$46.9 Billion is the total value of LPL Financial LLC's 3275 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BFIN | BANKFINANCIAL CORP | $2,602,000 | -5.9% | 186,024 | 0.0% | 0.01% | 0.0% | |
| AMZN | AMAZON COM INCput | $1,136,000 | +6.4% | 600 | 0.0% | 0.00% | 0.0% | |
| HONE | HARBORONE BANCORP INC | $307,000 | +8.9% | 16,400 | 0.0% | 0.00% | 0.0% | |
| GEL | GENESIS ENERGY L Punit ltd partn | $246,000 | -5.7% | 11,218 | 0.0% | 0.00% | 0.0% | |
| JDIV | JP MORGAN EXCHANGE TRADED FDus dividend | $571,000 | +0.7% | 21,640 | 0.0% | 0.00% | 0.0% | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $282,000 | -7.2% | 19,048 | 0.0% | 0.00% | 0.0% | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $292,000 | +39.7% | 28,250 | 0.0% | 0.00% | – | |
| MOGB | MOOG INCcl b | $315,000 | +6.8% | 3,390 | 0.0% | 0.00% | 0.0% | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $578,000 | -9.5% | 9,802 | 0.0% | 0.00% | 0.0% | |
| ALFA | ETF SER SOLUTIONSalpclone alter | $299,000 | +4.5% | 5,684 | 0.0% | 0.00% | 0.0% | |
| DSKE | DASEKE INC | $285,000 | -29.1% | 79,050 | 0.0% | 0.00% | 0.0% | |
| PEBK | PEOPLES BANCORP N C INC | $585,000 | +12.9% | 19,484 | 0.0% | 0.00% | 0.0% | |
| SPXE | PROSHARES TRsp500 ex enrgy | $300,000 | +4.2% | 4,825 | 0.0% | 0.00% | 0.0% | |
| PVBC | PROVIDENT BANCORP INC | $376,000 | +23.3% | 13,450 | 0.0% | 0.00% | 0.0% | |
| PRPL | PURPLE INNOVATION INC | $331,000 | +45.8% | 49,000 | 0.0% | 0.00% | 0.0% | |
| CTBI | COMMUNITY TR BANCORP INC | $238,000 | +3.0% | 5,616 | 0.0% | 0.00% | 0.0% | |
| CLBK | COLUMBIA FINL INC | $336,000 | -3.7% | 22,250 | 0.0% | 0.00% | 0.0% | |
| SBR | SABINE ROYALTY TRunit ben int | $271,000 | +3.8% | 5,613 | 0.0% | 0.00% | 0.0% | |
| FNDB | SCHWAB STRATEGIC TRschwab fdt us bm | $397,000 | +2.8% | 10,254 | 0.0% | 0.00% | 0.0% | |
| BHRPRB | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $455,000 | -6.8% | 24,470 | 0.0% | 0.00% | 0.0% | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $622,000 | +10.3% | 22,800 | 0.0% | 0.00% | 0.0% | |
| MHD | BLACKROCK MUNIHOLDINGS FD IN | $440,000 | +7.3% | 25,724 | 0.0% | 0.00% | 0.0% | |
| UNH | UNITEDHEALTH GROUP INCput | $244,000 | -1.2% | 1,000 | 0.0% | 0.00% | 0.0% | |
| UPLD | UPLAND SOFTWARE INC | $386,000 | +7.5% | 8,470 | 0.0% | 0.00% | 0.0% | |
| AROW | ARROW FINL CORP | $270,000 | +5.5% | 7,777 | 0.0% | 0.00% | 0.0% | |
| UHAL | AMERCO | $344,000 | +2.1% | 908 | 0.0% | 0.00% | 0.0% | |
| ERC | WELLS FARGO MULTI SECTOR INC | $428,000 | +3.6% | 34,107 | 0.0% | 0.00% | 0.0% | |
| GOOGL | ALPHABET INCput | $325,000 | -7.9% | 300 | 0.0% | 0.00% | 0.0% | |
| CEW | WISDOMTREE TRemerg cur str fd | $336,000 | +2.4% | 17,850 | 0.0% | 0.00% | 0.0% | |
| ESLT | ELBIT SYS LTDord | $320,000 | +15.9% | 2,141 | 0.0% | 0.00% | 0.0% | |
| EWRE | INVESCO EXCHANGE TRADED FD Ts&p500 eql rel | $245,000 | 0.0% | 8,168 | 0.0% | 0.00% | 0.0% | |
| MYNDW | MYND ANALYTICS INC*w exp 06/29/202 | $3,000 | 0.0% | 15,600 | 0.0% | 0.00% | – | |
| MYSZ | MY SIZE INC | $7,000 | -12.5% | 10,072 | 0.0% | 0.00% | – | |
| BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $213,000 | +0.5% | 215,000 | 0.0% | 0.00% | – | ||
| EDAP | EDAP TMS S Asponsored adr | $30,000 | -11.8% | 11,250 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $25,000 | +19.0% | 45,100 | 0.0% | 0.00% | – | |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $160,000 | +5.3% | 11,337 | 0.0% | 0.00% | – | |
| UEC | URANIUM ENERGY CORP | $20,000 | 0.0% | 14,500 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored ads | $5,000 | -16.7% | 13,000 | 0.0% | 0.00% | – | |
| IEC | IEC ELECTRS CORP NEW | $169,000 | -8.2% | 26,895 | 0.0% | 0.00% | – | |
| GPL | GREAT PANTHER MINING LIMITED | $9,000 | -10.0% | 10,950 | 0.0% | 0.00% | – | |
| RCD | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $218,000 | +0.5% | 2,085 | 0.0% | 0.00% | – | |
| DWAT | ARROW INVTS TRdwa tactical etf | $143,000 | +2.1% | 12,900 | 0.0% | 0.00% | – | |
| ACRE | ARES COML REAL ESTATE CORP | $164,000 | -1.8% | 11,010 | 0.0% | 0.00% | – | |
| AREXQ | APPROACH RESOURCES INC | $5,000 | -16.7% | 17,000 | 0.0% | 0.00% | – | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $94,000 | +1.1% | 18,137 | 0.0% | 0.00% | – | |
| MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $60,000 | 0.0% | 60,000 | 0.0% | 0.00% | – | ||
| LLNW | LIMELIGHT NETWORKS INC | $28,000 | -15.2% | 10,300 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $74,000 | +1.4% | 115,000 | 0.0% | 0.00% | – | ||
| ERII | ENERGY RECOVERY INC | $217,000 | +19.9% | 20,790 | 0.0% | 0.00% | – | |
| REI | RING ENERGY INC | $56,000 | -45.1% | 17,327 | 0.0% | 0.00% | – | |
| AAU | ALMADEN MINERALS LTD | $10,000 | 0.0% | 17,000 | 0.0% | 0.00% | – | |
| LEE | LEE ENTERPRISES INC | $57,000 | -31.3% | 25,302 | 0.0% | 0.00% | – | |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $54,000 | +3.8% | 55,000 | 0.0% | 0.00% | – | ||
| RDI | READING INTERNATIONAL INCcl a | $143,000 | -18.8% | 11,000 | 0.0% | 0.00% | – | |
| LJPC | LA JOLLA PHARMACEUTICAL CO | $98,000 | +44.1% | 10,640 | 0.0% | 0.00% | – | |
| ALO | ALIO GOLD INC | $8,000 | 0.0% | 10,610 | 0.0% | 0.00% | – | |
| AWSM | COOL HLDGS INC | $27,000 | -53.4% | 16,700 | 0.0% | 0.00% | – | |
| SPHS | SOPHIRIS BIO INC | $8,000 | -20.0% | 10,000 | 0.0% | 0.00% | – | |
| AGEN | AGENUS INC | $88,000 | +1.1% | 29,357 | 0.0% | 0.00% | – | |
| BRG | BLUEROCK RESIDENTIAL GRW REI | $173,000 | +8.8% | 14,765 | 0.0% | 0.00% | – | |
| TSI | TCW STRATEGIC INCOME FUND IN | $80,000 | +5.3% | 13,891 | 0.0% | 0.00% | – | |
| BLACKROCK TCP CAPITAL CORPnote 5.250%12/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| TLRDQ | TAILORED BRANDS INC | $68,000 | -26.1% | 11,700 | 0.0% | 0.00% | – | |
| VCF | DELAWARE INV CO MUN INC FD I | $207,000 | +4.0% | 14,054 | 0.0% | 0.00% | – | |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $52,000 | +4.0% | 50,000 | 0.0% | 0.00% | – | ||
| ADMP | ADAMIS PHARMACEUTICALS CORP | $18,000 | -40.0% | 14,000 | 0.0% | 0.00% | – | |
| PDLB | PDL CMNTY BANCORP | $180,000 | +2.3% | 12,600 | 0.0% | 0.00% | – | |
| IMH | IMPAC MTG HLDGS INC | $48,000 | -20.0% | 15,431 | 0.0% | 0.00% | – | |
| TURN | 180 DEGREE CAP CORP | $22,000 | +4.8% | 11,400 | 0.0% | 0.00% | – | |
| FMN | FEDERATED PREM MUN INC FD | $210,000 | +2.4% | 15,297 | 0.0% | 0.00% | – | |
| OFS | OFS CAP CORP | $186,000 | +2.2% | 15,460 | 0.0% | 0.00% | – | |
| TMQ | TRILOGY METALS INC NEW | $47,000 | +20.5% | 15,964 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.