$16.3 Billion is the total value of LPL Financial LLC's 2637 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EWQ | New | ISHARES MSCImsci france etf | $15,365,000 | – | 526,189 | +100.0% | 0.09% | – |
| VOD | New | VODAFONE GROUPspnsr adr no par | $5,160,000 | – | 140,170 | +100.0% | 0.03% | – |
| FV | New | FIRST TRUSTdorsey wrt 5 etf | $3,182,000 | – | 168,615 | +100.0% | 0.02% | – |
| ARII | New | AMERICAN RAILCAR | $3,134,000 | – | 44,752 | +100.0% | 0.02% | – |
| GMCR | New | KEURIG GREEN | $2,223,000 | – | 21,055 | +100.0% | 0.01% | – |
| IGN | New | ISHARES NORTHs&p na multimd | $1,899,000 | – | 55,223 | +100.0% | 0.01% | – |
| CRRTQ | New | CARBO CERAMICS INC | $2,019,000 | – | 14,629 | +100.0% | 0.01% | – |
| SIGI | New | SELECTIVE INS GROUP INC | $1,656,000 | – | 71,000 | +100.0% | 0.01% | – |
| PRGO | New | PERRIGO COMPANY | $1,556,000 | – | 10,059 | +100.0% | 0.01% | – |
| IPGP | New | IPG PHOTONICS | $1,687,000 | – | 23,731 | +100.0% | 0.01% | – |
| CIG | New | COMPANHIA ENERGETICAsp adr n-v pfd | $1,468,000 | – | 215,935 | +100.0% | 0.01% | – |
| TWM | New | PROSHARES ULTRASHORTultsht russ2000 | $1,463,000 | – | 31,895 | +100.0% | 0.01% | – |
| UCI | New | UBS AGcmci etn 38 | $1,527,000 | – | 71,770 | +100.0% | 0.01% | – |
| AOD | New | ALPINE TOTAL | $1,518,000 | – | 180,944 | +100.0% | 0.01% | – |
| VIDI | New | ETF SERvident intl eq | $1,323,000 | – | 53,506 | +100.0% | 0.01% | – |
| RGP | New | REGENCY ENERGY | $1,311,000 | – | 48,171 | +100.0% | 0.01% | – |
| DOX | New | AMDOCS LTD | $944,000 | – | 20,316 | +100.0% | 0.01% | – |
| HDS | New | HD SUPPLY | $1,028,000 | – | 39,294 | +100.0% | 0.01% | – |
| BSJJ | New | CLAYMORE GUGGENHEIMgug bul 2019 hy | $899,000 | – | 34,172 | +100.0% | 0.01% | – |
| UBT | New | PROSHARES ULTRAultra 20yr tre | $739,000 | – | 12,575 | +100.0% | 0.01% | – |
| Q | New | QUINTILES TRANSNATIONAL | $736,000 | – | 14,490 | +100.0% | 0.01% | – |
| CBZ | New | CBIZ INC | $870,000 | – | 94,938 | +100.0% | 0.01% | – |
| TSL | New | TRINA SOLAR LIMITEDspon adr | $806,000 | – | 59,950 | +100.0% | 0.01% | – |
| GAL | New | SSGA SPRDRglobl allo etf | $594,000 | – | 17,344 | +100.0% | 0.00% | – |
| AMTD | New | TD AMERITRADE | $626,000 | – | 18,444 | +100.0% | 0.00% | – |
| CVRR | New | CVR REFINING | $594,000 | – | 25,527 | +100.0% | 0.00% | – |
| ZMLP | New | DIREXION ZACKS | $597,000 | – | 14,950 | +100.0% | 0.00% | – |
| ENLC | New | ENLINK MIDSTREAM | $692,000 | – | 20,395 | +100.0% | 0.00% | – |
| EXR | New | EXTRA SPACE | $576,000 | – | 11,866 | +100.0% | 0.00% | – |
| GGP | New | GENERAL GROWTH | $573,000 | – | 26,041 | +100.0% | 0.00% | – |
| EDV | New | VANGUARD EXTENDEDextended dur | $576,000 | – | 5,833 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO | $607,000 | – | 8,842 | +100.0% | 0.00% | – |
| PLAB | New | PHOTRONICS INC | $576,000 | – | 67,532 | +100.0% | 0.00% | – |
| AGQ | New | PROSHARES ULTRAultra silver new | $642,000 | – | 10,020 | +100.0% | 0.00% | – |
| MTRX | New | MATRIX SERVICE | $478,000 | – | 14,143 | +100.0% | 0.00% | – |
| EAT | New | BRINKER INTL | $448,000 | – | 8,545 | +100.0% | 0.00% | – |
| OSK | New | OSHKOSH CORP | $456,000 | – | 7,753 | +100.0% | 0.00% | – |
| LMNR | New | LIMONEIRA COMPANY | $510,000 | – | 22,477 | +100.0% | 0.00% | – |
| FSL | New | FREESCALE SEMICONDUCTOR | $518,000 | – | 21,231 | +100.0% | 0.00% | – |
| RHT | New | RED HAT INC | $462,000 | – | 8,722 | +100.0% | 0.00% | – |
| RJF | New | RAYMOND JAMES | $536,000 | – | 9,587 | +100.0% | 0.00% | – |
| POWI | New | POWER INTEGRATIONS INC | $534,000 | – | 8,121 | +100.0% | 0.00% | – |
| DWAQ | New | POWERSHARES DWAdynamic otc pt | $429,000 | – | 6,185 | +100.0% | 0.00% | – |
| ROBO | New | EXCHANGE TRADEDrobo stx glb etf | $490,000 | – | 17,994 | +100.0% | 0.00% | – |
| AER | New | AERCAP HOLDINGS | $447,000 | – | 10,602 | +100.0% | 0.00% | – |
| FANG | New | DIAMONDBACK ENERGY | $563,000 | – | 8,367 | +100.0% | 0.00% | – |
| DFODQ | New | DEAN FOODS | $441,000 | – | 28,504 | +100.0% | 0.00% | – |
| STZB | New | CONSTELLATION BRANDScl b | $542,000 | – | 6,450 | +100.0% | 0.00% | – |
| CLCT | New | COLLECTORS UNIVERSE | $422,000 | – | 22,407 | +100.0% | 0.00% | – |
| CFFN | New | CAPITOL FEDERAL | $410,000 | – | 32,644 | +100.0% | 0.00% | – |
| SCTY | New | SOLARCITY CORP | $505,000 | – | 8,064 | +100.0% | 0.00% | – |
| PXLV | New | POWERSHARES FUNDAMENTALlarge value | $445,000 | – | 15,371 | +100.0% | 0.00% | – |
| SCHH | New | SCHWAB USus reit etf | $408,000 | – | 12,332 | +100.0% | 0.00% | – |
| QID | New | PROSHARES ULTRASHORTultshrt qqq | $410,000 | – | 6,990 | +100.0% | 0.00% | – |
| UPLMQ | New | ULTRA PETROLEUM | $407,000 | – | 15,140 | +100.0% | 0.00% | – |
| NSH | New | NUSTAR GROUPunit restg llc | $423,000 | – | 12,424 | +100.0% | 0.00% | – |
| IIF | New | MORGAN STANLEY | $459,000 | – | 23,511 | +100.0% | 0.00% | – |
| UVXY | New | PROSHARES ULTRAult vix shrt trm | $523,000 | – | 8,724 | +100.0% | 0.00% | – |
| ACM | New | AECOM TECHNOLOGY CORP | $293,000 | – | 9,105 | +100.0% | 0.00% | – |
| AMRI | New | ALBANY MOLECULAR | $339,000 | – | 18,230 | +100.0% | 0.00% | – |
| Y | New | ALLEGHANY CORP | $343,000 | – | 841 | +100.0% | 0.00% | – |
| AGD | New | ALPINE GLOBAL | $374,000 | – | 37,377 | +100.0% | 0.00% | – |
| AU | New | ANGLOGOLD ASHANTIsponsored adr | $245,000 | – | 14,347 | +100.0% | 0.00% | – |
| ARMF | New | ARES MULTI | $342,000 | – | 15,529 | +100.0% | 0.00% | – |
| RWG | New | COLUMBIA SELECTsel lc grw etf | $349,000 | – | 8,024 | +100.0% | 0.00% | – |
| CYH | New | COMMUNITY HEALTH | $294,000 | – | 7,504 | +100.0% | 0.00% | – |
| CPS | New | COOPER STANDARD | $292,000 | – | 4,136 | +100.0% | 0.00% | – |
| DOFSQ | New | DIAMOND OFFSHORE | $398,000 | – | 8,166 | +100.0% | 0.00% | – |
| ECYT | New | ENDOCYTE INC | $260,000 | – | 10,925 | +100.0% | 0.00% | – |
| YMLI | New | EXCHANGE TRADEDyrkvl hiincinf | $277,000 | – | 13,120 | +100.0% | 0.00% | – |
| FARO | New | FARO TECHNOLOGIES INC | $287,000 | – | 5,410 | +100.0% | 0.00% | – |
| FEYE | New | FIREEYE INC | $330,000 | – | 5,353 | +100.0% | 0.00% | – |
| YDIV | New | FIRST TRUST | $340,000 | – | 16,400 | +100.0% | 0.00% | – |
| FMX | New | FOMENTO ECONOMICOspon adr units | $388,000 | – | 4,159 | +100.0% | 0.00% | – |
| ROOF | New | INDEXIQ USus rl est smcp | $293,000 | – | 11,613 | +100.0% | 0.00% | – |
| EPHE | New | ISHARES MSCIphill invstmrk | $271,000 | – | 7,946 | +100.0% | 0.00% | – |
| EPOL | New | ISHARES MSCImsci pol cap etf | $303,000 | – | 10,076 | +100.0% | 0.00% | – |
| SHYG | New | ISHARES0-5yr hi yl cp | $247,000 | – | 4,861 | +100.0% | 0.00% | – |
| JBL | New | JABIL CIRCUIT INC | $265,000 | – | 14,697 | +100.0% | 0.00% | – |
| KATE | New | KATE SPADE | $273,000 | – | 7,353 | +100.0% | 0.00% | – |
| LZB | New | LA-Z-BOY INC | $291,000 | – | 10,743 | +100.0% | 0.00% | – |
| MIC | New | MACQUARIE INFRASTRUCTUREmembership int | $265,000 | – | 4,628 | +100.0% | 0.00% | – |
| MHRCQ | New | MAGNUM HUNTER | $254,000 | – | 29,934 | +100.0% | 0.00% | – |
| MES | New | MARKET VECTORSgulf sts etf | $317,000 | – | 10,234 | +100.0% | 0.00% | – |
| SHYD | New | MARKET VECTORSsht hg mun etf | $400,000 | – | 15,817 | +100.0% | 0.00% | – |
| MBII | New | MARRONE BIO | $388,000 | – | 27,763 | +100.0% | 0.00% | – |
| MLHR | New | MILLER HERMAN INC | $386,000 | – | 12,016 | +100.0% | 0.00% | – |
| NATI | New | NATIONAL INSTRS CORP | $275,000 | – | 9,601 | +100.0% | 0.00% | – |
| CTF | New | NUVEEN LONG | $265,000 | – | 16,029 | +100.0% | 0.00% | – |
| OGS | New | ONE GAS | $393,000 | – | 10,932 | +100.0% | 0.00% | – |
| PPC | New | PILGRIMS PRIDE | $370,000 | – | 17,675 | +100.0% | 0.00% | – |
| POST | New | POST HOLDINGS | $256,000 | – | 4,648 | +100.0% | 0.00% | – |
| POWR | New | POWERSECURE INTL | $404,000 | – | 17,219 | +100.0% | 0.00% | – |
| UST | New | PROSHARES ULTRAultr 7-10 trea | $266,000 | – | 5,155 | +100.0% | 0.00% | – |
| UXI | New | PROSHARES ULTRA | $245,000 | – | 2,365 | +100.0% | 0.00% | – |
| SDD | New | PROSHARES ULTRASHORTultsht smlcp600 | $353,000 | – | 7,705 | +100.0% | 0.00% | – |
| RGLS | New | REGULUS THERAPEUTICS | $334,000 | – | 37,000 | +100.0% | 0.00% | – |
| TECK | New | TECK RESOURCEScl b | $306,000 | – | 14,122 | +100.0% | 0.00% | – |
| TTP | New | TORTOISE PIPELINE | $254,000 | – | 8,723 | +100.0% | 0.00% | – |
| VNDA | New | 9VANDA PHARMACEUTICALS | $247,000 | – | 15,200 | +100.0% | 0.00% | – |
| WEB | New | WEB COM | $395,000 | – | 11,599 | +100.0% | 0.00% | – |
| WBS | New | WEBSTER FINANCIAL CORP | $246,000 | – | 7,910 | +100.0% | 0.00% | – |
| WBK | New | WESTPAC BANKINGsponsored adr | $277,000 | – | 8,655 | +100.0% | 0.00% | – |
| WWAV | New | WHITEWAVE FOODS | $305,000 | – | 10,673 | +100.0% | 0.00% | – |
| YY | New | YY INC | $309,000 | – | 4,043 | +100.0% | 0.00% | – |
| RDC | New | ROWAN COMPANIES | $296,000 | – | 8,803 | +100.0% | 0.00% | – |
| AGO | New | ASSURED GUARANTY | $207,000 | – | 8,181 | +100.0% | 0.00% | – |
| BKD | New | BROOKDALE SENIOR | $236,000 | – | 7,036 | +100.0% | 0.00% | – |
| MITL | New | MITEL NETWORKS | $237,000 | – | 22,350 | +100.0% | 0.00% | – |
| MZA | New | BLACKROCK MUNIYIELD | $159,000 | – | 11,349 | +100.0% | 0.00% | – |
| LBTYK | New | LIBERTY GLOBAL | $213,000 | – | 5,233 | +100.0% | 0.00% | – |
| WRB | New | BERKLEY W R | $226,000 | – | 5,441 | +100.0% | 0.00% | – |
| BMS | New | BEMIS COMPANY | $211,000 | – | 5,385 | +100.0% | 0.00% | – |
| SWZ | New | SWISS HELVETIA | $224,000 | – | 15,598 | +100.0% | 0.00% | – |
| ARW | New | ARROW ELECTRONICS | $213,000 | – | 3,593 | +100.0% | 0.00% | – |
| CSTE | New | CAESARSTONE SDOT-YAM | $210,000 | – | 3,865 | +100.0% | 0.00% | – |
| IDOG | New | ALPS INTLintl sec dv dog | $207,000 | – | 6,850 | +100.0% | 0.00% | – |
| AHGP | New | ALLIANCE HOLDINGS | $205,000 | – | 3,300 | +100.0% | 0.00% | – |
| TROX | New | TRONOX LTD | $203,000 | – | 8,550 | +100.0% | 0.00% | – |
| AVGO | New | AVAGO TECHNOLOGIES | $209,000 | – | 3,239 | +100.0% | 0.00% | – |
| AEGN | New | AEGION CORP | $215,000 | – | 8,498 | +100.0% | 0.00% | – |
| BJK | New | MARKET VECTORSgaming etf | $243,000 | – | 4,710 | +100.0% | 0.00% | – |
| SMH | New | MARKET VECTORSsemiconductor | $215,000 | – | 4,715 | +100.0% | 0.00% | – |
| PMT | New | PENNYMAC MORTGAGE | $212,000 | – | 8,878 | +100.0% | 0.00% | – |
| IVOV | New | VANGUARD S&Pmidcp 400 val | $218,000 | – | 2,400 | +100.0% | 0.00% | – |
| MSP | New | MADISON STRATEGIC SECTOR | $131,000 | – | 10,762 | +100.0% | 0.00% | – |
| LPT | New | LIBERTY PROPERTYsh ben int | $218,000 | – | 5,900 | +100.0% | 0.00% | – |
| PNM | New | PNM RESOURCES | $232,000 | – | 8,576 | +100.0% | 0.00% | – |
| KS | New | KAPSTONE PAPER | $226,000 | – | 7,829 | +100.0% | 0.00% | – |
| ILTB | New | ISHARES CORE10+yr govt/cr | $211,000 | – | 3,591 | +100.0% | 0.00% | – |
| SNAK | New | INVENTURE FOODS | $163,000 | – | 11,635 | +100.0% | 0.00% | – |
| ON | New | ON SEMICONDUCTOR | $210,000 | – | 22,335 | +100.0% | 0.00% | – |
| HHC | New | HOWARD HUGHES | $201,000 | – | 1,410 | +100.0% | 0.00% | – |
| HMH | New | HELIOS MULTI | $105,000 | – | 15,384 | +100.0% | 0.00% | – |
| PLCM | New | POLYCOM INC | $183,000 | – | 13,311 | +100.0% | 0.00% | – |
| LIT | New | GLOBAL Xglb x lithium | $149,000 | – | 10,931 | +100.0% | 0.00% | – |
| GLDX | New | GLOBAL Xgblx gldexpl new | $153,000 | – | 11,148 | +100.0% | 0.00% | – |
| GRT | New | GLIMCHER REALTY TR SBIsh ben int | $110,000 | – | 10,974 | +100.0% | 0.00% | – |
| FULL | New | FULL CIRCLE | $89,000 | – | 11,429 | +100.0% | 0.00% | – |
| FOSL | New | FOSSIL GROUP | $229,000 | – | 1,967 | +100.0% | 0.00% | – |
| QDF | New | FLEXSHARES TRUSTqualt divd idx | $211,000 | – | 6,266 | +100.0% | 0.00% | – |
| ROC | New | ROCKWOOD HOLDINGS INC | $221,000 | – | 2,977 | +100.0% | 0.00% | – |
| FTGC | New | FIRST TRUSTfst tr glb fd | $237,000 | – | 6,936 | +100.0% | 0.00% | – |
| FJP | New | FIRST TRUSTjapan alphadex | $234,000 | – | 5,341 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER | $152,000 | – | 15,720 | +100.0% | 0.00% | – |
| FPT | New | FEDERATED PREMIER | $144,000 | – | 11,199 | +100.0% | 0.00% | – |
| ULTA | New | ULTA SALON | $206,000 | – | 2,113 | +100.0% | 0.00% | – |
| FRT | New | FEDL RLTY INVT TR SBIsh ben int new | $201,000 | – | 1,752 | +100.0% | 0.00% | – |
| NID | New | NUVEEN INTERMEDIATE | $136,000 | – | 11,350 | +100.0% | 0.00% | – |
| FLAG | New | EXCHANGE TRADEDforensic acctg | $207,000 | – | 6,850 | +100.0% | 0.00% | – |
| TRNM | New | ROYAL BANKus mc trendp etn | $240,000 | – | 7,124 | +100.0% | 0.00% | – |
| ENV | New | ENVESTNET INC | $211,000 | – | 5,250 | +100.0% | 0.00% | – |
| RUTH | New | RUTHS HOSPITALITY | $151,000 | – | 12,500 | +100.0% | 0.00% | – |
| ETX | New | EATON VANCE | $229,000 | – | 14,600 | +100.0% | 0.00% | – |
| TIBX | New | TIBCO SOFTWARE INC | $215,000 | – | 10,589 | +100.0% | 0.00% | – |
| RYAAY | New | RYANAIR HOLDINGSsponsored adr | $218,000 | – | 3,701 | +100.0% | 0.00% | – |
| EGBN | New | EAGLE BANCORP | $229,000 | – | 6,349 | +100.0% | 0.00% | – |
| XAR | New | SPDR S&Paerospace def | $237,000 | – | 2,318 | +100.0% | 0.00% | – |
| SBRA | New | SABRA HEALTH | $241,000 | – | 8,628 | +100.0% | 0.00% | – |
| UAL | New | UNITED CONTINENTAL | $235,000 | – | 5,265 | +100.0% | 0.00% | – |
| PLUG | New | PLUG POWER | $150,000 | – | 21,092 | +100.0% | 0.00% | – |
| KOLD | New | PROSHARES ULTRASHORTul djubsnatg new | $219,000 | – | 5,002 | +100.0% | 0.00% | – |
| SRF | New | CUSHING ROYALTY | $242,000 | – | 13,119 | +100.0% | 0.00% | – |
| CPG | New | CRESCENT POINT | $243,000 | – | 6,660 | +100.0% | 0.00% | – |
| SGMO | New | SANGAMO BIOSCIENCES | $189,000 | – | 10,461 | +100.0% | 0.00% | – |
| CVLY | New | CODORUS VALLEY BANCORP | $213,000 | – | 10,124 | +100.0% | 0.00% | – |
| CBA | New | CLEARBRIDGE AMERICAN | $174,000 | – | 10,763 | +100.0% | 0.00% | – |
| SRPT | New | SAREPTA THERAPEUTICS | $220,000 | – | 9,165 | +100.0% | 0.00% | – |
| CHSP | New | CHESAPEAKE LODGINGsh ben int | $223,000 | – | 8,661 | +100.0% | 0.00% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $224,000 | – | 4,712 | +100.0% | 0.00% | – |
| WDAY | New | WORKDAY INCcl a | $227,000 | – | 2,487 | +100.0% | 0.00% | – |
| CKEC | New | CARMIKE CINEMAS | $221,000 | – | 7,412 | +100.0% | 0.00% | – |
| SCSS | New | SELECT COMFORT | $195,000 | – | 10,800 | +100.0% | 0.00% | – |
| FYLD | New | CAMBRIA ETFcambria fgn shr | $232,000 | – | 8,898 | +100.0% | 0.00% | – |
| PBPB | New | POTBELLY CORP | $200,000 | – | 11,170 | +100.0% | 0.00% | – |
| ZU | New | ZULILY INCcl a | $213,000 | – | 4,243 | +100.0% | 0.00% | – |
| SBNY | New | SIGNATURE BANK N Y | $216,000 | – | 1,723 | +100.0% | 0.00% | – |
| CVC | New | CABLEVISION SYScl a ny cablvs | $239,000 | – | 14,186 | +100.0% | 0.00% | – |
| SIX | New | SIX FLAGS | $223,000 | – | 5,565 | +100.0% | 0.00% | – |
| TASR | New | TASER INTERNATIONAL INC | $212,000 | – | 11,582 | +100.0% | 0.00% | – |
| TRQ | New | TURQUOISE HILL | $51,000 | – | 15,323 | +100.0% | 0.00% | – |
| NSPH | New | NANOSPHERE INC | $34,000 | – | 16,000 | +100.0% | 0.00% | – |
| New | LAM RESEARCH 1.25%18note 1.250% 5/1 | $36,000 | – | 29,000 | +100.0% | 0.00% | – | |
| INO | New | INOVIO PHARMACEUTICALS | $46,000 | – | 13,931 | +100.0% | 0.00% | – |
| New | GOLDMAN SACHS 0%16mtnf 3/2 | $44,000 | – | 30,000 | +100.0% | 0.00% | – | |
| New | GOLDMAN SACHS 0%20note 1/2 | $43,000 | – | 45,000 | +100.0% | 0.00% | – | |
| New | WABASH NATIONAL 3.375%18note 3.375% 5/0 | $31,000 | – | 22,000 | +100.0% | 0.00% | – | |
| EXEL | New | EXELIXIS INC | $58,000 | – | 16,427 | +100.0% | 0.00% | – |
| ELNK | New | EARTHLINK HOLDINGS | $72,000 | – | 19,891 | +100.0% | 0.00% | – |
| WTSLQ | New | WET SEALcl a | $22,000 | – | 16,545 | +100.0% | 0.00% | – |
| DSS | New | DOCUMENT SECURITY | $20,000 | – | 15,392 | +100.0% | 0.00% | – |
| CYHHZ | New | COMMUNITY HEALTHright 01/27/2016 | $6,000 | – | 99,834 | +100.0% | 0.00% | – |
| New | COINSTAR INC 4%14note 4.000% 9/0 | $31,000 | – | 17,000 | +100.0% | 0.00% | – | |
| CPST | New | CAPSTONE TURBINE | $32,000 | – | 15,100 | +100.0% | 0.00% | – |
| CACH | New | CACHE INC NEW | $65,000 | – | 19,633 | +100.0% | 0.00% | – |
| ZGNX | New | ZOGENIX INC | $56,000 | – | 19,846 | +100.0% | 0.00% | – |
| New | BRISTOL MYERS 0%23dbcv 9/1 | $12,000 | – | 12,000 | +100.0% | 0.00% | – | |
| IDI | New | TIGER MEDIA | $57,000 | – | 42,500 | +100.0% | 0.00% | – |
| New | AMERICAN RLTT 3%18note 3.000% 8/0 | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| ATEC | New | ALPHATEC HOLDINGS | $15,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | ALPHA NATURAL 3.75%17note 3.750%12/1 | $17,000 | – | 20,000 | +100.0% | 0.00% | – | |
| ANVGQ | New | ALLIED NEVADA | $59,000 | – | 13,699 | +100.0% | 0.00% | – |
| ATNY | New | API TECHNOLOGIES | $31,000 | – | 10,541 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.