SCOTIA CAPITAL INC. - Q3 2016 holdings

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$5.45 Billion is the total value of SCOTIA CAPITAL INC.'s 770 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was - .

All

			Value		Shares		↓ Weighting
MSFT	New	MICROSOFT CORPcall	$16,122,000	–	280,000	+100.0%	0.30%	–
JPM	New	JPMORGAN CHASE & COcall	$8,975,000	–	134,800	+100.0%	0.16%	–
PG	New	PROCTER AND GAMBLE COcall	$8,953,000	–	100,000	+100.0%	0.16%	–
ITC	New	ITC HLDGS CORP	$6,736,000	–	144,898	+100.0%	0.12%	–
DOW	New	DOW CHEM COput	$6,218,000	–	120,000	+100.0%	0.11%	–
CVX	New	CHEVRON CORP NEWput	$6,175,000	–	60,000	+100.0%	0.11%	–
GLD	New	SPDR GOLD TRUSTput	$5,341,000	–	42,500	+100.0%	0.10%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$5,290,000	–	50,000	+100.0%	0.10%	–
SLB	New	SCHLUMBERGER LTDput	$3,932,000	–	50,000	+100.0%	0.07%	–
XLF	New	SELECT SECTOR SPDR TRcall	$3,846,000	–	200,000	+100.0%	0.07%	–
KO	New	COCA COLA COcall	$3,809,000	–	90,000	+100.0%	0.07%	–
HSBC	New	HSBC HLDGS PLCput	$3,760,000	–	100,000	+100.0%	0.07%	–
T	New	AT&T INCput	$3,654,000	–	90,000	+100.0%	0.07%	–
TSN	New	TYSON FOODS INCcl a	$3,624,000	–	48,444	+100.0%	0.07%	–
MET	New	METLIFE INCput	$3,554,000	–	80,000	+100.0%	0.06%	–
CSCO	New	CISCO SYS INCput	$3,488,000	–	110,000	+100.0%	0.06%	–
TWTR	New	TWITTER INCput	$3,456,000	–	150,000	+100.0%	0.06%	–
DHR	New	DANAHER CORP DELput	$3,370,000	–	43,000	+100.0%	0.06%	–
JD	New	JD COM INCput	$3,131,000	–	120,000	+100.0%	0.06%	–
JCI	New	JOHNSON CTLS INTL PLC	$2,835,000	–	61,277	+100.0%	0.05%	–
TXN	New	TEXAS INSTRS INCput	$2,806,000	–	40,000	+100.0%	0.05%	–
APC	New	ANADARKO PETE CORPcall	$2,800,000	–	44,200	+100.0%	0.05%	–
TAP	New	MOLSON COORS BREWING COcall	$2,745,000	–	25,000	+100.0%	0.05%	–
RCI	New	ROGERS COMMUNICATIONS INCcall	$2,546,000	–	60,000	+100.0%	0.05%	–
	New	PATTERN ENERGY GROUP INCnote 4.000% 7/1	$2,537,000	–	2,516,000	+100.0%	0.05%	–
DCUD	New	DOMINION RES INC VA NEWunit 08/15/2019	$2,574,000	–	51,000	+100.0%	0.05%	–
	New	PRICELINE GRP INCnote 1.000% 3/1	$2,524,000	–	1,592,000	+100.0%	0.05%	–
CCL	New	CARNIVAL CORPput	$2,441,000	–	50,000	+100.0%	0.04%	–
	New	INTEL CORPsdcv 3.250% 8/0	$2,344,000	–	1,279,000	+100.0%	0.04%	–
D	New	DOMINION RES INC VA NEWcall	$2,228,000	–	30,000	+100.0%	0.04%	–
DCUC	New	DOMINION RES INC VA NEWunit 99/99/9999	$2,186,000	–	43,823	+100.0%	0.04%	–
CCEP	New	COCA COLA EUROPEAN PARTNERS	$2,104,000	–	52,990	+100.0%	0.04%	–
	New	STARWOOD PPTY TR INCnote 3.750%10/1	$2,058,000	–	2,000,000	+100.0%	0.04%	–
MA	New	MASTERCARD INCORPORATEDcall	$2,034,000	–	20,000	+100.0%	0.04%	–
MMM	New	3M COput	$1,939,000	–	11,000	+100.0%	0.04%	–
HSY	New	HERSHEY COcall	$1,912,000	–	20,000	+100.0%	0.04%	–
HD	New	HOME DEPOT INCput	$1,930,000	–	15,000	+100.0%	0.04%	–
UL	New	UNILEVER PLCput	$1,895,000	–	40,000	+100.0%	0.04%	–
DIS	New	DISNEY WALT COcall	$1,857,000	–	20,000	+100.0%	0.03%	–
CLVS	New	CLOVIS ONCOLOGY INCcall	$1,802,000	–	50,000	+100.0%	0.03%	–
VLO	New	VALERO ENERGY CORP NEWput	$1,616,000	–	30,500	+100.0%	0.03%	–
DKS	New	DICKS SPORTING GOODS INCput	$1,644,000	–	29,000	+100.0%	0.03%	–
OXY	New	OCCIDENTAL PETE CORP DEL	$1,605,000	–	22,009	+100.0%	0.03%	–
UTX	New	UNITED TECHNOLOGIES CORPput	$1,524,000	–	15,000	+100.0%	0.03%	–
CAKE	New	CHEESECAKE FACTORY INCput	$1,502,000	–	30,000	+100.0%	0.03%	–
BLK	New	BLACKROCK INC	$1,518,000	–	4,188	+100.0%	0.03%	–
DLR	New	DIGITAL RLTY TR INC	$1,448,000	–	14,904	+100.0%	0.03%	–
TSCO	New	TRACTOR SUPPLY COcall	$1,347,000	–	20,000	+100.0%	0.02%	–
PSA	New	PUBLIC STORAGE	$1,348,000	–	6,040	+100.0%	0.02%	–
STN	New	STANTEC INCput	$1,383,000	–	59,000	+100.0%	0.02%	–
SLF	New	SUN LIFE FINL INCput	$1,301,000	–	40,000	+100.0%	0.02%	–
DVN	New	DEVON ENERGY CORP NEWcall	$1,323,000	–	30,000	+100.0%	0.02%	–
DLTR	New	DOLLAR TREE INC	$1,293,000	–	16,507	+100.0%	0.02%	–
BR	New	BROADRIDGE FINL SOLUTIONS IN	$1,301,000	–	19,202	+100.0%	0.02%	–
PYPL	New	PAYPAL HLDGS INCput	$1,229,000	–	30,000	+100.0%	0.02%	–
IYLD	New	ISHARES TRmrngstr inc etf	$1,236,000	–	48,903	+100.0%	0.02%	–
RBA	New	RITCHIE BROS AUCTIONEERScall	$1,120,000	–	32,000	+100.0%	0.02%	–
WHR	New	WHIRLPOOL CORP	$1,134,000	–	6,993	+100.0%	0.02%	–
VET	New	VERMILION ENERGY INCcall	$1,120,000	–	29,000	+100.0%	0.02%	–
LNC	New	LINCOLN NATL CORP IND	$1,152,000	–	24,528	+100.0%	0.02%	–
	New	TWITTER INCnote 0.250% 9/1	$1,030,000	–	1,084,000	+100.0%	0.02%	–
FSLR	New	FIRST SOLAR INCcall	$987,000	–	25,000	+100.0%	0.02%	–
PXD	New	PIONEER NAT RES COput	$928,000	–	5,000	+100.0%	0.02%	–
WDC	New	WESTERN DIGITAL CORP	$949,000	–	16,229	+100.0%	0.02%	–
XLNX	New	XILINX INCcall	$924,000	–	17,000	+100.0%	0.02%	–
JD	New	JD COM INCspon adr cl a	$892,000	–	34,200	+100.0%	0.02%	–
MYL	New	MYLAN N V	$872,000	–	22,875	+100.0%	0.02%	–
IYE	New	ISHARES TRu.s. energy etf	$848,000	–	21,745	+100.0%	0.02%	–
COT	New	COTT CORP QUE	$794,000	–	55,968	+100.0%	0.02%	–
AEM	New	AGNICO EAGLE MINES LTDcall	$813,000	–	15,000	+100.0%	0.02%	–
AG	New	FIRST MAJESTIC SILVER CORP	$843,000	–	81,908	+100.0%	0.02%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$827,000	–	21,518	+100.0%	0.02%	–
ALGT	New	ALLEGIANT TRAVEL CO	$776,000	–	5,874	+100.0%	0.01%	–
DLR	New	DIGITAL RLTY TR INCput	$777,000	–	8,000	+100.0%	0.01%	–
HBI	New	HANESBRANDS INCput	$758,000	–	30,000	+100.0%	0.01%	–
BAC	New	BANK AMER CORPcall	$783,000	–	50,000	+100.0%	0.01%	–
DIV	New	GLOBAL X FDSglobx supdv us	$715,000	–	28,738	+100.0%	0.01%	–
EA	New	ELECTRONIC ARTS INC	$720,000	–	8,427	+100.0%	0.01%	–
EQR	New	EQUITY RESIDENTIALsh ben int	$701,000	–	10,900	+100.0%	0.01%	–
OXY	New	OCCIDENTAL PETE CORP DELput	$729,000	–	10,000	+100.0%	0.01%	–
SERV	New	SERVICEMASTER GLOBAL HLDGS Iput	$673,000	–	20,000	+100.0%	0.01%	–
CAE	New	CAE INCcall	$638,000	–	45,000	+100.0%	0.01%	–
MRO	New	MARATHON OIL CORPcall	$632,000	–	40,000	+100.0%	0.01%	–
IAG	New	IAMGOLD CORPcall	$650,000	–	160,000	+100.0%	0.01%	–
DOX	New	AMDOCS LTD	$630,000	–	10,890	+100.0%	0.01%	–
FIT	New	FITBIT INCput	$593,000	–	40,000	+100.0%	0.01%	–
WAT	New	WATERS CORP	$617,000	–	3,893	+100.0%	0.01%	–
HAR	New	HARMAN INTL INDS INC	$622,000	–	7,479	+100.0%	0.01%	–
WFCPRL	New	WELLS FARGO & CO NEWperp pfd cnv a	$547,000	–	418	+100.0%	0.01%	–
HES	New	HESS CORPcall	$536,000	–	10,000	+100.0%	0.01%	–
TXN	New	TEXAS INSTRS INC	$543,000	–	7,738	+100.0%	0.01%	–
HES	New	HESS CORPput	$536,000	–	10,000	+100.0%	0.01%	–
DSW	New	DSW INCcl a	$561,000	–	27,405	+100.0%	0.01%	–
AAL	New	AMERICAN AIRLS GROUP INCput	$549,000	–	15,000	+100.0%	0.01%	–
GLW	New	CORNING INCcall	$473,000	–	20,000	+100.0%	0.01%	–
HBI	New	HANESBRANDS INC	$479,000	–	18,980	+100.0%	0.01%	–
SSRI	New	SILVER STD RES INCput	$452,000	–	37,500	+100.0%	0.01%	–
EWA	New	ISHARESmsci aust etf	$462,000	–	22,130	+100.0%	0.01%	–
USB	New	US BANCORP DEL	$409,000	–	9,530	+100.0%	0.01%	–
IWY	New	ISHARESrus tp200 gr etf	$400,000	–	7,170	+100.0%	0.01%	–
IBN	New	ICICI BK LTDput	$373,000	–	50,000	+100.0%	0.01%	–
TGP	New	TEEKAY LNG PARTNERS L Pcall	$389,000	–	25,700	+100.0%	0.01%	–
EBAY	New	EBAY INC	$397,000	–	12,085	+100.0%	0.01%	–
SLW	New	SILVER WHEATON CORPcall	$405,000	–	15,000	+100.0%	0.01%	–
PSCC	New	POWERSHARES ETF TR IIs&p smcp consu	$355,000	–	5,411	+100.0%	0.01%	–
BIDU	New	BAIDU INCspon adr rep a	$307,000	–	1,684	+100.0%	0.01%	–
AM	New	ANTERO MIDSTREAM PARTNERS LPunt ltd partn	$310,000	–	11,783	+100.0%	0.01%	–
SRAQU	New	SILVER RUN ACQUISITION CORPunit 99/99/9999t	$330,000	–	18,500	+100.0%	0.01%	–
SERV	New	SERVICEMASTER GLOBAL HLDGS I	$312,000	–	9,259	+100.0%	0.01%	–
SMH	New	VANECK VECTORS ETF TRsemiconductor et	$334,000	–	4,860	+100.0%	0.01%	–
CY	New	CYPRESS SEMICONDUCTOR CORP	$305,000	–	25,163	+100.0%	0.01%	–
CRM	New	SALESFORCE COM INCput	$321,000	–	4,500	+100.0%	0.01%	–
JNK	New	SPDR SERIES TRUSTbrc hgh yld bd	$333,000	–	9,085	+100.0%	0.01%	–
TGT	New	TARGET CORP	$319,000	–	4,646	+100.0%	0.01%	–
AMLP	New	ALPS ETF TRalerian mlp	$318,000	–	25,091	+100.0%	0.01%	–
MU	New	MICRON TECHNOLOGY INC	$352,000	–	19,865	+100.0%	0.01%	–
DSGX	New	DESCARTES SYS GROUP INC	$314,000	–	14,637	+100.0%	0.01%	–
DKS	New	DICKS SPORTING GOODS INC	$335,000	–	5,900	+100.0%	0.01%	–
NFX	New	NEWFIELD EXPL COput	$348,000	–	8,000	+100.0%	0.01%	–
BCR	New	BARD C R INC	$280,000	–	1,247	+100.0%	0.01%	–
SMDV	New	PROSHARES TRruss 2000 divd	$259,000	–	5,453	+100.0%	0.01%	–
PWR	New	QUANTA SVCS INC	$266,000	–	9,492	+100.0%	0.01%	–
CRM	New	SALESFORCE COM INCcall	$285,000	–	4,000	+100.0%	0.01%	–
M	New	MACYS INC	$272,000	–	7,343	+100.0%	0.01%	–
AEP	New	AMERICAN ELEC PWR INC	$289,000	–	4,502	+100.0%	0.01%	–
FTV	New	FORTIVE CORP	$278,000	–	5,470	+100.0%	0.01%	–
EBAY	New	EBAY INCcall	$276,000	–	8,400	+100.0%	0.01%	–
VGSH	New	VANGUARD SCOTTSDALE FDSshtrm gvt bd etf	$213,000	–	3,487	+100.0%	0.00%	–
EWZ	New	ISHARESmsci brz cap etf	$228,000	–	6,765	+100.0%	0.00%	–
DDD	New	3-D SYS CORP DEL	$207,000	–	11,670	+100.0%	0.00%	–
ILF	New	ISHARES TRlatn amer 40 etf	$200,000	–	7,128	+100.0%	0.00%	–
VFH	New	VANGUARD WORLD FDSfinancials etf	$234,000	–	4,748	+100.0%	0.00%	–
WPS	New	ISHARES TRintl devppty etf	$205,000	–	5,400	+100.0%	0.00%	–
MXI	New	ISHARES TRglobal mater etf	$207,000	–	3,874	+100.0%	0.00%	–
UAL	New	UNITED CONTL HLDGS INC	$242,000	–	4,620	+100.0%	0.00%	–
KMI	New	KINDER MORGAN INC DELcall	$208,000	–	9,000	+100.0%	0.00%	–
SHW	New	SHERWIN WILLIAMS CO	$234,000	–	845	+100.0%	0.00%	–
EL	New	LAUDER ESTEE COS INCcl a	$235,000	–	2,663	+100.0%	0.00%	–
FMC	New	F M C CORPcall	$242,000	–	5,000	+100.0%	0.00%	–
CF	New	CF INDS HLDGS INCput	$243,000	–	10,000	+100.0%	0.00%	–
AUY	New	YAMANA GOLD INCcall	$216,000	–	50,000	+100.0%	0.00%	–
IPAY	New	ETF MANAGERS TRpurefunds ise mo	$213,000	–	8,581	+100.0%	0.00%	–
HACK	New	ETF MANAGERS TRpurefunds ise cy	$220,000	–	7,947	+100.0%	0.00%	–
VCSH	New	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$230,000	–	2,859	+100.0%	0.00%	–
RAD	New	RITE AID CORP	$245,000	–	31,850	+100.0%	0.00%	–
NSC	New	NORFOLK SOUTHERN CORP	$221,000	–	2,278	+100.0%	0.00%	–
SPHD	New	POWERSHARES ETF TR II	$209,000	–	5,383	+100.0%	0.00%	–
HES	New	HESS CORP	$208,000	–	3,880	+100.0%	0.00%	–
GDX	New	VANECK VECTORS ETF TRgold miners etf	$200,000	–	7,566	+100.0%	0.00%	–
HPQ	New	HP INC	$157,000	–	10,135	+100.0%	0.00%	–
XENE	New	XENON PHARMACEUTICALS INC	$169,000	–	20,820	+100.0%	0.00%	–
PBR	New	PETROLEO BRASILEIRO SA PETROsponsored adr	$146,000	–	15,636	+100.0%	0.00%	–
AKS	New	AK STL HLDG CORP	$104,000	–	21,503	+100.0%	0.00%	–
USO	New	UNITED STATES OIL FUND LPunits	$122,000	–	11,185	+100.0%	0.00%	–
BTX	New	BIOTIME INC	$57,000	–	14,550	+100.0%	0.00%	–
CXRXF	New	CONCORDIA INTL CORP	$75,000	–	16,671	+100.0%	0.00%	–
CHK	New	CHESAPEAKE ENERGY CORP	$78,000	–	12,553	+100.0%	0.00%	–
AT	New	ATLANTIC PWR CORP	$53,000	–	21,692	+100.0%	0.00%	–
PSGLQ	New	PERFORMANCE SPORTS GROUP LTD	$64,000	–	15,800	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

BANK OF NOVA SCOTIA #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-11-14

Signatures

The EDGAR filing(s) were signed by:

Bob Edwards — Managing Director, Financial Acctg & Control & Reg

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ROYAL BK CDA SUSTAINABL	42	Q3 2023	7.7%
TORONTO DOMINION BK ONT	42	Q3 2023	6.7%
ENBRIDGE INC	42	Q3 2023	4.1%
BCE INC	42	Q3 2023	3.9%
CANADIAN NATL RY CO	42	Q3 2023	3.2%
MANULIFE FINL CORP	42	Q3 2023	2.8%
MICROSOFT CORP	42	Q3 2023	4.2%
CDN IMPERIAL BK OF COMMERCE	42	Q3 2023	2.5%
TELUS CORPORATION	42	Q3 2023	2.1%
SUNCOR ENERGY INC NEW	42	Q3 2023	2.5%

View SCOTIA CAPITAL INC.'s complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-14
13F-HR	2024-02-12
13F-HR	2023-11-14
13F-HR	2023-08-03
13F-HR	2023-05-11
13F-HR	2023-02-09
13F-HR	2022-11-10
13F-HR	2022-08-05
13F-HR	2022-05-09
13F-HR	2022-02-11

View SCOTIA CAPITAL INC.'s complete filings history.

All filings

View complete filings history.

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