Weiss Asset Management LP - Q4 2016 holdings

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$667 Million is the total value of Weiss Asset Management LP's 215 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .

All

			Value		Shares		↓ Weighting
	New	XILINX INCnote 2.625% 6/1	$71,889,000	–	33,628,000	+100.0%	10.77%	–
KEYPRG	New	KEYCORP NEWpfd 7.75% sr a	$46,067,000	–	341,235	+100.0%	6.90%	–
	New	BROCADE COMMUNICATIONS SYS Inote 1.375% 1/0	$36,653,000	–	36,385,000	+100.0%	5.49%	–
	New	NVIDIA CORPnote 1.000%12/0	$28,902,000	–	5,434,000	+100.0%	4.33%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$28,333,000	–	3,017,325	+100.0%	4.24%	–
EVHCPR	New	ENVISION HEALTHCARE CORPpfd cnv 5.25% a1	$20,741,000	–	173,737	+100.0%	3.11%	–
BKHU	New	BLACK HILLS CORPunit 99/99/9999	$18,939,000	–	275,000	+100.0%	2.84%	–
	New	PACIRA PHARMACEUTICALS INCnote 3.250% 2/0	$11,166,000	–	7,819,000	+100.0%	1.67%	–
MIII	New	M III ACQUISITION CORP	$10,316,000	–	1,058,000	+100.0%	1.55%	–
SWNC	New	SOUTHWESTERN ENERGY CO	$8,451,000	–	331,800	+100.0%	1.27%	–
	New	STILLWATER MNG COnote 1.750%10/1	$7,691,000	–	6,025,000	+100.0%	1.15%	–
AMJ	New	JPMORGAN CHASE & COalerian ml etn	$6,322,000	–	200,000	+100.0%	0.95%	–
SPPP	New	SPROTT PHYSICAL PLAT PALLADunit	$5,846,000	–	847,238	+100.0%	0.88%	–
GMWSB	New	GENERAL MTRS CO*w exp 07/10/201	$5,139,000	–	300,000	+100.0%	0.77%	–
STLR	New	STELLAR ACQUISITION III INC	$5,000,000	–	500,000	+100.0%	0.75%	–
GTYHU	New	GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999	$4,200,000	–	400,000	+100.0%	0.63%	–
MACQ	New	M I ACQUISITIONS INC	$4,000,000	–	400,000	+100.0%	0.60%	–
	New	GREEN PLAINS INCnote 3.250%10/0	$3,781,000	–	2,627,000	+100.0%	0.57%	–
AMTPRA	New	AMERICAN TOWER CORP NEWpfd conv ser a	$3,669,000	–	35,000	+100.0%	0.55%	–
	New	CHESAPEAKE ENERGY CORPnote 2.250%12/1	$3,450,000	–	3,500,000	+100.0%	0.52%	–
	New	THERAVANCE BIOPHARMA INCnote 3.250%11/0	$3,446,000	–	3,000,000	+100.0%	0.52%	–
WPXP	New	WPX ENERGY INCpfd ser a cv	$3,284,000	–	50,000	+100.0%	0.49%	–
	New	ARBOR RLTY TR INCnote 6.500%10/0	$2,761,000	–	2,750,000	+100.0%	0.41%	–
	New	SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1	$2,000,000	–	2,000,000	+100.0%	0.30%	–
EXG	New	EATON VANCE TAX MNGD GBL DV	$1,833,000	–	228,559	+100.0%	0.28%	–
NAC	New	NUVEEN CA QUALTY MUN INCOME	$1,193,000	–	84,369	+100.0%	0.18%	–
ETY	New	EATON VANCE TX MGD DIV EQ IN	$1,004,000	–	97,036	+100.0%	0.15%	–
GGN	New	GAMCO GLOBAL GOLD NAT RES &	$995,000	–	187,690	+100.0%	0.15%	–
NUV	New	NUVEEN MUN VALUE FD INC	$948,000	–	99,147	+100.0%	0.14%	–
RQI	New	COHEN & STEERS QUALITY RLTY	$900,000	–	73,708	+100.0%	0.14%	–
TSL	New	TRINA SOLAR LIMITEDput	$862,000	–	92,700	+100.0%	0.13%	–
CEM	New	CLEARBRIDGE ENERGY MLP FD IN	$831,000	–	53,404	+100.0%	0.12%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS	$827,000	–	43,525	+100.0%	0.12%	–
ETW	New	EATON VANCE TXMGD GL BUYWR O	$791,000	–	78,509	+100.0%	0.12%	–
IGR	New	CBRE CLARION GLOBAL REAL EST	$718,000	–	98,327	+100.0%	0.11%	–
ETG	New	EATON VANCE TX ADV GLBL DIV	$690,000	–	49,055	+100.0%	0.10%	–
AOD	New	ALPINE TOTAL DYNAMIC DIVID F	$668,000	–	88,170	+100.0%	0.10%	–
ARCC	New	ARES CAP CORPput	$638,000	–	38,700	+100.0%	0.10%	–
BXMX	New	NUVEEN S&P 500 BUY-WRITE INC	$623,000	–	49,002	+100.0%	0.09%	–
IGD	New	VOYA GLBL EQTY DIV & PREM OP	$586,000	–	86,445	+100.0%	0.09%	–
USA	New	LIBERTY ALL STAR EQUITY FDsh ben int	$587,000	–	113,828	+100.0%	0.09%	–
KLDX	New	KLONDEX MNS LTD	$577,000	–	124,000	+100.0%	0.09%	–
VKQ	New	INVESCO MUN TR	$567,000	–	46,252	+100.0%	0.08%	–
NKX	New	NUVEEN CALIFORNIA AMT QLT MU	$552,000	–	38,563	+100.0%	0.08%	–
VCV	New	INVESCO CALIF VALUE MUN INC	$498,000	–	41,005	+100.0%	0.08%	–
CSQ	New	CALAMOS STRATEGIC TOTL RETN	$490,000	–	47,621	+100.0%	0.07%	–
	New	SANDRIDGE ENERGY INCnote 10/0	$474,000	–	376,539	+100.0%	0.07%	–
ETJ	New	EATON VANCE RISK MNGD DIV EQ	$476,000	–	53,101	+100.0%	0.07%	–
DPG	New	DUFF & PHELPS GLB UTL INC FD	$469,000	–	30,292	+100.0%	0.07%	–
GBAB	New	GUGGENHEIM TAXABLE MUN MNGD	$451,000	–	21,065	+100.0%	0.07%	–
EDD	New	MORGAN STANLEY EM MKTS DM DE	$450,000	–	62,786	+100.0%	0.07%	–
NBB	New	NUVEEN BUILD AMER BD FD	$446,000	–	21,608	+100.0%	0.07%	–
MUC	New	BLACKROCK MUNIHLDNGS CALI QL	$446,000	–	31,653	+100.0%	0.07%	–
CAF	New	MORGAN STANLEY CHINA A SH FD	$440,000	–	25,876	+100.0%	0.07%	–
GLO	New	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$440,000	–	49,158	+100.0%	0.07%	–
ASA	New	ASA GOLD AND PRECIOUS MTLS L	$433,000	–	39,241	+100.0%	0.06%	–
NXJ	New	NUVEEN NEW JERSEY QULT MUN F	$404,000	–	30,687	+100.0%	0.06%	–
TEI	New	TEMPLETON EMERG MKTS INCOME	$386,000	–	35,362	+100.0%	0.06%	–
JPI	New	NUVEEN PFD & INCOME TERM FD	$390,000	–	16,993	+100.0%	0.06%	–
HQH	New	TEKLA HEALTHCARE INVSsh ben int	$379,000	–	17,956	+100.0%	0.06%	–
JPS	New	NUVEEN PREFERRED SECURITIES	$378,000	–	40,654	+100.0%	0.06%	–
AWP	New	ALPINE GLOBAL PREMIER PPTYS	$366,000	–	71,286	+100.0%	0.06%	–
DBL	New	DOUBLELINE OPPORTUNISTIC CR	$370,000	–	16,025	+100.0%	0.06%	–
TIME	New	TIME INC NEW	$353,000	–	19,757	+100.0%	0.05%	–
BGY	New	BLACKROCK INTL GRWTH & INC T	$341,000	–	61,872	+100.0%	0.05%	–
BFK	New	BLACKROCK MUN INCOME TRsh ben int	$334,000	–	24,161	+100.0%	0.05%	–
FDEU	New	FIRST TR DYNAMIC EUROPE EQT	$334,000	–	21,491	+100.0%	0.05%	–
EOS	New	EATON VANCE ENH EQTY INC FD	$333,000	–	26,019	+100.0%	0.05%	–
HTD	New	HANCOCK JOHN TAX-ADV DIV INC	$336,000	–	14,540	+100.0%	0.05%	–
RVT	New	ROYCE VALUE TR INC	$328,000	–	24,510	+100.0%	0.05%	–
RNP	New	COHEN & STEERS REIT & PFD IN	$325,000	–	16,991	+100.0%	0.05%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$298,000	–	20,569	+100.0%	0.04%	–
NFJ	New	ALLIANZGI NFJ DIVID INT & PR	$302,000	–	23,920	+100.0%	0.04%	–
MDR	New	MCDERMOTT INTL INCcall	$296,000	–	40,000	+100.0%	0.04%	–
PMO	New	PUTNAM MUN OPPORTUNITIES TRsh ben int	$294,000	–	24,618	+100.0%	0.04%	–
HPF	New	HANCOCK JOHN PFD INCOME FD I	$283,000	–	13,986	+100.0%	0.04%	–
VKI	New	INVESCO ADVANTAGE MUNICIPALsh ben int	$283,000	–	25,317	+100.0%	0.04%	–
BCX	New	BLACKROCK RES & COMM STRAT T	$281,000	–	33,992	+100.0%	0.04%	–
	New	FLAHERTY & CRUMRINE DYN PFD	$281,000	–	11,820	+100.0%	0.04%	–
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$272,000	–	21,245	+100.0%	0.04%	–
THQ	New	TEKLA HEALTHCARE OPPORTUNIT	$269,000	–	17,326	+100.0%	0.04%	–
JRS	New	NUVEEN REAL ESTATE INCOME FD	$267,000	–	24,785	+100.0%	0.04%	–
BOE	New	BLACKROCK GLOBAL OPP EQTY TR	$265,000	–	22,884	+100.0%	0.04%	–
BHK	New	BLACKROCK CORE BD TR	$269,000	–	20,670	+100.0%	0.04%	–
GAM	New	GENERAL AMERN INVS INC	$258,000	–	8,303	+100.0%	0.04%	–
MUA	New	BLACKROCK MUNIASSETS FD INC	$252,000	–	18,735	+100.0%	0.04%	–
MUJ	New	BLACKROCK MUNIHLDGS NJ QLTY	$255,000	–	18,348	+100.0%	0.04%	–
VGM	New	INVESCO TR INVT GRADE MUNS	$249,000	–	19,540	+100.0%	0.04%	–
ADX	New	ADAMS DIVERSIFIED EQUITY FD	$240,000	–	18,869	+100.0%	0.04%	–
CCD	New	CALAMOS DYNAMIC CONV & INCOM	$237,000	–	13,541	+100.0%	0.04%	–
EOD	New	WELLS FARGO GLOBAL DIVIDEND	$239,000	–	43,827	+100.0%	0.04%	–
JGH	New	NUVEEN GLOBAL HIGH INCOME FD	$236,000	–	14,743	+100.0%	0.04%	–
BIT	New	BLACKROCK MULTI-SECTOR INC T	$224,000	–	13,563	+100.0%	0.03%	–
EOI	New	EATON VANCE ENHANCED EQ INC	$227,000	–	18,305	+100.0%	0.03%	–
MUE	New	BLACKROCK MUNIHLDNGS QLTY II	$229,000	–	16,980	+100.0%	0.03%	–
CHY	New	CALAMOS CONV & HIGH INCOME F	$228,000	–	21,596	+100.0%	0.03%	–
MYI	New	BLACKROCK MUNIYIELD QLTY FD	$225,000	–	16,450	+100.0%	0.03%	–
SOR	New	SOURCE CAP INC	$223,000	–	6,204	+100.0%	0.03%	–
FCPT	New	FOUR CORNERS PPTY TR INC	$218,000	–	10,635	+100.0%	0.03%	–
SM	New	SM ENERGY CO	$223,000	–	6,481	+100.0%	0.03%	–
MXF	New	MEXICO FD INC	$222,000	–	15,768	+100.0%	0.03%	–
VTN	New	INVESCO TR INVT GRADE NY MUN	$218,000	–	16,407	+100.0%	0.03%	–
HQL	New	TEKLA LIFE SCIENCES INVSsh ben int	$213,000	–	12,538	+100.0%	0.03%	–
RFI	New	COHEN & STEERS TOTAL RETURN	$211,000	–	17,464	+100.0%	0.03%	–
GIM	New	TEMPLETON GLOBAL INCOME FD	$214,000	–	33,018	+100.0%	0.03%	–
VC	New	VISTEON CORP	$206,000	–	2,558	+100.0%	0.03%	–
TY	New	TRI CONTL CORP	$210,000	–	9,540	+100.0%	0.03%	–
HPI	New	HANCOCK JOHN PFD INCOME FDsh ben int	$204,000	–	10,004	+100.0%	0.03%	–
CHK	New	CHESAPEAKE ENERGY CORP	$210,000	–	29,923	+100.0%	0.03%	–
BYM	New	BLACKROCK MUNICIPL INC QLTY	$205,000	–	14,753	+100.0%	0.03%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$205,000	–	3,515	+100.0%	0.03%	–
EHI	New	WESTERN ASSET GLB HI INCOME	$209,000	–	21,286	+100.0%	0.03%	–
FFC	New	FLAHERTY&CRMN PFD SEC INCOM	$200,000	–	10,622	+100.0%	0.03%	–
MFA	New	MFA FINL INC	$198,000	–	25,885	+100.0%	0.03%	–
NAN	New	NUVEEN NEW YORK QLT MUN INC	$200,000	–	14,918	+100.0%	0.03%	–
CCL	New	CARNIVAL CORPunit 99/99/9999	$203,000	–	3,905	+100.0%	0.03%	–
XL	New	XL GROUP LTD	$203,000	–	5,454	+100.0%	0.03%	–
TDF	New	TEMPLETON DRAGON FD INC	$197,000	–	12,000	+100.0%	0.03%	–
EVT	New	EATON VANCE TAX ADVT DIV INC	$201,000	–	9,785	+100.0%	0.03%	–
SYNT	New	SYNTEL INC	$202,000	–	10,202	+100.0%	0.03%	–
MTGE	New	MTGE INVT CORP	$191,000	–	12,148	+100.0%	0.03%	–
AMD	New	ADVANCED MICRO DEVICES INC	$192,000	–	16,904	+100.0%	0.03%	–
TWO	New	TWO HBRS INVT CORP	$192,000	–	21,989	+100.0%	0.03%	–
MYD	New	BLACKROCK MUNIYIELD FD INC	$192,000	–	13,599	+100.0%	0.03%	–
OIA	New	INVESCO MUNI INCOME OPP TRST	$196,000	–	27,399	+100.0%	0.03%	–
NUW	New	NUVEEN AMT-FREE MUN VALUE FD	$195,000	–	12,015	+100.0%	0.03%	–
AGNC	New	AGNC INVT CORP	$189,000	–	10,416	+100.0%	0.03%	–
BLMN	New	BLOOMIN BRANDS INC	$187,000	–	10,373	+100.0%	0.03%	–
CYS	New	CYS INVTS INC	$188,000	–	24,317	+100.0%	0.03%	–
CYH	New	COMMUNITY HEALTH SYS INC NEW	$185,000	–	33,175	+100.0%	0.03%	–
MBI	New	MBIA INC	$186,000	–	17,422	+100.0%	0.03%	–
MTW	New	MANITOWOC INC	$185,000	–	31,013	+100.0%	0.03%	–
S	New	SPRINT CORP	$189,000	–	22,391	+100.0%	0.03%	–
UAM	New	UNIVERSAL AMERN CORP NEW	$190,000	–	19,061	+100.0%	0.03%	–
RUTH	New	RUTHS HOSPITALITY GROUP INC	$183,000	–	10,005	+100.0%	0.03%	–
AA	New	ALCOA CORP	$181,000	–	6,451	+100.0%	0.03%	–
ANH	New	ANWORTH MORTGAGE ASSET CP	$177,000	–	34,142	+100.0%	0.03%	–
NRE	New	NORTHSTAR REALTY EUROPE CORP	$181,000	–	14,397	+100.0%	0.03%	–
BKS	New	BARNES & NOBLE INC	$181,000	–	16,241	+100.0%	0.03%	–
RRD	New	DONNELLEY R R & SONS CO	$181,000	–	11,103	+100.0%	0.03%	–
HIX	New	WESTERN ASSET HIGH INCM FD I	$167,000	–	23,587	+100.0%	0.02%	–
KMF	New	KAYNE ANDERSON MDSTM ENERGY	$167,000	–	10,495	+100.0%	0.02%	–
IQI	New	INVESCO QUALITY MUNI INC TRS	$167,000	–	13,437	+100.0%	0.02%	–
VPV	New	INVESCO PA VALUE MUN INCOME	$166,000	–	13,654	+100.0%	0.02%	–
FCX	New	FREEPORT-MCMORAN INCcl b	$165,000	–	12,529	+100.0%	0.02%	–
BRCD	New	BROCADE COMMUNICATIONS SYS Iput	$162,000	–	13,000	+100.0%	0.02%	–
NXP	New	NUVEEN SELECT TAX FREE INCMsh ben int	$158,000	–	11,386	+100.0%	0.02%	–
MFL	New	BLACKROCK MUNIHLDS INVSTM QL	$161,000	–	11,326	+100.0%	0.02%	–
GNT	New	GAMCO NAT RES GOLD & INCOMEsh ben int	$159,000	–	23,893	+100.0%	0.02%	–
NQP	New	NUVEEN PENNSYLVANIA QLT MUN	$156,000	–	11,917	+100.0%	0.02%	–
DMB	New	DREYFUS MUN BD INFRSTRCTR FD	$153,000	–	12,474	+100.0%	0.02%	–
NMY	New	NUVEEN MARYLAND QLT MUN INC	$153,000	–	12,338	+100.0%	0.02%	–
TTF	New	THAI FD INC	$139,000	–	18,348	+100.0%	0.02%	–
EMF	New	TEMPLETON EMERGING MKTS FD I	$131,000	–	10,869	+100.0%	0.02%	–
BWG	New	LEGG MASON BW GLB INC OPP FD	$133,000	–	11,257	+100.0%	0.02%	–
MHI	New	PIONEER MUN HIGH INCOME TR	$119,000	–	10,018	+100.0%	0.02%	–
INB	New	COHEN & STEERS GLOBAL INC BL	$123,000	–	14,399	+100.0%	0.02%	–
JTA	New	NUVEEN TX ADV TOTAL RET STRG	$123,000	–	10,819	+100.0%	0.02%	–
IGA	New	VOYA GLBL ADV & PREM OPP FD	$116,000	–	11,802	+100.0%	0.02%	–
GRX	New	GABELLI HLTHCARE & WELLNESS	$108,000	–	11,461	+100.0%	0.02%	–
PMM	New	PUTNAM MANAGED MUN INCOM TR	$105,000	–	14,877	+100.0%	0.02%	–
STLRW	New	STELLAR ACQUISITION III INC*w exp 03/22/202	$100,000	–	500,000	+100.0%	0.02%	–
MACQW	New	M I ACQUISITIONS INC*w exp 99/99/999	$94,000	–	378,000	+100.0%	0.01%	–
GGT	New	GABELLI MULTIMEDIA TR INC	$92,000	–	12,743	+100.0%	0.01%	–
IAE	New	VOYA ASIA PAC DIVID EQUITY I	$88,000	–	10,152	+100.0%	0.01%	–
OSG	New	OVERSEAS SHIPHOLDING GROUP Icl a new	$44,000	–	11,560	+100.0%	0.01%	–
AXARW	New	AXAR ACQUISITION CORP*w exp 10/28/2019	$15,000	–	195,415	+100.0%	0.00%	–
AXRAW	New	AXAR ACQUISITION CORP*w exp 12/31/2022	$0	–	124,999	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-02-14

Signatures

The EDGAR filing(s) were signed by:

Georgiy Nikitin — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SEABRIDGE GOLD INC	32	Q1 2022	9.5%
SPROTT PHYSICAL PLAT PALLAD	23	Q2 2020	6.1%
SPDR S&P 500 ETF TR	21	Q3 2023	12.8%
COMMUNITY HEALTH SYS INC NEW	20	Q4 2018	0.1%
SPROTT PHYSICAL GOLD TRUST	18	Q3 2023	23.1%
SPDR S&P 500 ETF TR	18	Q3 2023	6.9%
LIBERTY MEDIA CORP DEL	17	Q3 2021	8.4%
ISHARES INC	16	Q4 2021	3.0%
BROOGE HLDGS LTD	15	Q3 2023	0.0%
BARINGTON HILCO ACQUISITION	14	Q2 2018	3.7%

View Weiss Asset Management LP's complete holdings history.

Latest significant ownerships (13-D/G)

Weiss Asset Management LP Q4 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Aesther Healthcare Acquisition Corp.	February 10, 2023	599,469	5.7%
Alpine Acquisition Corp.	February 10, 2023	850,000	6.3%
AXIOS Sustainable Growth Acquisition Corp	February 10, 2023	1,100,501	6.2%
Far Peak Acquisition Corp	February 10, 2023	3,084,431	5.1%
Global System Dynamics, Inc.	February 10, 2023	345,415	3.2%
Khosla Ventures Acquisition Co.	February 10, 2023	1,189,544	3.4%
Mercato Partners Acquisition Corp	February 10, 2023	567,383	2.5%
Pioneer Merger Corp.	February 10, 2023	1,722,140	4.3%
Powered Brands	February 10, 2023	1,403,986	5.1%
Seaport Calibre Materials Acquisition Corp.	February 10, 2023	487,000	3.8%

View Weiss Asset Management LP's complete significant-ownership history.

Latest filings

Type	Filed
SC 13D/A	2024-03-05
13F-HR	2024-02-12
SC 13G/A	2024-02-09
SC 13G/A	2024-02-09
SC 13G/A	2024-02-09
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26

View Weiss Asset Management LP's complete filings history.

All filings

View complete filings history.

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