Curi RMB Capital, LLC - Q4 2015 holdings

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$2.17 Billion is the total value of Curi RMB Capital, LLC's 554 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 103.7% .

All

			Value		Shares		↓ Weighting
	Exit	RTS CEF DIVIDEND & INCOME CONTrt	$0	–	-15,693	-100.0%	0.00%	–
	Exit	COLLATERAL DELV TO WELLSFARGO	$0	–	-3,654,872	-100.0%	0.00%	–
	Exit	FIRST HORIZON FRACTIONAL SHS 1	$0	–	-442,506	-100.0%	0.00%	–
	Exit	AMERICAN INTL GROUP INCWTS EXPwt	$0	–	-207,685	-100.0%	0.00%	–
	Exit	HEARUSA INC XXX ESCROW PENDING	$0	–	-323,553	-100.0%	0.00%	–
	Exit	FIBROGEN INC SERIES FCONV PFDpfd	$0	–	-25,000	-100.0%	0.00%	–
	Exit	FC HOLDINGS INC CONTRA CUSIP	$0	–	-100,000	-100.0%	-0.00%	–
CIF	Exit	MFS Intermediate High Income Fcef	$0	–	-17,414	-100.0%	-0.00%	–
	Exit	PUT AMTD 10/16/15 31 TD	$0	–	-66,000	-100.0%	-0.00%	–
DHY	Exit	Credit Suisse High Yield Bondcef	$0	–	-17,931	-100.0%	-0.00%	–
VALE	Exit	VALE SA ADR F SPONSORED ADR 1adr	$0	–	-13,487	-100.0%	-0.00%	–
IID	Exit	Voya International High Dividecef	$0	–	-12,420	-100.0%	-0.01%	–
NSL	Exit	Nuveen Senior Income Fundcef	$0	–	-14,663	-100.0%	-0.01%	–
LOR	Exit	Lazard World Dividend & Incomecef	$0	–	-10,430	-100.0%	-0.01%	–
	Exit	FC HOLDINGS INC CL E CONV PFDpfd	$0	–	-20,000	-100.0%	-0.01%	–
	Exit	CNL LIFESTYLE PROPERTIES INC	$0	–	-17,395	-100.0%	-0.01%	–
MFM	Exit	MFS Municipal Income Trustcef	$0	–	-15,471	-100.0%	-0.01%	–
EGDW	Exit	EDGEWATER BANCORP INCCOM	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	DEUTSCHE BK AG LONDONBRH TRIGGpfd	$0	–	-13,000	-100.0%	-0.01%	–
MMT	Exit	MFS MULTIMARKET INCOMETR SH BEcef	$0	–	-22,240	-100.0%	-0.01%	–
OIA	Exit	INVESCO MUN INCOME OPPORTUNITIcef	$0	–	-21,314	-100.0%	-0.01%	–
HNW	Exit	Pioneer Diversified High Incomcef	$0	–	-10,487	-100.0%	-0.01%	–
INB	Exit	COHEN & STEERS GLOBALINCOME BLcef	$0	–	-15,149	-100.0%	-0.01%	–
MHF	Exit	Western Asset Municipal High Icef	$0	–	-22,947	-100.0%	-0.01%	–
PDT	Exit	John Hancock Premium Dividendcef	$0	–	-14,728	-100.0%	-0.01%	–
GLV	Exit	CLOUGH GLOBAL ALLOCATIONFD COMcef	$0	–	-15,348	-100.0%	-0.01%	–
PGSVY	Exit	PETROLEUM GEO SERVICESASA ADSadr	$0	–	-50,000	-100.0%	-0.01%	–
CSX	Exit	CSX CORP	$0	–	-7,500	-100.0%	-0.01%	–
NXQ	Exit	Nuveen Select Tax-Free Income2cef	$0	–	-16,109	-100.0%	-0.01%	–
BGX	Exit	BLACKSTONE GSO LNG SHRTCR INCcef	$0	–	-14,842	-100.0%	-0.01%	–
PPC	Exit	PILGRIMS PRIDE CORP	$0	–	-10,361	-100.0%	-0.01%	–
AHTPRECL	Exit	ASHFORD HOSPITALITY PFDpfd	$0	–	-8,202	-100.0%	-0.01%	–
NQP	Exit	Nuveen Pennsylvania Investmentcef	$0	–	-15,946	-100.0%	-0.01%	–
MUJ	Exit	BLACKROCK MUNIHOLDINGSN J QUALcef	$0	–	-15,132	-100.0%	-0.01%	–
CRDB	Exit	CRAWFORD & CO -CL B	$0	–	-38,061	-100.0%	-0.01%	–
HTD	Exit	John Hancock Tax-Advantaged Dicef	$0	–	-11,514	-100.0%	-0.02%	–
FIF	Exit	FIRST TR ENERGY INFRASTRCTRFDcef	$0	–	-14,510	-100.0%	-0.02%	–
EMR	Exit	EMERSON ELECTRIC COMPANY	$0	–	-5,086	-100.0%	-0.02%	–
IBM	Exit	IBM CORP	$0	–	-1,639	-100.0%	-0.02%	–
	Exit	EVEP 10/16/15 P 7	$0	–	-40,000	-100.0%	-0.02%	–
	Exit	Porter Bank Series Epfd	$0	–	-885	-100.0%	-0.02%	–
MPA	Exit	BlackRock MuniYield Pennsylvancef	$0	–	-17,637	-100.0%	-0.02%	–
WBA	Exit	WALGREENS BOOTS ALLIANCEINC	$0	–	-3,095	-100.0%	-0.02%	–
	Exit	CORPORATE CAP TR INC COM	$0	–	-24,362	-100.0%	-0.02%	–
SIEGY	Exit	SIEMENS A G - ADRadr	$0	–	-2,863	-100.0%	-0.02%	–
	Exit	GREAT-WEST LIFEC 5.15% NEW MONpfd	$0	–	-8,200	-100.0%	-0.02%	–
WEC	Exit	WEC ENERGY GROUP INC COM	$0	–	-5,265	-100.0%	-0.02%	–
VWO	Exit	VANGUARD FTSE EMERGING MARKETSetf	$0	–	-8,268	-100.0%	-0.02%	–
DCOM	Exit	DIME COMMUNITY BANCSHARES	$0	–	-16,220	-100.0%	-0.02%	–
STT	Exit	STATE STREET CORP	$0	–	-4,186	-100.0%	-0.02%	–
SRCL	Exit	STERICYCLE INC COM	$0	–	-2,087	-100.0%	-0.02%	–
WIW	Exit	Western Asset/Claymore Inflaticef	$0	–	-27,600	-100.0%	-0.02%	–
PSAPRTCL	Exit	PUBLIC STORAGE 5.75% NEW MONEYpfd	$0	–	-12,301	-100.0%	-0.02%	–
BIF	Exit	Boulder Growth & Income Fund Icef	$0	–	-40,129	-100.0%	-0.02%	–
BLW	Exit	BLACKROCK LTD DURATIONINCOME Tcef	$0	–	-20,440	-100.0%	-0.02%	–
IFF	Exit	INTL FLAVORS& FRAGRA	$0	–	-3,225	-100.0%	-0.02%	–
SYK	Exit	STRYKER CORP	$0	–	-3,651	-100.0%	-0.02%	–
	Exit	WLT1/15/2016P2016	$0	–	-4,350,900	-100.0%	-0.02%	–
WHR	Exit	WHIRLPOOL CORP	$0	–	-2,388	-100.0%	-0.02%	–
RMRM	Exit	RMR Real Estate Income Fundcef	$0	–	-19,555	-100.0%	-0.02%	–
GLD	Exit	SPDR GOLD TRUST ETFetf	$0	–	-3,338	-100.0%	-0.02%	–
GIM	Exit	TEMPLETON GLOBAL INCOMEFD INCcef	$0	–	-58,666	-100.0%	-0.02%	–
	Exit	Porter Bank Series Fpfd	$0	–	-1,405	-100.0%	-0.02%	–
HQH	Exit	H & Q HEALTHCARE FD SHBEN INTcef	$0	–	-13,471	-100.0%	-0.02%	–
QBIEY	Exit	QBE INSURANCE GROUP F ADR 1 ADadr	$0	–	-44,753	-100.0%	-0.03%	–
EOI	Exit	Eaton Vance Enhanced Equity Incef	$0	–	-34,022	-100.0%	-0.03%	–
MDT	Exit	MEDTRONIC PLC F	$0	–	-6,269	-100.0%	-0.03%	–
PG	Exit	PROCTER & GAMBLE	$0	–	-6,329	-100.0%	-0.03%	–
FLC	Exit	FLAHERTY & CRUMRINE TOTALRETURcef	$0	–	-24,258	-100.0%	-0.03%	–
AIF	Exit	APOLLO TACTICAL INCOMEFD INC Ccef	$0	–	-31,347	-100.0%	-0.03%	–
	Exit	KESKO OYJ-A SHS	$0	–	-14,883	-100.0%	-0.03%	–
PCN	Exit	PIMCO Corporate & Income Stratcef	$0	–	-36,318	-100.0%	-0.03%	–
VNOPRL	Exit	VORNADO RLTY TST 5.4% NEW MONEpfd	$0	–	-21,140	-100.0%	-0.03%	–
	Exit	FIRST REP BANK 6.7% NEW MONEYpfd	$0	–	-20,046	-100.0%	-0.03%	–
PSBPRVCL	Exit	PS BUSINESS PARKS INCCALIF 5.7pfd	$0	–	-22,718	-100.0%	-0.04%	–
DLRPRG	Exit	DIGITAL REALTY 5.875% NEW MONEpfd	$0	–	-24,328	-100.0%	-0.04%	–
BGH	Exit	BABSON CAP GLB SHT DURHGHYLD Ccef	$0	–	-33,594	-100.0%	-0.04%	–
VTA	Exit	Invesco Dynamic Credit Opportucef	$0	–	-55,340	-100.0%	-0.04%	–
NMI	Exit	Nuveen Municipal Income Fund Icef	$0	–	-56,253	-100.0%	-0.04%	–
CHI	Exit	Calamos Convertible Opportunitcef	$0	–	-62,740	-100.0%	-0.04%	–
	Exit	PUT/EXH@17.	$0	–	-35,000	-100.0%	-0.04%	–
RNP	Exit	Cohen & Steers REIT and Prefercef	$0	–	-37,308	-100.0%	-0.04%	–
PSBPRUCL	Exit	PS BUSINESS PKS INC CALIFDEP Spfd	$0	–	-28,479	-100.0%	-0.04%	–
CII	Exit	BLACKROCK ENHANCED CAP& INCOMEcef	$0	–	-52,871	-100.0%	-0.05%	–
HPF	Exit	John Hancock Preferred Incomecef	$0	–	-38,101	-100.0%	-0.05%	–
	Exit	VNR 10/16/2015 P 9	$0	–	-100,000	-100.0%	-0.05%	–
BACPRICL	Exit	BANK AMER CORP DEP 6.625%12/31pfd	$0	–	-31,344	-100.0%	-0.05%	–
PPEHF	Exit	PURE TECHNOLOGIES Fadr	$0	–	-208,458	-100.0%	-0.05%	–
JPMPRDCL	Exit	JPMORGAN CHASE 5.5% NEW MONEYpfd	$0	–	-33,537	-100.0%	-0.05%	–
TOELY	Exit	TOKYO ELECTRON LTD F ADR 1 ADRadr	$0	–	-72,730	-100.0%	-0.06%	–
HPS	Exit	HANCOCK JOHN PFD INC MEFD IIIcef	$0	–	-53,566	-100.0%	-0.06%	–
TWI	Exit	TITAN INTERNATIONAL INC	$0	–	-137,650	-100.0%	-0.06%	–
	Exit	PUT/EVEP@7E	$0	–	-153,000	-100.0%	-0.06%	–
BRGYY	Exit	BG GROUP PLC F ADR 1 ADR REPSadr	$0	–	-65,061	-100.0%	-0.06%	–
LADR	Exit	LADDER CAPITAL CORP CL A	$0	–	-66,831	-100.0%	-0.06%	–
SSWPRD	Exit	SEASPAN CORP 7.95% NEW MONEY Ppfd	$0	–	-42,426	-100.0%	-0.06%	–
AFT	Exit	APOLLO SENIOR FLOATINGRATE FDcef	$0	–	-62,993	-100.0%	-0.07%	–
RWEOY	Exit	RWE AG ORD F ADR 1 ADR REPS 1adr	$0	–	-88,445	-100.0%	-0.07%	–
OAKV	Exit	OAK VIEW NATIONAL BANK	$0	–	-208,400	-100.0%	-0.07%	–
EOD	Exit	Wells Fargo Advantage Global Dcef	$0	–	-178,406	-100.0%	-0.07%	–
BIT	Exit	BlackRock Multi-Sector Incomecef	$0	–	-69,877	-100.0%	-0.07%	–
VPV	Exit	Invesco Pennsylvania Value Muncef	$0	–	-93,976	-100.0%	-0.08%	–
DDAIY	Exit	DAIMLER AG F ADR 1 ADR REPS 1adr	$0	–	-15,824	-100.0%	-0.08%	–
AZSEY	Exit	ALLIANZ SE F ADR 1 ADR REPS 0.adr	$0	–	-77,509	-100.0%	-0.08%	–
	Exit	PUT/EXLP@15	$0	–	-75,000	-100.0%	-0.08%	–
PCI	Exit	PIMCO Dynamic Credit Income Fucef	$0	–	-68,513	-100.0%	-0.08%	–
	Exit	PUT CMA 10/16/15 40 COM	$0	–	-32,500	-100.0%	-0.09%	–
ZURVY	Exit	ZURICH INSURANCE GP F ADR 1 ADadr	$0	–	-55,456	-100.0%	-0.09%	–
SVNDY	Exit	SEVEN & I HLDG CO F ADR 1 ADRadr	$0	–	-59,915	-100.0%	-0.09%	–
	Exit	Anglo Pacific Group	$0	–	-1,202,408	-100.0%	-0.09%	–
SDPB	Exit	SAN DIEGO PRIVATE BANK CA	$0	–	-92,781	-100.0%	-0.09%	–
PSF	Exit	Cohen & Steers Select Preferrecef	$0	–	-62,803	-100.0%	-0.10%	–
	Exit	PUT PFG 10/16/15 47 PRI	$0	–	-32,500	-100.0%	-0.10%	–
SGAPY	Exit	SINGAPORE TLCM F ADR 1 ADR REPadr	$0	–	-63,124	-100.0%	-0.11%	–
GLQ	Exit	Clough Global Equity Fundcef	$0	–	-126,742	-100.0%	-0.11%	–
CARE	Exit	CARTER BK & TR MARTINSVILLE VA	$0	–	-133,134	-100.0%	-0.11%	–
AAL	Exit	AMERICAN AIRLS GROUP	$0	–	-43,002	-100.0%	-0.11%	–
AEL	Exit	AMERICAN EQUITY INVESTMENT LIF	$0	–	-72,330	-100.0%	-0.11%	–
SBCP	Exit	SUNSHINE BANCORP INC COM	$0	–	-122,940	-100.0%	-0.11%	–
TSCDY	Exit	TESCO PLC F ADR 1 ADR REPS 3 Oadr	$0	–	-206,745	-100.0%	-0.11%	–
UOVEY	Exit	UTD OVERSEAS BK F ADR 1 ADR REadr	$0	–	-70,900	-100.0%	-0.12%	–
	Exit	PUT SCHW 10/16/15 26 CHA	$0	–	-66,000	-100.0%	-0.12%	–
	Exit	ABY US 10/16/15 P 20	$0	–	-114,000	-100.0%	-0.13%	–
RDSB	Exit	ROYAL DUTCH SHELL F ADR 1 ADRadr	$0	–	-41,513	-100.0%	-0.13%	–
	Exit	PUT XLF 10/16/15 21 SEC	$0	–	-91,000	-100.0%	-0.14%	–
	Exit	PUT/USO@14	$0	–	-142,500	-100.0%	-0.14%	–
TLSNY	Exit	TELIASONERA AB F ADR 1 ADR REP	$0	–	-200,862	-100.0%	-0.14%	–
DTEGY	Exit	DEUTSCHE TELEKOM AG F ADR 1 ADadr	$0	–	-127,529	-100.0%	-0.15%	–
TKOMY	Exit	TOKIO MARINE HLDGS F ADR 1 ADRadr	$0	–	-61,992	-100.0%	-0.15%	–
TAK	Exit	TAKEDA PHARMA CO F ADR 1 ADR Radr	$0	–	-106,394	-100.0%	-0.15%	–
	Exit	PUT BBT 10/16/15 34 BB&	$0	–	-65,500	-100.0%	-0.16%	–
	Exit	PUT BBT 10/16/15 33 BB&	$0	–	-65,500	-100.0%	-0.16%	–
MNSB	Exit	MAINSTREET BANK	$0	–	-202,271	-100.0%	-0.16%	–
	Exit	PUT/ABY@20	$0	–	-150,000	-100.0%	-0.17%	–
TLMR	Exit	TALMER BANCORP INC COM CL A	$0	–	-151,890	-100.0%	-0.17%	–
AER	Exit	***AERCAP HOLDINGS NV	$0	–	-69,600	-100.0%	-0.18%	–
NSRGY	Exit	NESTLE SA F ADR 1 ADR REPS 1 Oadr	$0	–	-36,060	-100.0%	-0.18%	–
	Exit	PUT KRE 10/16/15 39 SPD	$0	–	-65,500	-100.0%	-0.18%	–
	Exit	PUT KRE 10/16/15 35 SPD	$0	–	-65,500	-100.0%	-0.18%	–
	Exit	PUT USB 10/16/15 41 US	$0	–	-66,000	-100.0%	-0.18%	–
	Exit	PUT USB OCT 40.50000 10/16/201	$0	–	-66,000	-100.0%	-0.18%	–
	Exit	SARTORIUS STEDIM ORD Fadr	$0	–	-9,378	-100.0%	-0.18%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-56,305	-100.0%	-0.19%	–
BANC	Exit	BANC OF CALIFORNIA INC	$0	–	-234,600	-100.0%	-0.19%	–
	Exit	PUT PNC 10/16/15 85 PNC	$0	–	-32,500	-100.0%	-0.19%	–
IBDRY	Exit	IBERDROLA S A F ADR 1 ADR REPSadr	$0	–	-116,281	-100.0%	-0.20%	–
LKQ	Exit	LKQ CORP	$0	–	-113,538	-100.0%	-0.21%	–
UCBI	Exit	UNITED COMMUNITY BANKS INC	$0	–	-164,558	-100.0%	-0.22%	–
	Exit	PUT WFC 10/16/15 50 WEL	$0	–	-66,000	-100.0%	-0.22%	–
FSB	Exit	FRANKLIN FINANCIAL NETWORK INC	$0	–	-153,811	-100.0%	-0.23%	–
NRZ	Exit	NEW RESIDENTIAL INVESTMENT COR	$0	–	-268,817	-100.0%	-0.23%	–
	Exit	PROFESSIONALHOLDING CORP CLASS	$0	–	-339,073	-100.0%	-0.25%	–
	Exit	PUT SCHW OCT 27.00000 10/16/20	$0	–	-132,000	-100.0%	-0.25%	–
	Exit	CAPSTONE INFRASTRUCTURE CORP C	$0	–	-1,160,900	-100.0%	-0.32%	–
	Exit	CENTRUE FINANCIAL CORPORATION	$0	–	-313,654	-100.0%	-0.35%	–
	Exit	PUT KRE 10/16/15 38 SPD	$0	–	-131,000	-100.0%	-0.36%	–
	Exit	SUN BANCORP INC COM NEW RESTRI	$0	–	-283,286	-100.0%	-0.36%	–
	Exit	AMERIS BANCORP RESTRICTED	$0	–	-200,000	-100.0%	-0.38%	–
FSGI	Exit	FIRST SEC GROUP INC COM NEW C/	$0	–	-2,519,287	-100.0%	-0.42%	–
BEN	Exit	FRANKLIN RESOURCES	$0	–	-178,304	-100.0%	-0.44%	–
	Exit	USO 10/16/2015 P 13.5	$0	–	-494,000	-100.0%	-0.48%	–
BRLXF	Exit	BORALEX INC COM	$0	–	-619,307	-100.0%	-0.52%	–
	Exit	PUT XLF 10/16/15 21.50	$0	–	-364,000	-100.0%	-0.55%	–
AMLP	Exit	ALPS ALERIAN MLP ETFetf	$0	–	-662,450	-100.0%	-0.55%	–
	Exit	PUT XLF 10/16/15 22 SEC	$0	–	-491,500	-100.0%	-0.74%	–
MOS	Exit	MOSAIC CO/THE	$0	–	-370,917	-100.0%	-0.77%	–
ARG	Exit	AIRGAS INC COM	$0	–	-138,785	-100.0%	-0.82%	–
GOOGL	Exit	GOOGLE INC CL A	$0	–	-26,100	-100.0%	-1.11%	–
HOG	Exit	HARLEY DAVIDSON INC	$0	–	-342,293	-100.0%	-1.25%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Delaware Capital Management Inc. #1
Horizon Asset Management LLC #6
Brandes Investment Partners, LP #8
WHV Investments, Inc. #18
Convergence Investment Partners, LLC #19
Lazard Asset Management LLC #20
Lateef Investment Mangement, L.P. #31
Santa Barbara Asset Mangement, LLC #32

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-02-12

Signatures

The EDGAR filing(s) were signed by:

Lisa M. Tamburini — Compliance Officer and Legal Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
DANAHER CORPORATION	42	Q3 2023	2.3%
VISA INC CL A SHRS	42	Q3 2023	2.3%
COOPER COS INC NEW	42	Q3 2023	1.7%
APPLE INC COM	42	Q3 2023	2.2%
TJX COS INC NEW COM	42	Q3 2023	1.7%
NORDSON CORP COM	42	Q3 2023	1.5%
SPDR S&P 500 ETF TRUST	42	Q3 2023	2.0%
BECTON DICKINSON&CO	42	Q3 2023	1.0%
LOWES COS INC	42	Q3 2023	1.0%
CME GROUP INC CLASS A	42	Q3 2023	1.0%

View Curi RMB Capital, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Curi RMB Capital, LLC Q4 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Bank7 Corp.^{Sold out}	February 12, 2021	0	0.0%
BayCom Corp^{Sold out}	February 12, 2021	0	0.0%
Business First Bancshares, Inc.	February 12, 2021	134,916	1.0%
EQUITY BANCSHARES INC	February 12, 2021	500,000	3.4%
Esquire Financial Holdings, Inc.^{Sold out}	February 12, 2021	0	0.0%
FB Financial Corp	February 12, 2021	281,345	0.6%
FIRST BANCSHARES INC /MS/	February 12, 2021	350,000	2.0%
First Western Financial Inc	February 12, 2021	50,000	0.6%
Howard Bancorp Inc	February 12, 2021	518,448	2.8%
Live Oak Bancshares, Inc.	February 12, 2021	376,500	1.1%

View Curi RMB Capital, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR/A	2022-08-16
13F-HR	2022-08-01
13F-HR	2022-05-06

View Curi RMB Capital, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Curi RMB Capital, LLC's holdings