$12.6 Billion is the total value of Commonwealth Equity Services, Inc's 2254 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $21,190,000 | -0.3% | 98 | 0.0% | 0.17% | -6.1% | |
| LOB | LIVE OAK BANCSHARES INC | $3,146,000 | +2.2% | 218,196 | 0.0% | 0.02% | -3.8% | |
| MKCV | MCCORMICK & CO INC | $2,133,000 | -5.7% | 21,299 | 0.0% | 0.02% | -10.5% | |
| VQT | BARCLAYS BK PLCs&p 500 veqtor | $987,000 | +1.4% | 7,343 | 0.0% | 0.01% | 0.0% | |
| SPAR | SPARTAN MTRS INC | $941,000 | +53.0% | 98,185 | 0.0% | 0.01% | +40.0% | |
| OME | OMEGA PROTEIN CORP | $935,000 | +16.9% | 40,000 | 0.0% | 0.01% | 0.0% | |
| CBZ | CBIZ INC | $656,000 | +7.4% | 58,648 | 0.0% | 0.01% | 0.0% | |
| ABCB | AMERIS BANCORP | $654,000 | +17.6% | 18,707 | 0.0% | 0.01% | 0.0% | |
| DV | DEVRY ED GROUP INC | $587,000 | +29.3% | 25,444 | 0.0% | 0.01% | +25.0% | |
| IBND | SPDR SERIES TRUSTbrcly intl crp | $498,000 | +2.7% | 14,913 | 0.0% | 0.00% | 0.0% | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $454,000 | +12.9% | 21,474 | 0.0% | 0.00% | +33.3% | |
| RSTI | ROFIN SINAR TECHNOLOGIES INC | $494,000 | +0.8% | 15,342 | 0.0% | 0.00% | 0.0% | |
| AESPRC | AES TR IIIpfd cv 6.75% | $530,000 | -2.0% | 10,400 | 0.0% | 0.00% | -20.0% | |
| SRI | STONERIDGE INC | $470,000 | +23.4% | 25,533 | 0.0% | 0.00% | +33.3% | |
| DHIL | DIAMOND HILL INVESTMENT GROU | $492,000 | -1.8% | 2,660 | 0.0% | 0.00% | 0.0% | |
| NEOG | NEOGEN CORP | $521,000 | -0.6% | 9,313 | 0.0% | 0.00% | 0.0% | |
| TSC | TRISTATE CAP HLDGS INC | $454,000 | +17.6% | 28,090 | 0.0% | 0.00% | +33.3% | |
| BLMT | BSB BANCORP INC MD | $485,000 | +3.4% | 20,720 | 0.0% | 0.00% | 0.0% | |
| CVLG | COVENANT TRANSN GROUP INCcl a | $536,000 | +7.0% | 27,717 | 0.0% | 0.00% | 0.0% | |
| ARIA | ARIAD PHARMACEUTICALS INC | $321,000 | +85.5% | 23,429 | 0.0% | 0.00% | +200.0% | |
| BSET | BASSETT FURNITURE INDS INC | $391,000 | -3.0% | 16,822 | 0.0% | 0.00% | 0.0% | |
| TECH | BIO TECHNE CORP | $425,000 | -3.0% | 3,882 | 0.0% | 0.00% | -25.0% | |
| FLT | FLEETCOR TECHNOLOGIES INC | $331,000 | +21.7% | 1,903 | 0.0% | 0.00% | +50.0% | |
| BKF | ISHARESmsci bric indx | $369,000 | +11.8% | 10,785 | 0.0% | 0.00% | 0.0% | |
| ISHG | ISHARES TR3yrtb etf | $347,000 | +1.5% | 4,168 | 0.0% | 0.00% | 0.0% | |
| LE | LANDS END INC NEW | $334,000 | -11.6% | 23,042 | 0.0% | 0.00% | 0.0% | |
| NXP | NUVEEN SELECT TAX FREE INCMsh ben int | $345,000 | -1.1% | 22,507 | 0.0% | 0.00% | 0.0% | |
| NBD | NUVEEN BUILD AMER BD OPPTNY | $408,000 | +0.5% | 17,897 | 0.0% | 0.00% | 0.0% | |
| PWOD | PENNS WOODS BANCORP INC | $325,000 | +5.9% | 7,302 | 0.0% | 0.00% | 0.0% | |
| SAL | SALISBURY BANCORP INC | $331,000 | +3.8% | 10,713 | 0.0% | 0.00% | 0.0% | |
| ENTG | ENTEGRIS INC | $223,000 | +19.9% | 12,824 | 0.0% | 0.00% | 0.0% | |
| EME | EMCOR GROUP INC | $250,000 | +20.8% | 4,192 | 0.0% | 0.00% | 0.0% | |
| WTFC | WINTRUST FINL CORP | $218,000 | +9.0% | 3,931 | 0.0% | 0.00% | 0.0% | |
| PAI | WESTERN ASSET INCOME FD | $196,000 | +8.3% | 12,789 | 0.0% | 0.00% | 0.0% | |
| WTS | WATTS WATER TECHNOLOGIES INCcl a | $242,000 | +11.5% | 3,728 | 0.0% | 0.00% | 0.0% | |
| CCA | MFS CALIF MUN FD | $197,000 | 0.0% | 14,157 | 0.0% | 0.00% | 0.0% | |
| SYBT | STOCK YDS BANCORP INC | $249,000 | +16.9% | 7,561 | 0.0% | 0.00% | 0.0% | |
| PNF | PIMCO NY MUNICIPAL INCOME FD | $269,000 | -5.9% | 20,240 | 0.0% | 0.00% | 0.0% | |
| JTPY | JETPAY CORP | $296,000 | +17.9% | 110,063 | 0.0% | 0.00% | 0.0% | |
| OCFC | OCEANFIRST FINL CORP | $304,000 | +5.9% | 15,770 | 0.0% | 0.00% | 0.0% | |
| MCHI | ISHARES TRchina etf | $286,000 | +14.4% | 5,907 | 0.0% | 0.00% | 0.0% | |
| EWT | ISHARESmsci taiwan etf | $223,000 | +11.5% | 14,205 | 0.0% | 0.00% | 0.0% | |
| ACGL | ARCH CAP GROUP LTDord | $282,000 | +9.7% | 3,563 | 0.0% | 0.00% | 0.0% | |
| INOD | INNODATA INC | $210,000 | +1.0% | 84,813 | 0.0% | 0.00% | 0.0% | |
| IPWR | IDEAL PWR INC | $194,000 | +4.9% | 37,600 | 0.0% | 0.00% | 0.0% | |
| ZGNX | ZOGENIX INC | $194,000 | +41.6% | 17,000 | 0.0% | 0.00% | +100.0% | |
| XCRA | XCERRA CORP | $203,000 | +5.2% | 33,577 | 0.0% | 0.00% | 0.0% | |
| UCFC | UNITED CMNTY FINL CORP OHIO | $275,000 | +17.0% | 38,651 | 0.0% | 0.00% | 0.0% | |
| PB | PROSPERITY BANCSHARES INC | $229,000 | +8.0% | 4,164 | 0.0% | 0.00% | 0.0% | |
| RBSPRHCL | ROYAL BK SCOTLAND GROUP PLCspon adr ser h | $204,000 | 0.0% | 8,012 | 0.0% | 0.00% | 0.0% | |
| FLY | FLY LEASING LTDsponsored adr | $205,000 | +16.5% | 17,700 | 0.0% | 0.00% | +100.0% | |
| EVX | VANECK VECTORS ETF TRenvironmental sv | $276,000 | +3.8% | 3,954 | 0.0% | 0.00% | 0.0% | |
| FMY | FIRST TRUST MORTGAGE INCM FD | $216,000 | 0.0% | 14,921 | 0.0% | 0.00% | 0.0% | |
| FMBI | FIRST MIDWEST BANCORP DEL | $211,000 | +10.5% | 10,896 | 0.0% | 0.00% | 0.0% | |
| IVOG | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $214,000 | +3.9% | 1,976 | 0.0% | 0.00% | 0.0% | |
| PLAB | PHOTRONICS INC | $148,000 | +15.6% | 14,333 | 0.0% | 0.00% | 0.0% | |
| PFBX | PEOPLES FINL CORP MISS | $116,000 | +3.6% | 10,848 | 0.0% | 0.00% | 0.0% | |
| NBN | NORTHEAST BANCORP | $146,000 | +2.8% | 12,650 | 0.0% | 0.00% | 0.0% | |
| SBCF | SEACOAST BKG CORP FLA | $187,000 | -1.1% | 11,646 | 0.0% | 0.00% | -50.0% | |
| MSBF | MSB FINL CORP NEW | $145,000 | -2.0% | 10,724 | 0.0% | 0.00% | 0.0% | |
| TRR | TRC COS INC | $134,000 | +38.1% | 15,398 | 0.0% | 0.00% | 0.0% | |
| IRDM | IRIDIUM COMMUNICATIONS INC | $85,000 | -8.6% | 10,500 | 0.0% | 0.00% | 0.0% | |
| IDRA | IDERA PHARMACEUTICALS INC | $89,000 | +67.9% | 34,600 | 0.0% | 0.00% | – | |
| TGS | TRANSPORTADORA DE GAS SURspon adr b | $112,000 | +1.8% | 16,352 | 0.0% | 0.00% | 0.0% | |
| HSC | HARSCO CORP | $151,000 | +49.5% | 15,180 | 0.0% | 0.00% | 0.0% | |
| HALO | HALOZYME THERAPEUTICS INC | $153,000 | +40.4% | 12,680 | 0.0% | 0.00% | 0.0% | |
| VOXX | VOXX INTL CORPcl a | $148,000 | +6.5% | 49,654 | 0.0% | 0.00% | 0.0% | |
| ENX | EATON VANCE NEW YORK MUN BD | $150,000 | -1.3% | 10,500 | 0.0% | 0.00% | 0.0% | |
| KHI | DEUTSCHE HIGH INCOME TR | $96,000 | +4.3% | 10,432 | 0.0% | 0.00% | 0.0% | |
| DNN | DENISON MINES CORP | $114,000 | -14.3% | 241,862 | 0.0% | 0.00% | 0.0% | |
| CLM | CORNERSTONE STRATEGIC VALUE | $183,000 | -9.0% | 12,263 | 0.0% | 0.00% | -50.0% | |
| HHY | BROOKFIELD HIGH INCOME FD IN | $89,000 | +1.1% | 12,171 | 0.0% | 0.00% | 0.0% | |
| BPFH | BOSTON PRIVATE FINL HLDGS IN | $148,000 | +9.6% | 11,499 | 0.0% | 0.00% | 0.0% | |
| BCRX | BIOCRYST PHARMACEUTICALS | $178,000 | +56.1% | 40,255 | 0.0% | 0.00% | 0.0% | |
| AXGN | AXOGEN INC | $160,000 | +31.1% | 17,711 | 0.0% | 0.00% | 0.0% | |
| ALOT | ASTRONOVA INC | $153,000 | -2.5% | 10,310 | 0.0% | 0.00% | 0.0% | |
| FRBK | REPUBLIC FIRST BANCORP INC | $86,000 | -4.4% | 20,879 | 0.0% | 0.00% | 0.0% | |
| RPD | RAPID7 INC | $189,000 | +40.0% | 10,698 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $108,000 | +0.9% | 105,000 | 0.0% | 0.00% | 0.0% | ||
| PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $107,000 | +0.9% | 105,000 | 0.0% | 0.00% | 0.0% | ||
| CYTR | CYTRX CORP | $10,000 | -73.0% | 16,701 | 0.0% | 0.00% | – | |
| LIQT | LIQTECH INTL INC | $37,000 | +37.0% | 44,176 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $33,000 | +50.0% | 16,500 | 0.0% | 0.00% | – | |
| AEY | ADDVANTAGE TECHNOLOGIES GP I | $32,000 | 0.0% | 18,220 | 0.0% | 0.00% | – | |
| BLACKROCK CAPITAL INVESTMENTnote 5.500% 2/1 | $14,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| BIOL | BIOLASE INC | $22,000 | +46.7% | 12,447 | 0.0% | 0.00% | – | |
| BSTG | BIOSTAGE INC | $12,000 | -7.7% | 11,522 | 0.0% | 0.00% | – | |
| DANAHER CORP DELnote 1/2 | $36,000 | +2.9% | 12,000 | 0.0% | 0.00% | – | ||
| RENN | RENREN INCsponsored adr | $21,000 | +10.5% | 10,335 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored adr | $26,000 | +44.4% | 23,000 | 0.0% | 0.00% | – | |
| ROYAL BANK OF CANADAnote 4.650% 1/2 | $44,000 | +2.3% | 40,000 | 0.0% | 0.00% | – | ||
| CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $5,000 | 0.0% | 39,000 | 0.0% | 0.00% | – | ||
| CERU | CERULEAN PHARMA INC | $16,000 | -51.5% | 15,713 | 0.0% | 0.00% | – | |
| NEOVASC INC | $11,000 | 0.0% | 20,400 | 0.0% | 0.00% | – | ||
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $31,000 | +72.2% | 34,087 | 0.0% | 0.00% | – | |
| ROX | CASTLE BRANDS INC | $25,000 | +19.0% | 28,500 | 0.0% | 0.00% | – | |
| CTIC | CTI BIOPHARMA CORP | $4,000 | +33.3% | 10,113 | 0.0% | 0.00% | – | |
| FSNN | FUSION TELECOMM INTL INC | $47,000 | -9.6% | 28,304 | 0.0% | 0.00% | – | |
| FESLQ | FORBES ENERGY SVCS LTD | $2,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | |
| BANK OF NOVA SCOTIAnote 4.500%12/1 | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $10,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| HGGGQ | HHGREGG INC | $37,000 | +5.7% | 20,000 | 0.0% | 0.00% | – | |
| MIFI | NOVATEL WIRELESS INC | $34,000 | +100.0% | 11,006 | 0.0% | 0.00% | – | |
| TRCH | TORCHLIGHT ENERGY RES INC | $15,000 | +114.3% | 13,500 | 0.0% | 0.00% | – | |
| ARVINMERITOR INCfrnt 4.000% 2/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| INTEL CORPsdcv 12/1 | $14,000 | +7.7% | 10,000 | 0.0% | 0.00% | – | ||
| ANTH | ANTHERA PHARMACEUTICALS INC | $34,000 | 0.0% | 10,895 | 0.0% | 0.00% | – | |
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 18 | Q3 2017 | 3.7% |
| ISHARES TR | 18 | Q3 2017 | 3.4% |
| APPLE INC | 18 | Q3 2017 | 2.7% |
| VANGUARD TAX MANAGED INTL FD | 18 | Q3 2017 | 2.5% |
| EXXON MOBIL CORP | 18 | Q3 2017 | 2.4% |
| SPDR S&P 500 ETF TR | 18 | Q3 2017 | 1.7% |
| GENERAL ELECTRIC CO | 18 | Q3 2017 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL | 18 | Q3 2017 | 1.4% |
| JOHNSON & JOHNSON | 18 | Q3 2017 | 1.2% |
| ISHARES TR | 18 | Q3 2017 | 1.5% |
View Commonwealth Equity Services, Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Investment CORP | May 26, 2017 | 12,271,272 | 5.0% |
| AMERICAN SELECT PORTFOLIO INC | February 12, 2014 | 332,980 | 3.1% |
| eUNITs (TM) 2 Year International Equity Market Participation Trust: Enhanced Upside to Cap / Buffered Downside | February 12, 2014 | 659,752 | 25.1% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | February 12, 2014 | 125,532 | 6.2% |
| GOOD TIMES RESTAURANTS INC | January 26, 2011 | 35,920 | 0.0% |
| GOOD TIMES RESTAURANTS INC | February 03, 2010 | 312,913 | 8.0% |
View Commonwealth Equity Services, Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR | 2017-11-07 |
| 13F-HR | 2017-08-11 |
| SC 13G | 2017-05-26 |
| 13F-HR | 2017-05-15 |
| 13F-HR | 2017-02-01 |
| 13F-HR | 2016-10-25 |
View Commonwealth Equity Services, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.