$263 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 89 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DBEU | New | DBX ETF TRdb xtr msci eur | $11,296,000 | – | 417,443 | +100.0% | 4.30% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $9,392,000 | – | 70,945 | +100.0% | 3.57% | – |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $4,241,000 | – | 172,182 | +100.0% | 1.61% | – |
| FEZ | New | SPDR INDEX SHS FDSeuro stoxx 50 | $3,019,000 | – | 83,047 | +100.0% | 1.15% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $2,388,000 | – | 203,246 | +100.0% | 0.91% | – |
| XT | New | ISHARES TRexponen techno | $1,692,000 | – | 56,968 | +100.0% | 0.64% | – |
| IHI | New | ISHARES TRu.s. med dvc etf | $1,659,000 | – | 10,956 | +100.0% | 0.63% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $1,564,000 | – | 65,906 | +100.0% | 0.60% | – |
| QCOM | New | QUALCOMM INC | $970,000 | – | 16,909 | +100.0% | 0.37% | – |
| MAT | New | MATTEL INC | $951,000 | – | 37,128 | +100.0% | 0.36% | – |
| LVS | New | LAS VEGAS SANDS CORP | $951,000 | – | 16,664 | +100.0% | 0.36% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $943,000 | – | 8,408 | +100.0% | 0.36% | – |
| CVS | New | CVS HEALTH CORP | $945,000 | – | 12,044 | +100.0% | 0.36% | – |
| RIO | New | RIO TINTO PLCsponsored adr | $895,000 | – | 22,012 | +100.0% | 0.34% | – |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $890,000 | – | 35,840 | +100.0% | 0.34% | – |
| XSLV | New | POWERSHARES ETF TR IIs&p600 lovl pt | $804,000 | – | 18,770 | +100.0% | 0.31% | – |
| KSS | New | KOHLS CORP | $751,000 | – | 18,873 | +100.0% | 0.29% | – |
| COH | New | COACH INC | $608,000 | – | 14,712 | +100.0% | 0.23% | – |
| FTXO | New | FIRST TR EXCHANGE TRADED FDnasdaq bk etf | $575,000 | – | 22,129 | +100.0% | 0.22% | – |
| NTG | New | TORTOISE MLP FD INC | $541,000 | – | 26,030 | +100.0% | 0.21% | – |
| AEG | New | AEGON N Vny registry sh | $507,000 | – | 98,913 | +100.0% | 0.19% | – |
| FDX | New | FEDEX CORP | $437,000 | – | 2,237 | +100.0% | 0.17% | – |
| HON | New | HONEYWELL INTL INC | $369,000 | – | 2,958 | +100.0% | 0.14% | – |
| FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $359,000 | – | 8,000 | +100.0% | 0.14% | – |
| FNI | New | FIRST TR EXCHANGE TRADED FDchindia etf | $357,000 | – | 11,273 | +100.0% | 0.14% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $351,000 | – | 8,874 | +100.0% | 0.13% | – |
| FLN | New | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $339,000 | – | 16,217 | +100.0% | 0.13% | – |
| FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $336,000 | – | 21,493 | +100.0% | 0.13% | – |
| FVD | New | FIRST TR VALUE LINE DIVID IN | $218,000 | – | 7,500 | +100.0% | 0.08% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $136,000 | – | 29,392 | +100.0% | 0.05% | – |
| TCRD | New | THL CR INC | $135,000 | – | 13,598 | +100.0% | 0.05% | – |
| AINV | New | APOLLO INVT CORP | $134,000 | – | 20,367 | +100.0% | 0.05% | – |
| MCC | New | MEDLEY CAP CORP | $135,000 | – | 17,494 | +100.0% | 0.05% | – |
| FSFR | New | FIFTH STR SR FLOATNG RATE CO | $128,000 | – | 14,549 | +100.0% | 0.05% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.