$11.2 Billion is the total value of Commonwealth Equity Services, Inc's 2209 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -19,200 | -100.0% | 0.00% | – |
| RCAPQ | Exit | RCS CAP CORP | $0 | – | -20,503 | -100.0% | 0.00% | – |
| Exit | ARES CAP CORPnote 5.750% 2/0 | $0 | – | -28,000 | -100.0% | 0.00% | – | |
| ADAT | Exit | AUTHENTIDATE HLDG CORP | $0 | – | -11,298 | -100.0% | 0.00% | – |
| OMEX | Exit | ODYSSEY MARINE EXPLORATION I | $0 | – | -14,481 | -100.0% | 0.00% | – |
| NM | Exit | NAVIOS MARITIME HOLDINGS INC | $0 | – | -10,020 | -100.0% | 0.00% | – |
| FHCO | Exit | FEMALE HEALTH CO | $0 | – | -10,519 | -100.0% | 0.00% | – |
| HGTXU | Exit | HUGOTON RTY TR TEXunit ben int | $0 | – | -12,912 | -100.0% | 0.00% | – |
| TCPTF | Exit | THOMPSON CREEK METALS CO INC | $0 | – | -202,820 | -100.0% | 0.00% | – |
| DSCO | Exit | DISCOVERY LABORATORIES INC N | $0 | – | -20,833 | -100.0% | 0.00% | – |
| SFXEQ | Exit | SFX ENTMT INC | $0 | – | -34,150 | -100.0% | 0.00% | – |
| EXXIQ | Exit | ENERGY XXI LTD | $0 | – | -10,697 | -100.0% | 0.00% | – |
| PERS | Exit | SANDRIDGE PERMIAN TR | $0 | – | -13,742 | -100.0% | 0.00% | – |
| PVAHQ | Exit | PENN VA CORP | $0 | – | -45,998 | -100.0% | 0.00% | – |
| TWI | Exit | TITAN INTL INC ILL | $0 | – | -10,934 | -100.0% | 0.00% | – |
| HTCH | Exit | HUTCHINSON TECHNOLOGY INC | $0 | – | -10,590 | -100.0% | 0.00% | – |
| DXMMQ | Exit | DEX MEDIA INC NEW | $0 | – | -61,400 | -100.0% | 0.00% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -94,907 | -100.0% | 0.00% | – |
| AMDA | Exit | AMEDICA CORP | $0 | – | -10,350 | -100.0% | 0.00% | – |
| RBYCF | Exit | RUBICON MINERALS CORP | $0 | – | -19,750 | -100.0% | 0.00% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -16,105 | -100.0% | 0.00% | – |
| ACIIQ | Exit | ARCH COAL INC | $0 | – | -35,886 | -100.0% | 0.00% | – |
| Exit | LAM RESEARCH CORPnote 1.250% 5/1 | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| Exit | APOLLO INVT CORPnote 5.750% 1/1 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| DRWI | Exit | DRAGONWAVE INC | $0 | – | -13,365 | -100.0% | 0.00% | – |
| PRKR | Exit | PARKERVISION INC | $0 | – | -17,000 | -100.0% | 0.00% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -10,316 | -100.0% | -0.00% | – |
| DWAT | Exit | ARROW INVTS TRdwa tactical etf | $0 | – | -11,200 | -100.0% | -0.00% | – |
| RVLT | Exit | REVOLUTION LIGHTING TECHNOLO | $0 | – | -66,760 | -100.0% | -0.00% | – |
| GLOG | Exit | GASLOG LTD | $0 | – | -15,050 | -100.0% | -0.00% | – |
| CIE | Exit | COBALT INTL ENERGY INC | $0 | – | -15,460 | -100.0% | -0.00% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -10,943 | -100.0% | -0.00% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -12,314 | -100.0% | -0.00% | – |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -10,425 | -100.0% | -0.00% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -12,337 | -100.0% | -0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -11,452 | -100.0% | -0.00% | – |
| PSBH | Exit | PSB HLDGS INC | $0 | – | -10,100 | -100.0% | -0.00% | – |
| SNAK | Exit | INVENTURE FOODS INC | $0 | – | -18,199 | -100.0% | -0.00% | – |
| ZINCQ | Exit | HORSEHEAD HLDG CORP | $0 | – | -74,113 | -100.0% | -0.00% | – |
| ATML | Exit | ATMEL CORP | $0 | – | -14,766 | -100.0% | -0.00% | – |
| SPE | Exit | SPECIAL OPPORTUNITIES FD INC | $0 | – | -11,458 | -100.0% | -0.00% | – |
| CGIX | Exit | CANCER GENETICS INC | $0 | – | -24,300 | -100.0% | -0.00% | – |
| CRWS | Exit | CROWN CRAFTS INC | $0 | – | -14,051 | -100.0% | -0.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -36,180 | -100.0% | -0.00% | – |
| NRP | Exit | NATURAL RESOURCE PARTNERS L | $0 | – | -44,524 | -100.0% | -0.00% | – |
| Exit | COEUR MNG INCnote 3.250% 3/1 | $0 | – | -70,000 | -100.0% | -0.00% | – | |
| GGT | Exit | GABELLI MULTIMEDIA TR INC | $0 | – | -14,584 | -100.0% | -0.00% | – |
| LVNTA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -5,723 | -100.0% | -0.00% | – |
| MLR | Exit | MILLER INDS INC TENN | $0 | – | -9,621 | -100.0% | -0.00% | – |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -9,065 | -100.0% | -0.00% | – |
| NVRO | Exit | NEVRO CORP | $0 | – | -3,140 | -100.0% | -0.00% | – |
| BBK | Exit | BLACKROCK MUNICIPAL BOND TR | $0 | – | -11,309 | -100.0% | -0.00% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -5,321 | -100.0% | -0.00% | – |
| CVI | Exit | CVR ENERGY INC | $0 | – | -6,491 | -100.0% | -0.00% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -2,583 | -100.0% | -0.00% | – |
| BDCS | Exit | UBS AG JERSEY BRHexch sec lkd41 | $0 | – | -11,228 | -100.0% | -0.00% | – |
| RJF | Exit | RAYMOND JAMES FINANCIAL INC | $0 | – | -3,486 | -100.0% | -0.00% | – |
| OPHT | Exit | OPHTHOTECH CORP | $0 | – | -2,658 | -100.0% | -0.00% | – |
| FMC | Exit | F M C CORP | $0 | – | -6,334 | -100.0% | -0.00% | – |
| SSW | Exit | SEASPAN CORP | $0 | – | -13,254 | -100.0% | -0.00% | – |
| COKE | Exit | COCA COLA BOTTLING CO CONS | $0 | – | -1,288 | -100.0% | -0.00% | – |
| BBLUQ | Exit | BLUE EARTH INC | $0 | – | -396,610 | -100.0% | -0.00% | – |
| MHK | Exit | MOHAWK INDS INC | $0 | – | -1,091 | -100.0% | -0.00% | – |
| SBY | Exit | SILVER BAY RLTY TR CORP | $0 | – | -10,132 | -100.0% | -0.00% | – |
| DBVT | Exit | DBV TECHNOLOGIES S Asponsored adr | $0 | – | -5,500 | -100.0% | -0.00% | – |
| ATHM | Exit | AUTOHOME INCsp adr rp cl a | $0 | – | -6,807 | -100.0% | -0.00% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -4,573 | -100.0% | -0.00% | – |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -2,325 | -100.0% | -0.00% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -1,842 | -100.0% | -0.00% | – |
| SH | Exit | PROSHARES TR | $0 | – | -10,308 | -100.0% | -0.00% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -10,453 | -100.0% | -0.00% | – |
| XRAY | Exit | DENTSPLY INTL INC NEW | $0 | – | -3,294 | -100.0% | -0.00% | – |
| UTHR | Exit | UNITED THERAPEUTICS CORP DEL | $0 | – | -1,490 | -100.0% | -0.00% | – |
| HUBS | Exit | HUBSPOT INC | $0 | – | -4,134 | -100.0% | -0.00% | – |
| JBL | Exit | JABIL CIRCUIT INC | $0 | – | -8,735 | -100.0% | -0.00% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -5,430 | -100.0% | -0.00% | – |
| IHS | Exit | IHS INCcl a | $0 | – | -1,822 | -100.0% | -0.00% | – |
| PCRX | Exit | PACIRA PHARMACEUTICALS INC | $0 | – | -3,223 | -100.0% | -0.00% | – |
| JAH | Exit | JARDEN CORP | $0 | – | -3,927 | -100.0% | -0.00% | – |
| ALKS | Exit | ALKERMES PLC | $0 | – | -3,023 | -100.0% | -0.00% | – |
| STBA | Exit | S & T BANCORP INC | $0 | – | -7,080 | -100.0% | -0.00% | – |
| MYGN | Exit | MYRIAD GENETICS INC | $0 | – | -5,143 | -100.0% | -0.00% | – |
| BLKB | Exit | BLACKBAUD INC | $0 | – | -3,066 | -100.0% | -0.00% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -3,107 | -100.0% | -0.00% | – |
| SIX | Exit | SIX FLAGS ENTMT CORP NEW | $0 | – | -5,965 | -100.0% | -0.00% | – |
| LGF | Exit | LIONS GATE ENTMNT CORP | $0 | – | -8,380 | -100.0% | -0.00% | – |
| BH | Exit | BIGLARI HLDGS INC | $0 | – | -861 | -100.0% | -0.00% | – |
| EWL | Exit | ISHARESmsci sz cap etf | $0 | – | -8,631 | -100.0% | -0.00% | – |
| RHT | Exit | RED HAT INC | $0 | – | -4,257 | -100.0% | -0.00% | – |
| AVAV | Exit | AEROVIRONMENT INC | $0 | – | -10,652 | -100.0% | -0.00% | – |
| ARRS | Exit | ARRIS GROUP INC NEW | $0 | – | -11,741 | -100.0% | -0.00% | – |
| EWW | Exit | ISHARESmsci mex cap etf | $0 | – | -5,372 | -100.0% | -0.00% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP | $0 | – | -3,207 | -100.0% | -0.00% | – |
| SFG | Exit | STANCORP FINL GROUP INC | $0 | – | -2,435 | -100.0% | -0.00% | – |
| IAI | Exit | ISHARES TRus br del se etf | $0 | – | -8,891 | -100.0% | -0.00% | – |
| DUST | Exit | DIREXION SHS ETF TRgld mnrs bear 3x | $0 | – | -20,000 | -100.0% | -0.00% | – |
| PACW | Exit | PACWEST BANCORP DEL | $0 | – | -6,506 | -100.0% | -0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -3,242 | -100.0% | -0.00% | – |
| FCEA | Exit | FOREST CITY ENTERPRISES INCcl a | $0 | – | -12,795 | -100.0% | -0.00% | – |
| AKRXQ | Exit | AKORN INC | $0 | – | -7,866 | -100.0% | -0.00% | – |
| AROW | Exit | ARROW FINL CORP | $0 | – | -10,408 | -100.0% | -0.00% | – |
| PFIS | Exit | PEOPLES FINL SVCS CORP | $0 | – | -9,246 | -100.0% | -0.00% | – |
| UVE | Exit | UNIVERSAL INS HLDGS INC | $0 | – | -13,580 | -100.0% | -0.00% | – |
| FIT | Exit | FITBIT INCcl a | $0 | – | -11,525 | -100.0% | -0.00% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -1,970 | -100.0% | -0.00% | – |
| LMIA | Exit | LMI AEROSPACE INC | $0 | – | -42,587 | -100.0% | -0.00% | – |
| RDOG | Exit | ALPS ETF TRc&s globl etf | $0 | – | -11,006 | -100.0% | -0.00% | – |
| NGLS | Exit | TARGA RESOURCES PARTNERS LP | $0 | – | -25,178 | -100.0% | -0.00% | – |
| CVA | Exit | COVANTA HLDG CORP | $0 | – | -29,211 | -100.0% | -0.00% | – |
| SEM | Exit | SELECT MED HLDGS CORP | $0 | – | -38,742 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -17,075 | -100.0% | -0.00% | – |
| IEUR | Exit | ISHARES TRcore msci euro | $0 | – | -10,028 | -100.0% | -0.00% | – |
| GCC | Exit | GREENHAVEN CONT CMDTY INDEXunit ben int | $0 | – | -21,611 | -100.0% | -0.00% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INC | $0 | – | -2,297 | -100.0% | -0.00% | – |
| EQWL | Exit | POWERSHARES ETF TRUSTrussell 200 wth | $0 | – | -9,767 | -100.0% | -0.00% | – |
| DYAX | Exit | DYAX CORP | $0 | – | -12,465 | -100.0% | -0.00% | – |
| XES | Exit | SPDR SERIES TRUSToilgas equip | $0 | – | -23,932 | -100.0% | -0.00% | – |
| MMS | Exit | MAXIMUS INC | $0 | – | -9,099 | -100.0% | -0.01% | – |
| GTN | Exit | GRAY TELEVISION INC | $0 | – | -31,659 | -100.0% | -0.01% | – |
| ACE | Exit | ACE LTD | $0 | – | -4,905 | -100.0% | -0.01% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -9,320 | -100.0% | -0.01% | – |
| ISCF | Exit | ISHARES TRmsci int smlcp | $0 | – | -21,628 | -100.0% | -0.01% | – |
| LUXTY | Exit | LUXOTTICA GROUP S P Asponsored adr | $0 | – | -9,006 | -100.0% | -0.01% | – |
| YOKU | Exit | YOUKU TUDOU INCsponsored adr | $0 | – | -30,658 | -100.0% | -0.01% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTD | $0 | – | -6,035 | -100.0% | -0.01% | – |
| TW | Exit | TOWERS WATSON & COcl a | $0 | – | -6,400 | -100.0% | -0.01% | – |
| PBF | Exit | PBF ENERGY INCcl a | $0 | – | -21,690 | -100.0% | -0.01% | – |
| NVCR | Exit | NOVOCURE LTD | $0 | – | -36,090 | -100.0% | -0.01% | – |
| KAR | Exit | KAR AUCTION SVCS INC | $0 | – | -23,621 | -100.0% | -0.01% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -24,069 | -100.0% | -0.01% | – |
| ASHR | Exit | DBX ETF TRdbxtr har cs 300 | $0 | – | -33,969 | -100.0% | -0.01% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -14,178 | -100.0% | -0.01% | – |
| NBBC | Exit | NEWBRIDGE BANCORPcl a no par | $0 | – | -86,812 | -100.0% | -0.01% | – |
| ALFA | Exit | ETF SER SOLUTIONSalpclone alter | $0 | – | -30,907 | -100.0% | -0.01% | – |
| OMI | Exit | OWENS & MINOR INC NEW | $0 | – | -62,997 | -100.0% | -0.02% | – |
| IRC | Exit | INLAND REAL ESTATE CORP | $0 | – | -239,804 | -100.0% | -0.02% | – |
| POM | Exit | PEPCO HOLDINGS INC | $0 | – | -103,082 | -100.0% | -0.02% | – |
| ILTB | Exit | ISHAREScore lt usdb etf | $0 | – | -46,173 | -100.0% | -0.03% | – |
| CST | Exit | CST BRANDS INC | $0 | – | -98,412 | -100.0% | -0.04% | – |
| GMCR | Exit | KEURIG GREEN MTN INC | $0 | – | -44,674 | -100.0% | -0.04% | – |
| PCL | Exit | PLUM CREEK TIMBER CO INC | $0 | – | -85,046 | -100.0% | -0.04% | – |
| CB | Exit | CHUBB CORP | $0 | – | -31,129 | -100.0% | -0.04% | – |
| TFI | Exit | SPDR SERIES TRUSTnuvn brcly muni | $0 | – | -1,908,981 | -100.0% | -0.44% | – |
| SHM | Exit | SPDR SERIES TRUSTnuvn br sht muni | $0 | – | -2,028,823 | -100.0% | -0.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 18 | Q3 2017 | 3.7% |
| ISHARES TR | 18 | Q3 2017 | 3.4% |
| APPLE INC | 18 | Q3 2017 | 2.7% |
| VANGUARD TAX MANAGED INTL FD | 18 | Q3 2017 | 2.5% |
| EXXON MOBIL CORP | 18 | Q3 2017 | 2.4% |
| SPDR S&P 500 ETF TR | 18 | Q3 2017 | 1.7% |
| GENERAL ELECTRIC CO | 18 | Q3 2017 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL | 18 | Q3 2017 | 1.4% |
| JOHNSON & JOHNSON | 18 | Q3 2017 | 1.2% |
| ISHARES TR | 18 | Q3 2017 | 1.5% |
View Commonwealth Equity Services, Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Investment CORP | May 26, 2017 | 12,271,272 | 5.0% |
| AMERICAN SELECT PORTFOLIO INC | February 12, 2014 | 332,980 | 3.1% |
| eUNITs (TM) 2 Year International Equity Market Participation Trust: Enhanced Upside to Cap / Buffered Downside | February 12, 2014 | 659,752 | 25.1% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | February 12, 2014 | 125,532 | 6.2% |
| GOOD TIMES RESTAURANTS INC | January 26, 2011 | 35,920 | 0.0% |
| GOOD TIMES RESTAURANTS INC | February 03, 2010 | 312,913 | 8.0% |
View Commonwealth Equity Services, Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR/A | 2018-02-16 |
| 13F-HR | 2017-11-07 |
| 13F-HR | 2017-08-11 |
| SC 13G | 2017-05-26 |
| 13F-HR | 2017-05-15 |
| 13F-HR | 2017-02-01 |
| 13F-HR | 2016-10-25 |
View Commonwealth Equity Services, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.