$41.7 Billion is the total value of LPL Financial LLC's 3227 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SIGI | SELECTIVE INS GROUP INC | $4,566,000 | +15.4% | 71,903 | 0.0% | 0.01% | +10.0% | |
| BFIN | BANKFINANCIAL CORP | $4,743,000 | -9.7% | 297,539 | 0.0% | 0.01% | -21.4% | |
| WINA | WINMARK CORP | $3,985,000 | +11.8% | 24,007 | 0.0% | 0.01% | +11.1% | |
| CRM | SALESFORCE COM INCput | $2,704,000 | +16.6% | 17,000 | 0.0% | 0.01% | 0.0% | |
| MKCV | MCCORMICK & CO INC | $1,043,000 | +13.1% | 7,964 | 0.0% | 0.00% | +50.0% | |
| TDW | TIDEWATER INC NEW | $928,000 | +7.8% | 29,746 | 0.0% | 0.00% | 0.0% | |
| ITI | ITERIS INC | $725,000 | +11.2% | 134,800 | 0.0% | 0.00% | 0.0% | |
| WSBF | WATERSTONE FINL INC MD | $783,000 | +0.5% | 45,681 | 0.0% | 0.00% | 0.0% | |
| ORA | ORMAT TECHNOLOGIES INC | $858,000 | +1.8% | 15,849 | 0.0% | 0.00% | 0.0% | |
| AXAS | ABRAXAS PETE CORP | $367,000 | -19.3% | 157,505 | 0.0% | 0.00% | 0.0% | |
| GOOGL | ALPHABET INCput | $362,000 | +6.8% | 300 | 0.0% | 0.00% | 0.0% | |
| RILY | B RILEY FINL INC | $380,000 | +0.5% | 16,767 | 0.0% | 0.00% | 0.0% | |
| BACWSA | BANK AMER CORP*w exp 01/16/201 | $565,000 | +9.3% | 31,706 | 0.0% | 0.00% | 0.0% | |
| JJG | BARCLAYS BK PLCipath b grains | $226,000 | -1.7% | 4,779 | 0.0% | 0.00% | 0.0% | |
| MUA | BLACKROCK MUNIASSETS FD INC | $314,000 | -1.9% | 24,224 | 0.0% | 0.00% | 0.0% | |
| CBZ | CBIZ INC | $247,000 | +2.9% | 10,417 | 0.0% | 0.00% | 0.0% | |
| CLAR | CLARUS CORP NEW | $514,000 | +33.9% | 46,500 | 0.0% | 0.00% | 0.0% | |
| DCP | DCP MIDSTREAM LP | $344,000 | 0.0% | 8,698 | 0.0% | 0.00% | 0.0% | |
| DEI | DOUGLAS EMMETT INC | $368,000 | -6.1% | 9,752 | 0.0% | 0.00% | 0.0% | |
| DMF | DREYFUS MUN INCOME INC | $294,000 | -3.9% | 37,558 | 0.0% | 0.00% | 0.0% | |
| ETO | EATON VANCE TX ADV GLB DIV O | $355,000 | +4.4% | 14,041 | 0.0% | 0.00% | 0.0% | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $343,000 | -2.3% | 20,548 | 0.0% | 0.00% | 0.0% | |
| FLIC | FIRST LONG IS CORP | $375,000 | -12.6% | 17,255 | 0.0% | 0.00% | 0.0% | |
| LKOR | FLEXSHARES TRcr scored long | $341,000 | +0.6% | 6,811 | 0.0% | 0.00% | 0.0% | |
| BOTZ | GLOBAL X FDSput | $474,000 | +3.9% | 20,700 | 0.0% | 0.00% | 0.0% | |
| GBDC | GOLUB CAP BDC INC | $228,000 | +2.2% | 12,181 | 0.0% | 0.00% | 0.0% | |
| PZI | INVESCO EXCHANGE TRADED FD Tzacks micro cp | $394,000 | -1.0% | 19,552 | 0.0% | 0.00% | 0.0% | |
| FXE | INVESCO CURRENCYSHARES EURO | $266,000 | -0.7% | 2,393 | 0.0% | 0.00% | 0.0% | |
| KRNY | KEARNY FINL CORP MD | $344,000 | +3.0% | 24,861 | 0.0% | 0.00% | 0.0% | |
| LJPC | LA JOLLA PHARMACEUTICAL CO | $221,000 | -30.9% | 10,975 | 0.0% | 0.00% | 0.0% | |
| MOGB | MOOG INCcl b | $291,000 | +10.2% | 3,390 | 0.0% | 0.00% | 0.0% | |
| NCB | NUVEEN CALIF MUNICPAL VALU F | $433,000 | -1.8% | 27,591 | 0.0% | 0.00% | 0.0% | |
| ONTL | OSI ETF TRoshares ftse | $224,000 | +1.4% | 8,450 | 0.0% | 0.00% | 0.0% | |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $285,000 | +0.7% | 4,129 | 0.0% | 0.00% | 0.0% | |
| PEBK | PEOPLES BANCORP N C INC | $562,000 | -9.9% | 19,484 | 0.0% | 0.00% | -50.0% | |
| PZC | PIMCO CALIF MUN INCOME FD II | $395,000 | -2.0% | 38,850 | 0.0% | 0.00% | 0.0% | |
| EFZ | PROSHARES TR | $496,000 | -1.2% | 19,207 | 0.0% | 0.00% | 0.0% | |
| IPO | RENAISSANCE CAP GREENWICH FDipo etf | $270,000 | +1.5% | 8,933 | 0.0% | 0.00% | 0.0% | |
| R | RYDER SYS INC | $562,000 | +1.6% | 7,693 | 0.0% | 0.00% | 0.0% | |
| SEB | SEABOARD CORP | $252,000 | -6.3% | 68 | 0.0% | 0.00% | 0.0% | |
| USNA | USANA HEALTH SCIENCES INC | $249,000 | +4.6% | 2,065 | 0.0% | 0.00% | 0.0% | |
| WFCWS | WELLS FARGO CO NEW*w exp 10/28/201 | $218,000 | -12.4% | 11,316 | 0.0% | 0.00% | 0.0% | |
| EUSC | WISDOMTREE TReur hdg smlcap | $368,000 | +0.8% | 12,152 | 0.0% | 0.00% | 0.0% | |
| MFV | MFS SPL VALUE TRsh ben int | $117,000 | +1.7% | 20,385 | 0.0% | 0.00% | – | |
| ARES CAP CORPnote 4.375% 1/1 | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| ATEC | ALPHATEC HOLDINGS INC | $169,000 | +13.4% | 50,000 | 0.0% | 0.00% | – | |
| ALO | ALIO GOLD INC | $13,000 | -45.8% | 16,665 | 0.0% | 0.00% | – | |
| NYMX | NYMOX PHARMACEUTICAL CORP | $31,000 | -26.2% | 12,500 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $38,000 | +72.7% | 45,100 | 0.0% | 0.00% | – | |
| TRVN | TREVENA INC | $46,000 | +48.4% | 21,685 | 0.0% | 0.00% | – | |
| BLACKROCK TCP CAPITAL CORPnote 5.250%12/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| SGYPQ | SYNERGY PHARMACEUTICALS DEL | $42,000 | -2.3% | 24,630 | 0.0% | 0.00% | – | |
| SCM | STELLUS CAP INVT CORP | $163,000 | +6.5% | 11,970 | 0.0% | 0.00% | – | |
| SPPP | SPROTT PHYSICAL PLAT PALLADunit | $133,000 | +6.4% | 15,193 | 0.0% | 0.00% | – | |
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $35,000 | 0.0% | 35,000 | 0.0% | 0.00% | – | ||
| SPHS | SOPHIRIS BIO INC | $28,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| SINA CORPnote 1.000%12/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| RIGL | RIGEL PHARMACEUTICALS INC | $37,000 | +12.1% | 11,500 | 0.0% | 0.00% | – | |
| RHE | REGIONAL HEALTH PPTYS INC | $2,000 | -33.3% | 11,300 | 0.0% | 0.00% | – | |
| QUIK | QUICKLOGIC CORP | $56,000 | -12.5% | 55,598 | 0.0% | 0.00% | – | |
| PFLT | PENNANTPARK FLOATING RATE CA | $142,000 | -3.4% | 10,782 | 0.0% | 0.00% | – | |
| NBW | NEUBERGER BRMAN CLIFRN MUNI | $163,000 | -0.6% | 13,063 | 0.0% | 0.00% | – | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $90,000 | 0.0% | 18,137 | 0.0% | 0.00% | – | |
| LEE | LEE ENTERPRISES INC | $67,000 | -6.9% | 25,402 | 0.0% | 0.00% | – | |
| LPI | LAREDO PETROLEUM INC | $82,000 | -14.6% | 10,008 | 0.0% | 0.00% | – | |
| HEQ | JOHN HANCOCK HDG EQ & INC FD | $178,000 | -6.3% | 11,295 | 0.0% | 0.00% | – | |
| VBF | INVESCO BD FD | $187,000 | -1.6% | 10,607 | 0.0% | 0.00% | – | |
| IEC | IEC ELECTRS CORP NEW | $142,000 | -9.6% | 26,895 | 0.0% | 0.00% | – | |
| GSS | GOLDEN STAR RES LTD CDA | $8,000 | 0.0% | 11,700 | 0.0% | 0.00% | – | |
| GSAT | GLOBALSTAR INC | $19,000 | +5.6% | 37,630 | 0.0% | 0.00% | – | |
| WWR | WESTWATER RES INC | $4,000 | -50.0% | 20,055 | 0.0% | 0.00% | – | |
| GENN | GENESIS HEALTHCARE INC | $68,000 | -40.9% | 50,000 | 0.0% | 0.00% | – | |
| FLL | FULL HOUSE RESORTS INC | $122,000 | -13.5% | 42,478 | 0.0% | 0.00% | – | |
| EGO | ELDORADO GOLD CORP NEW | $9,000 | -18.2% | 10,701 | 0.0% | 0.00% | – | |
| VCF | DELAWARE INV CO MUN INC FD I | $203,000 | -1.5% | 14,134 | 0.0% | 0.00% | -100.0% | |
| CRT | CROSS TIMBERS RTY TRtr unit | $161,000 | +1.9% | 10,905 | 0.0% | 0.00% | – | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $17,000 | -5.6% | 10,431 | 0.0% | 0.00% | – | ||
| BRISTOL MYERS SQUIBB COdbcv 9/1 | $19,000 | +11.8% | 12,000 | 0.0% | 0.00% | – | ||
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $174,000 | -1.1% | 13,376 | 0.0% | 0.00% | – | |
| BPMX | BIOPHARMX CORP | $8,000 | -11.1% | 40,000 | 0.0% | 0.00% | – | |
| DWAT | ARROW INVTS TRdwa tactical etf | $162,000 | +6.6% | 12,900 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.