$263 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 89 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 97.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $13,170,000 | +8.2% | 55,866 | +2.6% | 5.01% | -0.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $12,868,000 | +9.1% | 92,414 | +3.1% | 4.89% | -0.2% |
| DBEU | New | DBX ETF TRdb xtr msci eur | $11,296,000 | – | 417,443 | +100.0% | 4.30% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $10,637,000 | +23.9% | 79,810 | +19.9% | 4.04% | +13.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $10,061,000 | +15.3% | 253,309 | +3.8% | 3.83% | +5.5% |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $9,392,000 | – | 70,945 | +100.0% | 3.57% | – |
| DBEF | Buy | DBX ETF TRxtrak msci eafe | $8,162,000 | +9.3% | 275,841 | +3.7% | 3.10% | +0.0% |
| AGG | Buy | ISHARES TRcore us aggbd et | $7,573,000 | +5.8% | 69,804 | +5.3% | 2.88% | -3.2% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $6,786,000 | +11.8% | 59,634 | +3.0% | 2.58% | +2.3% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $6,564,000 | +12.1% | 137,240 | +3.6% | 2.50% | +2.6% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,593,000 | +3.7% | 68,978 | +3.3% | 2.13% | -5.1% |
| QUAL | Buy | ISHARES TRusa quality fctr | $4,966,000 | +30.8% | 68,218 | +24.2% | 1.89% | +19.7% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $4,241,000 | – | 172,182 | +100.0% | 1.61% | – |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $3,872,000 | +2.5% | 79,238 | +1.5% | 1.47% | -6.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $3,615,000 | +2.3% | 30,661 | +1.7% | 1.38% | -6.3% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $3,443,000 | +6.3% | 14,509 | +0.8% | 1.31% | -2.7% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $3,332,000 | +33.0% | 37,959 | +31.1% | 1.27% | +21.7% |
| SPHD | Buy | POWERSHARES ETF TR II | $3,328,000 | +10.1% | 82,146 | +6.4% | 1.26% | +0.7% |
| FEZ | New | SPDR INDEX SHS FDSeuro stoxx 50 | $3,019,000 | – | 83,047 | +100.0% | 1.15% | – |
| CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $2,526,000 | +53.0% | 74,043 | +41.2% | 0.96% | +40.1% |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $2,388,000 | – | 203,246 | +100.0% | 0.91% | – |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $2,016,000 | +3.8% | 23,852 | +3.7% | 0.77% | -5.0% |
| XT | New | ISHARES TRexponen techno | $1,692,000 | – | 56,968 | +100.0% | 0.64% | – |
| IHI | New | ISHARES TRu.s. med dvc etf | $1,659,000 | – | 10,956 | +100.0% | 0.63% | – |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $1,639,000 | +4.3% | 9,573 | +0.7% | 0.62% | -4.6% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $1,564,000 | – | 65,906 | +100.0% | 0.60% | – |
| WMT | Buy | WAL-MART STORES INC | $1,161,000 | +61.2% | 16,102 | +54.6% | 0.44% | +47.5% |
| IWR | Buy | ISHARES TRrus mid cap etf | $1,030,000 | +13.6% | 5,502 | +8.5% | 0.39% | +4.0% |
| QCOM | New | QUALCOMM INC | $970,000 | – | 16,909 | +100.0% | 0.37% | – |
| MAT | New | MATTEL INC | $951,000 | – | 37,128 | +100.0% | 0.36% | – |
| LVS | New | LAS VEGAS SANDS CORP | $951,000 | – | 16,664 | +100.0% | 0.36% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $943,000 | – | 8,408 | +100.0% | 0.36% | – |
| CVS | New | CVS HEALTH CORP | $945,000 | – | 12,044 | +100.0% | 0.36% | – |
| GILD | Buy | GILEAD SCIENCES INC | $933,000 | +22.4% | 13,743 | +29.1% | 0.36% | +12.0% |
| KO | Buy | COCA COLA CO | $925,000 | +36.6% | 21,791 | +33.5% | 0.35% | +25.3% |
| MGA | Buy | MAGNA INTL INC | $908,000 | +73.6% | 21,040 | +74.6% | 0.34% | +59.0% |
| RIO | New | RIO TINTO PLCsponsored adr | $895,000 | – | 22,012 | +100.0% | 0.34% | – |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $890,000 | – | 35,840 | +100.0% | 0.34% | – |
| XSLV | New | POWERSHARES ETF TR IIs&p600 lovl pt | $804,000 | – | 18,770 | +100.0% | 0.31% | – |
| DEO | Buy | DIAGEO P L Cspon adr new | $789,000 | +18.8% | 6,823 | +6.9% | 0.30% | +8.7% |
| NVO | Buy | NOVO-NORDISK A Sadr | $764,000 | +106.5% | 22,292 | +116.0% | 0.29% | +89.0% |
| KSS | New | KOHLS CORP | $751,000 | – | 18,873 | +100.0% | 0.29% | – |
| COH | New | COACH INC | $608,000 | – | 14,712 | +100.0% | 0.23% | – |
| FTXO | New | FIRST TR EXCHANGE TRADED FDnasdaq bk etf | $575,000 | – | 22,129 | +100.0% | 0.22% | – |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $575,000 | +52.5% | 7,410 | +48.9% | 0.22% | +39.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $547,000 | +2.8% | 3,976 | +0.8% | 0.21% | -5.9% |
| NTG | New | TORTOISE MLP FD INC | $541,000 | – | 26,030 | +100.0% | 0.21% | – |
| AEG | New | AEGON N Vny registry sh | $507,000 | – | 98,913 | +100.0% | 0.19% | – |
| BSAC | Buy | BANCO SANTANDER CHILE NEW | $501,000 | +18.4% | 19,970 | +3.2% | 0.19% | +8.5% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $497,000 | +17.8% | 12,855 | +13.2% | 0.19% | +8.0% |
| BCE | Buy | BCE INC | $460,000 | +7.7% | 10,400 | +5.2% | 0.18% | -1.1% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $449,000 | +14.0% | 19,695 | +4.5% | 0.17% | +4.3% |
| FDX | New | FEDEX CORP | $437,000 | – | 2,237 | +100.0% | 0.17% | – |
| DOW | Buy | DOW CHEM CO | $402,000 | +11.7% | 6,329 | +0.5% | 0.15% | +2.0% |
| HON | New | HONEYWELL INTL INC | $369,000 | – | 2,958 | +100.0% | 0.14% | – |
| FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $359,000 | – | 8,000 | +100.0% | 0.14% | – |
| FNI | New | FIRST TR EXCHANGE TRADED FDchindia etf | $357,000 | – | 11,273 | +100.0% | 0.14% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $351,000 | – | 8,874 | +100.0% | 0.13% | – |
| FLN | New | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $339,000 | – | 16,217 | +100.0% | 0.13% | – |
| FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $336,000 | – | 21,493 | +100.0% | 0.13% | – |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $325,000 | +9.1% | 3,092 | +9.1% | 0.12% | 0.0% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $241,000 | +18.7% | 3,450 | +28.3% | 0.09% | +9.5% |
| FVD | New | FIRST TR VALUE LINE DIVID IN | $218,000 | – | 7,500 | +100.0% | 0.08% | – |
| HRZN | Buy | HORIZON TECHNOLOGY FIN CORP | $141,000 | +33.0% | 12,646 | +25.8% | 0.05% | +22.7% |
| FSC | New | FIFTH STREET FINANCE CORP | $136,000 | – | 29,392 | +100.0% | 0.05% | – |
| TCRD | New | THL CR INC | $135,000 | – | 13,598 | +100.0% | 0.05% | – |
| AINV | New | APOLLO INVT CORP | $134,000 | – | 20,367 | +100.0% | 0.05% | – |
| MCC | New | MEDLEY CAP CORP | $135,000 | – | 17,494 | +100.0% | 0.05% | – |
| FSFR | New | FIFTH STR SR FLOATNG RATE CO | $128,000 | – | 14,549 | +100.0% | 0.05% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.