$36.3 Billion is the total value of LPL Financial LLC's 3175 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WBIH | New | ABSOLUTE SHS TRwbi tct hg inc | $44,349,000 | – | 1,817,591 | +100.0% | 0.12% | – |
| WBII | New | ABSOLUTE SHS TRwbi tct inc sh | $13,189,000 | – | 537,434 | +100.0% | 0.04% | – |
| WBIY | New | ABSOLUTE SHS TRwbi pwr fctr etf | $9,598,000 | – | 372,421 | +100.0% | 0.03% | – |
| BKNG | New | BOOKING HLDGS INC | $5,869,000 | – | 2,821 | +100.0% | 0.02% | – |
| CLIX | New | PROSHARES TRlong online shrt | $5,289,000 | – | 116,906 | +100.0% | 0.02% | – |
| SVXY | New | PROSHARES TR IIsht vix st trm | $5,300,000 | – | 451,426 | +100.0% | 0.02% | – |
| WBIG | New | ABSOLUTE SHS TRwbi tactical lcy | $5,566,000 | – | 218,105 | +100.0% | 0.02% | – |
| WBIE | New | ABSOLUTE SHS TRwbi tacticl lcgd | $5,403,000 | – | 209,728 | +100.0% | 0.02% | – |
| CLNC | New | COLONY NORTHSTAR CR REAL EST | $4,740,000 | – | 250,127 | +100.0% | 0.01% | – |
| WBIF | New | ABSOLUTE SHS TRwbi tactcl lcv | $4,623,000 | – | 163,819 | +100.0% | 0.01% | – |
| WBIL | New | ABSOLUTE SHS TRwbi tactical lcq | $4,316,000 | – | 161,478 | +100.0% | 0.01% | – |
| FDTS | New | FIRST TR EXCH TRD ALPHA FD Iex us sml cp | $3,875,000 | – | 89,018 | +100.0% | 0.01% | – |
| GSEW | New | GOLDMAN SACHS ETF TRequal weight us | $4,104,000 | – | 95,165 | +100.0% | 0.01% | – |
| WBIR | New | ABSOLUTE SHS TRwbi tactl rotn | $3,637,000 | – | 144,954 | +100.0% | 0.01% | – |
| WBIC | New | ABSOLUTE SHS TRwbi tactical smy | $3,220,000 | – | 146,730 | +100.0% | 0.01% | – |
| WBIA | New | ABSOLUTE SHS TRwbi tacticl smgd | $3,319,000 | – | 136,714 | +100.0% | 0.01% | – |
| WBIB | New | ABSOLUTE SHS TRwbi tactical smv | $3,033,000 | – | 122,036 | +100.0% | 0.01% | – |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $2,756,000 | – | 208,482 | +100.0% | 0.01% | – |
| WBID | New | ABSOLUTE SHS TRwbi tactical smq | $3,036,000 | – | 127,889 | +100.0% | 0.01% | – |
| MJ | New | ETF MANAGERS TRetfmg altr hrvst | $2,686,000 | – | 91,000 | +100.0% | 0.01% | – |
| NTR | New | NUTRIEN LTD | $2,628,000 | – | 55,609 | +100.0% | 0.01% | – |
| TDC | New | TERADATA CORP DEL | $2,575,000 | – | 64,920 | +100.0% | 0.01% | – |
| WM | New | WASTE MGMT INC DELput | $2,069,000 | – | 24,600 | +100.0% | 0.01% | – |
| NCS | New | NCI BUILDING SYS INC | $2,317,000 | – | 130,910 | +100.0% | 0.01% | – |
| FMHI | New | FIRST TR EXCH TRADED FD IIImuni hi incm etf | $1,771,000 | – | 35,496 | +100.0% | 0.01% | – |
| IGT | New | INTERNATIONAL GAME TECHNOLOGput | $1,778,000 | – | 66,500 | +100.0% | 0.01% | – |
| BA | New | BOEING COput | $1,639,000 | – | 5,000 | +100.0% | 0.01% | – |
| FIBR | New | ISHARES TRedge us fixd inm | $1,947,000 | – | 19,894 | +100.0% | 0.01% | – |
| BABA | New | ALIBABA GROUP HLDG LTDput | $1,872,000 | – | 10,200 | +100.0% | 0.01% | – |
| BLOK | New | AMPLIFY ETF TRblockchain ldr | $1,518,000 | – | 79,375 | +100.0% | 0.00% | – |
| DSUM | New | POWERSHARES ETF TR IIasia pac bd pr | $1,585,000 | – | 65,134 | +100.0% | 0.00% | – |
| DWLV | New | POWERSHARES ETF TR IIdwa momtm volt | $1,443,000 | – | 45,968 | +100.0% | 0.00% | – |
| ST | New | SENSATA TECHNOLOGIES HLDNG P | $1,009,000 | – | 19,465 | +100.0% | 0.00% | – |
| BAND | New | BANDWIDTH INC | $1,047,000 | – | 32,054 | +100.0% | 0.00% | – |
| LEGR | New | FIRST TR EXCHANGE TRADED FDindxx inovtv etf | $952,000 | – | 32,769 | +100.0% | 0.00% | – |
| LDRS | New | INNOVATOR ETFS TRibd etf leaders | $1,260,000 | – | 51,216 | +100.0% | 0.00% | – |
| IWM | New | ISHARES TRput | $911,000 | – | 6,000 | +100.0% | 0.00% | – |
| JHSC | New | JOHN HANCOCK EXCHANGE TRADEDmultifactr sml | $1,268,000 | – | 49,575 | +100.0% | 0.00% | – |
| NFLX | New | NETFLIX INCput | $1,181,000 | – | 4,000 | +100.0% | 0.00% | – |
| CBU | New | COMMUNITY BK SYS INC | $976,000 | – | 18,213 | +100.0% | 0.00% | – |
| IRBT | New | IROBOT CORP | $709,000 | – | 11,048 | +100.0% | 0.00% | – |
| IHIT | New | INVESCO HIGH INCOME 2023 TAR | $833,000 | – | 84,498 | +100.0% | 0.00% | – |
| CCMP | New | CABOT MICROELECTRONICS CORP | $645,000 | – | 6,021 | +100.0% | 0.00% | – |
| CLRG | New | INDEXIQ ETF TRiq chaikin us | $578,000 | – | 23,047 | +100.0% | 0.00% | – |
| BRO | New | BROWN & BROWN INC | $581,000 | – | 22,855 | +100.0% | 0.00% | – |
| ASR | New | GRUPO AEROPORTUARIO DEL SUREspon adr ser b | $631,000 | – | 3,700 | +100.0% | 0.00% | – |
| WLK | New | WESTLAKE CHEM CORP | $880,000 | – | 7,920 | +100.0% | 0.00% | – |
| AMAG | New | AMAG PHARMACEUTICALS INC | $692,000 | – | 34,343 | +100.0% | 0.00% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $553,000 | – | 56,301 | +100.0% | 0.00% | – |
| FTXL | New | FIRST TR EXCHANGE TRADED FDnasdq semcndtr | $684,000 | – | 20,975 | +100.0% | 0.00% | – |
| VRIG | New | POWERSHARES ACTIVE MNG ETF Tvar rat inv gr | $810,000 | – | 32,275 | +100.0% | 0.00% | – |
| FXY | New | CURRENCYSHS JAPANESE YEN TRjapanese yen | $759,000 | – | 8,419 | +100.0% | 0.00% | – |
| PSCU | New | POWERSHARES ETF TR IIs&p smcp uti p | $625,000 | – | 12,480 | +100.0% | 0.00% | – |
| GRNB | New | VANECK VECTORS ETF TRgreen bd etf | $715,000 | – | 26,382 | +100.0% | 0.00% | – |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $626,000 | – | 77,870 | +100.0% | 0.00% | – |
| UNG | New | UNITED STATES NATL GAS FUNDunit par | $876,000 | – | 38,840 | +100.0% | 0.00% | – |
| CHUBK | New | COMMERCEHUB INC | $861,000 | – | 38,276 | +100.0% | 0.00% | – |
| UBSH | New | UNION BANKSHARES CORP NEW | $817,000 | – | 22,257 | +100.0% | 0.00% | – |
| CN | New | DBX ETF TRxtrack msci chna | $545,000 | – | 14,151 | +100.0% | 0.00% | – |
| TDW | New | TIDEWATER INC NEW | $872,000 | – | 30,478 | +100.0% | 0.00% | – |
| EHC | New | ENCOMPASS HEALTH CORP | $804,000 | – | 14,060 | +100.0% | 0.00% | – |
| SLF | New | SUN LIFE FINL INC | $817,000 | – | 19,870 | +100.0% | 0.00% | – |
| NUBD | New | NUSHARES ETF TResg us aggrgte | $682,000 | – | 28,021 | +100.0% | 0.00% | – |
| CVE | New | CENOVUS ENERGY INC | $560,000 | – | 65,615 | +100.0% | 0.00% | – |
| DBX | New | DROPBOX INCcl a | $886,000 | – | 28,364 | +100.0% | 0.00% | – |
| FNCF | New | ISHARES TRmltfact finacl | $562,000 | – | 16,115 | +100.0% | 0.00% | – |
| SNP | New | CHINA PETE & CHEM CORP | $907,000 | – | 10,253 | +100.0% | 0.00% | – |
| CHU | New | CHINA UNICOM (HONG KONG) LTDsponsored adr | $780,000 | – | 60,805 | +100.0% | 0.00% | – |
| LAZY | New | LAZYDAYS HLDGS INC | $678,000 | – | 67,460 | +100.0% | 0.00% | – |
| TAIL | New | CAMBRIA ETF TRtail risk | $768,000 | – | 34,352 | +100.0% | 0.00% | – |
| AMN | New | AMN HEALTHCARE SERVICES INC | $249,000 | – | 4,392 | +100.0% | 0.00% | – |
| VMOT | New | ALPHA ARCHITECT ETF TRval momtm trnd | $303,000 | – | 10,360 | +100.0% | 0.00% | – |
| ABEV | New | AMBEV SAsponsored adr | $227,000 | – | 31,254 | +100.0% | 0.00% | – |
| ABC | New | AMERISOURCEBERGEN CORPput | $250,000 | – | 2,900 | +100.0% | 0.00% | – |
| ABCB | New | AMERIS BANCORP | $279,000 | – | 5,279 | +100.0% | 0.00% | – |
| AEUA | New | ANADARKO PETE CORPunit 99/99/9999 | $267,000 | – | 8,970 | +100.0% | 0.00% | – |
| AZPN | New | ASPEN TECHNOLOGY INC | $231,000 | – | 2,927 | +100.0% | 0.00% | – |
| ATNX | New | ATHENEX INC | $315,000 | – | 18,536 | +100.0% | 0.00% | – |
| AVT | New | AVNET INC | $329,000 | – | 7,886 | +100.0% | 0.00% | – |
| BTTGY | New | BT GROUP PLCadr | $228,000 | – | 14,096 | +100.0% | 0.00% | – |
| BWXT | New | BWX TECHNOLOGIES INC | $256,000 | – | 4,036 | +100.0% | 0.00% | – |
| BCV | New | BANCROFT FUND LTD | $211,000 | – | 10,073 | +100.0% | 0.00% | – |
| BZUN | New | BAOZUN INCsponsored adr | $270,000 | – | 5,887 | +100.0% | 0.00% | – |
| VXZ | New | BARCLAYS BK PLCipath s&p mt etn | $261,000 | – | 11,925 | +100.0% | 0.00% | – |
| CAPE | New | BARCLAYS BK PLCbarc etn+shill | $204,000 | – | 1,743 | +100.0% | 0.00% | – |
| JJG | New | BARCLAYS BK PLCipath b grains | $229,000 | – | 4,288 | +100.0% | 0.00% | – |
| BSF | New | BEAR ST FINL INC | $317,000 | – | 30,900 | +100.0% | 0.00% | – |
| WRB | New | W R BERKLEY CORPORATION | $308,000 | – | 4,235 | +100.0% | 0.00% | – |
| BB | New | BLACKBERRY LTD | $283,000 | – | 24,566 | +100.0% | 0.00% | – |
| BPK | New | BLACKROCK MUNI 2018 TERM TR | $207,000 | – | 13,885 | +100.0% | 0.00% | – |
| BLE | New | BLACKROCK MUNI INCOME TR II | $261,000 | – | 19,458 | +100.0% | 0.00% | – |
| BLMN | New | BLOOMIN BRANDS INC | $230,000 | – | 9,481 | +100.0% | 0.00% | – |
| BCC | New | BOISE CASCADE CO DEL | $227,000 | – | 5,869 | +100.0% | 0.00% | – |
| BRKS | New | BROOKS AUTOMATION INC | $223,000 | – | 8,244 | +100.0% | 0.00% | – |
| GMOM | New | CAMBRIA ETF TRglb moment etf | $403,000 | – | 14,710 | +100.0% | 0.00% | – |
| CMO | New | CAPSTEAD MTG CORP | $186,000 | – | 21,497 | +100.0% | 0.00% | – |
| CUK | New | CARNIVAL PLCadr | $211,000 | – | 3,218 | +100.0% | 0.00% | – |
| CEN | New | CENTER COAST BRKFLD MLP ENRG | $188,000 | – | 22,200 | +100.0% | 0.00% | – |
| CHE | New | CHEMED CORP NEW | $236,000 | – | 864 | +100.0% | 0.00% | – |
| CQP | New | CHENIERE ENERGY PARTNERS LP | $206,000 | – | 7,075 | +100.0% | 0.00% | – |
| CPK | New | CHESAPEAKE UTILS CORP | $217,000 | – | 3,086 | +100.0% | 0.00% | – |
| CHDN | New | CHURCHILL DOWNS INC | $503,000 | – | 2,060 | +100.0% | 0.00% | – |
| CLAR | New | CLARUS CORP NEW | $314,000 | – | 46,500 | +100.0% | 0.00% | – |
| BSJO | New | CLAYMORE EXCHANGE TRD FD TRguggenheim 2024 | $201,000 | – | 8,077 | +100.0% | 0.00% | – |
| INCO | New | COLUMBIA ETF TR IIindia consmr etf | $217,000 | – | 4,690 | +100.0% | 0.00% | – |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $493,000 | – | 185,498 | +100.0% | 0.00% | – |
| CROX | New | CROCS INC | $232,000 | – | 14,295 | +100.0% | 0.00% | – |
| CAPL | New | CROSSAMERICA PARTNERS LPut ltd ptn int | $206,000 | – | 10,009 | +100.0% | 0.00% | – |
| CTRP | New | CTRIP COM INTL LTD | $516,000 | – | 11,078 | +100.0% | 0.00% | – |
| CW | New | CURTISS WRIGHT CORP | $366,000 | – | 2,708 | +100.0% | 0.00% | – |
| DSKE | New | DASEKE INC | $271,000 | – | 27,650 | +100.0% | 0.00% | – |
| DVA | New | DAVITA INC | $409,000 | – | 6,206 | +100.0% | 0.00% | – |
| DK | New | DELEK US HLDGS INC NEW | $301,000 | – | 7,403 | +100.0% | 0.00% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEW | $327,000 | – | 16,728 | +100.0% | 0.00% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $334,000 | – | 26,593 | +100.0% | 0.00% | – |
| UFS | New | DOMTAR CORP | $213,000 | – | 5,001 | +100.0% | 0.00% | – |
| DVAX | New | DYNAVAX TECHNOLOGIES CORP | $283,000 | – | 14,281 | +100.0% | 0.00% | – |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $191,000 | – | 28,078 | +100.0% | 0.00% | – |
| EDIT | New | EDITAS MEDICINE INC | $256,000 | – | 7,710 | +100.0% | 0.00% | – |
| WTRX | New | ELEVATION ETF TRsummit wtr inf | $257,000 | – | 8,345 | +100.0% | 0.00% | – |
| WATT | New | ENERGOUS CORP | $293,000 | – | 18,249 | +100.0% | 0.00% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $184,000 | – | 12,936 | +100.0% | 0.00% | – |
| BERN | New | EXCHANGE TRADED CONCEPTS TRbernstein us rsh | $243,000 | – | 9,032 | +100.0% | 0.00% | – |
| GHS | New | EXCHANGE TRADED CONCEPTS TRrex gold sp500 | $229,000 | – | 7,034 | +100.0% | 0.00% | – |
| EXLS | New | EXLSERVICE HOLDINGS INC | $271,000 | – | 4,855 | +100.0% | 0.00% | – |
| FBK | New | FB FINL CORP | $320,000 | – | 7,873 | +100.0% | 0.00% | – |
| FCOM | New | FIDELITY | $292,000 | – | 10,240 | +100.0% | 0.00% | – |
| FISI | New | FINANCIAL INSTNS INC | $311,000 | – | 10,495 | +100.0% | 0.00% | – |
| FFBC | New | FIRST FINL BANCORP OH | $287,000 | – | 9,791 | +100.0% | 0.00% | – |
| FHN | New | FIRST HORIZON NATL CORP | $543,000 | – | 28,858 | +100.0% | 0.00% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $186,000 | – | 16,310 | +100.0% | 0.00% | – |
| FHY | New | FIRST TR STRATEGIC HIGH INC | $199,000 | – | 16,297 | +100.0% | 0.00% | – |
| FVL | New | FIRST TR VALUE LINE 100 ETF | $223,000 | – | 9,530 | +100.0% | 0.00% | – |
| GRID | New | FIRST TR EXCH TRADED FD IInasdq cln edge | $222,000 | – | 4,471 | +100.0% | 0.00% | – |
| ROBT | New | FIRST TR EXCHANGE TRADED FDnasdq artfcial | $210,000 | – | 7,124 | +100.0% | 0.00% | – |
| RFAP | New | FIRST TR EXCH TRADED FD IIIrivrfrnt dy asia | $306,000 | – | 5,091 | +100.0% | 0.00% | – |
| TLTE | New | FLEXSHARES TRmstar emkt fac | $335,000 | – | 5,510 | +100.0% | 0.00% | – |
| FTS | New | FORTIS INC | $287,000 | – | 8,484 | +100.0% | 0.00% | – |
| GLIBA | New | GCI LIBERTY INC | $307,000 | – | 5,805 | +100.0% | 0.00% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $189,000 | – | 29,681 | +100.0% | 0.00% | – |
| CHIQ | New | GLOBAL X FDSchina cons etf | $253,000 | – | 13,531 | +100.0% | 0.00% | – |
| CATH | New | GLOBAL X FDSs&p 500 catholic | $320,000 | – | 9,777 | +100.0% | 0.00% | – |
| GSJY | New | GOLDMAN SACHS ETF TRactivebeta jap | $310,000 | – | 9,052 | +100.0% | 0.00% | – |
| GSSC | New | GOLDMAN SACHS ETF TRactivebeta us | $475,000 | – | 10,985 | +100.0% | 0.00% | – |
| GBDC | New | GOLUB CAP BDC INC | $214,000 | – | 11,951 | +100.0% | 0.00% | – |
| GVA | New | GRANITE CONSTR INC | $270,000 | – | 4,840 | +100.0% | 0.00% | – |
| BAR | New | GRANITESHARES GOLD TR | $373,000 | – | 2,821 | +100.0% | 0.00% | – |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $292,000 | – | 35,051 | +100.0% | 0.00% | – |
| HWKN | New | HAWKINS INC | $341,000 | – | 9,709 | +100.0% | 0.00% | – |
| HBNC | New | HORIZON BANCORP IND | $456,000 | – | 15,183 | +100.0% | 0.00% | – |
| H | New | HYATT HOTELS CORP | $254,000 | – | 3,329 | +100.0% | 0.00% | – |
| IAC | New | IAC INTERACTIVECORP | $231,000 | – | 1,478 | +100.0% | 0.00% | – |
| ICUI | New | ICU MED INC | $218,000 | – | 864 | +100.0% | 0.00% | – |
| ITT | New | ITT INC | $262,000 | – | 5,357 | +100.0% | 0.00% | – |
| PODD | New | INSULET CORP | $276,000 | – | 3,186 | +100.0% | 0.00% | – |
| IBOC | New | INTERNATIONAL BANCSHARES COR | $210,000 | – | 5,408 | +100.0% | 0.00% | – |
| VBF | New | INVESCO BD FD | $191,000 | – | 10,607 | +100.0% | 0.00% | – |
| URTH | New | ISHARES INCmsci world etf | $271,000 | – | 3,116 | +100.0% | 0.00% | – |
| LEMB | New | ISHARES INCjp morgan em etf | $476,000 | – | 9,460 | +100.0% | 0.00% | – |
| EDEN | New | ISHARES TRmsci denmark etf | $214,000 | – | 3,110 | +100.0% | 0.00% | – |
| IBCD | New | ISHARES TRibnds mar20 etf | $255,000 | – | 10,455 | +100.0% | 0.00% | – |
| KSA | New | ISHARES TRmsci saudi arbia | $209,000 | – | 7,125 | +100.0% | 0.00% | – |
| IBML | New | ISHARES TRibonds dec2023 | $358,000 | – | 14,397 | +100.0% | 0.00% | – |
| IDEV | New | ISHARES TRcore msci intl | $250,000 | – | 4,296 | +100.0% | 0.00% | – |
| JPST | New | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $319,000 | – | 6,371 | +100.0% | 0.00% | – |
| JPSE | New | JP MORGAN EXCHANGE TRADED FDdiversfd eqt etf | $449,000 | – | 15,441 | +100.0% | 0.00% | – |
| ORG | New | JANUS DETROIT STR TRorganics etf | $216,000 | – | 6,492 | +100.0% | 0.00% | – |
| LM | New | LEGG MASON INC | $306,000 | – | 7,520 | +100.0% | 0.00% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $237,000 | – | 39,161 | +100.0% | 0.00% | – |
| LBRT | New | LIBERTY OILFIELD SVCS INC | $310,000 | – | 18,380 | +100.0% | 0.00% | – |
| LECO | New | LINCOLN ELEC HLDGS INC | $399,000 | – | 4,436 | +100.0% | 0.00% | – |
| LYV | New | LIVE NATION ENTERTAINMENT IN | $303,000 | – | 7,194 | +100.0% | 0.00% | – |
| MKSI | New | MKS INSTRUMENT INC | $531,000 | – | 4,595 | +100.0% | 0.00% | – |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $327,000 | – | 34,026 | +100.0% | 0.00% | – |
| MDR | New | MCDERMOTT INTL INC | $277,000 | – | 45,524 | +100.0% | 0.00% | – |
| CASH | New | META FINL GROUP INC | $212,000 | – | 1,938 | +100.0% | 0.00% | – |
| CIF | New | MFS INTERMEDIATE HIGH INC FDsh ben int | $337,000 | – | 119,556 | +100.0% | 0.00% | – |
| MBT | New | MOBILE TELESYSTEMS PJSCsponsored adr | $195,000 | – | 17,152 | +100.0% | 0.00% | – |
| MDB | New | MONGODB INCcl a | $542,000 | – | 12,486 | +100.0% | 0.00% | – |
| MOGB | New | MOOG INCcl b | $278,000 | – | 3,390 | +100.0% | 0.00% | – |
| IIF | New | MORGAN STANLEY INDIA INVS FD | $271,000 | – | 8,905 | +100.0% | 0.00% | – |
| NBTB | New | NBT BANCORP INC | $256,000 | – | 7,220 | +100.0% | 0.00% | – |
| NRP | New | NATURAL RESOURCE PARTNERS L | $245,000 | – | 8,549 | +100.0% | 0.00% | – |
| NAV | New | NAVISTAR INTL CORP NEW | $218,000 | – | 6,235 | +100.0% | 0.00% | – |
| NKTR | New | NEKTAR THERAPEUTICS | $359,000 | – | 3,380 | +100.0% | 0.00% | – |
| NEWR | New | NEW RELIC INC | $238,000 | – | 3,214 | +100.0% | 0.00% | – |
| NICE | New | NICE LTDsponsored adr | $250,000 | – | 2,666 | +100.0% | 0.00% | – |
| BLES | New | NORTHERN LTS FD TR IVinspire gbl hope | $477,000 | – | 16,795 | +100.0% | 0.00% | – |
| NWN | New | NORTHWEST NAT GAS CO | $382,000 | – | 6,634 | +100.0% | 0.00% | – |
| NOVT | New | NOVANTA INC | $343,000 | – | 6,671 | +100.0% | 0.00% | – |
| NKG | New | NUVEEN GEORGIA QLTY MUN INC | $191,000 | – | 16,555 | +100.0% | 0.00% | – |
| NURE | New | NUSHARES ETF TRshort term reit | $497,000 | – | 20,762 | +100.0% | 0.00% | – |
| ONTL | New | OSI ETF TRoshares ftse | $227,000 | – | 8,495 | +100.0% | 0.00% | – |
| OII | New | OCEANEERING INTL INC | $186,000 | – | 10,106 | +100.0% | 0.00% | – |
| OKTA | New | OKTA INCcl a | $536,000 | – | 13,455 | +100.0% | 0.00% | – |
| OLLI | New | OLLIES BARGAIN OUTLT HLDGS I | $287,000 | – | 4,754 | +100.0% | 0.00% | – |
| ASGN | New | ON ASSIGNMENT INC | $224,000 | – | 2,739 | +100.0% | 0.00% | – |
| ORBC | New | ORBCOMM INC | $211,000 | – | 22,533 | +100.0% | 0.00% | – |
| OXSQ | New | OXFORD SQUARE CAP CORP | $229,000 | – | 37,519 | +100.0% | 0.00% | – |
| PJT | New | PJT PARTNERS INC | $204,000 | – | 4,077 | +100.0% | 0.00% | – |
| PMT | New | PENNYMAC MTG INVT TR | $358,000 | – | 19,865 | +100.0% | 0.00% | – |
| SMMU | New | PIMCO ETF TRshtrm mun bd act | $243,000 | – | 4,896 | +100.0% | 0.00% | – |
| MFDX | New | PIMCO EQUITY SERrafi dyn multi | $214,000 | – | 8,095 | +100.0% | 0.00% | – |
| PHT | New | PIONEER HIGH INCOME TR | $279,000 | – | 29,707 | +100.0% | 0.00% | – |
| PLUG | New | PLUG POWER INC | $270,000 | – | 143,021 | +100.0% | 0.00% | – |
| PZT | New | POWERSHARES ETF TR IIny muni bd etf | $224,000 | – | 9,346 | +100.0% | 0.00% | – |
| PXR | New | POWERSHARES ETF TR IIemrg mkts infr | $209,000 | – | 5,661 | +100.0% | 0.00% | – |
| PSCD | New | POWERSHARES ETF TR IIs&p smcp c dis | $215,000 | – | 3,598 | +100.0% | 0.00% | – |
| EEMO | New | POWERSHARES ETF TR IIs&p emg mkt mntm | $285,000 | – | 13,656 | +100.0% | 0.00% | – |
| APTS | New | PREFERRED APT CMNTYS INC | $490,000 | – | 34,527 | +100.0% | 0.00% | – |
| PRI | New | PRIMERICA INC | $392,000 | – | 4,061 | +100.0% | 0.00% | – |
| VIXM | New | PROSHARES TR IIvix mdtrm futr n | $213,000 | – | 8,071 | +100.0% | 0.00% | – |
| RGCO | New | RGC RES INC | $249,000 | – | 9,791 | +100.0% | 0.00% | – |
| BLCN | New | REALITY SHS ETF TRnsd nxgn eco etf | $411,000 | – | 18,188 | +100.0% | 0.00% | – |
| RP | New | REALPAGE INC | $280,000 | – | 5,429 | +100.0% | 0.00% | – |
| IPO | New | RENAISSANCE CAP GREENWICH FDipo etf | $208,000 | – | 7,252 | +100.0% | 0.00% | – |
| REN | New | RESOLUTE ENERGY CORP | $247,000 | – | 7,125 | +100.0% | 0.00% | – |
| SPXC | New | SPX CORP | $264,000 | – | 8,133 | +100.0% | 0.00% | – |
| SPSC | New | SPS COMM INC | $217,000 | – | 3,446 | +100.0% | 0.00% | – |
| XITK | New | SPDR SERIES TRUSTfactst inv etf | $331,000 | – | 3,766 | +100.0% | 0.00% | – |
| ULST | New | SSGA ACTIVE ETF TRult sht trm bd | $512,000 | – | 12,718 | +100.0% | 0.00% | – |
| EFAX | New | SPDR INDEX SHS FDSmsci eafe fs etf | $224,000 | – | 3,102 | +100.0% | 0.00% | – |
| SNDR | New | SCHNEIDER NATIONAL INCcl b | $316,000 | – | 12,133 | +100.0% | 0.00% | – |
| SXT | New | SENSIENT TECHNOLOGIES CORP | $278,000 | – | 3,936 | +100.0% | 0.00% | – |
| SLAB | New | SILICON LABORATORIES INC | $269,000 | – | 2,989 | +100.0% | 0.00% | – |
| SFNC | New | SIMMONS 1ST NATL CORPcl a $1 par | $217,000 | – | 7,636 | +100.0% | 0.00% | – |
| SFST | New | SOUTHERN FIRST BANCSHARES IN | $207,000 | – | 4,658 | +100.0% | 0.00% | – |
| TSG | New | STARS GROUP INC | $303,000 | – | 11,000 | +100.0% | 0.00% | – |
| STO | New | STATOIL ASAsponsored adr | $217,000 | – | 9,185 | +100.0% | 0.00% | – |
| SNHY | New | SUN HYDRAULICS CORP | $291,000 | – | 5,450 | +100.0% | 0.00% | – |
| SYNA | New | SYNAPTICS INC | $301,000 | – | 6,574 | +100.0% | 0.00% | – |
| SYNH | New | SYNEOS HEALTH INCcl a | $236,000 | – | 6,649 | +100.0% | 0.00% | – |
| TMUS | New | T MOBILE US INC | $409,000 | – | 6,708 | +100.0% | 0.00% | – |
| TPH | New | TRI POINTE GROUP INC | $209,000 | – | 12,737 | +100.0% | 0.00% | – |
| DATA | New | TABLEAU SOFTWARE INCcl a | $206,000 | – | 2,554 | +100.0% | 0.00% | – |
| TTEK | New | TETRA TECH INC NEW | $494,000 | – | 10,086 | +100.0% | 0.00% | – |
| TPL | New | TEXAS PAC LD TRsub ctf prop i t | $460,000 | – | 910 | +100.0% | 0.00% | – |
| TRU | New | TRANSUNION | $371,000 | – | 6,528 | +100.0% | 0.00% | – |
| TTAC | New | TRIMTABS ETF TRall cap us free | $428,000 | – | 12,400 | +100.0% | 0.00% | – |
| IIVI | New | II VI INC | $346,000 | – | 8,451 | +100.0% | 0.00% | – |
| UCBI | New | UNITED CMNTY BKS BLAIRSVLE G | $389,000 | – | 12,293 | +100.0% | 0.00% | – |
| USFD | New | US FOODS HLDG CORP | $406,000 | – | 12,380 | +100.0% | 0.00% | – |
| VSAT | New | VIASAT INC | $235,000 | – | 3,576 | +100.0% | 0.00% | – |
| VRTU | New | VIRTUSA CORP | $219,000 | – | 4,518 | +100.0% | 0.00% | – |
| WSBC | New | WESBANCO INC | $406,000 | – | 9,599 | +100.0% | 0.00% | – |
| IGI | New | WESTERN ASSET INVT GRADE DEF | $267,000 | – | 12,502 | +100.0% | 0.00% | – |
| HYND | New | WISDOMTREE TRnegt dur hig yld | $367,000 | – | 17,353 | +100.0% | 0.00% | – |
| RESE | New | WISDOMTREE TRemerg mkts div | $502,000 | – | 14,502 | +100.0% | 0.00% | – |
| WP | New | WORLDPAY INCcl a | $241,000 | – | 2,927 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCcl c cap stk | $420,000 | – | 7,807 | +100.0% | 0.00% | – |
| ALKS | New | ALKERMES PLC | $426,000 | – | 7,343 | +100.0% | 0.00% | – |
| AXTA | New | AXALTA COATING SYS LTD | $365,000 | – | 12,084 | +100.0% | 0.00% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $263,000 | – | 8,637 | +100.0% | 0.00% | – |
| NOMD | New | NOMAD FOODS LTD | $320,000 | – | 20,338 | +100.0% | 0.00% | – |
| PRTA | New | PROTHENA CORP PLC | $210,000 | – | 5,734 | +100.0% | 0.00% | – |
| RNR | New | RENAISSANCERE HOLDINGS LTD | $445,000 | – | 3,215 | +100.0% | 0.00% | – |
| YTRA | New | YATRA ONLINE INC | $384,000 | – | 58,150 | +100.0% | 0.00% | – |
| CRSP | New | CRISPR THERAPEUTICS AGnamen akt | $256,000 | – | 5,610 | +100.0% | 0.00% | – |
| QGEN | New | QIAGEN NV | $316,000 | – | 9,795 | +100.0% | 0.00% | – |
| MBI | New | MBIA INC | $129,000 | – | 13,984 | +100.0% | 0.00% | – |
| FTK | New | FLOTEK INDS INC DEL | $64,000 | – | 10,500 | +100.0% | 0.00% | – |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $89,000 | – | 18,137 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEW | $9,000 | – | 10,701 | +100.0% | 0.00% | – |
| MHF | New | WESTERN ASSET MUN HI INCM FD | $77,000 | – | 10,766 | +100.0% | 0.00% | – |
| EVY | New | EATON VANCE NY MUNI INCOME Tsh ben int | $136,000 | – | 11,264 | +100.0% | 0.00% | – |
| PKD | New | PARKER DRILLING CO | $7,000 | – | 10,865 | +100.0% | 0.00% | – |
| CBAY | New | CYMABAY THERAPEUTICS INC | $130,000 | – | 10,000 | +100.0% | 0.00% | – |
| CRON | New | CRONOS GROUP INC | $68,000 | – | 10,100 | +100.0% | 0.00% | – |
| LKM | New | LINK MOTION INCsponsrd ads cl a | $46,000 | – | 27,575 | +100.0% | 0.00% | – |
| UEC | New | URANIUM ENERGY CORP | $13,000 | – | 10,300 | +100.0% | 0.00% | – |
| TAC | New | TRANSALTA CORP | $66,000 | – | 12,125 | +100.0% | 0.00% | – |
| TTSH | New | TILE SHOP HLDGS INC | $69,000 | – | 11,550 | +100.0% | 0.00% | – |
| TELL | New | TELLURIAN INC NEW | $75,000 | – | 10,355 | +100.0% | 0.00% | – |
| TGNA | New | TEGNA INC | $159,000 | – | 13,986 | +100.0% | 0.00% | – |
| TCRD | New | THL CR INC | $81,000 | – | 10,410 | +100.0% | 0.00% | – |
| SGYPQ | New | SYNERGY PHARMACEUTICALS DEL | $25,000 | – | 13,630 | +100.0% | 0.00% | – |
| SCM | New | STELLUS CAP INVT CORP | $138,000 | – | 11,970 | +100.0% | 0.00% | – |
| SSINQ | New | STAGE STORES INC | $33,000 | – | 14,985 | +100.0% | 0.00% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $152,000 | – | 35,092 | +100.0% | 0.00% | – |
| SDRMU | New | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $13,000 | – | 13,425 | +100.0% | 0.00% | – |
| RIBT | New | RICEBRAN TECHNOLOGIES | $37,000 | – | 23,521 | +100.0% | 0.00% | – |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $162,000 | – | 10,529 | +100.0% | 0.00% | – |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $94,000 | – | 15,588 | +100.0% | 0.00% | – |
| PAH | New | PLATFORM SPECIALTY PRODS COR | $108,000 | – | 11,240 | +100.0% | 0.00% | – |
| IAE | New | VOYA ASIA PAC DIVID EQUITY I | $124,000 | – | 11,538 | +100.0% | 0.00% | – |
| WWR | New | WESTWATER RES INC | $6,000 | – | 10,055 | +100.0% | 0.00% | – |
| JASN | New | JASON INDS INC | $62,000 | – | 20,000 | +100.0% | 0.00% | – |
| CHKR | New | CHESAPEAKE GRANITE WASH TR | $14,000 | – | 11,003 | +100.0% | 0.00% | – |
| ICOL | New | ISHARES INCmsci colmbia etf | $166,000 | – | 11,095 | +100.0% | 0.00% | – |
| CRME | New | CARDIOME PHARMA CORP | $29,000 | – | 12,300 | +100.0% | 0.00% | – |
| CWCO | New | CONSOLIDATED WATER CO INCord | $171,000 | – | 11,724 | +100.0% | 0.00% | – |
| New | CAESARS ENTMT CORPnote 5.000%10/0 | $18,000 | – | 10,431 | +100.0% | 0.00% | – | |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $173,000 | – | 14,891 | +100.0% | 0.00% | – |
| MFV | New | MFS SPL VALUE TRsh ben int | $98,000 | – | 15,235 | +100.0% | 0.00% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $175,000 | – | 13,452 | +100.0% | 0.00% | – |
| BKN | New | BLACKROCK INVT QUALITY MUN T | $167,000 | – | 12,181 | +100.0% | 0.00% | – |
| BSMX | New | BANCO SANTANDER S Asponsored adr b | $143,000 | – | 19,984 | +100.0% | 0.00% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEW | $62,000 | – | 10,212 | +100.0% | 0.00% | – |
| AVEO | New | AVEO PHARMACEUTICALS INC | $45,000 | – | 15,579 | +100.0% | 0.00% | – |
| MFM | New | MFS MUN INCOME TRsh ben int | $108,000 | – | 16,613 | +100.0% | 0.00% | – |
| AKG | New | ASANKO GOLD INC | $10,000 | – | 10,159 | +100.0% | 0.00% | – |
| HGTXU | New | HUGOTON RTY TR TEXunit ben int | $8,000 | – | 12,013 | +100.0% | 0.00% | – |
| AU | New | ANGLOGOLD ASHANTI LTDsponsored adr | $95,000 | – | 10,009 | +100.0% | 0.00% | – |
| ALDR | New | ALDER BIOPHARMACEUTICALS INC | $156,000 | – | 12,272 | +100.0% | 0.00% | – |
| NXJ | New | NUVEEN NEW JERSEY QULT MUN F | $167,000 | – | 12,798 | +100.0% | 0.00% | – |
| SB | New | SAFE BULKERS INC | $51,000 | – | 16,213 | +100.0% | 0.00% | – |
| ADT | New | ADT INC | $111,000 | – | 13,935 | +100.0% | 0.00% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $165,000 | – | 10,244 | +100.0% | 0.00% | – |
| SELF | New | GLOBAL SELF STORAGE INC | $80,000 | – | 18,100 | +100.0% | 0.00% | – |
| GALT | New | GALECTIN THERAPEUTICS INC | $112,000 | – | 23,593 | +100.0% | 0.00% | – |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $149,000 | – | 18,347 | +100.0% | 0.00% | – |
| FTEK | New | FUEL TECH INC | $68,000 | – | 56,598 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.