$32.9 Billion is the total value of LPL Financial LLC's 3020 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STZB | CONSTELLATION BRANDS INCcl b | $3,276,000 | +14.1% | 14,400 | 0.0% | 0.01% | 0.0% | |
| DEO | DIAGEO PLCput | $1,723,000 | +10.5% | 11,800 | 0.0% | 0.01% | -16.7% | |
| JPMWS | JPMORGAN CHASE & CO*w exp 10/28/201 | $1,619,000 | +22.8% | 24,377 | 0.0% | 0.01% | 0.0% | |
| TROW | PRICE T ROWE PRICE GROUP INCput | $1,500,000 | +15.7% | 14,300 | 0.0% | 0.01% | 0.0% | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $1,534,000 | -8.2% | 49,872 | 0.0% | 0.01% | -16.7% | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $1,165,000 | +6.3% | 15,884 | 0.0% | 0.00% | 0.0% | |
| MGEE | MGE ENERGY INC | $880,000 | -2.3% | 13,945 | 0.0% | 0.00% | 0.0% | |
| WSR | WHITESTONE REIT | $664,000 | +10.3% | 46,112 | 0.0% | 0.00% | 0.0% | |
| LMB | LIMBACH HLDGS INC | $570,000 | +2.5% | 41,240 | 0.0% | 0.00% | 0.0% | |
| TMST | TIMKENSTEEL CORP | $547,000 | -7.9% | 36,000 | 0.0% | 0.00% | 0.0% | |
| PXSG | POWERSHARES ETF TRUSTrussell 2000 grw | $631,000 | +4.1% | 19,648 | 0.0% | 0.00% | 0.0% | |
| KEX | KIRBY CORP | $231,000 | +1.3% | 3,460 | 0.0% | 0.00% | 0.0% | |
| FLIC | FIRST LONG IS CORP | $492,000 | -6.3% | 17,255 | 0.0% | 0.00% | -50.0% | |
| MTLS | MATERIALISE NVsponsored ads | $173,000 | -12.6% | 13,600 | 0.0% | 0.00% | 0.0% | |
| MRAM | EVERSPIN TECHNOLOGIES INC | $239,000 | -56.1% | 31,850 | 0.0% | 0.00% | -50.0% | |
| NVR | NVR INC | $337,000 | +23.0% | 96 | 0.0% | 0.00% | 0.0% | |
| ENLC | ENLINK MIDSTREAM LLC | $405,000 | +2.3% | 22,983 | 0.0% | 0.00% | 0.0% | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $492,000 | +1.2% | 23,774 | 0.0% | 0.00% | -50.0% | |
| JPT | NUVEEN PFD & INCOME 2022 TER | $201,000 | -1.5% | 8,000 | 0.0% | 0.00% | 0.0% | |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $324,000 | +15.3% | 4,173 | 0.0% | 0.00% | 0.0% | |
| ALFA | ETF SER SOLUTIONSalpclone alter | $291,000 | +2.8% | 6,804 | 0.0% | 0.00% | 0.0% | |
| PEZ | POWERSHARES ETF TRUSTcon discre sec | $313,000 | +6.1% | 6,231 | 0.0% | 0.00% | 0.0% | |
| EUFX | PROSHARES TR II | $306,000 | -1.6% | 7,660 | 0.0% | 0.00% | 0.0% | |
| CTBI | COMMUNITY TR BANCORP INC | $401,000 | +1.3% | 8,509 | 0.0% | 0.00% | 0.0% | |
| CSFL | CENTERSTATE BANKS INC | $315,000 | -4.0% | 12,228 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NTL RY COput | $330,000 | -0.3% | 4,000 | 0.0% | 0.00% | 0.0% | |
| SEB | SEABOARD CORP | $300,000 | -2.0% | 68 | 0.0% | 0.00% | 0.0% | |
| CAE | CAE INC | $392,000 | +5.9% | 21,122 | 0.0% | 0.00% | 0.0% | |
| BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $297,000 | -0.7% | 295,000 | 0.0% | 0.00% | 0.0% | ||
| AROW | ARROW FINL CORP | $319,000 | -1.2% | 9,402 | 0.0% | 0.00% | 0.0% | |
| WFCWS | WELLS FARGO CO NEW*w exp 10/28/201 | $311,000 | +27.5% | 11,316 | 0.0% | 0.00% | 0.0% | |
| ABTX | ALLEGIANCE BANCSHARES INC | $221,000 | +2.3% | 5,882 | 0.0% | 0.00% | 0.0% | |
| AUSE | WISDOMTREE TRaustralia div fd | $278,000 | +7.3% | 4,673 | 0.0% | 0.00% | 0.0% | |
| ANIP | ANI PHARMACEUTICALS INC | $295,000 | +22.4% | 4,583 | 0.0% | 0.00% | 0.0% | |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $26,000 | 0.0% | 40,000 | 0.0% | 0.00% | – | ||
| IEC | IEC ELECTRS CORP NEW | $111,000 | -16.5% | 26,895 | 0.0% | 0.00% | – | |
| CTRV | CONTRAVIR PHARMACEUTICALS IN | $5,000 | -37.5% | 15,000 | 0.0% | 0.00% | – | |
| CCM | CONCORD MED SVCS HLDGS LTDspon adr cl a | $33,000 | -5.7% | 10,000 | 0.0% | 0.00% | – | |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $103,000 | -1.0% | 11,623 | 0.0% | 0.00% | – | |
| ARAY | ACCURAY INC | $49,000 | +6.5% | 11,380 | 0.0% | 0.00% | – | |
| KCAP | KCAP FINL INC | $61,000 | -6.2% | 17,853 | 0.0% | 0.00% | – | |
| ACTG | ACACIA RESH CORP | $122,000 | -10.9% | 30,100 | 0.0% | 0.00% | – | |
| HLIT | HARMONIC INC | $103,000 | +37.3% | 24,609 | 0.0% | 0.00% | – | |
| BPMX | BIOPHARMX CORP | $4,000 | -63.6% | 40,000 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $14,000 | +7.7% | 45,100 | 0.0% | 0.00% | – | |
| GENN | GENESIS HEALTHCARE INC | $38,000 | -34.5% | 50,000 | 0.0% | 0.00% | – | |
| NEPT | NEPTUNE TECHNOLOGIES BIORESO | $24,000 | +166.7% | 10,000 | 0.0% | 0.00% | – | |
| TRX | TANZANIAN ROYALTY EXPL CORP | $4,000 | 0.0% | 13,500 | 0.0% | 0.00% | – | |
| TCP CAP CORPnote 5.250%12/1 | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | – | ||
| ARES CAP CORPnote 4.375% 1/1 | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| BRISTOL MYERS SQUIBB COdbcv 9/1 | $19,000 | -5.0% | 12,000 | 0.0% | 0.00% | – | ||
| SPHS | SOPHIRIS BIO INC | $23,000 | +9.5% | 10,000 | 0.0% | 0.00% | – | |
| SINA CORPnote 1.000%12/0 | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.