Crow Point Partners, LLC - Q1 2018 holdings

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$544 Million is the total value of Crow Point Partners, LLC's 264 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 71.6% .

All

			Value		Shares		↓ Weighting
PNM	Sell	PNM RESOURCES INCequity	$28,688,000	-8.8%	750,000	-3.2%	5.27%	+6.4%
AEP	Sell	AMERICAN ELECTRIC POWERequity	$17,833,000	-12.0%	260,000	-5.5%	3.28%	+2.8%
EXC	Sell	EXELON CORPequity	$10,377,000	-16.4%	266,001	-15.8%	1.91%	-2.5%
FE	Sell	FIRSTENERGY CORPequity	$5,952,000	-2.3%	175,000	-12.5%	1.09%	+14.1%
NFLX	Sell	NETFLIX INCequity	$679,000	+17.3%	2,300	-23.5%	0.12%	+37.4%
AHPPRB	Sell	Ashford Hospitality Prime Inc 5 1/2 Percent Cum Conv Pfd Shs Series Bequity	$665,000	-31.1%	36,000	-23.6%	0.12%	-19.7%
RVT	Sell	ROYCE VALUE TRUSTequity	$607,000	-45.0%	39,033	-43.1%	0.11%	-35.6%
LMT	Sell	LOCKHEED MARTIN CORPequity	$557,000	-41.7%	1,648	-44.5%	0.10%	-32.5%
HUBS	Sell	HUBSPOT INCequity	$550,000	+3.8%	5,083	-14.5%	0.10%	+21.7%
RTN	Sell	RAYTHEON COMPANYequity	$526,000	-35.5%	2,437	-43.6%	0.10%	-24.2%
ICE	Sell	INTERCONTINENTAL EXCHANGE INequity	$360,000	-17.2%	4,970	-19.4%	0.07%	-2.9%
ETFC	Sell	E TRADE FINANCIAL CORPequity	$353,000	-34.6%	6,364	-41.4%	0.06%	-23.5%
C	Sell	CITIGROUP INCequity	$334,000	-46.0%	4,953	-39.8%	0.06%	-37.1%
SCCO	Sell	SOUTHERN COPPER CORPequity	$331,000	-15.3%	6,117	-25.5%	0.06%	-1.6%
PSI	Sell	POWERSHARES DYN SEMICONDUCTequity	$317,000	+1.6%	6,000	-2.2%	0.06%	+18.4%
XLF	Sell	FINANCIAL SELECT SECTOR SPDRequity	$298,000	-64.8%	10,800	-64.1%	0.06%	-58.6%
HDS	Sell	HD SUPPLY HOLDINGS INCequity	$287,000	-40.1%	7,563	-36.4%	0.05%	-29.3%
XLE	Sell	ENERGY SELECT SECTOR SPDRequity	$272,000	-70.8%	4,036	-68.6%	0.05%	-65.8%
FB	Sell	FACEBOOK INC-Aequity	$240,000	-57.6%	1,500	-52.9%	0.04%	-50.6%
MT	Sell	ARCELORMITTAL-NY REGISTEREDequity	$235,000	-39.6%	7,389	-37.9%	0.04%	-29.5%
CAR	Sell	AVIS BUDGET GROUP INCequity	$187,000	-41.9%	4,000	-44.4%	0.03%	-33.3%
JNK	Sell	SPDR BBG BARC HIGH YIELD BNDequity	$179,000	-75.0%	5,000	-74.4%	0.03%	-70.8%
ABMD	Sell	ABIOMED INCequity	$168,000	+40.0%	579	-8.2%	0.03%	+63.2%
XOP	Sell	SPDR S&P OIL and GAS EXP and PRequity	$160,000	-23.1%	4,529	-18.1%	0.03%	-12.1%
RPD	Sell	RAPID7 INCequity	$156,000	+31.1%	6,116	-2.3%	0.03%	+52.6%
EMF	Sell	TEMPLETON EMERGING MKTS FNDequity	$150,000	-49.0%	9,200	-49.2%	0.03%	-39.1%
SWKS	Sell	SKYWORKS SOLUTIONS INCequity	$150,000	-60.4%	1,500	-61.8%	0.03%	-53.3%
RNG	Sell	RINGCENTRAL INC-CLASS Aequity	$146,000	+25.9%	2,298	-3.8%	0.03%	+50.0%
NEWR	Sell	NEW RELIC INCequity	$141,000	+24.8%	1,906	-3.5%	0.03%	+44.4%
NVCR	Sell	NOVOCURE LTDequity	$119,000	-0.8%	5,471	-6.6%	0.02%	+15.8%
NOC	Sell	NORTHROP GRUMMAN CORPequity	$118,000	-22.9%	339	-31.5%	0.02%	-8.3%
LITE	Sell	LUMENTUM HOLDINGS INCequity	$122,000	+28.4%	1,920	-1.1%	0.02%	+46.7%
MIME	Sell	MIMECAST LTDequity	$112,000	-50.9%	3,163	-59.4%	0.02%	-41.7%
TQQQ	Sell	PROSHARES ULTRAPRO QQQequity	$101,000	-85.8%	700	-86.1%	0.02%	-83.0%
IBP	Sell	INSTALLED BUILDING PRODUCTSequity	$99,000	-22.7%	1,648	-2.2%	0.02%	-10.0%
SSNC	Sell	SS&C TECHNOLOGIES HOLDINGSequity	$97,000	-29.2%	1,804	-47.0%	0.02%	-18.2%
EXAS	Sell	EXACT SCIENCES CORPequity	$97,000	-33.1%	2,410	-9.2%	0.02%	-21.7%
CACI	Sell	CACI INTERNATIONAL INC -CL Aequity	$82,000	-57.3%	540	-62.6%	0.02%	-50.0%
IMAX	Sell	IMAX CORPequity	$81,000	-21.4%	4,230	-4.7%	0.02%	-6.2%
PFPT	Sell	PROOFPOINT INCequity	$68,000	-61.4%	600	-69.3%	0.01%	-57.1%
HTZGQ	Sell	HERTZ GLOBAL HOLDINGS INCequity	$54,000	-62.0%	2,700	-56.5%	0.01%	-54.5%
SC	Sell	SANTANDER CONSUMER USA HOLDIequity	$50,000	-71.3%	3,072	-67.1%	0.01%	-66.7%
SRPT	Sell	SAREPTA THERAPEUTICS INCequity	$42,000	-43.2%	572	-56.1%	0.01%	-33.3%
TWLO	Sell	TWILIO INC - Aequity	$45,000	+12.5%	1,190	-28.2%	0.01%	+33.3%
ADP	Sell	AUTOMATIC DATA PROCESSINGequity	$37,000	-81.0%	326	-80.4%	0.01%	-77.4%
TTWO	Sell	TAKE-TWO INTERACTIVE SOFTWREequity	$36,000	-58.6%	365	-54.3%	0.01%	-50.0%
QRVO	Sell	QORVO INCequity	$37,000	-21.3%	525	-25.0%	0.01%	0.0%
WDR	Sell	WADDELL and REED FINANCIAL-Aequity	$30,000	-78.7%	1,464	-76.7%	0.01%	-72.7%
EEFT	Sell	EURONET WORLDWIDE INCequity	$25,000	-85.1%	315	-84.2%	0.01%	-80.8%
FISV	Sell	FISERV INCequity	$20,000	-93.1%	278	-87.3%	0.00%	-91.3%
NDAQ	Sell	NASDAQ INCequity	$21,000	-86.0%	246	-87.4%	0.00%	-83.3%
NKTR	Sell	NEKTAR THERAPEUTICSequity	$14,000	-57.6%	134	-75.1%	0.00%	-40.0%
EQBK	Sell	EQUITY BANCSHARES INC - CL Aequity	$9,000	-78.6%	238	-80.2%	0.00%	-71.4%
MULE	Sell	MULESOFT INC -Aequity	$10,000	-82.8%	231	-90.7%	0.00%	-77.8%
SJI	Sell	SOUTH JERSEY INDUSTRIESequity	$11,000	-99.9%	400	-99.9%	0.00%	-99.9%
SELB	Sell	SELECTA BIOSCIENCES INCequity	$4,000	-80.0%	371	-80.6%	0.00%	-66.7%
ELF	Sell	ELF BEAUTY INCequity	$7,000	-83.7%	344	-81.9%	0.00%	-85.7%
BLUE	Sell	BLUEBIRD BIO INCequity	$8,000	-90.2%	46	-89.9%	0.00%	-92.3%
LOGM	Sell	LOGMEIN INCequity	$5,000	-89.1%	39	-90.2%	0.00%	-85.7%
SCHB	Sell	SCHWAB US BROAD MARKET ETFequity	$0	-100.0%	0	-100.0%	0.00%	-100.0%
	Exit	Dash II A1L 1.81 15-SEP-2035bond	$0	–	-95,919	-100.0%	0.00%	–
	Exit	GSAMP Trust 2005-SEA2 A1 1.6775 25-JAN-2045bond	$0	–	-33,209	-100.0%	0.00%	–
	Exit	RASC Series 2004-KS2 Trust AI6 4.3 25-MAR-2034bond	$0	–	-4,871	-100.0%	0.00%	–
	Exit	Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-OCT-2034bond	$0	–	-29,217	-100.0%	0.00%	–
	Exit	RASC Series 2003-KS4 Trust AI6 3.87 25-JUN-2033bond	$0	–	-25,594	-100.0%	0.00%	–
	Exit	Washington Mutual Mortgage Pass-Through Certificates Series 2003-S12 2A 4.75 25-NOV-2018bond	$0	–	-5,084	-100.0%	0.00%	–
	Exit	JP Morgan Chase Commercial Mortgage Securities Trust 2012-CIBX A3 3.1388 15-JUN-2045bond	$0	–	-307,277	-100.0%	0.00%	–
	Exit	Fremont Home Loan Trust 2005-B M4 2.03362 25-APR-2035bond	$0	–	-93,438	-100.0%	0.00%	–
	Exit	Option One Mortgage Loan Trust 2005-1 A4 2.1275 25-FEB-2035bond	$0	–	-17,130	-100.0%	0.00%	–
	Exit	Safeway Inc.equity	$0	–	-750,000	-100.0%	0.00%	–
	Exit	Nomura Asset Acceptance Corporation Alternative Loan Trust Series 2005-AR2 2A2 3.673352 25-MAY-2035bond	$0	–	-3,457	-100.0%	0.00%	–
	Exit	Structured Asset Securities Corporation Mortgage Loan Trust 2006-WF1 M2 1.6675 25-FEB-2036bond	$0	–	-400,000	-100.0%	0.00%	–
	Exit	Banc of America Funding 2006-2 Trust 2A18 5.75 25-MAR-2036bond	$0	–	-16,825	-100.0%	0.00%	–
	Exit	Countrywide Home Loans Asset-Backed Certificates Series 2002-S4 A5 5.216 25-OCT-2017bond	$0	–	-70,461	-100.0%	0.00%	–
	Exit	Ameriquest Mortgage Securities 2003-11 AF6 5.64 25-DEC-2033bond	$0	–	-4,995	-100.0%	0.00%	–
	Exit	Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-7 A1A 6.086 25-SEP-2036bond	$0	–	-37,375	-100.0%	0.00%	–
	Exit	BreitBurn Energy Partners L.P. 8.625 15-OCT-2020bond	$0	–	-4,180,000	-100.0%	0.00%	–
	Exit	Morgan Stanley Capital I Trust 2006-IQ11 AJ 6.247027 15-MAY-2016bond	$0	–	-68,701	-100.0%	0.00%	–
	Exit	Adjustable Rate Mortgage Trust 2005-5 6A22 1.8875 25-SEP-2035bond	$0	–	-78,765	-100.0%	0.00%	–
	Exit	RAMP Series 2005-RS1 Trust AI6 4.713 25-NOV-2034bond	$0	–	-9,900	-100.0%	0.00%	–
	Exit	SASC 2006-AM1 A4 Mtgebond	$0	–	-179,501	-100.0%	0.00%	–
	Exit	Safeway Inc.equity	$0	–	-750,000	-100.0%	0.00%	–
GRHPQ	Exit	GreenHunter Resources Inc 10 Cum Pfd Shs Series Cequity	$0	–	-61,786	-100.0%	-0.00%	–
LMICL	Exit	Legg Mason Inc. 6 3/8 Notes 2016-15.3.56equity	$0	–	-400	-100.0%	-0.00%	–
CPRT	Exit	COPART INCequity	$0	–	-406	-100.0%	-0.00%	–
AMZN	Exit	AMAZON.COM INCequity	$0	–	-17	-100.0%	-0.00%	–
LPCN	Exit	LIPOCINE INCequity	$0	–	-6,412	-100.0%	-0.00%	–
OCLR	Exit	OCLARO INCequity	$0	–	-6,138	-100.0%	-0.01%	–
BACPRC	Exit	Bank of America Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series -CC-equity	$0	–	-1,900	-100.0%	-0.01%	–
CERN	Exit	CERNER CORPequity	$0	–	-729	-100.0%	-0.01%	–
MSFT	Exit	MICROSOFT CORPequity	$0	–	-573	-100.0%	-0.01%	–
GMED	Exit	GLOBUS MEDICAL INC - Aequity	$0	–	-1,320	-100.0%	-0.01%	–
CARB	Exit	CARBONITE INCequity	$0	–	-2,247	-100.0%	-0.01%	–
TCGP	Exit	Carlyle Group LP 5.875 Non Cum Red Perp Pfd Units Series Aequity	$0	–	-2,500	-100.0%	-0.01%	–
XPO	Exit	XPO LOGISTICS INCequity	$0	–	-664	-100.0%	-0.01%	–
MJ	Exit	ETFMG ALTERNATIVE HARVESTequity	$0	–	-2,632	-100.0%	-0.01%	–
CSWCL	Exit	Capital Southwest Corp. Senior 5.95 Notesequity	$0	–	-4,000	-100.0%	-0.02%	–
SBUX	Exit	STARBUCKS CORPequity	$0	–	-1,877	-100.0%	-0.02%	–
ZNGA	Exit	ZYNGA INC - CL Aequity	$0	–	-28,599	-100.0%	-0.02%	–
MHPRD	Exit	Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series Dequity	$0	–	-5,000	-100.0%	-0.02%	–
PEIPRD	Exit	Pennsylvania Real Estate Investment Trust 6.875 Cum Red Perp Registered Pfd Shs Series Dequity	$0	–	-5,000	-100.0%	-0.02%	–
EPRPRG	Exit	EPR Properties 5.75 Series G Cum Redeem Prefequity	$0	–	-5,000	-100.0%	-0.02%	–
SRGPRA	Exit	Seritage Growth Properties 7.00 Series A Cum Red Prefequity	$0	–	-5,000	-100.0%	-0.02%	–
FRCPRH	Exit	First Republic Bank Deposit Shs Repr 1/40th Non Cum Perp Pfd Shs Series Hequity	$0	–	-5,000	-100.0%	-0.02%	–
ECCB	Exit	Eagle Point Credit Company Inc 7.75 Pfd Registered Shs 2016-30.10.26 Series Bequity	$0	–	-5,000	-100.0%	-0.02%	–
DDRPRA	Exit	DDR Corp Deposit Shs Repr 1/20th 6.375 Cum Red Pfd Registered Shs Aequity	$0	–	-6,500	-100.0%	-0.03%	–
SQQQ	Exit	PROSHARES ULTRAPRO SHORT QQQequity	$0	–	-8,000	-100.0%	-0.03%	–
HACK	Exit	ETFMG PRIME CYBER SECURITY Eequity	$0	–	-5,846	-100.0%	-0.03%	–
VRNT	Exit	VERINT SYSTEMS INCequity	$0	–	-5,091	-100.0%	-0.03%	–
SRCPRA	Exit	Spirit Realty 6 Series A Cum Red Prefequity	$0	–	-10,000	-100.0%	-0.04%	–
KIMPRM	Exit	KIMCO Realty Corp. 5.25 Class M Cum Red Prefequity	$0	–	-10,000	-100.0%	-0.04%	–
TCFPRD	Exit	TCF Financial Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series Cequity	$0	–	-10,000	-100.0%	-0.04%	–
VNTV	Exit	VANTIV INC - CL Aequity	$0	–	-4,031	-100.0%	-0.05%	–
	Exit	VEMOequity	$0	–	-2,250,000	-100.0%	-0.05%	–
SCHF	Exit	SCHWAB INTL EQUITY ETFequity	$0	–	-8,821	-100.0%	-0.05%	–
VXX	Exit	IPATH S&P 500 VIX ST FU ETNequity	$0	–	-12,000	-100.0%	-0.05%	–
TLH	Exit	ISHARES 10-20 YEAR TREASURYequity	$0	–	-2,895	-100.0%	-0.06%	–
SPTL	Exit	SPDR PORT LNG TRM TRSRYequity	$0	–	-10,958	-100.0%	-0.06%	–
USIG	Exit	ISHARES US CREDIT BOND ETFequity	$0	–	-3,566	-100.0%	-0.06%	–
SCHE	Exit	SCHWAB EMERGING MARKETS EQUIequity	$0	–	-14,599	-100.0%	-0.06%	–
XIV	Exit	VELOCITYSHARES INV VIX SH-TMequity	$0	–	-3,036	-100.0%	-0.06%	–
KBWB	Exit	POWERSHARES KBW BANKequity	$0	–	-8,972	-100.0%	-0.08%	–
CNTHO	Exit	Connecticut Light & Power Co 5.28 Cum.Red.Pfd Shs Series 1967equity	$0	–	-12,000	-100.0%	-0.10%	–
TNA	Exit	DIREXION DLY SM CAP BULL 3Xequity	$0	–	-9,000	-100.0%	-0.10%	–
NSPRA	Exit	NuStar Energy LP Cum Red Perp Pfd Units Series Aequity	$0	–	-35,000	-100.0%	-0.13%	–
NSARO	Exit	NSTAR Electric Company 4.78 Pfd Shsequity	$0	–	-8,830	-100.0%	-0.14%	–
DNO	Exit	UNITED STATES SHORT OIL FUNDequity	$0	–	-16,300	-100.0%	-0.15%	–
SBNA	Exit	Scorpio Tankers Inc. 6.75 15-MAY-2020equity	$0	–	-40,000	-100.0%	-0.15%	–
UEPEP	Exit	Union Electric Co USD 4.56 Cum.Red.Pfd Shsequity	$0	–	-10,000	-100.0%	-0.16%	–
MTBPRCL	Exit	M & T BANK CORP 5 Series Aequity	$0	–	-1,022	-100.0%	-0.17%	–
	Exit	Gastar Exploration Inc Cum Pfd Shs Series Bequity	$0	–	-56,900	-100.0%	-0.18%	–
SBPRD	Exit	Safe Bulkers Inc 8 Cum Red Perp Pfd Shs Series Dequity	$0	–	-50,000	-100.0%	-0.18%	–
VLUE	Exit	ISHARES EDGE MSCI USA VALUEequity	$0	–	-13,650	-100.0%	-0.18%	–
BIL	Exit	SPDR BBG BARC 1-3 MONTH TBILequity	$0	–	-13,856	-100.0%	-0.20%	–
GPJA	Exit	Georgia Power Co 5 Notes 2017-01.10.77 Global Series 2017Aequity	$0	–	-50,000	-100.0%	-0.20%	–
IGSB	Exit	ISHARES 1-3 YEAR CREDIT BONDequity	$0	–	-12,605	-100.0%	-0.21%	–
CLNSPRH	Exit	Colony NorthStar Inc. 7.125 Cum Red Perp Registered Pfd Shs Series Hequity	$0	–	-53,647	-100.0%	-0.22%	–
AIW	Exit	Arlington Asset Investment Corp. 6.625 01-MAY-2023equity	$0	–	-100,040	-100.0%	-0.39%	–
TBB	Exit	AT&T Inc 5.35 Notes 2017-01.11.66 Globalequity	$0	–	-100,000	-100.0%	-0.41%	–
SLTBCL	Exit	Scorpio Bulkers Inc 7 1/2 Notes 2014-15.9.19 Srequity	$0	–	-105,000	-100.0%	-0.42%	–
SCEPRL	Exit	SCE Trust VI 5 Cum Red Pfd Secs Series Lequity	$0	–	-107,972	-100.0%	-0.42%	–
SOJC	Exit	Southern Company 5.25 Notes 2017-01.12.77 Global Series 2017Bequity	$0	–	-111,000	-100.0%	-0.44%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRAequity	$0	–	-23,206	-100.0%	-0.44%	–
MDLX	Exit	Medley LLC 6 7/8 Notes 2016-15.08.26equity	$0	–	-120,000	-100.0%	-0.46%	–
DSXNCL	Exit	Diana Shipping Inc 8 1/2 Notes 2015-15.5.20 Srequity	$0	–	-118,941	-100.0%	-0.47%	–
WHLRD	Exit	Wheeler Real Estate Investment Trust Inc. Cum Conv Pfd Shs Series Dequity	$0	–	-150,000	-100.0%	-0.49%	–
ALPPRQ	Exit	Alabama Power Company 5 Cum Pfd Registered Shs Aequity	$0	–	-140,000	-100.0%	-0.57%	–
DTW	Exit	DTE Energy Co 5.25 Debentures 2017-01.12.77 Globalequity	$0	–	-150,000	-100.0%	-0.60%	–
	Exit	ACA Master Select Fund LPequity	$0	–	-79,721	-100.0%	-0.63%	–
SBBC	Exit	Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Globalequity	$0	–	-160,000	-100.0%	-0.64%	–
	Exit	CROW POINT ALTERNATIVE INC-Yequity	$0	–	-564,287	-100.0%	-0.75%	–
SESCF	Exit	Seaspan Corp 7.125 Notes 2017-30.10.27 Globalequity	$0	–	-200,000	-100.0%	-0.76%	–
SABCL	Exit	Saratoga Investment Corp 6.75 Notes 2016-30.12.23equity	$0	–	-187,011	-100.0%	-0.77%	–
DTJ	Exit	DTE Energy Co 5 3/8 Debentures 2016-01.06.76 Series 2016 Bequity	$0	–	-200,000	-100.0%	-0.81%	–
JEPRA	Exit	Just Energy Group PFD Aequity	$0	–	-315,000	-100.0%	-1.25%	–
PCG	Exit	P G & E CORPequity	$0	–	-200,000	-100.0%	-1.41%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-04-10

Signatures

The EDGAR filing(s) were signed by:

Peter DeCaprio — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
VISA INC COM CL A V	19	Q3 2019	8.6%
Shenandoah Telecommunications Company	19	Q3 2019	7.9%
SEMPRA ENERGY COM SRE	19	Q3 2019	6.7%
NEXTERA ENERGY INC NEE	19	Q3 2019	6.0%
PNM RESOURCES INC	19	Q3 2019	5.9%
CMS Energy Corporation	19	Q3 2019	5.6%
EDISON INTL COM EIX	19	Q3 2019	6.2%
Dominion Resources, Inc.	19	Q3 2019	3.7%
Comcast Corporation Class A	19	Q3 2019	3.1%
MasterCard Incorporated Class A	19	Q3 2019	4.0%

View Crow Point Partners, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Crow Point Partners, LLC Q1 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Spark Energy, Inc.^{Sold out}	July 16, 2018	0	0.0%

View Crow Point Partners, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2020-02-14
13F-HR	2019-10-09
13F-HR	2019-08-14
13F-HR	2019-05-15
13F-HR	2019-02-14
13F-HR	2018-11-14
13F-HR	2018-08-14
SC 13D/A	2018-07-16
13F-HR	2018-04-10
13F-HR	2018-01-10

View Crow Point Partners, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Crow Point Partners, LLC's holdings