$1.72 Billion is the total value of PRELUDE CAPITAL MANAGEMENT, LLC's 1698 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 1.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CANADIAN SOLAR INCnote 4.250% 2/1 | $16,473,000 | +0.6% | 16,847,000 | 0.0% | 0.96% | -7.6% | ||
| ANTM | ANTHEM INCcall | $6,851,000 | +15.1% | 25,000 | 0.0% | 0.40% | +5.6% | |
| UPS | UNITED PARCEL SERVICE INCcall | $3,993,000 | +9.9% | 34,200 | 0.0% | 0.23% | +0.9% | |
| WBA | WALGREENS BOOTS ALLIANCE INCput | $2,595,000 | +21.4% | 35,600 | 0.0% | 0.15% | +11.9% | |
| CSIQ | CANADIAN SOLAR INC | $2,356,000 | +18.5% | 162,500 | 0.0% | 0.14% | +8.7% | |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $2,274,000 | -13.2% | 1,500,000 | 0.0% | 0.13% | -20.5% | ||
| AES | AES CORPcall | $2,100,000 | +4.4% | 150,000 | 0.0% | 0.12% | -3.9% | |
| SPIRIT RLTY CAP INCnote 3.750% 5/1 | $2,072,000 | +0.5% | 2,050,000 | 0.0% | 0.12% | -7.7% | ||
| AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $2,021,000 | -0.1% | 2,000,000 | 0.0% | 0.12% | -8.6% | ||
| EXPE | EXPEDIA GROUP INCcall | $1,996,000 | +8.5% | 15,300 | 0.0% | 0.12% | 0.0% | |
| SPG | SIMON PPTY GROUP INCput | $1,944,000 | +3.8% | 11,000 | 0.0% | 0.11% | -4.2% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $1,905,000 | +1.8% | 1,900,000 | 0.0% | 0.11% | -5.9% | ||
| CNI | CANADIAN NATL RY COput | $1,796,000 | +9.8% | 20,000 | 0.0% | 0.10% | +1.0% | |
| CNP | CENTERPOINT ENERGY INCput | $1,725,000 | -0.2% | 62,400 | 0.0% | 0.10% | -8.3% | |
| XON | INTREXON CORPcall | $1,722,000 | +23.5% | 100,000 | 0.0% | 0.10% | +13.6% | |
| PM | PHILIP MORRIS INTL INCcall | $1,712,000 | +0.9% | 21,000 | 0.0% | 0.10% | -7.5% | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $1,631,000 | -4.8% | 1,000,000 | 0.0% | 0.10% | -12.0% | ||
| EMB | ISHARES TRcall | $1,546,000 | +0.6% | 14,400 | 0.0% | 0.09% | -7.2% | |
| L100PS | ARCONIC INCput | $1,510,000 | +29.4% | 68,600 | 0.0% | 0.09% | +18.9% | |
| CMG | CHIPOTLE MEXICAN GRILL INCput | $1,454,000 | +5.4% | 3,200 | 0.0% | 0.08% | -3.4% | |
| SBUX | STARBUCKS CORPput | $1,432,000 | +16.3% | 25,200 | 0.0% | 0.08% | +6.4% | |
| COST | COSTCO WHSL CORPput | $1,433,000 | +12.4% | 6,100 | 0.0% | 0.08% | +2.5% | |
| SJM | SMUCKER J M COcall | $1,324,000 | -4.5% | 12,900 | 0.0% | 0.08% | -12.5% | |
| FLS | FLOWSERVE CORPput | $1,329,000 | +35.3% | 24,300 | 0.0% | 0.08% | +24.2% | |
| TAL | TAL ED GROUPput | $1,286,000 | -30.1% | 50,000 | 0.0% | 0.08% | -35.3% | |
| EVV | EATON VANCE LTD DUR INCOME F | $1,268,000 | +0.8% | 100,000 | 0.0% | 0.07% | -7.5% | |
| EFX | EQUIFAX INCput | $1,253,000 | +4.3% | 9,600 | 0.0% | 0.07% | -3.9% | |
| TAP | MOLSON COORS BREWING COcall | $1,236,000 | -9.6% | 20,100 | 0.0% | 0.07% | -17.2% | |
| HPE | HEWLETT PACKARD ENTERPRISE Cput | $1,222,000 | +11.7% | 74,900 | 0.0% | 0.07% | +2.9% | |
| TSN | TYSON FOODS INCput | $1,191,000 | -13.5% | 20,000 | 0.0% | 0.07% | -20.7% | |
| TSN | TYSON FOODS INCcall | $1,191,000 | -13.5% | 20,000 | 0.0% | 0.07% | -20.7% | |
| DLTR | DOLLAR TREE INCcall | $1,019,000 | -4.1% | 12,500 | 0.0% | 0.06% | -11.9% | |
| JCI | JOHNSON CTLS INTL PLCcall | $984,000 | +4.7% | 28,100 | 0.0% | 0.06% | -3.4% | |
| FLR | FLUOR CORPput | $988,000 | +19.2% | 17,000 | 0.0% | 0.06% | +9.6% | |
| ROVI CORPnote 0.500% 3/0 | $954,000 | +0.2% | 1,000,000 | 0.0% | 0.06% | -8.3% | ||
| GM | GENERAL MTRS COcall | $842,000 | -14.5% | 25,000 | 0.0% | 0.05% | -21.0% | |
| HBAN | HUNTINGTON BANCSHARES INCput | $852,000 | +1.1% | 57,100 | 0.0% | 0.05% | -7.5% | |
| JCI | JOHNSON CTLS INTL PLCput | $767,000 | +4.6% | 21,900 | 0.0% | 0.04% | -2.2% | |
| X | UNITED STATES STL CORPput | $735,000 | -12.2% | 24,100 | 0.0% | 0.04% | -18.9% | |
| SGMO | SANGAMO THERAPEUTICS INC | $725,000 | +19.4% | 42,759 | 0.0% | 0.04% | +10.5% | |
| FRC | FIRST REP BK SAN FRANCISCO Cput | $576,000 | -0.9% | 6,000 | 0.0% | 0.03% | -10.8% | |
| AVID TECHNOLOGY INCnote 2.000% 6/1 | $533,000 | -1.1% | 595,782 | 0.0% | 0.03% | -8.8% | ||
| LUMN | CENTURYLINK INCput | $530,000 | +13.7% | 25,000 | 0.0% | 0.03% | +6.9% | |
| LUMN | CENTURYLINK INCcall | $530,000 | +13.7% | 25,000 | 0.0% | 0.03% | +6.9% | |
| DLTR | DOLLAR TREE INCput | $481,000 | -4.2% | 5,900 | 0.0% | 0.03% | -12.5% | |
| ARQL | ARQULE INC | $458,000 | +2.5% | 80,890 | 0.0% | 0.03% | -3.6% | |
| LAZ | LAZARD LTDput | $448,000 | -1.5% | 9,300 | 0.0% | 0.03% | -10.3% | |
| COST | COSTCO WHSL CORPcall | $423,000 | +12.5% | 1,800 | 0.0% | 0.02% | +4.2% | |
| DRRX | DURECT CORP | $400,000 | -29.6% | 363,831 | 0.0% | 0.02% | -36.1% | |
| CMG | CHIPOTLE MEXICAN GRILL INCcall | $364,000 | +5.5% | 800 | 0.0% | 0.02% | -4.5% | |
| FLEX | FLEX LTDcall | $362,000 | -6.9% | 27,600 | 0.0% | 0.02% | -16.0% | |
| AZPN | ASPEN TECHNOLOGY INCput | $353,000 | +23.0% | 3,100 | 0.0% | 0.02% | +11.1% | |
| HPE | HEWLETT PACKARD ENTERPRISE Ccall | $305,000 | +11.7% | 18,700 | 0.0% | 0.02% | +5.9% | |
| RSG | REPUBLIC SVCS INCput | $291,000 | +6.6% | 4,000 | 0.0% | 0.02% | 0.0% | |
| VIPS | VIPSHOP HLDGS LTDcall | $287,000 | -42.5% | 46,000 | 0.0% | 0.02% | -46.9% | |
| ADBE | ADOBE SYS INCput | $270,000 | +10.7% | 1,000 | 0.0% | 0.02% | +6.7% | |
| SBBP | STRONGBRIDGE BIOPHARMA PLC | $204,000 | -19.0% | 42,079 | 0.0% | 0.01% | -25.0% | |
| NEOS | NEOS THERAPEUTICS INC | $189,000 | -22.2% | 38,908 | 0.0% | 0.01% | -26.7% | |
| FLEX | FLEX LTDput | $169,000 | -7.1% | 12,900 | 0.0% | 0.01% | -16.7% | |
| GSUM | GRIDSUM HLDG INCsponsored adr | $173,000 | -8.0% | 26,959 | 0.0% | 0.01% | -16.7% | |
| RWM | PROSHARES TRshrt russell2000 | $170,000 | -3.4% | 4,500 | 0.0% | 0.01% | -9.1% | |
| UFS | DOMTAR CORP | $162,000 | +8.7% | 3,112 | 0.0% | 0.01% | 0.0% | |
| HBAN | HUNTINGTON BANCSHARES INCcall | $149,000 | +0.7% | 10,000 | 0.0% | 0.01% | 0.0% | |
| SXC | SUNCOKE ENERGY INC | $150,000 | -13.3% | 12,900 | 0.0% | 0.01% | -18.2% | |
| LAZ | LAZARD LTDcall | $140,000 | -1.4% | 2,900 | 0.0% | 0.01% | -11.1% | |
| SANM | SANMINA CORPORATIONput | $141,000 | -5.4% | 5,100 | 0.0% | 0.01% | -11.1% | |
| BTG | B2GOLD CORP | $130,000 | -12.2% | 57,200 | 0.0% | 0.01% | -11.1% | |
| DIN | DINE BRANDS GLOBAL INCput | $146,000 | +8.1% | 1,800 | 0.0% | 0.01% | -11.1% | |
| FLS | FLOWSERVE CORPcall | $115,000 | +35.3% | 2,100 | 0.0% | 0.01% | +40.0% | |
| KIM | KIMCO RLTY CORPput | $127,000 | -1.6% | 7,600 | 0.0% | 0.01% | -12.5% | |
| SSO | PROSHARES TR | $102,000 | +14.6% | 800 | 0.0% | 0.01% | 0.0% | |
| CDW | CDW CORP | $103,000 | +9.6% | 1,160 | 0.0% | 0.01% | 0.0% | |
| HPQ | HP INCcall | $93,000 | +13.4% | 3,600 | 0.0% | 0.01% | 0.0% | |
| RCII | RENT A CTR INCput | $72,000 | -2.7% | 5,000 | 0.0% | 0.00% | -20.0% | |
| VC | VISTEON CORPcall | $65,000 | -27.8% | 700 | 0.0% | 0.00% | -33.3% | |
| CHSP | CHESAPEAKE LODGING TRsh ben int | $44,000 | 0.0% | 1,387 | 0.0% | 0.00% | 0.0% | |
| CIGI | COLLIERS INTL GROUP INC | $45,000 | +2.3% | 581 | 0.0% | 0.00% | 0.0% | |
| SANM | SANMINA CORPORATIONcall | $47,000 | -6.0% | 1,700 | 0.0% | 0.00% | 0.0% | |
| FSV | FIRSTSERVICE CORPsub vtg sh | $49,000 | +11.4% | 582 | 0.0% | 0.00% | 0.0% | |
| CURO | CURO GROUP HLDGS CORP | $53,000 | +20.5% | 1,757 | 0.0% | 0.00% | 0.0% | |
| EC | ECOPETROL S Asponsored ads | $58,000 | +31.8% | 2,153 | 0.0% | 0.00% | 0.0% | |
| CHRW | C H ROBINSON WORLDWIDE INCput | $59,000 | +18.0% | 600 | 0.0% | 0.00% | 0.0% | |
| CBLAQ | CBL & ASSOC PPTYS INC | $29,000 | -29.3% | 7,370 | 0.0% | 0.00% | -33.3% | |
| AMC | AMC ENTMT HLDGS INC | $39,000 | +30.0% | 1,900 | 0.0% | 0.00% | 0.0% | |
| HLG | HAILIANG ED GROUP INCsponsored adr | $39,000 | -15.2% | 557 | 0.0% | 0.00% | -33.3% | |
| MINI | MOBILE MINI INC | $9,000 | 0.0% | 194 | 0.0% | 0.00% | 0.0% | |
| TWOU | 2U INCput | $23,000 | -8.0% | 300 | 0.0% | 0.00% | -50.0% | |
| PBI | PITNEY BOWES INCput | $23,000 | -14.8% | 3,200 | 0.0% | 0.00% | -50.0% | |
| FLO | FLOWERS FOODS INCcall | $24,000 | -11.1% | 1,300 | 0.0% | 0.00% | -50.0% | |
| OSB | NORBORD INC | $18,000 | -18.2% | 534 | 0.0% | 0.00% | 0.0% | |
| CATC | CAMBRIDGE BANCORP | $3,000 | 0.0% | 38 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INCright 12/31/2019 | $0 | – | 33,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 43 | Q3 2023 | 26.9% |
| META PLATFORMS INC | 40 | Q2 2023 | 1.3% |
| ACTIVISION BLIZZARD INC | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 39 | Q3 2023 | 0.9% |
| SALESFORCE INC | 39 | Q2 2023 | 0.3% |
| AMAZON.COM INC | 38 | Q2 2023 | 5.7% |
| SPDR S&P 500 ETF TR | 37 | Q3 2023 | 18.7% |
| ISHARES TR | 37 | Q3 2023 | 5.1% |
| MICRON TECHNOLOGY INC | 37 | Q2 2023 | 2.2% |
| DIAMONDBACK ENERGY INC | 37 | Q3 2023 | 0.5% |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MCG CAPITAL CORP | May 20, 2011 | 3,807,676 | 4.9% |
| Great Wolf Resorts, Inc.Sold out | January 27, 2009 | 0 | 0.0% |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR/A | 2023-06-01 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-24 |
| 13F-HR | 2022-08-15 |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.