 | -100.0% | -0.00% | – |
| USPH | Exit | U S PHYSICAL THERAPY INC | $0 | – | -7,697 | -100.0% | -0.00% | – |
| EMDV | Exit | PROSHARES TRmsci emrg mkts | $0 | – | -14,408 | -100.0% | -0.00% | – |
| AVGOP | Exit | BROADCOM INC8% cnv pfd ser a | $0 | – | -383 | -100.0% | -0.00% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -25,102 | -100.0% | -0.00% | – |
| G | Exit | GENPACT LIMITED | $0 | – | -15,831 | -100.0% | -0.00% | – |
| GWB | Exit | GREAT WESTN BANCORP INC | $0 | – | -13,428 | -100.0% | -0.00% | – |
| S | Exit | SPRINT CORPORATION | $0 | – | -38,257 | -100.0% | -0.00% | – |
| MGP | Exit | MGM GROWTH PPTYS LLC | $0 | – | -10,831 | -100.0% | -0.00% | – |
| ZMLP | Exit | DIREXION SHS ETF TRzacks mlp hg inc | $0 | – | -59,937 | -100.0% | -0.00% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTD | $0 | – | -5,722 | -100.0% | -0.00% | – |
| LVHE | Exit | LEGG MASON ETF INVT TRemrg mkts vola | $0 | – | -14,951 | -100.0% | -0.00% | – |
| MFG | Exit | MIZUHO FINL GROUP INCsponsored adr | $0 | – | -167,061 | -100.0% | -0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $0 | – | -507,000 | -100.0% | -0.00% | – | |
| CNST | Exit | CONSTELLATION PHARMCETICLS I | $0 | – | -12,464 | -100.0% | -0.00% | – |
| EINC | Exit | VANECK VECTORS ETF TR | $0 | – | -27,490 | -100.0% | -0.00% | – |
| ACB | Exit | AURORA CANNABIS INC | $0 | – | -470,893 | -100.0% | -0.00% | – |
| IVV | Exit | ISHARES TRput | $0 | – | -1,000 | -100.0% | -0.00% | – |
| WBC | Exit | WABCO HLDGS INC | $0 | – | -3,283 | -100.0% | -0.00% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INCO | $0 | – | -26,990 | -100.0% | -0.00% | – |
| CHAD | Exit | DIREXION SHS ETF TRcsi300 china1x | $0 | – | -8,394 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -76,402 | -100.0% | -0.00% | – |
| CSD | Exit | INVESCO EXCHANGE TRADED FD Ts&p spin off | $0 | – | -29,896 | -100.0% | -0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFput | $0 | – | -4,400 | -100.0% | -0.00% | – |
| RTM | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql mat | $0 | – | -11,514 | -100.0% | -0.00% | – |
| KLDW | Exit | EXCHANGE LISTED FDS TRknldg ld wd etf | $0 | – | -37,907 | -100.0% | -0.00% | – |
| JPEU | Exit | J P MORGAN EXCHANGE-TRADED Fdiv rtn eu etf | $0 | – | -18,936 | -100.0% | -0.00% | – |
| SPYB | Exit | SPDR SER TRs&p 500 buybck | $0 | – | -17,664 | -100.0% | -0.00% | – |
| MLPA | Exit | GLOBAL X FDSglbl x mlp etf | $0 | – | -254,033 | -100.0% | -0.00% | – |
| LKNCY | Exit | LUCKIN COFFEE INCsponsored ads | $0 | – | -49,778 | -100.0% | -0.00% | – |
| MYY | Exit | PROSHARES TR | $0 | – | -26,365 | -100.0% | -0.00% | – |
| AON | Exit | AON PLC | $0 | – | -25,501 | -100.0% | -0.01% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -1,228,007 | -100.0% | -0.01% | – |
| MLPX | Exit | GLOBAL X FDSglb x mlp enrg i | $0 | – | -1,334,264 | -100.0% | -0.02% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -51,776 | -100.0% | -0.02% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -4,644,884 | -100.0% | -0.03% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -142,099 | -100.0% | -0.04% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -6,675,966 | -100.0% | -0.04% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -438,148 | -100.0% | -0.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.