$1.42 Billion is the total value of Weiss Asset Management LP's 454 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 606.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $90,617,000 | +95.0% | 144,208,000 | +114.0% | 6.37% | +78.5% | |
| TSLA | New | TESLA INCput | $73,216,000 | – | 220,000 | +100.0% | 5.15% | – |
| New | FINISAR CORPnote 0.500%12/1 | $43,119,000 | – | 45,568,000 | +100.0% | 3.03% | – | |
| New | TESARO INCnote 3.000%10/0 | $38,696,000 | – | 17,750,000 | +100.0% | 2.72% | – | |
| New | TESLA INCnote 0.250% 3/0 | $37,521,000 | – | 36,016,000 | +100.0% | 2.64% | – | |
| New | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $36,814,000 | – | 26,492,000 | +100.0% | 2.59% | – | |
| CMSS | Buy | CM SEVEN STAR ACQUISITION CO | $22,558,000 | +69.2% | 2,233,456 | +68.5% | 1.59% | +54.7% |
| TDAC | Buy | TRIDENT ACQUISITIONS CORP | $21,198,000 | +66.1% | 2,126,138 | +63.5% | 1.49% | +52.0% |
| OMAD | Buy | ONE MADISON CORP | $20,967,000 | +182.1% | 2,090,424 | +173.4% | 1.48% | +158.3% |
| SA | Buy | SEABRIDGE GOLD INC | $19,488,000 | +57.6% | 1,475,000 | +54.4% | 1.37% | +44.2% |
| VEAC | Buy | VANTAGE ENERGY ACQUISITION | $18,919,000 | +4814.0% | 1,882,510 | +4761.9% | 1.33% | +4336.7% |
| SCAC | New | SABAN CAP ACQUISITION CORP | $18,890,000 | – | 1,874,000 | +100.0% | 1.33% | – |
| WRLS | Buy | PENSARE ACQUISITION CORP | $18,608,000 | +7373.1% | 1,836,891 | +7247.6% | 1.31% | +6789.5% |
| New | RESTORATION HARDWARE HLDGS Inote 6/1 | $17,881,000 | – | 16,000,000 | +100.0% | 1.26% | – | |
| PFF | New | ISHARES TRput | $17,115,000 | – | 500,000 | +100.0% | 1.20% | – |
| IYR | New | ISHARES TRput | $16,487,000 | – | 220,000 | +100.0% | 1.16% | – |
| New | RESOURCE CAP CORPnote 4.500% 8/1 | $15,190,000 | – | 15,500,000 | +100.0% | 1.07% | – | |
| MMDM | Buy | MODERN MEDIA ACQUISITION | $13,841,000 | +182.8% | 1,357,002 | +180.0% | 0.97% | +158.8% |
| BRAC | Buy | BLACK RIDGE ACQUISITION CORP | $13,111,000 | +155.5% | 1,305,870 | +150.7% | 0.92% | +134.0% |
| BROG | Buy | TWELVE SEAS INVESTMENT COMPA | $12,636,000 | +10.7% | 1,286,727 | +9.0% | 0.89% | +1.3% |
| PACQ | Buy | PURE ACQUISITION CORPcl a | $12,446,000 | +327.7% | 1,264,800 | +321.9% | 0.88% | +290.6% |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $12,388,000 | – | 555,000 | +100.0% | 0.87% | – |
| RWGE | Buy | REGALWOOD GLOBAL ENERGY LTD | $12,100,000 | +26.2% | 1,232,181 | +25.5% | 0.85% | +15.5% |
| TMCX | Buy | TRINITY MERGER CORP | $11,964,000 | +151.5% | 1,199,999 | +147.4% | 0.84% | +129.8% |
| NEE | Buy | NEXTERA ENERGY INC | $11,781,000 | +75.8% | 67,775 | +69.5% | 0.83% | +61.0% |
| ALGR | Buy | ALLEGRO MERGER CORP | $11,780,000 | +20.5% | 1,208,248 | +18.3% | 0.83% | +10.1% |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $11,628,000 | – | 69,700 | +100.0% | 0.82% | – |
| SIR | New | SELECT INCOME REIT | $11,607,000 | – | 1,577,087 | +100.0% | 0.82% | – |
| DELL | New | DELL TECHNOLOGIES INCcl c | $10,200,000 | – | 208,722 | +100.0% | 0.72% | – |
| STNL | New | SENTINEL ENERGY SVCS INCcl a | $9,965,000 | – | 994,537 | +100.0% | 0.70% | – |
| CAI | Buy | CAI INTERNATIONAL INC | $9,532,000 | +4.2% | 410,329 | +2.6% | 0.67% | -4.7% |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $9,493,000 | – | 482,632 | +100.0% | 0.67% | – |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $9,165,000 | +1554.3% | 8,000,000 | +1500.0% | 0.64% | +1400.0% | |
| FSAC | New | FEDERAL STR ACQUISITION CORPcl a | $9,084,000 | – | 888,000 | +100.0% | 0.64% | – |
| New | VERASTEM INCnote 5.000%11/0 | $9,047,000 | – | 11,250,000 | +100.0% | 0.64% | – | |
| TBRG | Buy | THUNDER BRIDGE ACQUISITION L | $8,690,000 | +6.2% | 877,774 | +4.2% | 0.61% | -2.9% |
| ALAC | New | ALBERTON ACQUISITION CORP | $8,495,000 | – | 866,800 | +100.0% | 0.60% | – |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $8,413,000 | – | 6,667 | +100.0% | 0.59% | – |
| LTN | Buy | UNION ACQUISITION CORP | $8,327,000 | +220.8% | 826,875 | +210.6% | 0.59% | +193.0% |
| ORM | New | OWENS RLTY MTG INC | $7,676,000 | – | 408,513 | +100.0% | 0.54% | – |
| HES | New | HESS CORP | $7,420,000 | – | 183,200 | +100.0% | 0.52% | – |
| CMO | Buy | CAPSTEAD MTG CORP | $7,341,000 | +662.3% | 1,100,584 | +803.5% | 0.52% | +597.3% |
| LHC | Buy | LEO HOLDINGS CORP | $7,342,000 | +7.1% | 756,867 | +7.7% | 0.52% | -2.1% |
| MSF | New | MORGAN STANLEY EMER MKTS FD | $7,310,000 | – | 453,751 | +100.0% | 0.51% | – |
| CCC | New | CHURCHILL CAP CORP | $6,978,000 | – | 730,700 | +100.0% | 0.49% | – |
| VTIQ | Buy | VECTOIQ ACQUISITION CORP | $6,002,000 | +1346.3% | 618,800 | +1322.5% | 0.42% | +1218.8% |
| DELL | New | DELL TECHNOLOGIES INCput | $5,982,000 | – | 122,400 | +100.0% | 0.42% | – |
| SPPP | Buy | SPROTT PHYSICAL PLAT PALLADunit | $5,802,000 | +120.3% | 588,637 | +96.2% | 0.41% | +102.0% |
| MUDS | Buy | MUDRICK CAP ACQUISITION CORP | $5,331,000 | +60.5% | 539,567 | +57.3% | 0.38% | +47.1% |
| PCI | New | PIMCO DYNMIC CREDIT AND MRT | $4,868,000 | – | 231,238 | +100.0% | 0.34% | – |
| ANIP | Buy | ANI PHARMACEUTICALS INC | $4,852,000 | +163.6% | 107,771 | +230.9% | 0.34% | +141.8% |
| EAGL | Buy | PLATINUM EAGLE ACQUISITIN CO | $4,832,000 | +181.3% | 479,399 | +173.9% | 0.34% | +157.6% |
| TIBR | Buy | TIBERIUS ACQUISITION CORP | $4,671,000 | +23.6% | 476,624 | +21.7% | 0.33% | +13.1% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $4,593,000 | +14.2% | 152,000 | +3.4% | 0.32% | +4.5% |
| OPES | Buy | OPES ACQUISITION CORP | $4,580,000 | +55.0% | 461,210 | +53.7% | 0.32% | +41.9% |
| FSK | New | FS KKR CAPITAL CORP | $4,003,000 | – | 772,726 | +100.0% | 0.28% | – |
| New | TTM TECHNOLOGIESinc note 1.750%12/1 | $3,651,000 | – | 3,090,000 | +100.0% | 0.26% | – | |
| LFAC | Buy | LF CAP ACQUISITION CORPcl a | $3,661,000 | +119.7% | 373,525 | +115.3% | 0.26% | +100.8% |
| IIVI | New | II VI INC | $3,510,000 | – | 108,128 | +100.0% | 0.25% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP | $3,373,000 | – | 336,939 | +100.0% | 0.24% | – |
| WSC | Buy | WILLSCOT CORP | $3,312,000 | +39.6% | 351,611 | +154.3% | 0.23% | +28.0% |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $3,239,000 | – | 21,000 | +100.0% | 0.23% | – |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $3,229,000 | +33.5% | 52,100 | +62.3% | 0.23% | +22.0% |
| CCH | New | COLLIER CREEK HOLDINGS | $2,895,000 | – | 300,000 | +100.0% | 0.20% | – |
| CNAC | New | CONSTELLATION ALPHA CAP CORP | $2,279,000 | – | 222,955 | +100.0% | 0.16% | – |
| New | STARWOOD WAYPOINT RESIDENTLnote 3.000% 7/0 | $2,265,000 | – | 2,000,000 | +100.0% | 0.16% | – | |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $2,228,000 | – | 128,539 | +100.0% | 0.16% | – |
| LGC | Buy | LEGACY ACQUISITION CORP | $2,210,000 | +41.9% | 225,000 | +40.6% | 0.16% | +29.2% |
| FNSR | New | FINISAR CORPput | $2,160,000 | – | 100,000 | +100.0% | 0.15% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $2,135,000 | – | 396,881 | +100.0% | 0.15% | – |
| PDI | New | PIMCO DYNAMIC INCOME FD | $2,113,000 | – | 72,424 | +100.0% | 0.15% | – |
| WMC | New | WESTERN ASSET MTG CAP CORP | $2,098,000 | – | 251,535 | +100.0% | 0.15% | – |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $2,108,000 | – | 282,588 | +100.0% | 0.15% | – |
| RVT | New | ROYCE VALUE TR INC | $2,096,000 | – | 177,659 | +100.0% | 0.15% | – |
| AER | New | AERCAP HOLDINGS NV | $2,057,000 | – | 51,944 | +100.0% | 0.14% | – |
| TVIX | New | CREDIT SUISSE NASSAU BRH | $2,056,000 | – | 29,000 | +100.0% | 0.14% | – |
| NAC | New | NUVEEN CA QUALTY MUN INCOME | $2,039,000 | – | 159,892 | +100.0% | 0.14% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $2,034,000 | – | 123,621 | +100.0% | 0.14% | – |
| TZAC | New | TENZING ACQUISITION CORP | $2,019,000 | – | 204,998 | +100.0% | 0.14% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $2,007,000 | – | 160,086 | +100.0% | 0.14% | – |
| MOSC | New | MOSAIC ACQUISITION CORP | $2,009,000 | – | 204,010 | +100.0% | 0.14% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $2,002,000 | – | 162,616 | +100.0% | 0.14% | – |
| AMCI | New | AMCI ACQUISITION CORPclass a | $1,904,000 | – | 200,000 | +100.0% | 0.13% | – |
| MDLY | Buy | MEDLEY MGMT INC | $1,861,000 | -22.8% | 482,050 | +5.0% | 0.13% | -29.2% |
| QGEN | New | QIAGEN NV | $1,832,000 | – | 53,173 | +100.0% | 0.13% | – |
| New | COLONY CAP INCnote 5.000% 4/1 | $1,775,000 | – | 2,000,000 | +100.0% | 0.12% | – | |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $1,727,000 | – | 87,414 | +100.0% | 0.12% | – |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $1,692,000 | – | 126,059 | +100.0% | 0.12% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $1,572,000 | – | 177,476 | +100.0% | 0.11% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $1,558,000 | – | 152,794 | +100.0% | 0.11% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $1,538,000 | +1140.3% | 197,970 | +1410.9% | 0.11% | +980.0% |
| TPGH | New | TPG PACE HLDGS CORPcl a | $1,504,000 | – | 150,450 | +100.0% | 0.11% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $1,491,000 | – | 81,451 | +100.0% | 0.10% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $1,421,000 | – | 74,497 | +100.0% | 0.10% | – |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $1,421,000 | – | 100,000 | +100.0% | 0.10% | – |
| BOE | New | BLACKROCK ENHANCED GBL DIV T | $1,406,000 | – | 150,072 | +100.0% | 0.10% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $1,292,000 | – | 124,735 | +100.0% | 0.09% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $1,279,000 | – | 177,369 | +100.0% | 0.09% | – |
| GPAQ | New | GORDON POINTE ACQUISITION CO | $1,259,000 | – | 125,870 | +100.0% | 0.09% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $1,255,000 | – | 117,485 | +100.0% | 0.09% | – |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $1,252,000 | – | 89,583 | +100.0% | 0.09% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $1,216,000 | – | 108,800 | +100.0% | 0.09% | – |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $1,153,000 | – | 95,535 | +100.0% | 0.08% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $1,134,000 | – | 118,959 | +100.0% | 0.08% | – |
| GOF | New | GUGGENHEIM STRATEGIC OPP FD | $1,103,000 | – | 60,389 | +100.0% | 0.08% | – |
| BST | New | BLACKROCK SCIENCE & TECH TR | $1,093,000 | – | 39,778 | +100.0% | 0.08% | – |
| EARN | Buy | ELLINGTON RESIDENTIAL MTG RE | $1,082,000 | +376.7% | 105,747 | +425.6% | 0.08% | +347.1% |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $1,064,000 | – | 84,288 | +100.0% | 0.08% | – |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $1,052,000 | – | 55,416 | +100.0% | 0.07% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $1,038,000 | – | 280,434 | +100.0% | 0.07% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $1,045,000 | – | 169,701 | +100.0% | 0.07% | – |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $1,019,000 | – | 56,775 | +100.0% | 0.07% | – |
| CCCWS | New | CHURCHILL CAP CORP*w exp 09/11/202 | $1,025,000 | – | 1,177,750 | +100.0% | 0.07% | – |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $978,000 | – | 72,217 | +100.0% | 0.07% | – |
| GLU | New | GABELLI GLOBL UTIL & INCOME | $987,000 | – | 61,327 | +100.0% | 0.07% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $960,000 | – | 91,137 | +100.0% | 0.07% | – |
| BCX | New | BLACKROCK RES & COMM STRAT T | $957,000 | – | 135,560 | +100.0% | 0.07% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $935,000 | – | 100,716 | +100.0% | 0.07% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $939,000 | – | 76,444 | +100.0% | 0.07% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $919,000 | – | 77,211 | +100.0% | 0.06% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $889,000 | – | 151,697 | +100.0% | 0.06% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $897,000 | – | 110,447 | +100.0% | 0.06% | – |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $876,000 | – | 43,816 | +100.0% | 0.06% | – |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP F | $872,000 | – | 74,874 | +100.0% | 0.06% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $859,000 | – | 221,959 | +100.0% | 0.06% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $816,000 | – | 64,993 | +100.0% | 0.06% | – |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR | $807,000 | – | 42,573 | +100.0% | 0.06% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $793,000 | – | 69,097 | +100.0% | 0.06% | – |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $777,000 | – | 57,664 | +100.0% | 0.06% | – |
| VKQ | New | INVESCO MUN TR | $769,000 | – | 69,040 | +100.0% | 0.05% | – |
| NHF | New | NEXPOINT STRATEGIC OPORTUNT | $752,000 | – | 37,757 | +100.0% | 0.05% | – |
| NCV | New | ALLIANZGI CONV INCOME FD | $752,000 | – | 144,911 | +100.0% | 0.05% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $735,000 | – | 58,066 | +100.0% | 0.05% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $738,000 | – | 112,608 | +100.0% | 0.05% | – |
| NIE | New | ALLIANZGI EQUITY & CONV INCO | $730,000 | – | 39,350 | +100.0% | 0.05% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $723,000 | – | 74,021 | +100.0% | 0.05% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $717,000 | – | 46,669 | +100.0% | 0.05% | – |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $713,000 | – | 34,767 | +100.0% | 0.05% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $700,000 | – | 55,900 | +100.0% | 0.05% | – |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT | $693,000 | – | 54,124 | +100.0% | 0.05% | – |
| BTO | New | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $677,000 | – | 24,240 | +100.0% | 0.05% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $676,000 | – | 53,899 | +100.0% | 0.05% | – |
| GECC | New | GREAT ELM CAP CORP | $666,000 | – | 84,780 | +100.0% | 0.05% | – |
| BGY | New | BLACKROCK ENHANCED INTL DIV | $649,000 | – | 130,318 | +100.0% | 0.05% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $647,000 | – | 61,142 | +100.0% | 0.05% | – |
| LOAC | New | LONGEVITY ACQUISITION CORP | $649,000 | – | 65,223 | +100.0% | 0.05% | – |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $657,000 | – | 48,755 | +100.0% | 0.05% | – |
| NKX | New | NUVEEN CALIFORNIA AMT QLT MU | $646,000 | – | 50,927 | +100.0% | 0.04% | – |
| EDTX | New | EDTECHX HLDGS ACQUISITION CO | $645,000 | – | 63,973 | +100.0% | 0.04% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $638,000 | – | 56,897 | +100.0% | 0.04% | – |
| TYG | New | TORTOISE ENERGY INFRA CORP | $645,000 | – | 32,398 | +100.0% | 0.04% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $637,000 | – | 45,235 | +100.0% | 0.04% | – |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $632,000 | – | 39,596 | +100.0% | 0.04% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $624,000 | – | 45,252 | +100.0% | 0.04% | – |
| NTG | New | TORTOISE MLP FD INC | $613,000 | – | 50,027 | +100.0% | 0.04% | – |
| PML | New | PIMCO MUN INCOME FD II | $614,000 | – | 46,100 | +100.0% | 0.04% | – |
| PTY | New | PIMCO CORPORATE & INCOME OPP | $617,000 | – | 40,234 | +100.0% | 0.04% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $602,000 | – | 29,771 | +100.0% | 0.04% | – |
| PEO | New | ADAM NAT RES FD INC | $603,000 | – | 41,372 | +100.0% | 0.04% | – |
| TY | New | TRI CONTL CORP | $593,000 | – | 25,197 | +100.0% | 0.04% | – |
| EMO | New | CLEARBRIDGE ENERGY MIDSTRM O | $594,000 | – | 76,079 | +100.0% | 0.04% | – |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $597,000 | – | 51,240 | +100.0% | 0.04% | – |
| RNP | New | COHEN & STEERS REIT & PFD IN | $588,000 | – | 33,025 | +100.0% | 0.04% | – |
| PCN | New | PIMCO CORPORATE INCOME STRAT | $589,000 | – | 39,564 | +100.0% | 0.04% | – |
| NCZ | New | ALLIANZGI CONV INCOME FD II | $572,000 | – | 127,082 | +100.0% | 0.04% | – |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $567,000 | – | 35,158 | +100.0% | 0.04% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $566,000 | – | 93,340 | +100.0% | 0.04% | – |
| ISD | New | PGIM SHORT DURATION HIGH YIE | $565,000 | – | 43,397 | +100.0% | 0.04% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $567,000 | – | 59,477 | +100.0% | 0.04% | – |
| BLW | New | BLACKROCK LTD DURATION INC T | $562,000 | – | 42,033 | +100.0% | 0.04% | – |
| BIF | New | BOULDER GROWTH & INCOME FD I | $575,000 | – | 55,105 | +100.0% | 0.04% | – |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $567,000 | – | 68,500 | +100.0% | 0.04% | – |
| JRI | New | NUVEEN REAL ASSET INM AND GW | $558,000 | – | 40,933 | +100.0% | 0.04% | – |
| MVF | New | BLACKROCK MUNIVEST FD INC | $561,000 | – | 67,890 | +100.0% | 0.04% | – |
| DPG | New | DUFF & PHELPS GLB UTL INC FD | $551,000 | – | 46,524 | +100.0% | 0.04% | – |
| AWP | New | ABERDEEN GLOBAL PREMIER PPTY | $556,000 | – | 111,688 | +100.0% | 0.04% | – |
| New | FLAHERTY & CRUMRINE DYN PFD | $536,000 | – | 26,328 | +100.0% | 0.04% | – | |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $534,000 | – | 64,933 | +100.0% | 0.04% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $522,000 | – | 26,354 | +100.0% | 0.04% | – |
| ERC | New | WELLS FARGO MULTI SECTOR INC | $530,000 | – | 47,813 | +100.0% | 0.04% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $524,000 | – | 45,353 | +100.0% | 0.04% | – |
| VKI | New | INVESCO ADVANTAGE MUNICIPALsh ben int | $526,000 | – | 53,280 | +100.0% | 0.04% | – |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $507,000 | – | 41,087 | +100.0% | 0.04% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $514,000 | – | 46,000 | +100.0% | 0.04% | – |
| LEO | New | DREYFUS STRATEGIC MUNS INC | $506,000 | – | 70,509 | +100.0% | 0.04% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $519,000 | – | 57,534 | +100.0% | 0.04% | – |
| THW | New | TEKLA WORLD HEALTHCARE FD | $508,000 | – | 43,856 | +100.0% | 0.04% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $504,000 | – | 67,890 | +100.0% | 0.04% | – |
| GAM | New | GENERAL AMERN INVS INC | $500,000 | – | 17,583 | +100.0% | 0.04% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $502,000 | – | 39,668 | +100.0% | 0.04% | – |
| EOS | New | EATON VANCE ENH EQTY INC FD | $483,000 | – | 32,945 | +100.0% | 0.03% | – |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $466,000 | – | 22,811 | +100.0% | 0.03% | – |
| HQL | New | TEKLA LIFE SCIENCES INVSsh ben int | $466,000 | – | 30,825 | +100.0% | 0.03% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $476,000 | – | 33,403 | +100.0% | 0.03% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $454,000 | – | 33,074 | +100.0% | 0.03% | – |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $452,000 | – | 40,388 | +100.0% | 0.03% | – |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $454,000 | – | 27,689 | +100.0% | 0.03% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $456,000 | – | 37,580 | +100.0% | 0.03% | – |
| EOI | New | EATON VANCE ENHANCED EQ INC | $443,000 | – | 34,201 | +100.0% | 0.03% | – |
| WIW | New | WESTERN AST INFL LKD OPP & I | $429,000 | – | 42,229 | +100.0% | 0.03% | – |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $423,000 | – | 101,847 | +100.0% | 0.03% | – |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $428,000 | – | 63,163 | +100.0% | 0.03% | – |
| ETB | New | EATON VANCE TAX MNGED BUY WR | $431,000 | – | 32,017 | +100.0% | 0.03% | – |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $418,000 | +27.8% | 39,990 | +78.1% | 0.03% | +16.0% |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $394,000 | – | 37,587 | +100.0% | 0.03% | – |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $393,000 | – | 83,829 | +100.0% | 0.03% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $405,000 | – | 43,093 | +100.0% | 0.03% | – |
| IVH | New | IVY HIGH INC OPPORTUNITIES F | $399,000 | – | 32,917 | +100.0% | 0.03% | – |
| NBH | New | NEUBERGER BERMAN MUNI FD INC | $382,000 | – | 30,160 | +100.0% | 0.03% | – |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $378,000 | – | 36,334 | +100.0% | 0.03% | – |
| AFT | New | APOLLO SR FLOATING RATE FD I | $385,000 | – | 26,747 | +100.0% | 0.03% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $381,000 | – | 27,659 | +100.0% | 0.03% | – |
| MXE | New | MEXICO EQUITY & INCOME FD | $389,000 | – | 38,515 | +100.0% | 0.03% | – |
| KTF | New | DWS MUN INCOME TR NEW | $371,000 | – | 36,001 | +100.0% | 0.03% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $368,000 | – | 30,833 | +100.0% | 0.03% | – |
| PDT | New | HANCOCK JOHN PREMUIM DIV FD | $366,000 | – | 26,411 | +100.0% | 0.03% | – |
| ZF | New | VIRTUS TOTAL RETURN FUND INC | $373,000 | – | 43,086 | +100.0% | 0.03% | – |
| MUJ | New | BLACKROCK MUNIHLDGS NJ QLTY | $371,000 | – | 29,489 | +100.0% | 0.03% | – |
| DSM | New | DREYFUS STRATEGIC MUN BD FD | $368,000 | – | 52,745 | +100.0% | 0.03% | – |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $350,000 | – | 27,009 | +100.0% | 0.02% | – |
| IFN | New | INDIA FD INC | $354,000 | – | 17,476 | +100.0% | 0.02% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $357,000 | – | 47,342 | +100.0% | 0.02% | – |
| ZTR | New | VIRTUS GLOBAL DIVID INCOME F | $354,000 | – | 39,642 | +100.0% | 0.02% | – |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $356,000 | – | 28,629 | +100.0% | 0.02% | – |
| UWN | New | NEVADA GOLD & CASINOS INC | $357,000 | – | 150,000 | +100.0% | 0.02% | – |
| MAV | New | PIONEER MUN HIGH INCOME ADV | $347,000 | – | 33,973 | +100.0% | 0.02% | – |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $345,000 | – | 21,766 | +100.0% | 0.02% | – |
| AGO | Buy | ASSURED GUARANTY LTD | $335,000 | -8.0% | 8,763 | +1.6% | 0.02% | -14.3% |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQT | $343,000 | – | 27,134 | +100.0% | 0.02% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $336,000 | – | 29,700 | +100.0% | 0.02% | – |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $347,000 | – | 27,000 | +100.0% | 0.02% | – |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $343,000 | – | 23,962 | +100.0% | 0.02% | – |
| JPC | New | NUVEEN PFD & INCM OPPORTNYS | $329,000 | – | 39,457 | +100.0% | 0.02% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $323,000 | – | 25,900 | +100.0% | 0.02% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR | $314,000 | – | 28,670 | +100.0% | 0.02% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $318,000 | – | 43,006 | +100.0% | 0.02% | – |
| EOT | New | EATON VANCE NATL MUN OPPORT | $306,000 | – | 16,488 | +100.0% | 0.02% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $306,000 | – | 16,288 | +100.0% | 0.02% | – |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $316,000 | – | 20,640 | +100.0% | 0.02% | – |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $310,000 | – | 23,587 | +100.0% | 0.02% | – |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $313,000 | – | 144,159 | +100.0% | 0.02% | – |
| PHT | New | PIONEER HIGH INCOME TR | $309,000 | – | 38,829 | +100.0% | 0.02% | – |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $296,000 | – | 26,737 | +100.0% | 0.02% | – |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $294,000 | – | 40,664 | +100.0% | 0.02% | – |
| TRI | New | THOMSON REUTERS CORP | $299,000 | – | 6,188 | +100.0% | 0.02% | – |
| OSB | New | NORBORD INC | $293,000 | – | 11,011 | +100.0% | 0.02% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $304,000 | – | 45,277 | +100.0% | 0.02% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $292,000 | – | 15,522 | +100.0% | 0.02% | – |
| NML | New | NEUBERGER BERMAN MLP INCOME | $292,000 | – | 43,673 | +100.0% | 0.02% | – |
| GIL | Buy | GILDAN ACTIVEWEAR INC | $294,000 | +6.9% | 9,686 | +7.4% | 0.02% | 0.0% |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $296,000 | – | 26,731 | +100.0% | 0.02% | – |
| BRPA | New | BIG ROCK PARTNERS ACQUISI CO | $280,000 | – | 27,407 | +100.0% | 0.02% | – |
| VVR | New | INVESCO SR INCOME TR | $283,000 | – | 72,344 | +100.0% | 0.02% | – |
| MMD | New | MAINSTAY MACKAY DEFINDTRM MU | $264,000 | – | 13,508 | +100.0% | 0.02% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $270,000 | – | 20,342 | +100.0% | 0.02% | – |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $272,000 | – | 22,300 | +100.0% | 0.02% | – |
| PHD | New | PIONEER FLOATING RATE TR | $271,000 | – | 27,552 | +100.0% | 0.02% | – |
| MEOH | Buy | METHANEX CORP | $271,000 | -6.2% | 5,637 | +54.1% | 0.02% | -13.6% |
| MCN | New | MADISON CVRED CALL & EQ STR | $250,000 | – | 40,617 | +100.0% | 0.02% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $256,000 | – | 23,641 | +100.0% | 0.02% | – |
| SOR | New | SOURCE CAP INC | $261,000 | – | 8,021 | +100.0% | 0.02% | – |
| KMF | New | KAYNE ANDERSON MDSTM ENERGY | $258,000 | – | 26,733 | +100.0% | 0.02% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $262,000 | – | 56,496 | +100.0% | 0.02% | – |
| MCC | New | MEDLEY CAP CORP | $256,000 | – | 96,400 | +100.0% | 0.02% | – |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $249,000 | – | 11,435 | +100.0% | 0.02% | – |
| NXJ | New | NUVEEN NEW JERSEY QULT MUN F | $259,000 | – | 20,300 | +100.0% | 0.02% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $259,000 | – | 25,238 | +100.0% | 0.02% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $250,000 | – | 28,696 | +100.0% | 0.02% | – |
| IMO | Buy | IMPERIAL OIL LTD | $254,000 | -5.6% | 10,033 | +20.8% | 0.02% | -14.3% |
| GHY | New | PGIM GLOBAL SHORT DURATION H | $256,000 | – | 19,840 | +100.0% | 0.02% | – |
| THQ | New | TEKLA HEALTHCARE OPPORTUNIT | $248,000 | – | 14,761 | +100.0% | 0.02% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $248,000 | – | 55,232 | +100.0% | 0.02% | – |
| KYN | New | KAYNE ANDERSN MLP MIDS INVT | $244,000 | – | 17,746 | +100.0% | 0.02% | – |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $247,000 | – | 26,832 | +100.0% | 0.02% | – |
| IIM | New | INVESCO VALUE MUN INCOME TR | $239,000 | – | 17,692 | +100.0% | 0.02% | – |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $240,000 | – | 35,345 | +100.0% | 0.02% | – |
| FL | New | FOOT LOCKER INC | $241,000 | – | 4,522 | +100.0% | 0.02% | – |
| GRAF | New | GRAF INDL CORP | $240,000 | – | 25,000 | +100.0% | 0.02% | – |
| HEQ | New | JOHN HANCOCK HDG EQ & INC FD | $224,000 | – | 17,162 | +100.0% | 0.02% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $231,000 | – | 24,061 | +100.0% | 0.02% | – |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $230,000 | – | 22,132 | +100.0% | 0.02% | – |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRITE | $226,000 | – | 16,112 | +100.0% | 0.02% | – |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $232,000 | – | 54,298 | +100.0% | 0.02% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME | $222,000 | – | 24,069 | +100.0% | 0.02% | – |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $216,000 | – | 18,754 | +100.0% | 0.02% | – |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $212,000 | – | 11,548 | +100.0% | 0.02% | – |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $212,000 | – | 22,925 | +100.0% | 0.02% | – |
| TSLF | New | THL CR SR LN FD | $218,000 | – | 14,643 | +100.0% | 0.02% | – |
| NUM | New | NUVEEN MICHIGAN QLT MUN INC | $214,000 | – | 17,205 | +100.0% | 0.02% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $217,000 | – | 37,693 | +100.0% | 0.02% | – |
| STK | Buy | COLUMBIA SELIGM PREM TECH GR | $210,000 | -11.4% | 12,475 | +12.4% | 0.02% | -16.7% |
| INB | New | COHEN & STEERS GLOBAL INC BL | $217,000 | – | 29,121 | +100.0% | 0.02% | – |
| CWT | New | CALIFORNIA WTR SVC GROUP | $210,000 | – | 4,400 | +100.0% | 0.02% | – |
| TDF | New | TEMPLETON DRAGON FD INC | $209,000 | – | 12,270 | +100.0% | 0.02% | – |
| GAB | New | GABELLI EQUITY TR INC | $210,000 | – | 41,187 | +100.0% | 0.02% | – |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $201,000 | – | 16,713 | +100.0% | 0.01% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $202,000 | – | 15,609 | +100.0% | 0.01% | – |
| VPV | New | INVESCO PA VALUE MUN INCOME | $200,000 | – | 17,200 | +100.0% | 0.01% | – |
| SMM | New | SALIENT MIDSTREAM & MLP FDsh ben int | $195,000 | – | 26,390 | +100.0% | 0.01% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $199,000 | – | 19,631 | +100.0% | 0.01% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $202,000 | – | 14,811 | +100.0% | 0.01% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $206,000 | – | 24,944 | +100.0% | 0.01% | – |
| PFL | New | PIMCO INCOME STRATEGY FUND | $186,000 | – | 17,133 | +100.0% | 0.01% | – |
| FOF | New | COHEN & STEERS CLOSED END OP | $189,000 | – | 17,082 | +100.0% | 0.01% | – |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME | $181,000 | – | 13,600 | +100.0% | 0.01% | – |
| MPA | New | BLACKROCK MUNIYIELD PA QLTY | $185,000 | – | 14,704 | +100.0% | 0.01% | – |
| CTR | New | CLEARBRIDGE MLP AND MIDSTRM | $186,000 | – | 23,847 | +100.0% | 0.01% | – |
| OPP | New | RIVERNORTH DOUBLELINE STRATE | $181,000 | – | 11,113 | +100.0% | 0.01% | – |
| HIE | New | MILLER HOWARD HIGH INC EQTY | $174,000 | – | 18,300 | +100.0% | 0.01% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $170,000 | – | 38,768 | +100.0% | 0.01% | – |
| EIM | New | EATON VANCE MUN BD FD | $172,000 | – | 15,269 | +100.0% | 0.01% | – |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $172,000 | – | 21,126 | +100.0% | 0.01% | – |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $164,000 | – | 59,210 | +100.0% | 0.01% | – |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $172,000 | – | 13,610 | +100.0% | 0.01% | – |
| BLE | New | BLACKROCK MUNI INCOME TR II | $168,000 | – | 13,040 | +100.0% | 0.01% | – |
| RPAI | Buy | RETAIL PPTYS AMER INCcl a | $151,000 | -0.7% | 13,957 | +12.0% | 0.01% | -8.3% |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $158,000 | – | 35,983 | +100.0% | 0.01% | – |
| CEN | New | CENTER COAST BRKFLD MLP ENRG | $155,000 | – | 22,596 | +100.0% | 0.01% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $160,000 | – | 11,054 | +100.0% | 0.01% | – |
| EDI | New | STONE HBR EMERG MKTS TL INC | $162,000 | – | 14,824 | +100.0% | 0.01% | – |
| JTD | New | NUVEEN TAX ADVANTAGED DIV GR | $151,000 | – | 11,299 | +100.0% | 0.01% | – |
| ASA | New | ASA GOLD AND PRECIOUS MTLS L | $157,000 | – | 16,550 | +100.0% | 0.01% | – |
| AMC | New | AMC ENTMT HLDGS INC | $152,000 | – | 12,402 | +100.0% | 0.01% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $158,000 | – | 31,887 | +100.0% | 0.01% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $155,000 | – | 22,304 | +100.0% | 0.01% | – |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $156,000 | – | 21,218 | +100.0% | 0.01% | – |
| LXP | New | LEXINGTON REALTY TRUST | $160,000 | – | 19,487 | +100.0% | 0.01% | – |
| SCD | New | LMP CAP & INCOME FD INC | $154,000 | – | 14,411 | +100.0% | 0.01% | – |
| WIA | New | WESTERN ASST INFLTN LKD INM | $157,000 | – | 14,790 | +100.0% | 0.01% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $147,000 | – | 11,152 | +100.0% | 0.01% | – |
| RF | New | REGIONS FINL CORP NEW | $137,000 | – | 10,259 | +100.0% | 0.01% | – |
| MYF | New | BLACKROCK MUNIYIELD INVST FD | $139,000 | – | 10,969 | +100.0% | 0.01% | – |
| PSDO | New | PRESIDIO INC | $136,000 | – | 10,459 | +100.0% | 0.01% | – |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $138,000 | – | 29,900 | +100.0% | 0.01% | – |
| NSL | New | NUVEEN SR INCOME FD | $145,000 | – | 26,441 | +100.0% | 0.01% | – |
| MUH | New | BLACKROCK MUNIHLDGS FD II IN | $138,000 | – | 10,625 | +100.0% | 0.01% | – |
| CLNY | Buy | COLONY CAP INC NEW | $136,000 | -14.5% | 29,032 | +11.0% | 0.01% | -16.7% |
| CNX | Buy | CNX RESOURCES CORPORATION | $142,000 | -9.0% | 12,411 | +13.7% | 0.01% | -16.7% |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $149,000 | – | 12,400 | +100.0% | 0.01% | – |
| PRTY | Buy | PARTY CITY HOLDCO INC | $145,000 | -1.4% | 14,490 | +33.8% | 0.01% | -9.1% |
| EDF | New | STONE HBR EMERG MRKTS INC FD | $146,000 | – | 13,067 | +100.0% | 0.01% | – |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $141,000 | – | 11,388 | +100.0% | 0.01% | – |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $140,000 | – | 51,686 | +100.0% | 0.01% | – |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN | $147,000 | – | 14,510 | +100.0% | 0.01% | – |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $126,000 | – | 12,478 | +100.0% | 0.01% | – |
| DMB | New | DREYFUS MUN BD INFRSTRCTR FD | $121,000 | – | 10,209 | +100.0% | 0.01% | – |
| DSE | Buy | DUFF & PHELPS SLT ENGY AND M | $132,000 | +55.3% | 33,494 | +138.6% | 0.01% | +28.6% |
| EVM | New | EATON VANCE CALIF MUN BD FD | $127,000 | – | 12,816 | +100.0% | 0.01% | – |
| EDTXW | New | EDTECHX HLDGS ACQUISITION CO*w exp 12/31/202 | $134,000 | – | 382,773 | +100.0% | 0.01% | – |
| PFD | New | FLAHERTY & CRUMRINE PFD INC | $133,000 | – | 11,482 | +100.0% | 0.01% | – |
| GFF | New | GRIFFON CORP | $125,000 | – | 12,006 | +100.0% | 0.01% | – |
| WPG | Buy | WASHINGTON PRIME GROUP NEW | $122,000 | -21.8% | 25,140 | +17.3% | 0.01% | -25.0% |
| HYB | New | NEW AMER HIGH INCOME FD INC | $109,000 | – | 14,484 | +100.0% | 0.01% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $116,000 | – | 19,221 | +100.0% | 0.01% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $113,000 | – | 13,400 | +100.0% | 0.01% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $108,000 | – | 25,955 | +100.0% | 0.01% | – |
| GLV | New | CLOUGH GLOBAL DIVND AND INC | $114,000 | – | 11,392 | +100.0% | 0.01% | – |
| DMF | New | DREYFUS MUN INCOME INC | $101,000 | – | 13,292 | +100.0% | 0.01% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $102,000 | – | 10,531 | +100.0% | 0.01% | – |
| FTF | New | FRANKLIN LTD DURATION INC TR | $99,000 | – | 10,959 | +100.0% | 0.01% | – |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $97,000 | – | 16,236 | +100.0% | 0.01% | – |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $99,000 | – | 11,934 | +100.0% | 0.01% | – |
| NCMI | New | NATIONAL CINEMEDIA INC | $81,000 | – | 12,444 | +100.0% | 0.01% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $84,000 | – | 86,666 | +100.0% | 0.01% | – |
| FCO | New | ABERDEEN GLOBAL INCOME FD IN | $91,000 | – | 12,722 | +100.0% | 0.01% | – |
| ZFGN | New | ZAFGEN INC | $84,000 | – | 17,047 | +100.0% | 0.01% | – |
| IAF | New | ABERDEEN AUSTRALIA EQTY FD I | $84,000 | – | 17,746 | +100.0% | 0.01% | – |
| ASNA | Buy | ASCENA RETAIL GROUP INC | $73,000 | -15.1% | 29,106 | +55.4% | 0.01% | -28.6% |
| SESN | New | SESEN BIO INC | $74,000 | – | 52,356 | +100.0% | 0.01% | – |
| SVRA | New | SAVARA INC | $77,000 | – | 10,173 | +100.0% | 0.01% | – |
| ONDK | New | ON DECK CAP INC | $69,000 | – | 11,650 | +100.0% | 0.01% | – |
| NVAX | Buy | NOVAVAX INC | $75,000 | +74.4% | 40,541 | +75.8% | 0.01% | +66.7% |
| TTI | Buy | TETRA TECHNOLOGIES INC DEL | $66,000 | -7.0% | 39,207 | +147.8% | 0.01% | 0.0% |
| MFIN | Buy | MEDALLION FINL CORP | $70,000 | -6.7% | 14,933 | +32.6% | 0.01% | -16.7% |
| FUND | New | SPROTT FOCUS TR INC | $67,000 | – | 11,513 | +100.0% | 0.01% | – |
| IMGN | New | IMMUNOGEN INC | $74,000 | – | 15,499 | +100.0% | 0.01% | – |
| SPWH | New | SPORTSMANS WHSE HLDGS INC | $65,000 | – | 14,900 | +100.0% | 0.01% | – |
| EXPR | New | EXPRESS INC | $71,000 | – | 13,871 | +100.0% | 0.01% | – |
| ADVM | Buy | ADVERUM BIOTECHNOLOGIES INC | $74,000 | -9.8% | 23,524 | +72.9% | 0.01% | -16.7% |
| ALACR | New | ALBERTON ACQUISITION CORPright 10/04/2020 | $78,000 | – | 300,000 | +100.0% | 0.01% | – |
| MCF | New | CONTANGO OIL & GAS COMPANY | $69,000 | – | 21,201 | +100.0% | 0.01% | – |
| TCS | New | CONTAINER STORE GROUP INC | $77,000 | – | 16,079 | +100.0% | 0.01% | – |
| VSLR | New | VIVINT SOLAR INC | $61,000 | – | 16,079 | +100.0% | 0.00% | – |
| New | FALCON MINERALS CORP*w exp 07/21/202 | $60,000 | – | 100,000 | +100.0% | 0.00% | – | |
| CDMO | Buy | AVID BIOSERVICES INC | $56,000 | -29.1% | 13,650 | +18.1% | 0.00% | -33.3% |
| NEBLQ | Buy | NOBLE CORP PLC | $55,000 | -34.5% | 20,841 | +74.7% | 0.00% | -33.3% |
| VSI | New | VITAMIN SHOPPE INC | $56,000 | – | 11,909 | +100.0% | 0.00% | – |
| AFMD | New | AFFIMED N V | $55,000 | – | 17,606 | +100.0% | 0.00% | – |
| LONEQ | New | LONESTAR RES US INCcl a vtg | $52,000 | – | 14,312 | +100.0% | 0.00% | – |
| INSYQ | New | INSYS THERAPEUTICS INC NEW | $56,000 | – | 16,140 | +100.0% | 0.00% | – |
| SRNE | Buy | SORRENTO THERAPEUTICS INC | $63,000 | -18.2% | 26,420 | +51.9% | 0.00% | -33.3% |
| BRSWQ | New | BRISTOW GROUP INC | $52,000 | – | 21,520 | +100.0% | 0.00% | – |
| ESV | New | ENSCO PLC | $53,000 | – | 14,779 | +100.0% | 0.00% | – |
| GERN | New | GERON CORP | $57,000 | – | 57,243 | +100.0% | 0.00% | – |
| MRNS | New | MARINUS PHARMACEUTICALS INC | $55,000 | – | 18,996 | +100.0% | 0.00% | – |
| JMLP | New | NUVEEN ALL CAP ENE MLP OPPO | $61,000 | – | 11,083 | +100.0% | 0.00% | – |
| STNLW | New | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $47,000 | – | 56,181 | +100.0% | 0.00% | – |
| EYES | Buy | SECOND SIGHT MED PRODS INC | $42,000 | -25.0% | 47,491 | +60.0% | 0.00% | -25.0% |
| TTOO | New | T2 BIOSYSTEMS INC | $37,000 | – | 12,262 | +100.0% | 0.00% | – |
| ICD | New | INDEPENDENCE CONTRACT DRIL I | $45,000 | – | 14,362 | +100.0% | 0.00% | – |
| HOSSQ | Buy | HORNBECK OFFSHORE SVCS INC N | $44,000 | -53.2% | 30,234 | +89.3% | 0.00% | -57.1% |
| CRK | New | COMSTOCK RES INC | $46,000 | – | 10,090 | +100.0% | 0.00% | – |
| ADMA | New | ADMA BIOLOGICS INC | $42,000 | – | 17,381 | +100.0% | 0.00% | – |
| ABUS | New | ARBUTUS BIOPHARMA CORP | $41,000 | – | 10,800 | +100.0% | 0.00% | – |
| AMCIW | New | AMCI ACQUISITION CORP*w exp 05/20/202 | $40,000 | – | 200,000 | +100.0% | 0.00% | – |
| LOACW | New | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $34,000 | – | 223,600 | +100.0% | 0.00% | – |
| DDMXW | New | DD3 ACQUISITION CORP*w exp 10/20/202 | $26,000 | – | 75,000 | +100.0% | 0.00% | – |
| EAGLW | New | PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202 | $21,000 | – | 16,333 | +100.0% | 0.00% | – |
| DRRX | New | DURECT CORP | $11,000 | – | 22,095 | +100.0% | 0.00% | – |
| ALACW | New | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $2,000 | – | 21,490 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SEABRIDGE GOLD INC | 32 | Q1 2022 | 9.5% |
| SPROTT PHYSICAL PLAT PALLAD | 23 | Q2 2020 | 6.1% |
| SPDR S&P 500 ETF TR | 21 | Q3 2023 | 12.8% |
| COMMUNITY HEALTH SYS INC NEW | 20 | Q4 2018 | 0.1% |
| SPROTT PHYSICAL GOLD TRUST | 18 | Q3 2023 | 23.1% |
| SPDR S&P 500 ETF TR | 18 | Q3 2023 | 6.9% |
| LIBERTY MEDIA CORP DEL | 17 | Q3 2021 | 8.4% |
| ISHARES INC | 16 | Q4 2021 | 3.0% |
| BROOGE HLDGS LTD | 15 | Q3 2023 | 0.0% |
| BARINGTON HILCO ACQUISITION | 14 | Q2 2018 | 3.7% |
View Weiss Asset Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Aesther Healthcare Acquisition Corp. | February 10, 2023 | 599,469 | 5.7% |
| Alpine Acquisition Corp. | February 10, 2023 | 850,000 | 6.3% |
| AXIOS Sustainable Growth Acquisition Corp | February 10, 2023 | 1,100,501 | 6.2% |
| Far Peak Acquisition Corp | February 10, 2023 | 3,084,431 | 5.1% |
| Global System Dynamics, Inc. | February 10, 2023 | 345,415 | 3.2% |
| Khosla Ventures Acquisition Co. | February 10, 2023 | 1,189,544 | 3.4% |
| Mercato Partners Acquisition Corp | February 10, 2023 | 567,383 | 2.5% |
| Pioneer Merger Corp. | February 10, 2023 | 1,722,140 | 4.3% |
| Powered Brands | February 10, 2023 | 1,403,986 | 5.1% |
| Seaport Calibre Materials Acquisition Corp. | February 10, 2023 | 487,000 | 3.8% |
View Weiss Asset Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-03-05 |
| 13F-HR | 2024-02-12 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
View Weiss Asset Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.