$1.53 Billion is the total value of PRELUDE CAPITAL MANAGEMENT, LLC's 1106 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SGOV | ISHARES TR0-3 mnth treasry | $2,516,750 | +0.0% | 25,000 | 0.0% | 0.16% | 0.0% | |
| SCREAMING EAGLE ACQUISITN CO | $2,418,624 | +1.4% | 231,226 | 0.0% | 0.16% | +1.9% | ||
| ROTH CH ACQUISITION V CO | $2,314,400 | +1.7% | 220,000 | 0.0% | 0.15% | +2.0% | ||
| MLCO | MELCO RESORTS AND ENTMNT LTDadr | $2,132,413 | -19.0% | 215,613 | 0.0% | 0.14% | -18.7% | |
| GORES HOLDINGS IX INC | $2,041,843 | +1.4% | 196,520 | 0.0% | 0.13% | +1.5% | ||
| EIDO | ISHARES TRmsci indonia etf | $1,870,680 | -3.4% | 84,000 | 0.0% | 0.12% | -3.2% | |
| JPST | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $1,706,572 | +0.1% | 34,009 | 0.0% | 0.11% | 0.0% | |
| OAKTREE SPECIALTY LENDING CO | $1,699,677 | +3.6% | 84,477 | 0.0% | 0.11% | +3.7% | ||
| PROSHARES TRbitcoin strate | $1,381,000 | -18.7% | 100,000 | 0.0% | 0.09% | -18.9% | ||
| GPAC | GLOBAL PARTNER ACQISTN CORP | $1,269,251 | +2.1% | 117,306 | 0.0% | 0.08% | +2.5% | |
| RDY | DR REDDYS LABS LTDadr | $1,003,050 | +6.0% | 15,000 | 0.0% | 0.06% | +4.8% | |
| GPRE | GREEN PLAINS INCput | $957,180 | -6.6% | 31,800 | 0.0% | 0.06% | -7.5% | |
| WISDOMTREE TRfloatng rat trea | $905,760 | 0.0% | 18,000 | 0.0% | 0.06% | 0.0% | ||
| PDS | PRECISION DRILLING CORPcall | $837,292 | +40.6% | 9,200 | 0.0% | 0.06% | +41.0% | |
| O | REALTY INCOME CORPput | $809,028 | -16.5% | 16,200 | 0.0% | 0.05% | -15.9% | |
| MELI | MERCADOLIBRE INCcall | $760,728 | +7.0% | 600 | 0.0% | 0.05% | +8.7% | |
| DBB | INVESCO DB MULTI-SECTOR COMMbase metals fd | $766,400 | +6.7% | 40,000 | 0.0% | 0.05% | +6.4% | |
| KAMAN CORPnote 3.250% 5/0 | $670,306 | +0.8% | 687,000 | 0.0% | 0.04% | +2.3% | ||
| XLF | SELECT SECTOR SPDR TRcall | $663,400 | -1.6% | 20,000 | 0.0% | 0.04% | -2.3% | |
| NXE | NEXGEN ENERGY LTD | $611,925 | +26.8% | 102,500 | 0.0% | 0.04% | +29.0% | |
| ARCC | ARES CAPITAL CORPput | $537,372 | +3.6% | 27,600 | 0.0% | 0.04% | +2.9% | |
| BAUSCH PLUS LOMB CORP | $451,243 | -15.5% | 26,622 | 0.0% | 0.03% | -17.1% | ||
| PERION NETWORK LTDcall | $441,072 | -0.1% | 14,400 | 0.0% | 0.03% | 0.0% | ||
| HEALTH CATALYST INCnote 2.500% 4/1 | $413,617 | -0.5% | 430,000 | 0.0% | 0.03% | 0.0% | ||
| DE | DEERE & COcall | $377,380 | -6.9% | 1,000 | 0.0% | 0.02% | -3.8% | |
| DE | DEERE & COput | $377,380 | -6.9% | 1,000 | 0.0% | 0.02% | -3.8% | |
| HAL | HALLIBURTON COcall | $376,650 | +22.8% | 9,300 | 0.0% | 0.02% | +25.0% | |
| HEPS | D MARKET ELECTR SVCS & TRADIsponsored ads | $373,488 | -20.8% | 280,818 | 0.0% | 0.02% | -22.6% | |
| BTG | B2GOLD CORP | $332,350 | -19.0% | 115,000 | 0.0% | 0.02% | -18.5% | |
| PNC | PNC FINL SVCS GROUP INCput | $306,925 | -2.5% | 2,500 | 0.0% | 0.02% | 0.0% | |
| UPS | UNITED PARCEL SERVICE INCput | $280,566 | -13.0% | 1,800 | 0.0% | 0.02% | -14.3% | |
| STWD | STARWOOD PPTY TR INCput | $282,510 | -0.3% | 14,600 | 0.0% | 0.02% | 0.0% | |
| GOOGL | ALPHABET INCput | $261,720 | +9.3% | 2,000 | 0.0% | 0.02% | +6.2% | |
| GOOGL | ALPHABET INCcall | $261,720 | +9.3% | 2,000 | 0.0% | 0.02% | +6.2% | |
| AMZN | AMAZON COM INCcall | $241,528 | -2.5% | 1,900 | 0.0% | 0.02% | 0.0% | |
| SII | SPROTT INC | $251,103 | -6.0% | 8,241 | 0.0% | 0.02% | -5.9% | |
| V | VISA INCput | $230,010 | -3.1% | 1,000 | 0.0% | 0.02% | 0.0% | |
| V | VISA INCcall | $230,010 | -3.1% | 1,000 | 0.0% | 0.02% | 0.0% | |
| LYB | LYONDELLBASELL INDUSTRIES Nput | $236,750 | +3.1% | 2,500 | 0.0% | 0.02% | 0.0% | |
| HERBALIFE LTDnote 2.625% 3/1 | $228,969 | +0.8% | 234,000 | 0.0% | 0.02% | 0.0% | ||
| LYB | LYONDELLBASELL INDUSTRIES Ncall | $236,750 | +3.1% | 2,500 | 0.0% | 0.02% | 0.0% | |
| ARI | APOLLO COML REAL EST FIN INCput | $212,730 | -10.5% | 21,000 | 0.0% | 0.01% | -6.7% | |
| LOW | LOWES COS INCcall | $207,840 | -7.9% | 1,000 | 0.0% | 0.01% | -6.7% | |
| LOW | LOWES COS INCput | $207,840 | -7.9% | 1,000 | 0.0% | 0.01% | -6.7% | |
| IEF | ISHARES TRput | $219,816 | -5.2% | 2,400 | 0.0% | 0.01% | -6.7% | |
| CX | CEMEX SAB DE CVspon adr new | $195,000 | -8.2% | 30,000 | 0.0% | 0.01% | -7.1% | |
| SAGE | SAGE THERAPEUTICS INCcall | $205,800 | -56.2% | 10,000 | 0.0% | 0.01% | -58.1% | |
| GANX | GAIN THERAPEUTICS INC | $190,568 | -26.8% | 58,100 | 0.0% | 0.01% | -29.4% | |
| ORCC | BLUE OWL CAPITAL CORPORATIONput | $171,740 | +3.2% | 12,400 | 0.0% | 0.01% | 0.0% | |
| PHYS | SPROTT PHYSICAL GOLD TRunit | $164,995 | -4.0% | 11,522 | 0.0% | 0.01% | 0.0% | |
| PAAS | PAN AMERN SILVER CORPcall | $167,968 | -0.7% | 11,600 | 0.0% | 0.01% | 0.0% | |
| RPHM | RENEO PHARMACEUTICALS INC | $112,702 | +16.1% | 14,800 | 0.0% | 0.01% | +16.7% | |
| SOS LIMITEDcall | $78,402 | +5.5% | 17,900 | 0.0% | 0.01% | 0.0% | ||
| HNST | HONEST CO INC | $63,000 | -25.0% | 50,000 | 0.0% | 0.00% | -20.0% | |
| ALLK | ALLAKOS INC | $56,750 | -47.9% | 25,000 | 0.0% | 0.00% | -42.9% | |
| ERASCA INC | $28,171 | -28.6% | 14,300 | 0.0% | 0.00% | -33.3% | ||
| SURROZEN INC | $30,233 | -10.9% | 61,699 | 0.0% | 0.00% | 0.0% | ||
| REDWOODS ACQUISITION CORPright 03/15/2027 | $8,400 | -22.2% | 60,000 | 0.0% | 0.00% | 0.0% | ||
| NEUBASE THERAPEUTICS INC | $13,525 | -53.5% | 15,550 | 0.0% | 0.00% | -50.0% | ||
| YOTTA ACQUISITION CORPORATIOright 03/15/2027 | $11,860 | -35.9% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| GORES HOLDINGS IX INC*w exp 01/14/202 | $13,088 | +17.6% | 65,440 | 0.0% | 0.00% | 0.0% | ||
| ALGOMA STL GROUP INC*w exp 10/19/202 | $15,024 | +0.8% | 12,313 | 0.0% | 0.00% | 0.0% | ||
| VIVANI MEDICAL INC | $11,216 | -15.7% | 10,996 | 0.0% | 0.00% | 0.0% | ||
| SNDL INCcall | $19,760 | +38.7% | 10,400 | 0.0% | 0.00% | 0.0% | ||
| PYXIS ONCOLOGY INC | $20,600 | -22.3% | 10,352 | 0.0% | 0.00% | -50.0% | ||
| METAL SKY STAR ACQUISITION Cright 03/30/2024 | $8,094 | -20.6% | 60,000 | 0.0% | 0.00% | 0.0% | ||
| YOTTA ACQUISITION CORPORATIO*w exp 03/15/202 | $2,000 | -65.3% | 100,000 | 0.0% | 0.00% | – | ||
| KRNLW | KERNEL GROUP HOLDINGS INC*w exp 02/02/202 | $1,545 | -49.0% | 25,964 | 0.0% | 0.00% | – | |
| LIV CAPITAL ACQUISITN CORP I*w exp 02/07/202 | $1,122 | +24.7% | 30,000 | 0.0% | 0.00% | – | ||
| METAL SKY STAR ACQUISITION C*w exp 03/31/202 | $1,170 | +62.5% | 60,000 | 0.0% | 0.00% | – | ||
| TWLVW | TWELVE SEAS INVESTMENT CO II*w exp 03/02/202 | $937 | -17.8% | 18,097 | 0.0% | 0.00% | – | |
| GPACW | GLOBAL PARTNER ACQISTN CORP*w exp 01/14/202 | $76 | -89.1% | 19,953 | 0.0% | 0.00% | – | |
| SHUAA PARTNERS ACQUISTN CORP*w exp 02/24/202 | $1,899 | +10.1% | 30,000 | 0.0% | 0.00% | – | ||
| SURROZEN INC*w exp 08/01/203 | $1,012 | -25.5% | 24,614 | 0.0% | 0.00% | – | ||
| FUTURETECH II ACQUISITION CO*w exp 08/18/202 | $2,744 | -23.7% | 40,000 | 0.0% | 0.00% | – | ||
| GLOBAL BLOCKCHAIN ACQUI CORP*w exp 05/09/202 | $3,010 | +171.2% | 100,000 | 0.0% | 0.00% | – | ||
| PUCKW | GOAL ACQUISITIONS CORP*w exp 02/11/202 | $2,078 | +15.4% | 75,000 | 0.0% | 0.00% | – | |
| SLACWS | SOCIAL LEVERAGE ACQUISN CORP*w exp 02/17/202 | $1,677 | -76.3% | 37,175 | 0.0% | 0.00% | – | |
| A SPAC II ACQUISITION CORP*w exp 10/15/202 | $1,555 | +106.0% | 50,000 | 0.0% | 0.00% | – | ||
| KPLTW | KATAPULT HOLDINGS INC*w exp 06/09/202 | $293 | -73.8% | 28,680 | 0.0% | 0.00% | – | |
| REDWOODS ACQUISITION CORP*w exp 03/15/202 | $4,332 | +38.8% | 60,000 | 0.0% | 0.00% | – | ||
| RF ACQUISITION CORP*w exp 05/01/202 | $1,503 | +52.9% | 57,808 | 0.0% | 0.00% | – | ||
| OPY ACQUISITION CORP I*w exp 09/22/202 | $831 | -81.5% | 30,000 | 0.0% | 0.00% | – | ||
| POLESTAR AUTOMOTIVE HLDG UKads c-1 | $6,285 | -44.8% | 16,540 | 0.0% | 0.00% | -100.0% | ||
| AURORA TECHNOLOGY ACQUISITIO*w exp 01/27/202 | $660 | +17.0% | 40,000 | 0.0% | 0.00% | – | ||
| AURORA TECHNOLOGY ACQUISITIOright 01/27/2027 | $6,400 | +33.3% | 40,000 | 0.0% | 0.00% | – | ||
| APGBWS | APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202 | $1,795 | -36.0% | 22,870 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 43 | Q3 2023 | 26.9% |
| META PLATFORMS INC | 40 | Q2 2023 | 1.3% |
| ACTIVISION BLIZZARD INC | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 39 | Q3 2023 | 0.9% |
| SALESFORCE INC | 39 | Q2 2023 | 0.3% |
| AMAZON.COM INC | 38 | Q2 2023 | 5.7% |
| SPDR S&P 500 ETF TR | 37 | Q3 2023 | 18.7% |
| ISHARES TR | 37 | Q3 2023 | 5.1% |
| MICRON TECHNOLOGY INC | 37 | Q2 2023 | 2.2% |
| DIAMONDBACK ENERGY INC | 37 | Q3 2023 | 0.5% |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MCG CAPITAL CORP | May 20, 2011 | 3,807,676 | 4.9% |
| Great Wolf Resorts, Inc.Sold out | January 27, 2009 | 0 | 0.0% |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR/A | 2023-06-01 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-24 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.