$360 Billion is the total value of Bank of New York Mellon Corp's 22569 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 138.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICE | New | INTERCONTINENTALEXCHANGE GRO | $548,757,000 | – | 2,439,784 | +100.0% | 0.15% | – |
| B108PS | New | ACTAVIS PLC | $410,087,000 | – | 2,440,993 | +100.0% | 0.11% | – |
| VOYA | Buy | ING US INC | $340,316,000 | +72.0% | 9,681,852 | +42.9% | 0.10% | +216.7% |
| TYC | Buy | TYCO INTERNATIONAL LTD | $309,921,000 | +43.0% | 7,551,657 | +21.9% | 0.09% | +160.6% |
| WSH | Buy | WILLIS GROUP HOLDINGS PLC | $292,720,000 | +89.7% | 6,532,469 | +83.5% | 0.08% | +252.2% |
| KORS | Buy | MICHAEL KORS HOLDINGS LTD | $279,639,000 | +76.5% | 3,444,259 | +62.0% | 0.08% | +225.0% |
| NLSN | Buy | NIELSEN HOLDINGS NV | $262,078,000 | +28.0% | 5,710,997 | +1.6% | 0.07% | +135.5% |
| VFC | Buy | VF CORP | $228,820,000 | -40.5% | 3,670,499 | +90.0% | 0.06% | +10.3% |
| FNF | Buy | FIDELITY NATIONAL FINL-Acl a | $216,799,000 | +62.5% | 6,681,062 | +33.2% | 0.06% | +200.0% |
| AVGO | Buy | AVAGO TECHNOLOGIES LTD | $188,688,000 | +34.9% | 3,568,319 | +9.9% | 0.05% | +147.6% |
| ODP | Buy | OFFICE DEPOT INC | $179,654,000 | +38.9% | 33,960,993 | +26.8% | 0.05% | +163.2% |
| RIG | Buy | TRANSOCEAN LTDreg | $176,992,000 | +140.8% | 3,581,387 | +116.8% | 0.05% | +345.5% |
| RNR | Buy | RENAISSANCERE HOLDINGS LTD | $158,702,000 | +7.7% | 1,630,397 | +0.2% | 0.04% | +100.0% |
| XL | Buy | XL GROUP PLC | $144,470,000 | +3.7% | 4,537,392 | +0.4% | 0.04% | +90.5% |
| WFT | Buy | WEATHERFORD INTL LTDreg | $141,842,000 | +16.4% | 9,157,048 | +15.2% | 0.04% | +116.7% |
| SMG | Buy | SCOTTS MIRACLE-GRO CO-CL Acl a | $134,948,000 | +16.2% | 2,168,902 | +2.8% | 0.04% | +123.5% |
| AR | New | ANTERO RESOURCES CORP | $109,220,000 | – | 1,721,622 | +100.0% | 0.03% | – |
| NEBLQ | New | NOBLE CORP PLC | $86,704,000 | – | 2,313,937 | +100.0% | 0.02% | – |
| RLGY | Buy | REALOGY HOLDINGS CORP | $86,667,000 | +76.3% | 1,751,901 | +53.3% | 0.02% | +242.9% |
| NFX | Buy | NEWFIELD EXPLORATION CO | $81,380,000 | +0.9% | 3,304,034 | +12.1% | 0.02% | +91.7% |
| JBL | Buy | JABIL CIRCUIT INC | $84,243,000 | -18.5% | 4,830,561 | +1.3% | 0.02% | +43.8% |
| WWW | Buy | WOLVERINE WORLD WIDE INC | $79,441,000 | -29.5% | 2,339,256 | +20.9% | 0.02% | +29.4% |
| TWTR | New | TWITTER INC | $74,545,000 | – | 1,171,160 | +100.0% | 0.02% | – |
| 4305PS | Buy | ALCATEL-LUCENT-SPONSORED ADRspon | $73,439,000 | +13061.1% | 16,690,769 | +10445.1% | 0.02% | – |
| YNDX | Buy | YANDEX NV-A | $63,102,000 | +51.2% | 1,462,396 | +27.7% | 0.02% | +200.0% |
| CNI | Buy | CANADIAN NATL RAILWAY CO | $60,815,000 | -43.0% | 1,066,542 | +1.4% | 0.02% | +6.2% |
| MDVN | Buy | MEDIVATION INC | $56,819,000 | +36.9% | 890,283 | +28.6% | 0.02% | +166.7% |
| SIRI | New | SIRIUS XM HOLDINGS INC | $58,450,000 | – | 16,747,621 | +100.0% | 0.02% | – |
| ALLE | New | ALLEGION PLCord | $56,477,000 | – | 1,278,038 | +100.0% | 0.02% | – |
| PCRX | Buy | PACIRA PHARMACEUTICALS INC | $55,475,000 | +71.6% | 964,950 | +43.5% | 0.02% | +200.0% |
| CPHD | Buy | CEPHEID INC | $53,122,000 | +36.3% | 1,138,169 | +14.0% | 0.02% | +150.0% |
| SWI | Buy | SOLARWINDS INC | $52,559,000 | +17.5% | 1,389,330 | +8.9% | 0.02% | +114.3% |
| ST | Buy | SENSATA TECHNOLOGIES HOLDING | $55,155,000 | +15.0% | 1,422,633 | +13.5% | 0.02% | +114.3% |
| BEE | Buy | STRATEGIC HOTELS & RESORTS I | $46,850,000 | +192.9% | 4,957,702 | +169.0% | 0.01% | +550.0% |
| OC | Buy | OWENS CORNING | $42,982,000 | +10.4% | 1,055,514 | +2.9% | 0.01% | +100.0% |
| ABEV | New | AMBEV SA-ADRspon | $39,024,000 | – | 5,309,520 | +100.0% | 0.01% | – |
| AEIS | Buy | ADVANCED ENERGY INDUSTRIES | $38,414,000 | +60.8% | 1,680,428 | +23.2% | 0.01% | +175.0% |
| FTK | Buy | FLOTEK INDUSTRIES INC | $41,342,000 | -3.0% | 2,059,881 | +11.1% | 0.01% | +83.3% |
| ESRT | New | EMPIRE STATE REALTY TRUST-Acl a | $38,102,000 | – | 2,490,285 | +100.0% | 0.01% | – |
| RPAI | Buy | RETAIL PROPERTIES OF AME - Acl a | $37,955,000 | +70.5% | 2,983,897 | +84.3% | 0.01% | +266.7% |
| LDOS | New | LEIDOS HOLDINGS INC | $41,247,000 | – | 887,241 | +100.0% | 0.01% | – |
| IMAX | New | IMAX CORP | $36,507,000 | – | 1,238,365 | +100.0% | 0.01% | – |
| HPP | Buy | HUDSON PACIFIC PROPERTIES IN | $36,836,000 | +34.8% | 1,684,330 | +19.9% | 0.01% | +150.0% |
| MDR | Buy | MCDERMOTT INTL INC | $36,585,000 | +59.8% | 3,994,050 | +29.6% | 0.01% | +233.3% |
| LOGI | Buy | LOGITECH INTERNATIONAL-REG | $31,278,000 | +233.8% | 2,284,784 | +115.8% | 0.01% | +800.0% |
| SAPE | Buy | SAPIENT CORPORATION | $33,953,000 | +83.6% | 1,955,825 | +64.9% | 0.01% | +200.0% |
| CNHI | New | CNH INDUSTRIAL NV | $32,789,000 | – | 2,888,930 | +100.0% | 0.01% | – |
| GHC | New | GRAHAM HOLDINGS CO-CLASS B | $31,636,000 | – | 47,695 | +100.0% | 0.01% | – |
| EXXIQ | Buy | ENERGY XXI BERMUDAusd | $28,748,000 | -4.3% | 1,062,353 | +6.8% | 0.01% | +60.0% |
| OEH | Buy | ORIENT EXPRESS HOTELS LTD -Acl a | $29,050,000 | +18.1% | 1,922,564 | +1.5% | 0.01% | +100.0% |
| BRX | New | BRIXMOR PROPERTY GROUP INC | $29,896,000 | – | 1,470,535 | +100.0% | 0.01% | – |
| EZU | Buy | ISHARES MSCI EMU ETFemu | $24,399,000 | +12.6% | 589,620 | +2.6% | 0.01% | +133.3% |
| CSTM | New | CONSTELLIUM NV- CLASS Acl a | $23,245,000 | – | 998,920 | +100.0% | 0.01% | – |
| AMWD | Buy | AMERICAN WOODMARK CORP | $22,098,000 | +16.7% | 559,022 | +2.3% | 0.01% | +100.0% |
| AAL | New | AMERICAN AIRLINES GROUP INC | $21,038,000 | – | 833,195 | +100.0% | 0.01% | – |
| PAGP | New | PLAINS GP HOLDINGS LP-CL A | $22,973,000 | – | 858,135 | +100.0% | 0.01% | – |
| BSAC | Buy | BANCO SANTANDER-CHILE-ADRsp a | $20,659,000 | +11.2% | 876,546 | +24.1% | 0.01% | +100.0% |
| DBC | Buy | POWERSHARES DB COMMODITY INDunit | $18,554,000 | +47.0% | 723,046 | +47.6% | 0.01% | +150.0% |
| SEM | Buy | SELECT MEDICAL HOLDINGS CORP | $16,938,000 | +66.5% | 1,458,916 | +15.7% | 0.01% | +150.0% |
| DSW | Buy | DSW INC-CLASS Acl a | $19,473,000 | -43.6% | 455,731 | +12.5% | 0.01% | 0.0% |
| TTM | Buy | TATA MOTORS LTD-SPON ADRspon | $18,641,000 | +366.7% | 605,268 | +303.4% | 0.01% | +400.0% |
| FDP | Buy | FRESH DEL MONTE PRODUCE INCord | $19,117,000 | +58.5% | 675,540 | +66.2% | 0.01% | +150.0% |
| SFL | Buy | SHIP FINANCE INTL LTD | $16,634,000 | +57.3% | 1,015,552 | +46.6% | 0.01% | +150.0% |
| UTIW | Buy | UTI WORLDWIDE INCord | $18,866,000 | +16.3% | 1,074,383 | +0.1% | 0.01% | +150.0% |
| COLE | Buy | COLE REAL ESTATE INVESTMENT | $19,638,000 | +21.4% | 1,398,737 | +6.0% | 0.01% | +150.0% |
| SXCP | New | SUNCOKE ENERGY PARTNERS LP | $13,555,000 | – | 500,200 | +100.0% | 0.00% | – |
| SCHN | Buy | SCHNITZER STEEL INDS INC-Acl a | $13,936,000 | +24.8% | 426,592 | +5.0% | 0.00% | +100.0% |
| FXCM | Buy | FXCM INC-A | $13,826,000 | +13.0% | 775,021 | +25.1% | 0.00% | +100.0% |
| MRH | Buy | MONTPELIER RE HOLDINGS LTD | $14,391,000 | +15.4% | 494,551 | +3.3% | 0.00% | +100.0% |
| CVI | Buy | CVR ENERGY INC | $13,681,000 | +43.9% | 315,022 | +27.6% | 0.00% | +300.0% |
| SAIC | New | SCIENCE APPLICATIONS INTE | $13,544,000 | – | 409,553 | +100.0% | 0.00% | – |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $13,440,000 | +24.1% | 475,610 | +18.7% | 0.00% | +100.0% |
| GLPI | New | GAMING AND LEISURE PROPERTIE | $15,411,000 | – | 303,288 | +100.0% | 0.00% | – |
| PTP | Buy | PLATINUM UNDERWRITERS HLDGS | $14,623,000 | +7.0% | 238,638 | +4.3% | 0.00% | +100.0% |
| AIMC | Buy | ALTRA INDUSTRIAL MOTION CORP | $13,849,000 | +48.3% | 404,675 | +16.6% | 0.00% | +300.0% |
| PBF | Buy | PBF ENERGY INC-CLASS Acl a | $11,970,000 | +139.6% | 380,522 | +71.0% | 0.00% | +200.0% |
| WSTC | Buy | WEST CORP | $9,493,000 | +127.3% | 369,223 | +96.0% | 0.00% | +200.0% |
| CPK | Buy | CHESAPEAKE UTILITIES CORP | $10,667,000 | +14.6% | 177,739 | +0.2% | 0.00% | +200.0% |
| BAH | Buy | BOOZ ALLEN HAMILTON HOLDINGScl a | $10,130,000 | -0.8% | 529,011 | +0.0% | 0.00% | +50.0% |
| PF | Buy | PINNACLE FOODS INC | $9,031,000 | +49.0% | 328,855 | +43.6% | 0.00% | +200.0% |
| STL | New | STERLING BANCORP/DE | $11,079,000 | – | 828,706 | +100.0% | 0.00% | – |
| FTDCQ | New | FTD COS INC | $12,373,000 | – | 379,763 | +100.0% | 0.00% | – |
| BRP | New | BROOKFIELD RESIDENTIAL PROPE | $7,283,000 | – | 301,065 | +100.0% | 0.00% | – |
| TLT | Buy | ISHARES 20+ YEAR TREASURY BO20+ | $6,726,000 | +6.2% | 66,041 | +11.0% | 0.00% | +100.0% |
| MUB | Buy | ISHARES NATIONAL AMT-FREE MUnat | $8,493,000 | +4.6% | 81,874 | +5.3% | 0.00% | +100.0% |
| KYTH | Buy | KYTHERA BIOPHARMACEUTICALS I | $7,302,000 | -11.6% | 195,470 | +7.9% | 0.00% | +100.0% |
| LTXC | Buy | LTX-CREDENCE CORP | $8,842,000 | +76.8% | 1,106,585 | +45.8% | 0.00% | +100.0% |
| MEOH | Buy | METHANEX CORP | $8,576,000 | +146.3% | 144,766 | +113.2% | 0.00% | +100.0% |
| NOK | Buy | NOKIA CORP-SPON ADRspon | $8,056,000 | +226.2% | 993,298 | +161.8% | 0.00% | – |
| TMHC | Buy | TAYLOR MORRISON HOME CORP-Acl a | $6,496,000 | +37.3% | 289,333 | +38.6% | 0.00% | +100.0% |
| VPL | Buy | VANGUARD FTSE PACIFIC ETFmega | $8,461,000 | +19.2% | 138,033 | +18.1% | 0.00% | +100.0% |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $6,624,000 | -4.2% | 606,018 | +3.4% | 0.00% | +100.0% |
| NCLH | Buy | NORWEGIAN CRUISE LINE HOLDIN | $6,080,000 | +33.0% | 171,428 | +15.7% | 0.00% | +100.0% |
| AER | Buy | AERCAP HOLDINGS NV | $6,698,000 | +359.1% | 174,671 | +132.8% | 0.00% | – |
| ASML | Buy | ASML HOLDING NV-NY REG SHSn y | $7,115,000 | +94.5% | 75,935 | +105.0% | 0.00% | +100.0% |
| VPRT | Buy | VISTAPRINT NV | $7,394,000 | +7.4% | 130,064 | +6.9% | 0.00% | +100.0% |
| STNG | Buy | SCORPIO TANKERS INC | $7,961,000 | +26.3% | 675,245 | +4.5% | 0.00% | +100.0% |
| TK | Buy | TEEKAY CORP | $8,790,000 | +18.4% | 183,074 | +5.4% | 0.00% | +100.0% |
| TNDM | New | TANDEM DIABETES CARE INC | $3,813,000 | – | 147,974 | +100.0% | 0.00% | – |
| EOX | Buy | EMERALD OIL INC | $4,258,000 | +60.3% | 555,886 | +50.5% | 0.00% | – |
| FUEL | New | ROCKET FUEL INC | $2,651,000 | – | 43,117 | +100.0% | 0.00% | – |
| ECOM | Buy | CHANNELADVISOR CORP | $4,204,000 | +72.0% | 100,764 | +50.9% | 0.00% | – |
| TLLP | New | TESORO LOGISTICS LP | $2,941,000 | – | 56,174 | +100.0% | 0.00% | – |
| HDB | New | HDFC BANK LTD-ADRadr | $3,561,000 | – | 103,404 | +100.0% | 0.00% | – |
| EQM | Buy | EQT MIDSTREAM PARTNERS LPunit | $3,708,000 | +105.8% | 63,058 | +72.3% | 0.00% | – |
| SPY | Buy | SPDR S&P 500 ETF TRUSTput | $2,690,000 | +53700.0% | 14,565 | +45415.6% | 0.00% | – |
| CDW | Buy | CDW CORP/DE | $3,244,000 | +20.1% | 138,882 | +17.5% | 0.00% | – |
| EBND | New | SPDR BARCLAYS EMERGING MARKEbrcl | $1,844,000 | – | 62,014 | +100.0% | 0.00% | – |
| SHM | Buy | SPDR NUVEEN BARCLAYS S/T MUNnuvn | $2,270,000 | +49.3% | 93,417 | +48.8% | 0.00% | – |
| SP | New | SP PLUS CORP | $1,891,000 | – | 72,621 | +100.0% | 0.00% | – |
| BDGE | Buy | BRIDGE BANCORP INC | $3,202,000 | +49.9% | 123,134 | +23.9% | 0.00% | – |
| UNTD | New | UNITED ONLINE INC | $4,081,000 | – | 296,553 | +100.0% | 0.00% | – |
| USCI | New | UNITED STATES COMMODITY INDE | $3,850,000 | – | 68,647 | +100.0% | 0.00% | – |
| BCC | Buy | BOISE CASCADE CO | $4,438,000 | +28.6% | 150,565 | +17.6% | 0.00% | 0.0% |
| PTLA | Buy | PORTOLA PHARMACEUTICALS INC | $2,553,000 | +13.7% | 99,123 | +18.0% | 0.00% | – |
| New | JARDEN CORPnote | $2,141,000 | – | 1,500,000 | +100.0% | 0.00% | – | |
| New | BIOMARIN PHARMACEUTICALnote | $3,149,000 | – | 2,950,000 | +100.0% | 0.00% | – | |
| LNCOQ | New | LINN CO LLC | $3,500,000 | – | 113,581 | +100.0% | 0.00% | – |
| VGK | Buy | VANGUARD FTSE EUROPE ETFftse | $4,944,000 | +77.7% | 84,078 | +64.8% | 0.00% | – |
| PINC | New | PREMIER INC-CLASS Acl a | $3,189,000 | – | 86,745 | +100.0% | 0.00% | – |
| VOO | New | VANGUARD S&P 500 ETFs&p | $4,644,000 | – | 27,451 | +100.0% | 0.00% | – |
| FEYE | New | FIREEYE INC | $1,938,000 | – | 44,424 | +100.0% | 0.00% | – |
| BANC | Buy | BANC OF CALIFORNIA INC | $4,024,000 | +90.5% | 300,087 | +96.4% | 0.00% | – |
| DFRG | Buy | DEL FRISCO'S RESTAURANT GROU | $5,018,000 | +77.6% | 212,886 | +51.8% | 0.00% | – |
| AMAP | New | AUTONAVI HOLDINGS LTD-ADRspon | $3,520,000 | – | 247,000 | +100.0% | 0.00% | – |
| EEM | Buy | ISHARES MSCI EMERGING MARKETput | $4,141,000 | +63.8% | 99,067 | +59.7% | 0.00% | – |
| LDRH | New | LDR HOLDING CORP | $4,697,000 | – | 199,025 | +100.0% | 0.00% | – |
| AHP | New | ASHFORD HOSPITALITY PRIME IN | $4,234,000 | – | 232,656 | +100.0% | 0.00% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit | $4,905,000 | – | 197,037 | +100.0% | 0.00% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit | $2,625,000 | – | 189,871 | +100.0% | 0.00% | – |
| GIMO | Buy | GIGAMON INC | $3,603,000 | +8.3% | 128,352 | +49.1% | 0.00% | – |
| DTD | Buy | WISDOMTREE TOTAL DIVIDEND FDtota | $2,301,000 | +13.1% | 34,282 | +4.1% | 0.00% | – |
| LEAF | New | SPRINGLEAF HOLDINGS INC | $2,316,000 | – | 91,621 | +100.0% | 0.00% | – |
| CXSE | New | WISDOMTREE CHINA DIVIDEND EXchin | $3,986,000 | – | 76,000 | +100.0% | 0.00% | – |
| TCS | New | CONTAINER STORE GROUP INC/TH | $2,572,000 | – | 55,182 | +100.0% | 0.00% | – |
| ZU | New | ZULILY INC - CL Acl a | $3,432,000 | – | 82,857 | +100.0% | 0.00% | – |
| EFA | Buy | ISHARES MSCI EAFE ETFput | $3,165,000 | +303.2% | 47,165 | +283.4% | 0.00% | – |
| New | MICRON TECHNOLOGY INCnote | $2,787,000 | – | 1,200,000 | +100.0% | 0.00% | – | |
| COMM | New | COMMSCOPE HOLDING CO INC | $1,872,000 | – | 98,883 | +100.0% | 0.00% | – |
| ESNT | New | ESSENT GROUP LTD | $2,069,000 | – | 85,997 | +100.0% | 0.00% | – |
| CXP | New | COLUMBIA PROPERTY TRUST INC | $5,027,000 | – | 201,092 | +100.0% | 0.00% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $2,150,000 | – | 62,334 | +100.0% | 0.00% | – |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $2,133,000 | – | 70,350 | +100.0% | 0.00% | – |
| NAT | Buy | NORDIC AMERICAN TANKERS LTD | $2,581,000 | +34.7% | 266,107 | +14.5% | 0.00% | – |
| NVGS | New | NAVIGATOR HOLDINGS LTD | $3,022,000 | – | 112,137 | +100.0% | 0.00% | – |
| PRTA | Buy | PROTHENA CORP PLC | $1,909,000 | +75.1% | 71,971 | +33.6% | 0.00% | – |
| TPRE | Buy | THIRD POINT REINSURANCE LTD | $1,983,000 | +100.1% | 107,018 | +56.4% | 0.00% | – |
| CHKP | Buy | CHECK POINT SOFTWARE TECHord | $3,527,000 | +112.7% | 54,690 | +86.5% | 0.00% | – |
| ESLT | Buy | ELBIT SYSTEMS LTDord | $1,896,000 | +25.1% | 31,225 | +10.1% | 0.00% | – |
| FI | Buy | FRANK'S INTERNATIONAL NV | $2,684,000 | +58.3% | 99,410 | +75.6% | 0.00% | – |
| TRNX | Buy | TORNIER NV | $2,205,000 | -1.9% | 117,314 | +0.9% | 0.00% | – |
| TROX | Buy | TRONOX LTD-CL A | $2,044,000 | +18.4% | 88,625 | +25.6% | 0.00% | – |
| GMLP | Buy | GOLAR LNG PARTNERS LP | $1,860,000 | +122.5% | 61,506 | +139.0% | 0.00% | – |
| New | SOLARCITY CORPnote | $893,000 | – | 750,000 | +100.0% | 0.00% | – | |
| SONA | New | SOUTHERN NATL BANCORP OF VA | $107,000 | – | 10,701 | +100.0% | 0.00% | – |
| COVS | New | COVISINT CORP | $1,349,000 | – | 107,448 | +100.0% | 0.00% | – |
| ATX | New | COSTA INCcl a | $963,000 | – | 44,309 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPcall | $0 | – | 10 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPput | $54,000 | – | 5,000 | +100.0% | 0.00% | – |
| CORR | New | CORENERGY INFRASTRUCTURE TRU | $450,000 | – | 63,250 | +100.0% | 0.00% | – |
| CPS | New | COOPER-STANDARD HOLDING | $466,000 | – | 9,495 | +100.0% | 0.00% | – |
| STN | New | STANTEC INC | $315,000 | – | 5,082 | +100.0% | 0.00% | – |
| SBUX | New | STARBUCKS CORPput | $39,000 | – | 500 | +100.0% | 0.00% | – |
| CNOB | New | CONNECTONE BANCORP INC | $277,000 | – | 7,005 | +100.0% | 0.00% | – |
| LODE | New | COMSTOCK MINING INC | $22,000 | – | 12,335 | +100.0% | 0.00% | – |
| CIG | New | CEMIG SA -SPONS ADRsp a | $289,000 | – | 37,100 | +100.0% | 0.00% | – |
| SGM | New | STONEGATE MORTGAGE CORP | $510,000 | – | 30,855 | +100.0% | 0.00% | – |
| CLCT | New | COLLECTORS UNIVERSE | $1,293,000 | – | 75,427 | +100.0% | 0.00% | – |
| KO | New | COCA-COLA CO/THEput | $140,000 | – | 3,400 | +100.0% | 0.00% | – |
| SGC | Buy | SUPERIOR UNIFORM GROUP INC | $579,000 | +30.4% | 37,399 | +4.9% | 0.00% | – |
| SCAI | New | SURGICAL CARE AFFILIATES INC | $1,386,000 | – | 39,787 | +100.0% | 0.00% | – |
| MYCC | New | CLUBCORP HOLDINGS INC | $1,289,000 | – | 72,653 | +100.0% | 0.00% | – |
| SYNL | New | SYNALLOY CORP | $375,000 | – | 24,378 | +100.0% | 0.00% | – |
| C | Buy | CITIGROUP INCput | $1,232,000 | +300.0% | 23,644 | +272.6% | 0.00% | – |
| C | Buy | CITIGROUP INCcall | $574,000 | +421.8% | 11,011 | +384.4% | 0.00% | – |
| CSCO | Buy | CISCO SYSTEMS INCput | $266,000 | +350.8% | 11,838 | +371.6% | 0.00% | – |
| CSCO | Buy | CISCO SYSTEMS INCcall | $308,000 | +18.9% | 13,728 | +24.3% | 0.00% | – |
| CIDM | New | CINEDIGM CORP | $87,000 | – | 43,374 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON CORPput | $44,000 | – | 350 | +100.0% | 0.00% | – |
| CHGG | New | CHEGG INC | $387,000 | – | 45,466 | +100.0% | 0.00% | – |
| CNTY | Buy | CENTURY CASINOS INC | $563,000 | +296.5% | 108,015 | +333.8% | 0.00% | – |
| TLOG | New | TETRALOGIC PHARMACEUTICALS C | $465,000 | – | 48,807 | +100.0% | 0.00% | – |
| CX | New | CEMEX SAB-SPONS ADR PART CERspon | $344,000 | – | 29,065 | +100.0% | 0.00% | – |
| CLSN | New | CELSION CORP | $104,000 | – | 26,782 | +100.0% | 0.00% | – |
| CAT | Buy | CATERPILLAR INCput | $84,000 | +2700.0% | 919 | +2525.7% | 0.00% | – |
| CSCD | New | CASCADE MICROTECH INC | $394,000 | – | 42,204 | +100.0% | 0.00% | – |
| TYY | New | TORTOISE ENERGY CAPITAL CORP | $230,000 | – | 7,054 | +100.0% | 0.00% | – |
| CBNJ | New | CAPE BANCORP INC | $195,000 | – | 19,242 | +100.0% | 0.00% | – |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $396,000 | +17.9% | 31,616 | +23.2% | 0.00% | – |
| TLP | New | TRANSMONTAIGNE PARTNERS LP | $868,000 | – | 20,426 | +100.0% | 0.00% | – |
| TZOO | New | TRAVELZOO INC | $1,162,000 | – | 54,479 | +100.0% | 0.00% | – |
| CUI | New | CUI GLOBAL INC | $135,000 | – | 21,442 | +100.0% | 0.00% | – |
| TRQRT | New | TURQUOISE HILL RESOURC-RIGHTrigh | $275,000 | – | 275,054 | +100.0% | 0.00% | – |
| CTCM | New | CTC MEDIA INC | $188,000 | – | 13,500 | +100.0% | 0.00% | – |
| UCP | Buy | UCP INC - CL Acl a | $1,054,000 | +86.9% | 72,030 | +89.7% | 0.00% | – |
| BURL | New | BURLINGTON STORES INC | $1,768,000 | – | 55,264 | +100.0% | 0.00% | – |
| BWEN | New | BROADWIND ENERGY INC | $166,000 | – | 17,555 | +100.0% | 0.00% | – |
| UIHC | New | UNITED INSURANCE HOLDINGS CO | $195,000 | – | 13,849 | +100.0% | 0.00% | – |
| BRFS | New | BRF SA-ADRspon | $599,000 | – | 28,733 | +100.0% | 0.00% | – |
| UNTKQ | New | UNITEK GLOBAL SERVICES INC | $1,350,000 | – | 808,212 | +100.0% | 0.00% | – |
| BSTC | Buy | BIOSPECIFICS TECHNOLOGIES | $578,000 | +24.6% | 26,661 | +12.0% | 0.00% | – |
| VALE | New | VALE SA-SP ADRput | $55,000 | – | 2,000 | +100.0% | 0.00% | – |
| MGV | New | VANGUARD MEGA CAP VALUE ETFmega | $267,000 | – | 4,859 | +100.0% | 0.00% | – |
| IVOG | New | VANGUARD S&P MID-CAP 400 GROmidc | $207,000 | – | 2,247 | +100.0% | 0.00% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC-CL Bput | $59,000 | +47.5% | 501 | +43.1% | 0.00% | – |
| BNFT | New | BENEFITFOCUS INC | $1,756,000 | – | 30,416 | +100.0% | 0.00% | – |
| VWOB | New | VANGUARD EMERG MKTS GOV BNDemer | $1,299,000 | – | 16,965 | +100.0% | 0.00% | – |
| VHT | New | VANGUARD HEALTH CARE ETFheal | $482,000 | – | 4,771 | +100.0% | 0.00% | – |
| VCLT | New | VANGUARD LONG-TERM CORP BONDlg-t | $448,000 | – | 5,410 | +100.0% | 0.00% | – |
| BBGI | New | BEASLEY BROADCAST GRP INC -Acl a | $89,000 | – | 10,255 | +100.0% | 0.00% | – |
| CUDA | New | BARRACUDA NETWORKS INC | $817,000 | – | 20,573 | +100.0% | 0.00% | – |
| VEEV | New | VEEVA SYSTEMS INC-CLASS Acl a | $950,000 | – | 29,608 | +100.0% | 0.00% | – |
| GOLD | New | BARRICK GOLD CORPput | $33,000 | – | 1,850 | +100.0% | 0.00% | – |
| BAC | Buy | BANK OF AMERICA CORPput | $394,000 | +87.6% | 25,336 | +66.2% | 0.00% | – |
| BAC | Buy | BANK OF AMERICA CORPcall | $156,000 | +16.4% | 9,996 | +3.1% | 0.00% | – |
| VIP | New | VIMPELCOM LTD-SPON ADRspon | $1,035,000 | – | 79,955 | +100.0% | 0.00% | – |
| VNCE | New | VINCE HOLDING CORP | $1,246,000 | – | 40,641 | +100.0% | 0.00% | – |
| VMEM | New | VIOLIN MEMORY INC | $56,000 | – | 14,158 | +100.0% | 0.00% | – |
| BBT | New | BB&T CORPcall | $60,000 | – | 1,600 | +100.0% | 0.00% | – |
| VJET | New | VOXELJET AG-ADRads | $488,000 | – | 12,366 | +100.0% | 0.00% | – |
| ABTL | Buy | AUTOBYTEL INC | $680,000 | +325.0% | 44,996 | +100.9% | 0.00% | – |
| WAG | Buy | WALGREEN COput | $57,000 | +78.1% | 1,000 | +66.7% | 0.00% | – |
| New | WELLPOINT INCnote | $1,357,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| ARWR | New | ARROWHEAD RESEARCH CORP | $182,000 | – | 16,758 | +100.0% | 0.00% | – |
| WGP | New | WESTERN GAS EQUITY PARTNERS | $1,016,000 | – | 25,723 | +100.0% | 0.00% | – |
| PETX | Buy | ARATANA THERAPEUTICS INC | $589,000 | +31.5% | 30,834 | +12.8% | 0.00% | – |
| WMB | New | WILLIAMS COS INCput | $102,000 | – | 2,655 | +100.0% | 0.00% | – |
| ARMK | New | ARAMARK HOLDINGS CORP | $1,081,000 | – | 41,220 | +100.0% | 0.00% | – |
| AAPL | Buy | APPLE INCput | $1,122,000 | +1458.3% | 2,000 | +1233.3% | 0.00% | – |
| DHS | New | WISDOMTREE EQ INCOME FUNDeqty | $256,000 | – | 4,654 | +100.0% | 0.00% | – |
| DTH | New | WISDOMTREE DEFA EQ INCOME FUdefa | $206,000 | – | 4,338 | +100.0% | 0.00% | – |
| YHOO | Buy | YAHOO! INCcall | $342,000 | +129.5% | 8,450 | +87.8% | 0.00% | – |
| YHOO | Buy | YAHOO! INCput | $61,000 | +125.9% | 1,514 | +89.2% | 0.00% | – |
| YUME | New | YUME INC | $111,000 | – | 14,883 | +100.0% | 0.00% | – |
| ZLCS | New | ZALICUS INC | $38,000 | – | 33,809 | +100.0% | 0.00% | – |
| ZHNE | New | ZHONE TECHNOLOGIES INC | $232,000 | – | 43,567 | +100.0% | 0.00% | – |
| AIG | New | AMERICAN INTERNATIONAL GROUPput | $38,000 | – | 750 | +100.0% | 0.00% | – |
| AMZG | New | AMERICAN EAGLE ENERGY CORP | $22,000 | – | 10,923 | +100.0% | 0.00% | – |
| BCRHF | New | BLUE CAPITAL REINSURANCE HOL | $193,000 | – | 10,511 | +100.0% | 0.00% | – |
| CO | New | CHINA CORD BLOOD CORP | $126,000 | – | 31,544 | +100.0% | 0.00% | – |
| R114PS | Buy | CHIPMOS TECHNOLOGIES BERMUDA | $1,170,000 | +12.9% | 60,800 | +5.6% | 0.00% | – |
| AMOT | New | ALLIED MOTION TECHNOLOGIES | $132,000 | – | 10,596 | +100.0% | 0.00% | – |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit | $362,000 | – | 16,960 | +100.0% | 0.00% | – |
| LXFT | Buy | LUXOFT HOLDING INCord | $507,000 | +78.5% | 13,337 | +24.6% | 0.00% | – |
| AGI | Buy | ALAMOS GOLD INC | $331,000 | -18.9% | 27,290 | +4.3% | 0.00% | – |
| AOSL | Buy | ALPHA & OMEGA SEMICONDUCTOR | $641,000 | -6.1% | 83,085 | +2.3% | 0.00% | – |
| OXFD | New | OXFORD IMMUNOTEC GLOBAL PLCord | $389,000 | – | 20,118 | +100.0% | 0.00% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $425,000 | – | 23,650 | +100.0% | 0.00% | – |
| ADEP | New | ADEPT TECHNOLOGY INC | $199,000 | – | 11,780 | +100.0% | 0.00% | – |
| VTGDF | Buy | VANTAGE DRILLING COord | $1,735,000 | +9.1% | 943,056 | +2.5% | 0.00% | – |
| XLRN | New | ACCELERON PHARMA INC | $886,000 | – | 22,367 | +100.0% | 0.00% | – |
| CRNT | Buy | CERAGON NETWORKS LTDord | $180,000 | -16.7% | 60,600 | +18.4% | 0.00% | – |
| MLNX | Buy | MELLANOX TECHNOLOGIES LTD | $1,489,000 | +176.8% | 37,260 | +163.1% | 0.00% | – |
| WIX | New | WIX.COM LTD | $844,000 | – | 31,445 | +100.0% | 0.00% | – |
| T | Buy | AT&T INCput | $555,000 | +44.5% | 15,796 | +39.3% | 0.00% | – |
| T | Buy | AT&T INCcall | $194,000 | +43.7% | 5,526 | +38.2% | 0.00% | – |
| SPNS | Buy | SAPIENS INTERNATIONAL CORP | $397,000 | +53.9% | 51,487 | +20.7% | 0.00% | – |
| AHC | Buy | AH BELO CORP-A | $1,148,000 | +9.8% | 153,638 | +15.3% | 0.00% | – |
| ULTRF | Buy | ULTRAPETROL (BAHAMAS) LTD | $239,000 | +4.8% | 63,747 | +4.5% | 0.00% | – |
| PLPM | Buy | PLANET PAYMENT INC | $463,000 | +52.3% | 166,644 | +39.2% | 0.00% | – |
| ANWWQ | New | AEGEAN MARINE PETROLEUM NETW | $651,000 | – | 57,962 | +100.0% | 0.00% | – |
| ASC | New | ARDMORE SHIPPING CORP | $183,000 | – | 11,781 | +100.0% | 0.00% | – |
| BALT | Buy | BALTIC TRADING LTD | $322,000 | +37.0% | 50,027 | +4.2% | 0.00% | – |
| CPLP | New | CAPITAL PRODUCT PARTNERS LP | $1,051,000 | – | 100,403 | +100.0% | 0.00% | – |
| AGZ | New | ISHARES AGENCY BOND ETFagen | $275,000 | – | 2,484 | +100.0% | 0.00% | – |
| ISHG | New | ISHARES -3 YEAR INTERNATIONA3yrt | $455,000 | – | 4,830 | +100.0% | 0.00% | – |
| MMI | New | MARCUS & MILLICHAP INC | $221,000 | – | 14,886 | +100.0% | 0.00% | – |
| BBH | New | MARKET VECTORS BIOTECH ETFbiot | $212,000 | – | 2,400 | +100.0% | 0.00% | – |
| DOOR | New | MASONITE INTERNATIONAL CORP | $1,164,000 | – | 19,404 | +100.0% | 0.00% | – |
| DVYE | New | ISHARES EMERGING MARKETS DIVem m | $1,075,000 | – | 22,045 | +100.0% | 0.00% | – |
| MCD | New | MCDONALD'S CORPput | $49,000 | – | 500 | +100.0% | 0.00% | – |
| MLCO | New | MELCO CROWN ENTERTAINME-ADRadr | $605,000 | – | 15,424 | +100.0% | 0.00% | – |
| MEMPQ | New | MEMORIAL PRODUCTION PARTNERS | $1,216,000 | – | 55,441 | +100.0% | 0.00% | – |
| IBM | New | INTL BUSINESS MACHINES CORPcall | $8,000 | – | 40 | +100.0% | 0.00% | – |
| MET | Buy | METLIFE INCput | $534,000 | +54.3% | 9,902 | +34.3% | 0.00% | – |
| MSFT | Buy | MICROSOFT CORPput | $1,066,000 | +243.9% | 28,495 | +205.3% | 0.00% | – |
| INTC | Buy | INTEL CORPput | $483,000 | +430.8% | 18,600 | +368.6% | 0.00% | – |
| INTC | Buy | INTEL CORPcall | $114,000 | +65.2% | 4,399 | +46.5% | 0.00% | – |
| MU | Buy | MICRON TECHNOLOGY INCput | $358,000 | +45.5% | 16,467 | +17.1% | 0.00% | – |
| IM | New | INGRAM MICRO INC-CL Acall | $4,000 | – | 150 | +100.0% | 0.00% | – |
| III | New | INFORMATION SERVICES GROUP | $127,000 | – | 29,959 | +100.0% | 0.00% | – |
| IBCP | New | INDEPENDENT BANK CORP - MICH | $319,000 | – | 26,547 | +100.0% | 0.00% | – |
| MS | Buy | MORGAN STANLEYput | $262,000 | +38.6% | 8,358 | +19.4% | 0.00% | – |
| IDRA | New | IDERA PHARMACEUTICALS INC | $467,000 | – | 100,830 | +100.0% | 0.00% | – |
| NNVC | New | NANOVIRICIDES INC | $210,000 | – | 43,795 | +100.0% | 0.00% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $1,217,000 | – | 71,722 | +100.0% | 0.00% | – |
| HD | New | HOME DEPOT INCput | $119,000 | – | 1,450 | +100.0% | 0.00% | – |
| A104PS | New | HILTON WORLDWIDE HOLDINGS IN | $242,000 | – | 10,860 | +100.0% | 0.00% | – |
| NTES | New | NETEASE INC-ADRspon | $599,000 | – | 7,614 | +100.0% | 0.00% | – |
| CUR | Buy | NEURALSTEM INC | $153,000 | +29.7% | 52,454 | +21.6% | 0.00% | – |
| HPQ | Buy | HEWLETT-PACKARD COput | $32,000 | – | 1,128 | +18700.0% | 0.00% | – |
| HPQ | Buy | HEWLETT-PACKARD COcall | $9,000 | +350.0% | 304 | +322.2% | 0.00% | – |
| NMBL | New | NIMBLE STORAGE INC | $398,000 | – | 8,775 | +100.0% | 0.00% | – |
| NCFT | New | NORCRAFT COS INC | $378,000 | – | 19,241 | +100.0% | 0.00% | – |
| NDZ | Buy | NORDION INC | $1,259,000 | +142.1% | 148,300 | +145.9% | 0.00% | – |
| HART | New | HARVARD APPARATUS REGENERATI | $179,000 | – | 37,589 | +100.0% | 0.00% | – |
| NWBO | New | NORTHWEST BIOTHERAPEUTICS | $118,000 | – | 31,416 | +100.0% | 0.00% | – |
| NESCQ | New | NUVERRA ENVIRONMENTAL SOLUTI | $1,651,000 | – | 98,334 | +100.0% | 0.00% | – |
| OZM | New | OCH-ZIFF CAPITAL MANAGEMEN-Acl a | $364,000 | – | 24,569 | +100.0% | 0.00% | – |
| GRPU | Buy | GRANITE REAL ESTATE INVESTMEunit | $1,364,000 | +97.7% | 37,382 | +93.1% | 0.00% | – |
| GRAM | New | GRANA Y MONTERO SA -SPON ADRspon | $657,000 | – | 30,933 | +100.0% | 0.00% | – |
| OMED | New | ONCOMED PHARMACEUTICALS INC | $567,000 | – | 19,229 | +100.0% | 0.00% | – |
| OPHT | New | OPHTHOTECH CORP | $1,007,000 | – | 31,140 | +100.0% | 0.00% | – |
| GS | New | GOLDMAN SACHS GROUP INCput | $188,000 | – | 1,063 | +100.0% | 0.00% | – |
| ORCL | New | ORACLE CORPput | $23,000 | – | 600 | +100.0% | 0.00% | – |
| OESX | New | ORION ENERGY SYSTEMS INC | $508,000 | – | 74,685 | +100.0% | 0.00% | – |
| BRSS | Buy | GLOBAL BRASS & COPPER HOLDIN | $1,028,000 | +9.1% | 62,088 | +15.7% | 0.00% | – |
| SOCL | New | GLOBAL X SOCIAL MEDIA INDEXsoci | $284,000 | – | 13,400 | +100.0% | 0.00% | – |
| LAND | New | GLADSTONE LAND CORP | $312,000 | – | 19,273 | +100.0% | 0.00% | – |
| GNW | New | GENWORTH FINANCIAL INC-CL Aput | $39,000 | – | 2,500 | +100.0% | 0.00% | – |
| PAAS | New | PAN AMERICAN SILVER CORP | $175,000 | – | 15,009 | +100.0% | 0.00% | – |
| GE | Buy | GENERAL ELECTRIC COput | $540,000 | +277.6% | 19,250 | +220.8% | 0.00% | – |
| GE | Buy | GENERAL ELECTRIC COcall | $111,000 | +50.0% | 3,953 | +27.5% | 0.00% | – |
| EGAS | New | GAS NATURAL INC | $597,000 | – | 74,259 | +100.0% | 0.00% | – |
| GALT | New | GALECTIN THERAPEUTICS INC | $171,000 | – | 21,117 | +100.0% | 0.00% | – |
| PEP | New | PEPSICO INCcall | $2,000 | – | 30 | +100.0% | 0.00% | – |
| PFE | Buy | PFIZER INCcall | $11,000 | – | 374 | +12366.7% | 0.00% | – |
| PFE | Buy | PFIZER INCput | $143,000 | +741.2% | 4,680 | +680.0% | 0.00% | – |
| PSXP | New | PHILLIPS 66 PARTNERS LP | $1,092,000 | – | 28,800 | +100.0% | 0.00% | – |
| DOC | Buy | PHYSICIANS REALTY TRUST | $1,182,000 | +77.5% | 92,784 | +68.9% | 0.00% | – |
| FCX | Buy | FREEPORT-MCMORAN INCput | $117,000 | +192.5% | 3,100 | +153.3% | 0.00% | – |
| STPZ | New | PIMCO 1-5 YEAR US TIPS INDEX1-5 | $236,000 | – | 4,456 | +100.0% | 0.00% | – |
| MUNI | New | PIMCO INTERMEDIATE MUNICIPALinte | $621,000 | – | 12,001 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC | $1,211,000 | – | 50,873 | +100.0% | 0.00% | – |
| F | New | FORD MOTOR COput | $98,000 | – | 6,381 | +100.0% | 0.00% | – |
| FPRX | New | FIVE PRIME THERAPEUTICS INC | $191,000 | – | 11,389 | +100.0% | 0.00% | – |
| FSRV | Buy | FIRSTSERVICE CORPsub | $1,510,000 | +39.6% | 35,070 | +25.5% | 0.00% | – |
| PBPB | New | POTBELLY CORP | $722,000 | – | 29,749 | +100.0% | 0.00% | – |
| POT | New | POTASH CORP OF SASKATCHEWANcall | $10,000 | – | 300 | +100.0% | 0.00% | – |
| FNBCQ | Buy | FIRST NBC BANK HOLDING CO | $805,000 | +41.7% | 24,922 | +6.8% | 0.00% | – |
| PSIX | Buy | POWER SOLUTIONS INTERNATIONA | $1,747,000 | +137.4% | 23,261 | +86.9% | 0.00% | – |
| FMD | New | FIRST MARBLEHEAD CORP/THE | $344,000 | – | 46,573 | +100.0% | 0.00% | – |
| PDS | Buy | PRECISION DRILLING CORP | $579,000 | +25.9% | 61,848 | +33.6% | 0.00% | – |
| APTS | New | PREFERRED APARTMENT COMMUN-A | $342,000 | – | 42,522 | +100.0% | 0.00% | – |
| PG | Buy | PROCTER & GAMBLE CO/THEcall | $175,000 | +16.7% | 2,139 | +8.1% | 0.00% | – |
| PHM | New | PULTEGROUP INCput | $129,000 | – | 6,350 | +100.0% | 0.00% | – |
| QADA | Buy | QAD INC-Acl a | $731,000 | +41.7% | 41,391 | +9.6% | 0.00% | – |
| STAY | New | EXTENDED STAY AMERICA INCunit | $900,000 | – | 34,276 | +100.0% | 0.00% | – |
| QEPM | New | QEP MIDSTREAM PARTNERS LP | $806,000 | – | 34,700 | +100.0% | 0.00% | – |
| QTS | New | QTS REALTY TRUST INC-CL A | $1,199,000 | – | 48,422 | +100.0% | 0.00% | – |
| QCOM | New | QUALCOMM INCput | $82,000 | – | 1,100 | +100.0% | 0.00% | – |
| QTWWQ | New | QUANTUM FUEL SYSTEMS TECHNOL | $172,000 | – | 22,059 | +100.0% | 0.00% | – |
| QUMU | New | QUMU CORP | $396,000 | – | 30,928 | +100.0% | 0.00% | – |
| RCAPQ | New | RCS CAPITAL CORP-CLASS A | $193,000 | – | 10,539 | +100.0% | 0.00% | – |
| ESMC | New | ESCALON MEDICAL CORP | $32,000 | – | 16,000 | +100.0% | 0.00% | – |
| ESCA | New | ESCALADE INC | $575,000 | – | 48,918 | +100.0% | 0.00% | – |
| RDN | New | RADIAN GROUP INCput | $31,000 | – | 2,221 | +100.0% | 0.00% | – |
| RMAX | New | RE/MAX HOLDINGS INC-CL Acl a | $1,408,000 | – | 43,886 | +100.0% | 0.00% | – |
| EIGI | New | ENDURANCE INTERNATIONAL GROU | $1,118,000 | – | 78,810 | +100.0% | 0.00% | – |
| RLYP | New | RELYPSA INC | $1,214,000 | – | 48,558 | +100.0% | 0.00% | – |
| New | RESOURCE CAPITAL CORPnote | $1,003,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| RNG | New | RINGCENTRAL INC-CLASS Acl a | $1,112,000 | – | 60,526 | +100.0% | 0.00% | – |
| REI | New | RING ENERGY INC | $257,000 | – | 21,103 | +100.0% | 0.00% | – |
| RCKY | Buy | ROCKY BRANDS INC | $647,000 | +6.8% | 44,387 | +27.6% | 0.00% | – |
| ETAK | New | ELEPHANT TALK COMMUNICATIONS | $124,000 | – | 100,754 | +100.0% | 0.00% | – |
| RRMS | New | ROSE ROCK MIDSTREAM LP | $893,000 | – | 23,065 | +100.0% | 0.00% | – |
| RYAAY | New | RYANAIR HOLDINGS PLC-SP ADRspon | $1,120,000 | – | 23,844 | +100.0% | 0.00% | – |
| SFXEQ | New | SFX ENTERTAINMENT INC | $820,000 | – | 68,316 | +100.0% | 0.00% | – |
| EMC | New | EMC CORP/MAput | $126,000 | – | 5,000 | +100.0% | 0.00% | – |
| RWX | New | SPDR DJ INTERNATIONAL REAL Edj i | $268,000 | – | 6,504 | +100.0% | 0.00% | – |
| SPIB | New | SPDR BARCLAYS INTERMEDIATEintr | $278,000 | – | 8,275 | +100.0% | 0.00% | – |
| DD | New | DU PONT (E.I.) DE NEMOURSput | $156,000 | – | 2,396 | +100.0% | 0.00% | – |
| DOW | New | DOW CHEMICAL CO/THEput | $104,000 | – | 2,350 | +100.0% | 0.00% | – |
| DDC | New | DOMINION DIAMOND CORP | $235,000 | – | 16,377 | +100.0% | 0.00% | – |
| DSS | Buy | DOCUMENT SECURITY SYSTEMS | $124,000 | +169.6% | 59,752 | +48.0% | 0.00% | – |
| SCHA | New | SCHWAB US SMALL-CAP ETFus s | $281,000 | – | 5,361 | +100.0% | 0.00% | – |
| SBCF | New | SEACOAST BANKING CORP/FL | $976,000 | – | 79,998 | +100.0% | 0.00% | – |
| DVN | New | DEVON ENERGY CORPcall | $31,000 | – | 500 | +100.0% | 0.00% | – |
| XLE | New | ENERGY SELECT SECTOR SPDRput | $177,000 | – | 2,000 | +100.0% | 0.00% | – |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDRput | $376,000 | +300.0% | 17,215 | +266.3% | 0.00% | – |
| DSCI | Buy | DERMA SCIENCES INC | $1,259,000 | +18.8% | 116,298 | +35.9% | 0.00% | – |
| DE | New | DEERE & COcall | $59,000 | – | 650 | +100.0% | 0.00% | – |
| DRAM | New | DATARAM CORP | $28,000 | – | 10,665 | +100.0% | 0.00% | – |
| ASHR | New | DB HARVEST CSI 300 CHINA Adbxt | $390,000 | – | 15,800 | +100.0% | 0.00% | – |
| JNJ | Buy | JOHNSON & JOHNSONcall | $102,000 | +17.2% | 1,113 | +10.9% | 0.00% | – |
| LLY | New | ELI LILLY & COput | $77,000 | – | 1,500 | +100.0% | 0.00% | – |
| JPM | Buy | JPMORGAN CHASE & COput | $1,379,000 | +153.0% | 23,584 | +123.6% | 0.00% | – |
| JPM | Buy | JPMORGAN CHASE & COcall | $639,000 | +19.7% | 10,935 | +5.8% | 0.00% | – |
| JGW | New | JGWPT HOLDINGS INC-Acl a | $545,000 | – | 31,356 | +100.0% | 0.00% | – |
| USMV | New | ISHARES MSCI USA MINIMUM VOLusa | $211,000 | – | 5,950 | +100.0% | 0.00% | – |
| MMT | New | MFS MULTIMARKET INC TRUSTsh b | $130,000 | – | 19,707 | +100.0% | 0.00% | – |
| IGLB | New | ISHARES 10+ YEAR CREDIT BOND10+ | $438,000 | – | 7,974 | +100.0% | 0.00% | – |
| MPLX | New | MPLX LP | $1,454,000 | – | 32,629 | +100.0% | 0.00% | – |
| IFGL | New | ISHARES INTERNATIONAL DEVELOintl | $256,000 | – | 8,301 | +100.0% | 0.00% | – |
| WPS | New | ISHARES INTERNATIONAL DEVELOintl | $250,000 | – | 6,681 | +100.0% | 0.00% | – |
| CMF | New | ISHARES CALIFORNIA AMT-FREEcali | $427,000 | – | 3,925 | +100.0% | 0.00% | – |
| MGNX | New | MACROGENICS INC | $545,000 | – | 19,879 | +100.0% | 0.00% | – |
| TNK | Buy | TEEKAY TANKERS LTD-CLASS Acl a | $883,000 | +54.4% | 224,590 | +2.9% | 0.00% | – |
| LGIH | New | LGI HOMES INC | $549,000 | – | 30,837 | +100.0% | 0.00% | – |
| LMAT | Buy | LEMAITRE VASCULAR INC | $302,000 | +58.9% | 37,742 | +33.8% | 0.00% | – |
| KPTI | New | KARYOPHARM THERAPEUTICS INC | $617,000 | – | 26,941 | +100.0% | 0.00% | – |
| LBMH | New | LIBERATOR MEDICAL HOLDINGS I | $157,000 | – | 37,761 | +100.0% | 0.00% | – |
| KKR | New | KKR & CO LP | $724,000 | – | 29,763 | +100.0% | 0.00% | – |
| JNJ | Buy | JOHNSON & JOHNSONput | $106,000 | +10500.0% | 1,166 | +12855.6% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- The Boston Company Asset Management, LLC #3
- BNY Mellon Trust of Delaware #4
- Mellon Capital Management Corporation #15
- The Dreyfus Corporation #22
- Newton Capital Management Limited #38
- Newton Investment Management Limited #40
- Standish Mellon Asset Management Company LLC #45
- The Bank of New York Mellon Trust Company, NA #47
- The Bank of New York Mellon #48
- BNY Mellon, NA #49
- Walter Scott & Partners Limited #51
- CenterSquare Investment Management, Inc. #57
- Lockwood Advisors, Inc. #59
- BNY Mellon Service Kapitalanlage-Gesellschaft mbH #64
- American Beacon Advisors, Inc. #66
- Cupps Capital Management, LLC #68
- EAM Investors, LLC #69
- Fayez Sarofim & Co. #70
- Geneva Capital Management, LTD #71
- Hamon Asian Advisors Limited #72
- Iridian Asset Management, LLC #73
- Kayne Anderson Rudnick Investment Management, LLC #74
- Lombardia Capital Partners, LLC #76
- Neuberger Berman Management, LLC #77
- Nicholas Investment Partners, L.P. #78
- Riverbridge Partners, LLC #79
- Robeco Investment Management, Inc. #80
- Thompson, Siegel & Walmsley, LLC #81
- Vulcan Value Partners, LLC #82
- Walthausen & Co., LLC #83
- Meriten Investment Management GmbH #84
- Pershing LLC #65
- Granite Investment Partners, LLC #86
- Rice Hall James & Associates, LLC #87
- The Bank of New York Mellon #48
- BNY Mellon, NA #49
- Pershing LLC #65
- BNY Mellon Capital Markets, LLC #92
- BNY Mellon Trust of Delaware #4
- Mellon Capital Management Corporation #15
- The Dreyfus Corporation #22
- The Bank of New York Mellon #48
- BNY Mellon, NA #49
- Lockwood Advisors, Inc. #59
- BNY Mellon Service Kapitalanlage-Gesellschaft mbH #64
- Pershing LLC #65
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFTCORP | 51 | Q3 2023 | 23.3% |
| CISCOSYSTEMSINC | 51 | Q3 2023 | 8.4% |
| FORDMOTORCO | 51 | Q3 2023 | 5.7% |
| ISHARES MSCI EMERGING MKT IN | 50 | Q3 2023 | 18.3% |
| JPMORGANCHASE&CO | 50 | Q3 2023 | 9.1% |
| PFIZERINC | 50 | Q3 2023 | 11.3% |
| CITIGROUPINC | 50 | Q3 2023 | 5.3% |
| METLIFEINC | 50 | Q3 2023 | 2.9% |
| BPPLC-SPONSADR | 50 | Q3 2023 | 1.8% |
| INTELCORP | 49 | Q3 2023 | 9.2% |
View Bank of New York Mellon Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| DBX ETF TRUST | September 11, 2023 | 708,486 | 15.6% |
| Legg Mason ETF Investment Trust | September 11, 2023 | 106,622 | 15.2% |
| SPDR INDEX SHARES FUNDS | September 11, 2023 | 1,415,117 | 4.8% |
| Fidelity Merrimack Street Trust | April 10, 2023 | ? | ? |
| FLUOR CORP | April 10, 2023 | 6,968,165 | 4.9% |
| VANGUARD SCOTTSDALE FUNDS | April 10, 2023 | 181,892 | 1.0% |
| iSHARES TRUST | March 09, 2023 | 97,321 | 3.2% |
| Nushares ETF Trust | March 09, 2023 | 224,771 | 4.4% |
| Ollie's Bargain Outlet Holdings, Inc. | February 10, 2023 | 3,105,122 | 5.0% |
| iShares, Inc. | January 27, 2023 | 1,373,730 | 10.7% |
View Bank of New York Mellon Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-06-10 |
| SC 13G/A | 2024-06-10 |
| SC 13G/A | 2024-06-10 |
| SC 13G/A | 2024-06-10 |
| SC 13G/A | 2024-06-10 |
| SC 13G/A | 2024-06-10 |
| 3 | 2024-06-07 |
| SC 13G/A | 2024-05-10 |
| SC 13G/A | 2024-05-10 |
| SC 13G | 2024-05-10 |
View Bank of New York Mellon Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.