Crow Point Partners, LLC - Q4 2016 holdings

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$614 Million is the total value of Crow Point Partners, LLC's 285 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 100.9% .

All

			Value		Shares		↓ Weighting
	Exit	Genpact 8/12 TLB 30-Aug-2019bond	$0	–	-2,177	-100.0%	0.00%	–
	Exit	FFML 2004-FF7 A5bond	$0	–	-1	-100.0%	0.00%	–
RMR	Exit	RMR Groupequity	$0	–	-49	-100.0%	0.00%	–
	Exit	CINEMARK USA TERM LOAN 12/18/19 TRANCHE Bbond	$0	–	-1,263	-100.0%	0.00%	–
RDSA	Exit	Royal Dutch Shell Plc Sponsored ADR Class Aequity	$0	–	-162	-100.0%	-0.00%	–
TKC	Exit	Turkcell Iletisim Hizmetleri A.S. Sponsored ADRequity	$0	–	-1,098	-100.0%	-0.00%	–
CEO	Exit	CNOOC Limited Sponsored ADRequity	$0	–	-57	-100.0%	-0.00%	–
	Exit	Dell 9/13 (USD) Cov-Lite TLB 29-Apr-2020bond	$0	–	-6,092	-100.0%	-0.00%	–
SPIL	Exit	Siliconware Precision Industries Co. Ltd. Sponsored ADRequity	$0	–	-976	-100.0%	-0.00%	–
	Exit	SATURN CLO PINEBRIDGE INVbond	$0	–	-8,193	-100.0%	-0.00%	–
	Exit	BAYV 2004-A Abond	$0	–	-6,832	-100.0%	-0.00%	–
	Exit	Itochu Corporationequity	$0	–	-941	-100.0%	-0.00%	–
	Exit	freenet AGequity	$0	–	-481	-100.0%	-0.00%	–
RIO	Exit	Rio Tinto plc Sponsored ADRequity	$0	–	-415	-100.0%	-0.00%	–
CNC	Exit	Centene Corporationequity	$0	–	-223	-100.0%	-0.00%	–
SIEGY	Exit	Siemens AG Sponsored ADRequity	$0	–	-128	-100.0%	-0.00%	–
	Exit	Avis Budget Group Inc.equity	$0	–	-321	-100.0%	-0.00%	–
PZAKY	Exit	Powszechny Zaklad Ubezpieczen Spolka Akcyjna Unsponsored ADRequity	$0	–	-2,065	-100.0%	-0.00%	–
STX	Exit	Seagate Technology PLCequity	$0	–	-341	-100.0%	-0.00%	–
SNY	Exit	Sanofi Sponsored ADRequity	$0	–	-261	-100.0%	-0.00%	–
	Exit	Takeda Pharmaceutical Co. Ltd.equity	$0	–	-321	-100.0%	-0.00%	–
NSANY	Exit	Nissan Motor Co. Ltd. Sponsored ADRequity	$0	–	-737	-100.0%	-0.00%	–
	Exit	Bayerische Motoren Werke Aktiengesellschaft Sponsored ADRequity	$0	–	-458	-100.0%	-0.00%	–
SWM	Exit	Schweitzer-Mauduit International Inc.equity	$0	–	-310	-100.0%	-0.00%	–
CVS	Exit	CVS Health Corporationequity	$0	–	-169	-100.0%	-0.00%	–
RHHBY	Exit	ROCHE HLDG LTD SPONSORED ADRequity	$0	–	-340	-100.0%	-0.00%	–
ENIC	Exit	Enersis Chile SA Sponsored ADRequity	$0	–	-2,257	-100.0%	-0.00%	–
	Exit	MICRO FOCUS INTERNATIONAL PL SHS PAR NEW 0.1equity	$0	–	-588	-100.0%	-0.00%	–
SPKKY	Exit	Spark New Zealand Limited Sponsored ADRequity	$0	–	-1,226	-100.0%	-0.00%	–
IMBBY	Exit	Imperial Brands PLC Sponsored ADRequity	$0	–	-350	-100.0%	-0.00%	–
GSK	Exit	GlaxoSmithKline plc Sponsored ADRequity	$0	–	-626	-100.0%	-0.00%	–
NPSNY	Exit	Naspers Limited Sponsored ADR Class Nequity	$0	–	-1,611	-100.0%	-0.00%	–
	Exit	Au Optronics Corp. Sponsored ADRequity	$0	–	-7,333	-100.0%	-0.00%	–
	Exit	WBCMT 2007 C32 A2bond	$0	–	-26,127	-100.0%	-0.00%	–
MHNC	Exit	Maiden Holdings North America Ltd. 7 3/4 % Notes 2013-1.12.43 Gtd Srequity	$0	–	-875	-100.0%	-0.00%	–
EAB	Exit	Entergy Arkansas Inc 4.9 % Bonds 2012-1.12.52 1st Mtgequity	$0	–	-1,074	-100.0%	-0.00%	–
PPX	Exit	PPL Capital Funding Inc 5.9 % Notes 2013-30.4.73 Gtd Jr Subord Ser Bequity	$0	–	-1,255	-100.0%	-0.01%	–
GWW	Exit	WW GRAINGER INCequity	$0	–	-173	-100.0%	-0.01%	–
	Exit	MAPS1 2013-1A Cbond	$0	–	-40,000	-100.0%	-0.01%	–
CAH	Exit	Cardinal Health Inc.equity	$0	–	-466	-100.0%	-0.01%	–
AGR	Exit	Avangrid Inc.equity	$0	–	-999	-100.0%	-0.01%	–
AAL	Exit	AMERICAN AIRLS GROUP INC COMequity	$0	–	-1,317	-100.0%	-0.01%	–
TTM	Exit	TATA MTRS LTD SPONSORED ADRequity	$0	–	-1,163	-100.0%	-0.01%	–
	Exit	Bank of America Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series -CC-equity	$0	–	-1,900	-100.0%	-0.01%	–
	Exit	ANNALY CAP MGMT INC COMequity	$0	–	-5,756	-100.0%	-0.01%	–
TANNZ	Exit	TravelCenters of America LLC 8.0% 15-OCT-2030equity	$0	–	-2,745	-100.0%	-0.01%	–
	Exit	Arlington Asset Investment Corp 6 3/4 % Notes 2015-15.3.25 Srequity	$0	–	-3,000	-100.0%	-0.01%	–
	Exit	Annaly Capital Management Inc 7.50% Cum Red Pfd Shs Series Dequity	$0	–	-2,746	-100.0%	-0.01%	–
	Exit	AG Mortgage Investment Trust Inc 8 % Cum Red Pfd Shs Series Bequity	$0	–	-3,372	-100.0%	-0.01%	–
	Exit	BOEING CO COMequity	$0	–	-650	-100.0%	-0.01%	–
ENIA	Exit	Enersis Americas S.A. Sponsored ADRequity	$0	–	-9,767	-100.0%	-0.01%	–
	Exit	Apollo Global Management LLC Class Aequity	$0	–	-4,925	-100.0%	-0.01%	–
DFTPRC	Exit	DuPont Fabros Technology Ser C PFD 6.625%equity	$0	–	-3,118	-100.0%	-0.01%	–
	Exit	#N/Aequity	$0	–	-3,666	-100.0%	-0.02%	–
NUE	Exit	Nucor Corporationequity	$0	–	-1,910	-100.0%	-0.02%	–
LUV	Exit	Southwest Airlines Co.equity	$0	–	-2,527	-100.0%	-0.02%	–
CTAA	Exit	Qwest Corporation 7.0% 01-FEB-2056equity	$0	–	-3,670	-100.0%	-0.02%	–
LMIBL	Exit	LEGG MASON INC JR SUB NT 56equity	$0	–	-4,000	-100.0%	-0.02%	–
DAL	Exit	Delta Air Lines Inc.equity	$0	–	-2,720	-100.0%	-0.02%	–
INCR	Exit	INC Research Holdings Inc. Class Aequity	$0	–	-2,634	-100.0%	-0.02%	–
NUAN	Exit	Nuance Communications Inc.equity	$0	–	-8,448	-100.0%	-0.02%	–
	Exit	ARCHER-DANIELS-MIDLAND COequity	$0	–	-2,944	-100.0%	-0.02%	–
COFPRG	Exit	CAPITAL ONE FINL CORP DEP SHS PFD Gequity	$0	–	-5,000	-100.0%	-0.02%	–
LPL	Exit	LG Display Co. Ltd Sponsored ADRequity	$0	–	-10,196	-100.0%	-0.02%	–
	Exit	Apple Inc.equity	$0	–	-1,168	-100.0%	-0.02%	–
SANM	Exit	Sanmina-SCI Corporationequity	$0	–	-5,081	-100.0%	-0.02%	–
SCL	Exit	Stepan Companyequity	$0	–	-1,956	-100.0%	-0.02%	–
MSPRGCL	Exit	Morgan Stanley Deposit Shs Repr 1/1000th 6 5/8 % Non-Cum Pfd Shs Series Gequity	$0	–	-5,311	-100.0%	-0.02%	–
R	Exit	Ryder System Inc.equity	$0	–	-2,406	-100.0%	-0.02%	–
NEWM	Exit	New Media Investment Group Inc.equity	$0	–	-9,950	-100.0%	-0.02%	–
WFCPRX	Exit	Wells Fargo & Co Deposit Shs Repr 1/1000th 5 1/2 % Non-Cum Perp Pfd Shs A Series Xequity	$0	–	-6,000	-100.0%	-0.02%	–
AHLPRBCL	Exit	Aspen Insurance Holdings Ltd 7.25% Perepetual Non-Cumulative Shsequity	$0	–	-6,080	-100.0%	-0.02%	–
NCTPRB	Exit	Newcastle Investment Corp Pfd Shs Bequity	$0	–	-6,375	-100.0%	-0.03%	–
JPMPRECL	Exit	JPMorgan Chase & Co Deposit Shs Repr 1/400th Non-Cum Pfd Shs Series Wequity	$0	–	-5,973	-100.0%	-0.03%	–
TTMI	Exit	TTM Technologies Inc.equity	$0	–	-14,834	-100.0%	-0.03%	–
TLK	Exit	PT Telekomunikasi Indonesia (Persero) Tbk Sponsored ADR Class Bequity	$0	–	-2,669	-100.0%	-0.03%	–
ENH	Exit	Endurance Specialty Holdings Ltd.equity	$0	–	-2,649	-100.0%	-0.03%	–
	Exit	Big Lots Inc.equity	$0	–	-4,034	-100.0%	-0.03%	–
NTTYY	Exit	Nippon Telegraph and Telephone Corporation Sponsored ADRequity	$0	–	-4,299	-100.0%	-0.03%	–
F	Exit	Ford Motor Companyequity	$0	–	-16,255	-100.0%	-0.03%	–
GD	Exit	General Dynamics Corporationequity	$0	–	-1,275	-100.0%	-0.03%	–
	Exit	Gardner Denver 7/13 (USD) TL 30-Jul-2020bond	$0	–	-248,747	-100.0%	-0.03%	–
TSN	Exit	Tyson Foods Inc. Class Aequity	$0	–	-2,720	-100.0%	-0.03%	–
MENT	Exit	Mentor Graphics Corporationequity	$0	–	-8,520	-100.0%	-0.03%	–
	Exit	Amgen Inc.equity	$0	–	-1,342	-100.0%	-0.04%	–
TMKPRC	Exit	Torchmark Corporation 6.125% 15-JUN-2056equity	$0	–	-8,338	-100.0%	-0.04%	–
GE	Exit	General Electric Companyequity	$0	–	-8,065	-100.0%	-0.04%	–
VIXY	Exit	ProShares VIX Short-Term Futures ETFequity	$0	–	-8,201	-100.0%	-0.04%	–
	Exit	CD 2007-CD4 Commercial Mortgage Trust A4 5.322% 11-DEC-2049bond	$0	–	-247,049	-100.0%	-0.04%	–
	Exit	Booz Allen 8/13 TLB 31-Jul-2019bond	$0	–	-250,000	-100.0%	-0.04%	–
	Exit	CROSBY US ACQUISITION CORP TERM LOAN 11/22/20bond	$0	–	-250,000	-100.0%	-0.04%	–
WNR	Exit	Western Refining Inc.equity	$0	–	-10,059	-100.0%	-0.04%	–
	Exit	American Eagle Outfitters Inc.equity	$0	–	-14,565	-100.0%	-0.04%	–
NTTNP	Exit	National General Holdings Corp 7 1/2 % Deposit Shs Repr 1/40th Non-Cum Perp Pfd Shs Series Cequity	$0	–	-10,000	-100.0%	-0.04%	–
	Exit	Wachovia Bank Commercial Mortgage Trust Series 2006-C29 A4 5.308% 15-NOV-2048bond	$0	–	-269,377	-100.0%	-0.04%	–
	Exit	Credit Suisse Commercial Mortgage Trust Series 2007-C1 A3 5.383% 15-FEB-2040bond	$0	–	-282,951	-100.0%	-0.04%	–
	Exit	BB&T Corporation 5.625%equity	$0	–	-11,021	-100.0%	-0.05%	–
	Exit	Bank of America Corp Deposit Shs Repr 1/1.000th Non-Cum Pfd Shs Series -EE-equity	$0	–	-12,596	-100.0%	-0.05%	–
	Exit	Best Buy Co. Inc.equity	$0	–	-9,242	-100.0%	-0.05%	–
	Exit	JP Morgan Chase Commercial Mortgage Securities Trust 2006-LDP9 A3 5.336% 15-MAY-2047bond	$0	–	-371,773	-100.0%	-0.06%	–
	Exit	Credit Suisse Commercial Mortgage Trust Series 2007-C2 A3 5.542% 15-JAN-2049bond	$0	–	-443,295	-100.0%	-0.07%	–
	Exit	ALLETE Inc.equity	$0	–	-10,000	-100.0%	-0.09%	–
	Exit	AHP SERIES B 5.5% PFDequity	$0	–	-25,580	-100.0%	-0.09%	–
IEH	Exit	WEC Energy Group Inc Notes 2013-1.8.73 Jr Subord Fltg Rtequity	$0	–	-25,050	-100.0%	-0.11%	–
	Exit	Ashford Hospitality Prime Inc.equity	$0	–	-49,117	-100.0%	-0.11%	–
	Exit	Alabama Power Company Non Cumulative Pfd Shsequity	$0	–	-41,284	-100.0%	-0.17%	–
	Exit	Ashford Hospitality Trust PFD 7 3/8%equity	$0	–	-80,000	-100.0%	-0.32%	–
	Exit	Arlington Asset Investment Corp 6 5/8 % Notes 2013-1.5.23 Srequity	$0	–	-100,040	-100.0%	-0.37%	–
IPWLK	Exit	INDIANAPOLIS PWR + LT CO PFD PCTequity	$0	–	-28,811	-100.0%	-0.46%	–
SOJB	Exit	SOUTHERN CO JR SUB NT 76equity	$0	–	-164,000	-100.0%	-0.65%	–
	Exit	American Electric Power Company Inc.equity	$0	–	-248,765	-100.0%	-2.50%	–
	Exit	AMERICAN WTR WKS CO INC NEW COMequity	$0	–	-250,000	-100.0%	-2.93%	–
	Exit	ALLIANT ENERGY CORPequity	$0	–	-588,000	-100.0%	-3.53%	–
SYNT	Exit	Syntel incorporatedequity	$0	–	-557,482	-100.0%	-3.66%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-02-15

Signatures

The EDGAR filing(s) were signed by:

Peter DeCaprio — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
VISA INC COM CL A V	19	Q3 2019	8.6%
Shenandoah Telecommunications Company	19	Q3 2019	7.9%
SEMPRA ENERGY COM SRE	19	Q3 2019	6.7%
NEXTERA ENERGY INC NEE	19	Q3 2019	6.0%
PNM RESOURCES INC	19	Q3 2019	5.9%
CMS Energy Corporation	19	Q3 2019	5.6%
EDISON INTL COM EIX	19	Q3 2019	6.2%
Dominion Resources, Inc.	19	Q3 2019	3.7%
Comcast Corporation Class A	19	Q3 2019	3.1%
MasterCard Incorporated Class A	19	Q3 2019	4.0%

View Crow Point Partners, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Crow Point Partners, LLC Q4 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Spark Energy, Inc.^{Sold out}	July 16, 2018	0	0.0%

View Crow Point Partners, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2020-02-14
13F-HR	2019-10-09
13F-HR	2019-08-14
13F-HR	2019-05-15
13F-HR	2019-02-14
13F-HR	2018-11-14
13F-HR	2018-08-14
SC 13D/A	2018-07-16
13F-HR	2018-04-10
13F-HR	2018-01-10

View Crow Point Partners, LLC's complete filings history.

All filings

View complete filings history.

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