$828 Million is the total value of PRELUDE CAPITAL MANAGEMENT, LLC's 1517 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 2.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EXTN | EXTERRAN CORP | $3,078,000 | +52.5% | 128,774 | 0.0% | 0.37% | +75.5% | |
| VERISIGN INCsdcv 3.250% 8/1 | $2,231,000 | -2.9% | 1,000,000 | 0.0% | 0.27% | +12.0% | ||
| NKE | NIKE INCcall | $2,160,000 | -3.5% | 42,500 | 0.0% | 0.26% | +11.1% | |
| BLACKSTONE MTG TR INCnote 5.250%12/0 | $888,000 | +1.5% | 795,000 | 0.0% | 0.11% | +16.3% | ||
| SCNB | SUFFOLK BANCORP | $797,000 | +23.2% | 18,618 | 0.0% | 0.10% | +41.2% | |
| SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $670,000 | -0.3% | 750,000 | 0.0% | 0.08% | +15.7% | ||
| AMJ | JPMORGAN CHASE & COput | $474,000 | +0.2% | 15,000 | 0.0% | 0.06% | +14.0% | |
| SANM | SANMINA CORPORATION | $231,000 | +29.1% | 6,300 | 0.0% | 0.03% | +47.4% | |
| NRIM | NORTHRIM BANCORP INC | $142,000 | +22.4% | 4,500 | 0.0% | 0.02% | +41.7% | |
| SYF | SYNCHRONY FINL | $141,000 | +29.4% | 3,875 | 0.0% | 0.02% | +54.5% | |
| HZN | HORIZON GLOBAL CORP | $132,000 | +20.0% | 5,500 | 0.0% | 0.02% | +33.3% | |
| LEA | LEAR CORP | $90,000 | +9.8% | 680 | 0.0% | 0.01% | +22.2% | |
| TX | TERNIUM SAspon adr | $92,000 | +22.7% | 3,800 | 0.0% | 0.01% | +37.5% | |
| ARCC | ARES CAP CORPput | $79,000 | +6.8% | 4,800 | 0.0% | 0.01% | +25.0% | |
| IPG | INTERPUBLIC GROUP COS INC | $74,000 | +4.2% | 3,155 | 0.0% | 0.01% | +28.6% | |
| CSU | CAPITAL SR LIVING CORPcall | $64,000 | -4.5% | 4,000 | 0.0% | 0.01% | +14.3% | |
| USLM | UNITED STATES LIME & MINERAL | $49,000 | +14.0% | 648 | 0.0% | 0.01% | +20.0% | |
| THFF | FIRST FINL CORP IND | $48,000 | +29.7% | 900 | 0.0% | 0.01% | +50.0% | |
| PNRA | PANERA BREAD COcl a | $41,000 | +5.1% | 200 | 0.0% | 0.01% | +25.0% | |
| CRI | CARTER INC | $43,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| CDK | CDK GLOBAL INC | $30,000 | +3.4% | 500 | 0.0% | 0.00% | +33.3% | |
| NAME | RIGHTSIDE GROUP LTD | $31,000 | -11.4% | 3,800 | 0.0% | 0.00% | 0.0% | |
| WMGIZ | WRIGHT MED GROUP N Vright 03/01/2019 | $37,000 | 0.0% | 28,001 | 0.0% | 0.00% | 0.0% | |
| MGIC | MAGIC SOFTWARE ENTERPRISES Lord | $28,000 | -6.7% | 4,143 | 0.0% | 0.00% | 0.0% | |
| UTMD | UTAH MED PRODS INC | $22,000 | +22.2% | 300 | 0.0% | 0.00% | +50.0% | |
| CFCO | CF CORP | $25,000 | +4.2% | 2,500 | 0.0% | 0.00% | 0.0% | |
| AWK | AMERICAN WTR WKS CO INC | $27,000 | -3.6% | 370 | 0.0% | 0.00% | 0.0% | |
| NWY | NEW YORK & CO INC | $24,000 | 0.0% | 10,700 | 0.0% | 0.00% | 0.0% | |
| PLXS | PLEXUS CORP | $27,000 | +17.4% | 500 | 0.0% | 0.00% | +50.0% | |
| SAFT | SAFETY INS GROUP INC | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| XNET | XUNLEI LTDsponsored adr | $6,000 | -33.3% | 1,600 | 0.0% | 0.00% | 0.0% | |
| DSCI | DERMA SCIENCES INC | $5,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| DBVT | DBV TECHNOLOGIES S Asponsored adr | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CRVL | CORVEL CORP | $11,000 | -8.3% | 300 | 0.0% | 0.00% | 0.0% | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $10,000 | +42.9% | 300 | 0.0% | 0.00% | 0.0% | |
| ZNH | CHINA SOUTHN AIRLS LTDspon adr cl h | $5,000 | -16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| ATKR | ATKORE INTL GROUP INC | $10,000 | +42.9% | 400 | 0.0% | 0.00% | 0.0% | |
| APVO | APTEVO THERAPEUTICS INC | $6,000 | 0.0% | 2,496 | 0.0% | 0.00% | 0.0% | |
| JIVE | JIVE SOFTWARE INC | $4,000 | 0.0% | 900 | 0.0% | 0.00% | – | |
| NXEOW | NEXEO SOLUTIONS INC*w exp 06/09/202 | $4,000 | 0.0% | 6,261 | 0.0% | 0.00% | – | |
| TPLMQ | TRIANGLE PETE CORP | $1,000 | 0.0% | 2,900 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INCright 99/99/9999 | $0 | – | 37,649 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 43 | Q3 2023 | 26.9% |
| META PLATFORMS INC | 40 | Q2 2023 | 1.3% |
| ACTIVISION BLIZZARD INC | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 39 | Q3 2023 | 0.9% |
| SALESFORCE INC | 39 | Q2 2023 | 0.3% |
| AMAZON.COM INC | 38 | Q2 2023 | 5.7% |
| SPDR S&P 500 ETF TR | 37 | Q3 2023 | 18.7% |
| ISHARES TR | 37 | Q3 2023 | 5.1% |
| MICRON TECHNOLOGY INC | 37 | Q2 2023 | 2.2% |
| DIAMONDBACK ENERGY INC | 37 | Q3 2023 | 0.5% |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MCG CAPITAL CORP | May 20, 2011 | 3,807,676 | 4.9% |
| Great Wolf Resorts, Inc.Sold out | January 27, 2009 | 0 | 0.0% |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR/A | 2023-06-01 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-24 |
| 13F-HR | 2022-08-15 |
View PRELUDE CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.