$13.5 Billion is the total value of Commonwealth Equity Services, Inc's 2318 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $23,924,000 | +12.9% | 98 | 0.0% | 0.18% | +5.4% | |
| MKCV | MCCORMICK & CO INC | $1,983,000 | -7.0% | 21,299 | 0.0% | 0.02% | -11.8% | |
| DXPE | DXP ENTERPRISES INC NEW | $1,602,000 | +23.2% | 46,118 | 0.0% | 0.01% | +20.0% | |
| AEIS | ADVANCED ENERGY INDS | $1,414,000 | +15.6% | 25,835 | 0.0% | 0.01% | 0.0% | |
| ESXB | COMMUNITY BANKERS TR CORP | $768,000 | +33.8% | 105,903 | 0.0% | 0.01% | +20.0% | |
| TSC | TRISTATE CAP HLDGS INC | $621,000 | +36.8% | 28,090 | 0.0% | 0.01% | +25.0% | |
| SYLD | CAMBRIA ETF TR | $681,000 | +8.3% | 20,944 | 0.0% | 0.01% | 0.0% | |
| TBI | TRUEBLUE INC | $553,000 | +8.6% | 22,450 | 0.0% | 0.00% | 0.0% | |
| DHIL | DIAMOND HILL INVESTMENT GROU | $560,000 | +13.8% | 2,660 | 0.0% | 0.00% | 0.0% | |
| CVLG | COVENANT TRANSN GROUP INCcl a | $536,000 | 0.0% | 27,717 | 0.0% | 0.00% | 0.0% | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $498,000 | +0.6% | 8,174 | 0.0% | 0.00% | 0.0% | |
| BSET | BASSETT FURNITURE INDS INC | $511,000 | +30.7% | 16,822 | 0.0% | 0.00% | +33.3% | |
| TFX | TELEFLEX INC | $525,000 | -4.2% | 3,260 | 0.0% | 0.00% | 0.0% | |
| SJW | SJW GROUP | $525,000 | +28.0% | 9,384 | 0.0% | 0.00% | +33.3% | |
| CLH | CLEAN HARBORS INC | $398,000 | +16.0% | 7,151 | 0.0% | 0.00% | 0.0% | |
| SRI | STONERIDGE INC | $452,000 | -3.8% | 25,533 | 0.0% | 0.00% | -25.0% | |
| SYBT | STOCK YDS BANCORP INC | $355,000 | +42.6% | 7,561 | 0.0% | 0.00% | +50.0% | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $429,000 | -5.5% | 21,474 | 0.0% | 0.00% | -25.0% | |
| SAL | SALISBURY BANCORP INC | $402,000 | +21.5% | 10,713 | 0.0% | 0.00% | 0.0% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPcl a | $363,000 | +23.5% | 4,227 | 0.0% | 0.00% | +50.0% | |
| NBD | NUVEEN BUILD AMER BD OPPTNY | $375,000 | -8.1% | 17,897 | 0.0% | 0.00% | 0.0% | |
| B | BARNES GROUP INC | $323,000 | +17.0% | 6,812 | 0.0% | 0.00% | 0.0% | |
| BCRX | BIOCRYST PHARMACEUTICALS | $255,000 | +43.3% | 40,255 | 0.0% | 0.00% | +100.0% | |
| ENTG | ENTEGRIS INC | $230,000 | +3.1% | 12,824 | 0.0% | 0.00% | 0.0% | |
| FMBI | FIRST MIDWEST BANCORP DEL | $275,000 | +30.3% | 10,896 | 0.0% | 0.00% | 0.0% | |
| FLY | FLY LEASING LTDsponsored adr | $235,000 | +14.6% | 17,700 | 0.0% | 0.00% | 0.0% | |
| FUL | FULLER H B CO | $239,000 | +3.9% | 4,944 | 0.0% | 0.00% | 0.0% | |
| HSC | HARSCO CORP | $206,000 | +36.4% | 15,180 | 0.0% | 0.00% | +100.0% | |
| JTPY | JETPAY CORP | $248,000 | -16.2% | 110,063 | 0.0% | 0.00% | 0.0% | |
| MATX | MATSON INC | $284,000 | -11.2% | 8,012 | 0.0% | 0.00% | -33.3% | |
| PNF | PIMCO NY MUNICIPAL INCOME FD | $241,000 | -10.4% | 20,240 | 0.0% | 0.00% | 0.0% | |
| ILB | PIMCO ETF TRgb adv inf bd ac | $213,000 | -2.7% | 5,100 | 0.0% | 0.00% | 0.0% | |
| PB | PROSPERITY BANCSHARES INC | $299,000 | +30.6% | 4,164 | 0.0% | 0.00% | 0.0% | |
| SBCF | SEACOAST BKG CORP FLA | $257,000 | +37.4% | 11,646 | 0.0% | 0.00% | +100.0% | |
| WTS | WATTS WATER TECHNOLOGIES INCcl a | $243,000 | +0.4% | 3,728 | 0.0% | 0.00% | 0.0% | |
| WTFC | WINTRUST FINL CORP | $285,000 | +30.7% | 3,931 | 0.0% | 0.00% | 0.0% | |
| GCC | WISDOMTREE CONTINUOUS COMMOD | $336,000 | -0.9% | 17,401 | 0.0% | 0.00% | -33.3% | |
| TRR | TRC COS INC | $163,000 | +21.6% | 15,398 | 0.0% | 0.00% | 0.0% | |
| CCA | MFS CALIF MUN FD | $159,000 | -19.3% | 14,157 | 0.0% | 0.00% | -50.0% | |
| ADXS | ADVAXIS INC | $115,000 | -33.1% | 16,125 | 0.0% | 0.00% | 0.0% | |
| MSBF | MSB FINL CORP NEW | $158,000 | +9.0% | 10,724 | 0.0% | 0.00% | 0.0% | |
| PFBX | PEOPLES FINL CORP MISS | $175,000 | +50.9% | 10,848 | 0.0% | 0.00% | 0.0% | |
| ALOT | ASTRONOVA INC | $147,000 | -3.9% | 10,310 | 0.0% | 0.00% | 0.0% | |
| AUMN | GOLDEN MINERALS CO | $182,000 | -23.2% | 313,476 | 0.0% | 0.00% | -50.0% | |
| PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $107,000 | 0.0% | 105,000 | 0.0% | 0.00% | 0.0% | ||
| DNN | DENISON MINES CORP | $124,000 | +8.8% | 241,862 | 0.0% | 0.00% | 0.0% | |
| NEO | NEOGENOMICS INC | $147,000 | +4.3% | 17,200 | 0.0% | 0.00% | 0.0% | |
| PLAB | PHOTRONICS INC | $162,000 | +9.5% | 14,333 | 0.0% | 0.00% | 0.0% | |
| PHOTRONICS INCnote 3.250% 4/0 | $32,000 | +6.7% | 25,000 | 0.0% | 0.00% | – | ||
| PTN | PALATIN TECHNOLOGIES INC | $5,000 | -28.6% | 10,750 | 0.0% | 0.00% | – | |
| NEW MTN FIN CORPnote 5.000% 6/1 | $23,000 | 0.0% | 23,000 | 0.0% | 0.00% | – | ||
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $22,000 | -29.0% | 34,087 | 0.0% | 0.00% | – | |
| M/I HOMES INCnote 3.000% 3/0 | $28,000 | +3.7% | 27,000 | 0.0% | 0.00% | – | ||
| LAM RESEARCH CORPnote 1.250% 5/1 | $19,000 | +5.6% | 11,000 | 0.0% | 0.00% | – | ||
| KERX | KERYX BIOPHARMACEUTICALS INC | $63,000 | +10.5% | 10,684 | 0.0% | 0.00% | – | |
| KB HOMEnote 1.375% 2/0 | $23,000 | 0.0% | 24,000 | 0.0% | 0.00% | – | ||
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| VVUS | VIVUS INC | $18,000 | +5.9% | 15,233 | 0.0% | 0.00% | – | |
| INTEL CORPsdcv 12/1 | $14,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| IDRA | IDERA PHARMACEUTICALS INC | $52,000 | -41.6% | 34,600 | 0.0% | 0.00% | -100.0% | |
| HURON CONSULTING GROUP INCnote 1.250%10/0 | $24,000 | -4.0% | 25,000 | 0.0% | 0.00% | – | ||
| HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $11,000 | +22.2% | 16,000 | 0.0% | 0.00% | – | ||
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $11,000 | +10.0% | 11,000 | 0.0% | 0.00% | – | ||
| FSM | FORTUNA SILVER MINES INC | $62,000 | -21.5% | 10,909 | 0.0% | 0.00% | -100.0% | |
| ENVESTNET INCnote 1.750%12/1 | $19,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| ENCORE CAP GROUP INCnote 2.875% 3/1 | $22,000 | +15.8% | 25,000 | 0.0% | 0.00% | – | ||
| DANAHER CORP DELnote 1/2 | $36,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| CYTR | CYTRX CORP | $6,000 | -40.0% | 16,701 | 0.0% | 0.00% | – | |
| COLONY CAP INCnote 3.875% 1/1 | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | – | ||
| CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $5,000 | 0.0% | 39,000 | 0.0% | 0.00% | – | ||
| CPRX | CATALYST PHARMACEUTICALS INC | $25,000 | -3.8% | 24,000 | 0.0% | 0.00% | – | |
| BVX | BOVIE MEDICAL CORP | $38,000 | -32.1% | 10,700 | 0.0% | 0.00% | – | |
| BLACKSTONE MTG TR INCnote 5.250%12/0 | $28,000 | +3.7% | 25,000 | 0.0% | 0.00% | – | ||
| BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $14,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| BIOL | BIOLASE INC | $17,000 | -22.7% | 12,447 | 0.0% | 0.00% | – | |
| BANK OF NOVA SCOTIAnote 4.500%12/1 | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $30,000 | +3.4% | 30,000 | 0.0% | 0.00% | – | ||
| ARVINMERITOR INCfrnt 4.000% 2/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| HRT | ARRHYTHMIA RESH TECHNOLOGY I | $38,000 | -9.5% | 10,000 | 0.0% | 0.00% | – | |
| APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| ANI PHARMACEUTICALS INCnote 3.000%12/0 | $33,000 | -8.3% | 29,000 | 0.0% | 0.00% | – | ||
| TRX | TANZANIAN ROYALTY EXPL CORP | $51,000 | -37.8% | 102,565 | 0.0% | 0.00% | -100.0% | |
| TPG SPECIALTY LENDING INCnote 4.500%12/1 | $23,000 | -4.2% | 23,000 | 0.0% | 0.00% | – | ||
| TCP CAP CORPnote 5.250%12/1 | $24,000 | 0.0% | 23,000 | 0.0% | 0.00% | – | ||
| RYLAND GROUP INCnote 0.250% 6/0 | $25,000 | 0.0% | 27,000 | 0.0% | 0.00% | – | ||
| ROYAL BANK OF CANADAnote 4.650% 1/2 | $43,000 | -2.3% | 40,000 | 0.0% | 0.00% | – | ||
| RWC | RELM WIRELESS CORP | $49,000 | -10.9% | 10,335 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 4.625% 4/1 | $26,000 | 0.0% | 26,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2018-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 18 | Q3 2017 | 3.7% |
| ISHARES TR | 18 | Q3 2017 | 3.4% |
| APPLE INC | 18 | Q3 2017 | 2.7% |
| VANGUARD TAX MANAGED INTL FD | 18 | Q3 2017 | 2.5% |
| EXXON MOBIL CORP | 18 | Q3 2017 | 2.4% |
| SPDR S&P 500 ETF TR | 18 | Q3 2017 | 1.7% |
| GENERAL ELECTRIC CO | 18 | Q3 2017 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL | 18 | Q3 2017 | 1.4% |
| JOHNSON & JOHNSON | 18 | Q3 2017 | 1.2% |
| ISHARES TR | 18 | Q3 2017 | 1.5% |
View Commonwealth Equity Services, Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Investment CORP | May 26, 2017 | 12,271,272 | 5.0% |
| AMERICAN SELECT PORTFOLIO INC | February 12, 2014 | 332,980 | 3.1% |
| eUNITs (TM) 2 Year International Equity Market Participation Trust: Enhanced Upside to Cap / Buffered Downside | February 12, 2014 | 659,752 | 25.1% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | February 12, 2014 | 125,532 | 6.2% |
| GOOD TIMES RESTAURANTS INC | January 26, 2011 | 35,920 | 0.0% |
| GOOD TIMES RESTAURANTS INC | February 03, 2010 | 312,913 | 8.0% |
View Commonwealth Equity Services, Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR | 2017-11-07 |
| 13F-HR | 2017-08-11 |
| SC 13G | 2017-05-26 |
| 13F-HR | 2017-05-15 |
| 13F-HR | 2017-02-01 |
| 13F-HR | 2016-10-25 |
View Commonwealth Equity Services, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.