$11.2 Billion is the total value of Commonwealth Equity Services, Inc's 2209 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LOB | LIVE OAK BANCSHARES INC | $3,275,000 | +5.6% | 218,310 | 0.0% | 0.03% | 0.0% | |
| SFNC | SIMMONS 1ST NATL CORPcl a $1 par | $2,694,000 | -12.2% | 59,763 | 0.0% | 0.02% | -17.2% | |
| MKCV | MCCORMICK & CO INC | $2,114,000 | +16.3% | 21,299 | 0.0% | 0.02% | +11.8% | |
| HQY | HEALTHEQUITY INC | $1,275,000 | -1.5% | 51,666 | 0.0% | 0.01% | -8.3% | |
| VQT | BARCLAYS BK PLCs&p 500 veqtor | $1,100,000 | +1.6% | 7,849 | 0.0% | 0.01% | 0.0% | |
| DXPE | DXP ENTERPRISES INC NEW | $827,000 | -23.0% | 47,118 | 0.0% | 0.01% | -30.0% | |
| CBZ | CBIZ INC | $622,000 | +2.3% | 61,648 | 0.0% | 0.01% | 0.0% | |
| CTAS | CINTAS CORP | $660,000 | -1.5% | 7,354 | 0.0% | 0.01% | 0.0% | |
| BSET | BASSETT FURNITURE INDS INC | $536,000 | +27.0% | 16,822 | 0.0% | 0.01% | +25.0% | |
| NEOG | NEOGEN CORP | $525,000 | -11.0% | 10,432 | 0.0% | 0.01% | -16.7% | |
| HF | HFF INCcl a | $505,000 | -11.4% | 18,361 | 0.0% | 0.01% | 0.0% | |
| PGJ | POWERSHARES ETF TRUSTgolden drg china | $509,000 | -8.8% | 16,951 | 0.0% | 0.01% | 0.0% | |
| BLMT | BSB BANCORP INC MD | $466,000 | -3.9% | 20,720 | 0.0% | 0.00% | -20.0% | |
| COO | COOPER COS INC | $504,000 | +14.8% | 3,271 | 0.0% | 0.00% | 0.0% | |
| NZF | NUVEEN DIVID ADV MUN FD 3 | $480,000 | +4.1% | 32,084 | 0.0% | 0.00% | 0.0% | |
| PB | PROSPERITY BANCSHARES INC | $408,000 | -3.1% | 8,803 | 0.0% | 0.00% | 0.0% | |
| RSTI | ROFIN SINAR TECHNOLOGIES INC | $501,000 | +20.4% | 15,542 | 0.0% | 0.00% | 0.0% | |
| IBND | SPDR SERIES TRUSTbrcly intl crp | $432,000 | +6.7% | 13,140 | 0.0% | 0.00% | 0.0% | |
| CLH | CLEAN HARBORS INC | $327,000 | +18.5% | 6,620 | 0.0% | 0.00% | 0.0% | |
| NBD | NUVEEN BUILD AMER BD OPPTNY | $385,000 | +6.1% | 17,897 | 0.0% | 0.00% | 0.0% | |
| CNOB | CONNECTONE BANCORP INC NEW | $351,000 | -12.7% | 21,493 | 0.0% | 0.00% | -25.0% | |
| SAL | SALISBURY BANCORP INC | $341,000 | -5.0% | 10,713 | 0.0% | 0.00% | 0.0% | |
| TSC | TRISTATE CAP HLDGS INC | $353,000 | -9.9% | 27,996 | 0.0% | 0.00% | -25.0% | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $375,000 | -2.6% | 21,474 | 0.0% | 0.00% | -25.0% | |
| SPAR | SPARTAN MTRS INC | $388,000 | +27.2% | 98,185 | 0.0% | 0.00% | 0.0% | |
| SAVE | SPIRIT AIRLS INC | $370,000 | +20.5% | 7,703 | 0.0% | 0.00% | 0.0% | |
| KWR | QUAKER CHEM CORP | $286,000 | +10.0% | 3,367 | 0.0% | 0.00% | +50.0% | |
| MATX | MATSON INC | $339,000 | -5.8% | 8,445 | 0.0% | 0.00% | 0.0% | |
| BKF | ISHARESmsci bric indx | $297,000 | +1.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| CCA | MFS CALIF MUN FD | $173,000 | +3.0% | 14,157 | 0.0% | 0.00% | 0.0% | |
| MRCY | MERCURY SYS INC | $253,000 | +11.0% | 12,439 | 0.0% | 0.00% | 0.0% | |
| EVX | MARKET VECTORS ETF TRmv envir svcs | $261,000 | +9.7% | 4,054 | 0.0% | 0.00% | 0.0% | |
| PBH | PRESTIGE BRANDS HLDGS INC | $257,000 | +4.0% | 4,807 | 0.0% | 0.00% | 0.0% | |
| JTPY | JETPAY CORP | $260,000 | -13.0% | 110,063 | 0.0% | 0.00% | -33.3% | |
| IBMG | ISHARES TRibonds sep18 etf | $226,000 | +0.4% | 8,806 | 0.0% | 0.00% | 0.0% | |
| SPFF | GLOBAL X FDSglbx suprinc etf | $174,000 | +1.2% | 13,103 | 0.0% | 0.00% | 0.0% | |
| SYBT | STOCK YDS BANCORP INC | $204,000 | +2.0% | 5,290 | 0.0% | 0.00% | 0.0% | |
| ENTG | ENTEGRIS INC | $174,000 | +3.0% | 12,754 | 0.0% | 0.00% | 0.0% | |
| VOXX | VOXX INTL CORPcl a | $223,000 | -15.2% | 49,932 | 0.0% | 0.00% | 0.0% | |
| B | BARNES GROUP INC | $239,000 | -1.2% | 6,829 | 0.0% | 0.00% | 0.0% | |
| BNCN | BNC BANCORP | $229,000 | -16.7% | 10,836 | 0.0% | 0.00% | -33.3% | |
| ARIA | ARIAD PHARMACEUTICALS INC | $184,000 | +2.2% | 28,732 | 0.0% | 0.00% | 0.0% | |
| PRXL | PAREXEL INTL CORP | $260,000 | -7.8% | 4,146 | 0.0% | 0.00% | -33.3% | |
| PNF | PIMCO NY MUNICIPAL INCOME FD | $256,000 | +6.2% | 20,240 | 0.0% | 0.00% | 0.0% | |
| NQM | NUVEEN INVT QUALITY MUN FD I | $171,000 | +4.3% | 10,644 | 0.0% | 0.00% | 0.0% | |
| NUO | NUVEEN OHIO QUALITY INCOME M | $159,000 | +2.6% | 10,133 | 0.0% | 0.00% | 0.0% | |
| MSBF | MSB FINL CORP NEW | $138,000 | +3.0% | 10,724 | 0.0% | 0.00% | 0.0% | |
| IMMU | IMMUNOMEDICS INC | $76,000 | -18.3% | 30,315 | 0.0% | 0.00% | 0.0% | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $67,000 | +4.7% | 13,114 | 0.0% | 0.00% | 0.0% | |
| ENX | EATON VANCE NEW YORK MUN BD | $141,000 | +2.2% | 10,500 | 0.0% | 0.00% | 0.0% | |
| NBN | NORTHEAST BANCORP | $134,000 | +0.8% | 12,650 | 0.0% | 0.00% | 0.0% | |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $158,000 | +6.0% | 25,220 | 0.0% | 0.00% | 0.0% | |
| NEO | NEOGENOMICS INC | $115,000 | -14.2% | 17,000 | 0.0% | 0.00% | 0.0% | |
| PFBX | PEOPLES FINL CORP MISS | $98,000 | 0.0% | 10,848 | 0.0% | 0.00% | 0.0% | |
| PLAB | PHOTRONICS INC | $149,000 | -16.3% | 14,333 | 0.0% | 0.00% | -50.0% | |
| NSU | NEVSUN RES LTD | $67,000 | +19.6% | 20,795 | 0.0% | 0.00% | 0.0% | |
| DHG | DEUTSCHE HIGH INCOME OPPORT | $167,000 | +1.8% | 12,554 | 0.0% | 0.00% | -50.0% | |
| BLDP | BALLARD PWR SYS INC NEW | $79,000 | -10.2% | 56,218 | 0.0% | 0.00% | 0.0% | |
| AXGN | AXOGEN INC | $95,000 | +6.7% | 17,711 | 0.0% | 0.00% | 0.0% | |
| FRBK | REPUBLIC FIRST BANCORP INC | $88,000 | -2.2% | 20,879 | 0.0% | 0.00% | 0.0% | |
| HHY | BROOKFIELD HIGH INCOME FD IN | $85,000 | +1.2% | 12,151 | 0.0% | 0.00% | 0.0% | |
| ALOT | ASTRO-MED INC NEW | $143,000 | -4.0% | 10,310 | 0.0% | 0.00% | 0.0% | |
| CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $5,000 | -87.2% | 39,000 | 0.0% | 0.00% | – | ||
| CERU | CERULEAN PHARMA INC | $56,000 | -3.4% | 20,778 | 0.0% | 0.00% | -100.0% | |
| CPRX | CATALYST PHARMACEUTICALS INC | $35,000 | -51.4% | 29,553 | 0.0% | 0.00% | -100.0% | |
| RWC | RELM WIRELESS CORP | $45,000 | +15.4% | 10,000 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $23,000 | -8.0% | 16,500 | 0.0% | 0.00% | – | |
| BIOL | BIOLASE INC | $16,000 | +60.0% | 12,447 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored adr | $23,000 | -23.3% | 23,000 | 0.0% | 0.00% | – | |
| PSTI | PLURISTEM THERAPEUTICS INC | $38,000 | +40.7% | 23,516 | 0.0% | 0.00% | – | |
| LIQT | LIQTECH INTL INC | $32,000 | -28.9% | 44,176 | 0.0% | 0.00% | – | |
| ARVINMERITOR INCfrnt 4.000% 2/1 | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| PTN | PALATIN TECHNOLOGIES INC | $6,000 | -25.0% | 11,300 | 0.0% | 0.00% | – | |
| ATRS | ANTARES PHARMA INC | $38,000 | -28.3% | 43,400 | 0.0% | 0.00% | -100.0% | |
| MIFI | NOVATEL WIRELESS INC | $21,000 | +5.0% | 12,006 | 0.0% | 0.00% | – | |
| PEABODY ENERGY CORPsdcv 4.750%12/1 | $0 | -100.0% | 26,000 | 0.0% | 0.00% | – | ||
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $33,000 | -28.3% | 34,802 | 0.0% | 0.00% | – | |
| AEY | ADDVANTAGE TECHNOLOGIES GP I | $35,000 | +6.1% | 18,220 | 0.0% | 0.00% | – | |
| PIOI | ACTIVE POWER INC | $41,000 | -25.5% | 42,130 | 0.0% | 0.00% | -100.0% | |
| FESLQ | FORBES ENERGY SVCS LTD | $6,000 | +100.0% | 12,000 | 0.0% | 0.00% | – | |
| CUR | NEURALSTEM INC | $9,000 | -30.8% | 12,540 | 0.0% | 0.00% | – | |
| FSNN | FUSION TELECOMM INTL INC | $51,000 | -44.6% | 28,304 | 0.0% | 0.00% | -100.0% | |
| TRX | TANZANIAN ROYALTY EXPL CORP | $3,000 | 0.0% | 11,500 | 0.0% | 0.00% | – | |
| FMSA | FAIRMOUNT SANTROL HLDGS INC | $53,000 | +8.2% | 20,925 | 0.0% | 0.00% | – | |
| TRCH | TORCHLIGHT ENERGY RES INC | $10,000 | -28.6% | 13,500 | 0.0% | 0.00% | – | |
| TWER | TOWERSTREAM CORP | $2,000 | -60.0% | 13,000 | 0.0% | 0.00% | – | |
| HCI GROUP INCnote 3.875% 3/1 | $13,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $9,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| DSCI | DERMA SCIENCES INC | $46,000 | -32.4% | 14,850 | 0.0% | 0.00% | -100.0% | |
| DANAHER CORP DELnote 1/2 | $33,000 | +3.1% | 12,000 | 0.0% | 0.00% | – | ||
| CYTX | CYTORI THERAPEUTICS INC | $7,000 | +16.7% | 32,550 | 0.0% | 0.00% | – | |
| CYTR | CYTRX CORP | $49,000 | +2.1% | 18,201 | 0.0% | 0.00% | – | |
| CRMD | CORMEDIX INC | $27,000 | +35.0% | 10,091 | 0.0% | 0.00% | – | |
| IMUC | IMMUNOCELLULAR THERAPEUTICS | $8,000 | -20.0% | 27,000 | 0.0% | 0.00% | – | |
| INTEL CORPsdcv 12/1 | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 18 | Q3 2017 | 3.7% |
| ISHARES TR | 18 | Q3 2017 | 3.4% |
| APPLE INC | 18 | Q3 2017 | 2.7% |
| VANGUARD TAX MANAGED INTL FD | 18 | Q3 2017 | 2.5% |
| EXXON MOBIL CORP | 18 | Q3 2017 | 2.4% |
| SPDR S&P 500 ETF TR | 18 | Q3 2017 | 1.7% |
| GENERAL ELECTRIC CO | 18 | Q3 2017 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL | 18 | Q3 2017 | 1.4% |
| JOHNSON & JOHNSON | 18 | Q3 2017 | 1.2% |
| ISHARES TR | 18 | Q3 2017 | 1.5% |
View Commonwealth Equity Services, Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Investment CORP | May 26, 2017 | 12,271,272 | 5.0% |
| AMERICAN SELECT PORTFOLIO INC | February 12, 2014 | 332,980 | 3.1% |
| eUNITs (TM) 2 Year International Equity Market Participation Trust: Enhanced Upside to Cap / Buffered Downside | February 12, 2014 | 659,752 | 25.1% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | February 12, 2014 | 125,532 | 6.2% |
| GOOD TIMES RESTAURANTS INC | January 26, 2011 | 35,920 | 0.0% |
| GOOD TIMES RESTAURANTS INC | February 03, 2010 | 312,913 | 8.0% |
View Commonwealth Equity Services, Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR | 2017-11-07 |
| 13F-HR | 2017-08-11 |
| SC 13G | 2017-05-26 |
| 13F-HR | 2017-05-15 |
| 13F-HR | 2017-02-01 |
| 13F-HR | 2016-10-25 |
View Commonwealth Equity Services, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.