$44 Billion is the total value of LPL Financial LLC's 3182 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FLQL | New | FRANKLIN TEMPLETON ETF TRlibertyq us eqt | $5,105,000 | – | 162,551 | +100.0% | 0.01% | – |
| FTXD | New | FIRST TR EXCHANGE TRADED FDnasdaq retail | $3,768,000 | – | 168,961 | +100.0% | 0.01% | – |
| SFHY | New | WISDOMTREE TRfndmtl us shrt | $3,144,000 | – | 62,393 | +100.0% | 0.01% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $2,547,000 | – | 283,338 | +100.0% | 0.01% | – |
| OPI | New | OFFICE PPTYS INCOME TR | $1,881,000 | – | 68,057 | +100.0% | 0.00% | – |
| DELL | New | DELL TECHNOLOGIES INCcl c | $1,705,000 | – | 29,047 | +100.0% | 0.00% | – |
| MYY | New | PROSHARES TR | $1,567,000 | – | 35,617 | +100.0% | 0.00% | – |
| VNOM | New | VIPER ENERGY PARTNERS LP | $1,722,000 | – | 51,940 | +100.0% | 0.00% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INC | $1,944,000 | – | 30,604 | +100.0% | 0.00% | – |
| STE | New | STERIS PLC | $1,541,000 | – | 12,049 | +100.0% | 0.00% | – |
| VFF | New | VILLAGE FARMS INTL INC | $1,423,000 | – | 101,588 | +100.0% | 0.00% | – |
| FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $1,510,000 | – | 31,372 | +100.0% | 0.00% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $1,516,000 | – | 36,785 | +100.0% | 0.00% | – |
| WWE | New | WORLD WRESTLING ENTMT INCcl a | $1,353,000 | – | 15,593 | +100.0% | 0.00% | – |
| BTEC | New | PRINCIPAL EXCHANGE TRADED FDhelthcare indx | $1,115,000 | – | 32,021 | +100.0% | 0.00% | – |
| DJD | New | INVESCO EXCHANGE TRADED FD Tdj indl avg dv | $1,104,000 | – | 30,376 | +100.0% | 0.00% | – |
| VKTX | New | VIKING THERAPEUTICS INC | $1,449,000 | – | 145,785 | +100.0% | 0.00% | – |
| TAK | New | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $668,000 | – | 32,799 | +100.0% | 0.00% | – |
| CCOR | New | CAMBRIA ETF TRcore equity | $805,000 | – | 29,765 | +100.0% | 0.00% | – |
| AMZN | New | AMAZON COM INCput | $1,068,000 | – | 600 | +100.0% | 0.00% | – |
| CTRE | New | CARETRUST REIT INC | $851,000 | – | 36,275 | +100.0% | 0.00% | – |
| HGLB | New | HIGHLAND GLOBAL ALLOCATION F | $939,000 | – | 72,689 | +100.0% | 0.00% | – |
| HIIQ | New | HEALTH INS INNOVATIONS INC | $668,000 | – | 24,896 | +100.0% | 0.00% | – |
| GH | New | GUARDANT HEALTH INC | $833,000 | – | 10,856 | +100.0% | 0.00% | – |
| GPP | New | GREEN PLAINS PARTNERS LP | $737,000 | – | 46,533 | +100.0% | 0.00% | – |
| IRMD | New | IRADIMED CORP | $695,000 | – | 24,726 | +100.0% | 0.00% | – |
| URTH | New | ISHARES INCmsci world etf | $986,000 | – | 11,108 | +100.0% | 0.00% | – |
| ZS | New | ZSCALER INC | $901,000 | – | 12,700 | +100.0% | 0.00% | – |
| MITK | New | MITEK SYS INC | $1,006,000 | – | 82,200 | +100.0% | 0.00% | – |
| AIV | New | APARTMENT INVT & MGMT COcl a | $753,000 | – | 14,965 | +100.0% | 0.00% | – |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $333,000 | – | 11,377 | +100.0% | 0.00% | – |
| ADES | New | ADVANCED EMISSIONS SOLUTS IN | $259,000 | – | 22,397 | +100.0% | 0.00% | – |
| ADC | New | AGREE REALTY CORP | $345,000 | – | 4,979 | +100.0% | 0.00% | – |
| MDRX | New | ALLSCRIPTS HEALTHCARE SOLUTN | $296,000 | – | 31,014 | +100.0% | 0.00% | – |
| GOOGL | New | ALPHABET INCput | $353,000 | – | 300 | +100.0% | 0.00% | – |
| ALTR | New | ALTAIR ENGR INC | $226,000 | – | 5,946 | +100.0% | 0.00% | – |
| AYX | New | ALTERYX INC | $442,000 | – | 5,273 | +100.0% | 0.00% | – |
| ACC | New | AMERICAN CAMPUS CMNTYS INC | $449,000 | – | 9,437 | +100.0% | 0.00% | – |
| APPF | New | APPFOLIO INC | $239,000 | – | 3,008 | +100.0% | 0.00% | – |
| ARNA | New | ARENA PHARMACEUTICALS INC | $237,000 | – | 5,285 | +100.0% | 0.00% | – |
| ASND | New | ASCENDIS PHARMA A Ssponsored adr | $247,000 | – | 2,102 | +100.0% | 0.00% | – |
| AZPN | New | ASPEN TECHNOLOGY INC | $312,000 | – | 2,991 | +100.0% | 0.00% | – |
| AVLR | New | AVALARA INC | $267,000 | – | 4,786 | +100.0% | 0.00% | – |
| BANF | New | BANCFIRST CORP | $264,000 | – | 5,058 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $367,000 | – | 24,063 | +100.0% | 0.00% | – |
| TCPC | New | BLACKROCK TCP CAP CORP | $375,000 | – | 26,456 | +100.0% | 0.00% | – |
| BE | New | BLOOM ENERGY CORP | $246,000 | – | 19,009 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP | $307,000 | – | 3,830 | +100.0% | 0.00% | – |
| FYLD | New | CAMBRIA ETF TRcambria fgn shr | $290,000 | – | 12,423 | +100.0% | 0.00% | – |
| GOOS | New | CANADA GOOSE HOLDINGS INC | $550,000 | – | 11,454 | +100.0% | 0.00% | – |
| CBLK | New | CARBON BLACK INC | $369,000 | – | 26,475 | +100.0% | 0.00% | – |
| CRZO | New | CARRIZO OIL & GAS INC | $468,000 | – | 37,525 | +100.0% | 0.00% | – |
| CHN | New | CHINA FD INC | $277,000 | – | 13,584 | +100.0% | 0.00% | – |
| CIO | New | CITY OFFICE REIT INC | $244,000 | – | 21,583 | +100.0% | 0.00% | – |
| CMC | New | COMMERCIAL METALS CO | $519,000 | – | 30,385 | +100.0% | 0.00% | – |
| CTWS | New | CONNECTICUT WTR SVC INC | $244,000 | – | 3,548 | +100.0% | 0.00% | – |
| COTY | New | COTY INC | $357,000 | – | 31,019 | +100.0% | 0.00% | – |
| CTRP | New | CTRIP COM INTL LTDsponsored ads | $459,000 | – | 10,509 | +100.0% | 0.00% | – |
| DKL | New | DELEK LOGISTICS PARTNERS LP | $371,000 | – | 11,438 | +100.0% | 0.00% | – |
| XRAY | New | DENTSPLY SIRONA INC | $537,000 | – | 10,837 | +100.0% | 0.00% | – |
| FAS | New | DIREXION SHS ETF TRdly fin bull new | $390,000 | – | 6,306 | +100.0% | 0.00% | – |
| EPR | New | EPR PPTYSput | $446,000 | – | 5,800 | +100.0% | 0.00% | – |
| KNG | New | ETF SER SOLUTIONScboe vest s&p | $268,000 | – | 6,312 | +100.0% | 0.00% | – |
| EVOP | New | EVO PMTS INC | $231,000 | – | 7,934 | +100.0% | 0.00% | – |
| EGHT | New | 8X8 INC NEW | $542,000 | – | 26,822 | +100.0% | 0.00% | – |
| EEFT | New | EURONET WORLDWIDE INC | $262,000 | – | 1,834 | +100.0% | 0.00% | – |
| EVBG | New | EVERBRIDGE INC | $578,000 | – | 7,701 | +100.0% | 0.00% | – |
| MRAM | New | EVERSPIN TECHNOLOGIES INC | $474,000 | – | 61,924 | +100.0% | 0.00% | – |
| EOLS | New | EVOLUS INC | $461,000 | – | 20,430 | +100.0% | 0.00% | – |
| FB | New | FACEBOOK INCput | $433,000 | – | 2,600 | +100.0% | 0.00% | – |
| FICO | New | FAIR ISAAC CORP | $265,000 | – | 977 | +100.0% | 0.00% | – |
| FHI | New | FEDERATED INVS INC PAcl b | $223,000 | – | 7,598 | +100.0% | 0.00% | – |
| FCOR | New | FIDELITYcorp bond etf | $232,000 | – | 4,630 | +100.0% | 0.00% | – |
| FONE | New | FIRST TR EXCHANGE TRADED FDnasdaq smrtphone | $236,000 | – | 4,844 | +100.0% | 0.00% | – |
| FND | New | FLOOR & DECOR HLDGS INCcl a | $298,000 | – | 7,238 | +100.0% | 0.00% | – |
| FOXA | New | FOX CORP | $283,000 | – | 7,719 | +100.0% | 0.00% | – |
| CHIQ | New | GLOBAL X FDSmsci china cnsmr | $518,000 | – | 31,093 | +100.0% | 0.00% | – |
| CHIX | New | GLOBAL X FDSmsci china fincl | $374,000 | – | 21,667 | +100.0% | 0.00% | – |
| NORW | New | GLOBAL X FDSglbx msci norw | $246,000 | – | 19,735 | +100.0% | 0.00% | – |
| BOTZ | New | GLOBAL X FDSput | $293,000 | – | 14,600 | +100.0% | 0.00% | – |
| GWB | New | GREAT WESTN BANCORP INC | $414,000 | – | 13,108 | +100.0% | 0.00% | – |
| HASI | New | HANNON ARMSTRONG SUST INFR C | $245,000 | – | 9,562 | +100.0% | 0.00% | – |
| HRC | New | HILL ROM HLDGS INC | $245,000 | – | 2,319 | +100.0% | 0.00% | – |
| IEX | New | IDEX CORP | $309,000 | – | 2,038 | +100.0% | 0.00% | – |
| IMAX | New | IMAX CORP | $225,000 | – | 9,933 | +100.0% | 0.00% | – |
| IP | New | INTL PAPER COput | $296,000 | – | 6,400 | +100.0% | 0.00% | – |
| EEB | New | INVESCO EXCHANGE TRADED FD Tbric etf | $304,000 | – | 8,257 | +100.0% | 0.00% | – |
| EWRE | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql rel | $245,000 | – | 8,168 | +100.0% | 0.00% | – |
| SPVM | New | INVESCO EXCHANGE TRADED FD Trussel 200 pur | $319,000 | – | 8,302 | +100.0% | 0.00% | – |
| UDN | New | INVESCO DB US DLR INDEX TRbearish fd | $242,000 | – | 11,670 | +100.0% | 0.00% | – |
| IVLU | New | ISHARES TRintl value factr | $485,000 | – | 20,408 | +100.0% | 0.00% | – |
| FALN | New | ISHARES TRfaln angls usd | $229,000 | – | 8,699 | +100.0% | 0.00% | – |
| JMST | New | JP MORGAN EXCHANGE TRADED FDultra sht muncpl | $229,000 | – | 4,543 | +100.0% | 0.00% | – |
| JDIV | New | JP MORGAN EXCHANGE TRADED FDus dividend | $567,000 | – | 21,640 | +100.0% | 0.00% | – |
| KNX | New | KNIGHT SWIFT TRANSN HLDGS INcl a | $306,000 | – | 9,365 | +100.0% | 0.00% | – |
| KEMQ | New | KRANESHARES TRemrng mkt cons | $262,000 | – | 11,385 | +100.0% | 0.00% | – |
| LBRDA | New | LIBERTY BROADBAND CORP | $237,000 | – | 2,583 | +100.0% | 0.00% | – |
| LTHM | New | LIVENT CORP | $651,000 | – | 52,998 | +100.0% | 0.00% | – |
| VAC | New | MARRIOTT VACTINS WORLDWID CO | $368,000 | – | 3,936 | +100.0% | 0.00% | – |
| MDP | New | MEREDITH CORP | $273,000 | – | 4,946 | +100.0% | 0.00% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INCput | $224,000 | – | 2,700 | +100.0% | 0.00% | – |
| MC | New | MOELIS & COcl a | $387,000 | – | 9,294 | +100.0% | 0.00% | – |
| EYE | New | NATIONAL VISION HLDGS INC | $288,000 | – | 9,179 | +100.0% | 0.00% | – |
| NEP | New | NEXTERA ENERGY PARTNERS LP | $580,000 | – | 12,425 | +100.0% | 0.00% | – |
| NUMG | New | NUSHARES ETF TRnuveen esg midcp | $230,000 | – | 7,343 | +100.0% | 0.00% | – |
| OMCL | New | OMNICELL INC | $260,000 | – | 3,213 | +100.0% | 0.00% | – |
| OLP | New | ONE LIBERTY PPTYS INC | $285,000 | – | 9,833 | +100.0% | 0.00% | – |
| PDCE | New | PDC ENERGY INC | $244,000 | – | 5,996 | +100.0% | 0.00% | – |
| PZZA | New | PAPA JOHNS INTL INC | $611,000 | – | 11,540 | +100.0% | 0.00% | – |
| PEGA | New | PEGASYSTEMS INC | $239,000 | – | 3,670 | +100.0% | 0.00% | – |
| PETQ | New | PETIQ INC | $223,000 | – | 7,260 | +100.0% | 0.00% | – |
| PCH | New | POTLATCHDELTIC CORPORATION | $517,000 | – | 13,682 | +100.0% | 0.00% | – |
| PG | New | PROCTER AND GAMBLE COput | $364,000 | – | 3,500 | +100.0% | 0.00% | – |
| SEF | New | PROSHARES TR | $227,000 | – | 10,001 | +100.0% | 0.00% | – |
| QTS | New | QTS RLTY TR INC | $581,000 | – | 12,912 | +100.0% | 0.00% | – |
| QNST | New | QUINSTREET INC | $288,000 | – | 21,517 | +100.0% | 0.00% | – |
| RRC | New | RANGE RES CORP | $251,000 | – | 22,374 | +100.0% | 0.00% | – |
| RP | New | REALPAGE INC | $235,000 | – | 3,868 | +100.0% | 0.00% | – |
| RRR | New | RED ROCK RESORTS INCcl a | $240,000 | – | 9,302 | +100.0% | 0.00% | – |
| RBC | New | REGAL BELOIT CORP | $226,000 | – | 2,756 | +100.0% | 0.00% | – |
| RGNX | New | REGENXBIO INC | $262,000 | – | 4,572 | +100.0% | 0.00% | – |
| R | New | RYDER SYS INC | $652,000 | – | 10,516 | +100.0% | 0.00% | – |
| GMF | New | SPDR INDEX SHS FDSasia pacif etf | $245,000 | – | 2,475 | +100.0% | 0.00% | – |
| QWLD | New | SPDR INDEX SHS FDSmsci wrld strgic | $237,000 | – | 3,070 | +100.0% | 0.00% | – |
| SAGE | New | SAGE THERAPEUTICS INC | $343,000 | – | 2,154 | +100.0% | 0.00% | – |
| SCHK | New | SCHWAB STRATEGIC TR1000 index etf | $502,000 | – | 18,023 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS U S A INCcl a | $456,000 | – | 13,565 | +100.0% | 0.00% | – |
| SMMF | New | SUMMIT FINANCIAL GROUP INC | $290,000 | – | 10,946 | +100.0% | 0.00% | – |
| SNX | New | SYNNEX CORP | $402,000 | – | 4,214 | +100.0% | 0.00% | – |
| TPIC | New | TPI COMPOSITES INC | $225,000 | – | 7,845 | +100.0% | 0.00% | – |
| TECD | New | TECH DATA CORP | $284,000 | – | 2,774 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE CORP | $445,000 | – | 15,416 | +100.0% | 0.00% | – |
| CANE | New | TEUCRIUM COMMODITY TRsugar fd | $274,000 | – | 37,590 | +100.0% | 0.00% | – |
| TPHS | New | TRINITY PL HLDGS INC | $412,000 | – | 103,028 | +100.0% | 0.00% | – |
| UFCS | New | UNITED FIRE GROUP INC | $564,000 | – | 12,900 | +100.0% | 0.00% | – |
| CRAK | New | VANECK VECTORS ETF TRoil refiners etf | $275,000 | – | 9,544 | +100.0% | 0.00% | – |
| VVI | New | VIAD CORP | $494,000 | – | 8,769 | +100.0% | 0.00% | – |
| VSDA | New | VICTORY PORTFOLIOS II | $274,000 | – | 8,695 | +100.0% | 0.00% | – |
| VSMV | New | VICTORY PORTFOLIOS II | $426,000 | – | 14,505 | +100.0% | 0.00% | – |
| VNO | New | VORNADO RLTY TRsh ben int | $231,000 | – | 3,423 | +100.0% | 0.00% | – |
| W | New | WAYFAIR INCcl a | $445,000 | – | 2,999 | +100.0% | 0.00% | – |
| WES | New | WESTERN MIDSTREAM PARTNERS L | $606,000 | – | 19,315 | +100.0% | 0.00% | – |
| WBK | New | WESTPAC BKG CORPsponsored adr | $416,000 | – | 22,479 | +100.0% | 0.00% | – |
| WING | New | WINGSTOP INC | $226,000 | – | 2,970 | +100.0% | 0.00% | – |
| CEW | New | WISDOMTREE TRemerg cur str fd | $328,000 | – | 17,850 | +100.0% | 0.00% | – |
| WOR | New | WORTHINGTON INDS INC | $291,000 | – | 7,791 | +100.0% | 0.00% | – |
| YETI | New | YETI HLDGS INC | $272,000 | – | 9,001 | +100.0% | 0.00% | – |
| ZEN | New | ZENDESK INC | $567,000 | – | 6,666 | +100.0% | 0.00% | – |
| CPRI | New | CAPRI HOLDINGS LIMITED | $240,000 | – | 5,243 | +100.0% | 0.00% | – |
| STNE | New | STONECO LTD | $322,000 | – | 7,840 | +100.0% | 0.00% | – |
| LOGI | New | LOGITECH INTL S A | $275,000 | – | 6,992 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N V | $423,000 | – | 12,330 | +100.0% | 0.00% | – |
| NRCG | New | NRC GROUP HLDGS CORP | $210,000 | – | 24,017 | +100.0% | 0.00% | – |
| MYSZ | New | MY SIZE INC | $8,000 | – | 10,072 | +100.0% | 0.00% | – |
| TLRDQ | New | TAILORED BRANDS INC | $92,000 | – | 11,700 | +100.0% | 0.00% | – |
| SXCP | New | SUNCOKE ENERGY PARTNERS L P | $125,000 | – | 10,058 | +100.0% | 0.00% | – |
| SJI | New | SOUTH JERSEY INDS INC | $220,000 | – | 6,873 | +100.0% | 0.00% | – |
| SRG | New | SERITAGE GROWTH PPTYScl a | $209,000 | – | 4,710 | +100.0% | 0.00% | – |
| MCRB | New | SERES THERAPEUTICS INC | $92,000 | – | 13,350 | +100.0% | 0.00% | – |
| SENS | New | SENSEONICS HLDGS INC | $29,000 | – | 11,950 | +100.0% | 0.00% | – |
| SEB | New | SEABOARD CORP | $206,000 | – | 48 | +100.0% | 0.00% | – |
| SNDR | New | SCHNEIDER NATIONAL INCcl b | $201,000 | – | 9,548 | +100.0% | 0.00% | – |
| SDRMU | New | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $11,000 | – | 10,950 | +100.0% | 0.00% | – |
| TIPX | New | SPDR SER TRblomberg 1 10 yr | $196,000 | – | 10,136 | +100.0% | 0.00% | – |
| XWEB | New | SPDR SER TRs&p internet etf | $217,000 | – | 2,443 | +100.0% | 0.00% | – |
| ISRA | New | VANECK VECTORS ETF TRisrael etf | $211,000 | – | 6,703 | +100.0% | 0.00% | – |
| RDFN | New | REDFIN CORP | $212,000 | – | 10,445 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $70,000 | – | 71,000 | +100.0% | 0.00% | – | |
| MFDX | New | PIMCO EQUITY SERrafi dyn multi | $217,000 | – | 8,826 | +100.0% | 0.00% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $175,000 | – | 13,629 | +100.0% | 0.00% | – |
| PDCO | New | PATTERSON COMPANIES INC | $215,000 | – | 9,856 | +100.0% | 0.00% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $147,000 | – | 20,350 | +100.0% | 0.00% | – |
| CNXN | New | PC CONNECTION INC | $213,000 | – | 5,821 | +100.0% | 0.00% | – |
| OFS | New | OFS CAP CORP | $182,000 | – | 15,460 | +100.0% | 0.00% | – |
| NBEV | New | NEW AGE BEVERAGES CORP | $54,000 | – | 10,181 | +100.0% | 0.00% | – |
| NRP | New | NATURAL RESOURCE PARTNERS L | $213,000 | – | 5,065 | +100.0% | 0.00% | – |
| LONEQ | New | LONESTAR RES US INCcl a vtg | $40,000 | – | 10,035 | +100.0% | 0.00% | – |
| LBYYQ | New | LIBBEY INC | $33,000 | – | 11,658 | +100.0% | 0.00% | – |
| SCD | New | LMP CAP & INCOME FD INC | $139,000 | – | 10,762 | +100.0% | 0.00% | – |
| LCII | New | LCI INDS | $205,000 | – | 2,652 | +100.0% | 0.00% | – |
| JBT | New | JOHN BEAN TECHNOLOGIES CORP | $220,000 | – | 2,399 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUSTcall | $142,000 | – | 10,000 | +100.0% | 0.00% | – |
| XMHQ | New | INVESCO EXCHANGE TRADED FD Trusel mdcp eql | $214,000 | – | 4,304 | +100.0% | 0.00% | – |
| RCD | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $217,000 | – | 2,085 | +100.0% | 0.00% | – |
| IPHI | New | INPHI CORP | $206,000 | – | 4,594 | +100.0% | 0.00% | – |
| IMH | New | IMPAC MTG HLDGS INC | $60,000 | – | 15,431 | +100.0% | 0.00% | – |
| HOV | New | HOVNANIAN ENTERPRISES INCcl a new | $184,000 | – | 16,775 | +100.0% | 0.00% | – |
| HOSSQ | New | HORNBECK OFFSHORE SVCS INC N | $18,000 | – | 14,565 | +100.0% | 0.00% | – |
| HEXO | New | HEXO CORP | $112,000 | – | 16,965 | +100.0% | 0.00% | – |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $165,000 | – | 13,083 | +100.0% | 0.00% | – |
| FTS | New | FORTIS INC | $219,000 | – | 5,910 | +100.0% | 0.00% | – |
| TDTF | New | FLEXSHARES TRiboxx 5yr trgt | $201,000 | – | 8,073 | +100.0% | 0.00% | – |
| FDTS | New | FIRST TR EXCH TRD ALPHA FD Iex us sml cp | $213,000 | – | 5,760 | +100.0% | 0.00% | – |
| WAL | New | WESTERN ALLIANCE BANCORP | $214,000 | – | 5,206 | +100.0% | 0.00% | – |
| FFWM | New | FIRST FNDTN INC | $142,000 | – | 10,483 | +100.0% | 0.00% | – |
| EZPW | New | EZCORP INCcl a non vtg | $196,000 | – | 21,005 | +100.0% | 0.00% | – |
| EXTR | New | EXTREME NETWORKS INC | $107,000 | – | 14,221 | +100.0% | 0.00% | – |
| EPAM | New | EPAM SYS INC | $219,000 | – | 1,291 | +100.0% | 0.00% | – |
| WATT | New | ENERGOUS CORP | $115,000 | – | 18,199 | +100.0% | 0.00% | – |
| EV | New | EATON VANCE CORP | $213,000 | – | 5,282 | +100.0% | 0.00% | – |
| EXP | New | EAGLE MATERIALS INC | $209,000 | – | 2,474 | +100.0% | 0.00% | – |
| EGBN | New | EAGLE BANCORP INC MD | $202,000 | – | 3,926 | +100.0% | 0.00% | – |
| EDAP | New | EDAP TMS S Asponsored adr | $34,000 | – | 11,250 | +100.0% | 0.00% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING IN | $108,000 | – | 10,306 | +100.0% | 0.00% | – |
| CORV | New | CORREVIO PHARMA CORP | $73,000 | – | 23,040 | +100.0% | 0.00% | – |
| CRF | New | CORNERSTONE TOTAL RTRN FD IN | $170,000 | – | 14,149 | +100.0% | 0.00% | – |
| CORE | New | CORE MARK HOLDING CO INC | $210,000 | – | 5,539 | +100.0% | 0.00% | – |
| CRBP | New | CORBUS PHARMACEUTICALS HLDGS | $99,000 | – | 14,238 | +100.0% | 0.00% | – |
| CFMS | New | CONFORMIS INC | $29,000 | – | 10,100 | +100.0% | 0.00% | – |
| SID | New | COMPANHIA SIDERURGICA NACIONsponsored adr | $62,000 | – | 15,161 | +100.0% | 0.00% | – |
| CDE | New | COEUR MNG INC | $59,000 | – | 14,541 | +100.0% | 0.00% | – |
| GLDM | New | WORLD GOLD TRspdr gld minis | $137,000 | – | 10,625 | +100.0% | 0.00% | – |
| CHKR | New | CHESAPEAKE GRANITE WASH TR | $18,000 | – | 12,467 | +100.0% | 0.00% | – |
| CVE | New | CENOVUS ENERGY INC | $96,000 | – | 11,022 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTMT CORP | $207,000 | – | 23,840 | +100.0% | 0.00% | – |
| CTIC | New | CTI BIOPHARMA CORP | $10,000 | – | 10,500 | +100.0% | 0.00% | – |
| GIB | New | CGI INCcl a sub vtg | $215,000 | – | 3,123 | +100.0% | 0.00% | – |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $116,000 | – | 10,450 | +100.0% | 0.00% | – |
| ZAGG | New | ZAGG INC | $108,000 | – | 11,900 | +100.0% | 0.00% | – |
| BRG | New | BLUEROCK RESIDENTIAL GRW REI | $159,000 | – | 14,765 | +100.0% | 0.00% | – |
| BEP | New | BROOKFIELD RENEWABLE PARTNERpartnership unit | $218,000 | – | 6,830 | +100.0% | 0.00% | – |
| BG | New | BUNGE LIMITED | $209,000 | – | 3,937 | +100.0% | 0.00% | – |
| AVHOQ | New | AVIANCA HLDGS SAspon adr rep pfd | $127,000 | – | 31,000 | +100.0% | 0.00% | – |
| ATHM | New | AUTOHOME INCsp adr rp cl a | $210,000 | – | 2,000 | +100.0% | 0.00% | – |
| ASRT | New | ASSERTIO THERAPEUTICS INC | $149,000 | – | 29,400 | +100.0% | 0.00% | – |
| NBR | New | NABORS INDUSTRIES LTD | $55,000 | – | 16,076 | +100.0% | 0.00% | – |
| AMSC | New | AMERICAN SUPERCONDUCTOR CORP | $129,000 | – | 10,009 | +100.0% | 0.00% | – |
| AAU | New | ALMADEN MINERALS LTD | $10,000 | – | 17,000 | +100.0% | 0.00% | – |
| AGFS | New | AGROFRESH SOLUTIONS | $33,000 | – | 10,000 | +100.0% | 0.00% | – |
| FNG | New | ADVISORSHARES TRnew tech media | $193,000 | – | 11,843 | +100.0% | 0.00% | – |
| AGCO | New | AGCO CORP | $202,000 | – | 2,901 | +100.0% | 0.00% | – |
| USX | New | US XPRESS ENTERPRISES INC | $101,000 | – | 15,305 | +100.0% | 0.00% | – |
| TTOO | New | T2 BIOSYSTEMS INC | $31,000 | – | 11,621 | +100.0% | 0.00% | – |
| TMQ | New | TRILOGY METALS INC NEW | $39,000 | – | 15,964 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.