Curi RMB Capital, LLC - Q4 2015 holdings

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$2.17 Billion is the total value of Curi RMB Capital, LLC's 554 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 166.3% .

All

			Value		Shares		↓ Weighting
STT	New	PUT STT JAN 65.00000 01/15/201put	$657,075,000	–	99,000	+100.0%	30.28%	–
XLF	New	PUT XLF JAN 24.00000 01/15/201put	$26,737,000	–	1,122,000	+100.0%	1.23%	–
COO	Buy	COOPER COS INC COM NEW	$23,115,000	+40.1%	172,243	+55.4%	1.06%	-2.7%
KRE	New	PUT KRE JAN 41.50000 01/15/201put	$22,133,000	–	528,000	+100.0%	1.02%	–
SPY	New	SPY 02/19/2016 P 195put	$19,877,000	–	97,500	+100.0%	0.92%	–
CWST	Buy	CASELLA WASTE SYSTEMS INC CLAS	$19,075,000	+11.6%	3,189,827	+8.2%	0.88%	-22.6%
GOOGL	New	ALPHABET INC CL A	$19,015,000	–	24,441	+100.0%	0.88%	–
GWR	Buy	GENESEE & WYO INC CL A	$17,459,000	-4.8%	325,187	+4.8%	0.80%	-33.9%
AAP	Buy	ADVANCE AUTO PARTS INC	$16,968,000	-18.9%	112,739	+2.1%	0.78%	-43.7%
NVR	Buy	N V R INC	$15,977,000	+19.8%	9,724	+11.2%	0.74%	-16.9%
IWV	Buy	ISHARES RUSSELL 3000ETFetf	$14,965,000	+1490.3%	124,385	+1405.9%	0.69%	+1012.9%
YDKN	Buy	YADKIN FINL CORP COM	$14,758,000	+22.2%	586,351	+4.4%	0.68%	-15.1%
PCLN	New	PRICELINE GRP INC COM NEW	$13,651,000	–	10,707	+100.0%	0.63%	–
PRGO	New	PERRIGO CO PLC SHS ISIN#IE00BG	$13,339,000	–	92,184	+100.0%	0.62%	–
CVS	Buy	CVS HEALTH CORP	$12,007,000	+3.1%	122,812	+1.7%	0.55%	-28.5%
IWM	New	PUT IWM JAN 112.0000 01/15/201put	$11,149,000	–	99,000	+100.0%	0.51%	–
ITW	Buy	ILLINOIS TOOL WORKS INC	$10,648,000	+35.4%	114,890	+20.2%	0.49%	-5.9%
NBBC	Buy	NEWBRIDGE BANCORP CL ANO PAR	$10,590,000	+69.1%	869,479	+18.4%	0.49%	+17.3%
WSO	New	WATSCO INC	$9,452,000	–	80,699	+100.0%	0.44%	–
BNCN	Buy	BNC BANCORP COM	$9,155,000	+62.0%	360,706	+41.9%	0.42%	+12.5%
BFB	Buy	BROWN-FORMAN CORP-CLASS B	$9,157,000	+13.6%	92,230	+10.9%	0.42%	-21.1%
NWSA	Buy	NEWS CORP - CLASS A	$9,066,000	+11.5%	678,590	+5.3%	0.42%	-22.6%
ALGN	New	ALIGN TECHNOLOGY INC COM ISIN#	$9,008,000	–	136,795	+100.0%	0.42%	–
GNMK	Buy	GENMARK DIAGNOSTICS INC	$9,005,000	+6.1%	1,160,430	+7.6%	0.42%	-26.3%
M	Buy	MACYS INC	$8,677,000	-13.5%	248,065	+26.9%	0.40%	-39.9%
EFA	Buy	ISHARES TR MSCI EAFE ETFetf	$8,333,000	+293.8%	141,905	+284.3%	0.38%	+174.3%
BBT	New	PUT BBT JAN 38.00000 01/15/201put	$7,485,000	–	198,000	+100.0%	0.34%	–
WFC	New	PUT WFC JAN 54.50000 01/15/201put	$7,176,000	–	132,000	+100.0%	0.33%	–
KN	Buy	KNOWLES CORP	$7,151,000	-25.3%	536,482	+3.3%	0.33%	-48.1%
LILA	New	LIBERTY GLOBAL PLC LILAC SHS C	$7,055,000	–	170,524	+100.0%	0.32%	–
SPY	Buy	SPDR S&P 500 ETF TR TR UNITetf	$7,012,000	+2649.8%	34,397	+2482.4%	0.32%	+1800.0%
PNC	New	PUT PNC JAN 92.50000 01/15/201put	$6,290,000	–	66,000	+100.0%	0.29%	–
BKLN	New	POWERSHARES EXCHANGE TRADEDFDcef	$5,942,000	–	265,271	+100.0%	0.27%	–
ACBI	New	ATLANTIC CAPITAL BANCSHARES IN	$5,908,000	–	394,421	+100.0%	0.27%	–
PBRA	Buy	PETROLEO BRASILEIRO F ADR 1 ADadr	$5,328,000	+1280.3%	1,567,210	+1394.1%	0.25%	+846.2%
CFCB	New	CENTRUE FINANCIAL CORPORATION	$5,219,000	–	313,654	+100.0%	0.24%	–
POT	New	POTASH CORP SASK INC F	$5,017,000	–	292,996	+100.0%	0.23%	–
ORRF	Buy	ORRSTOWN FINANCIAL SERVICES IN	$4,966,000	+12.9%	276,172	+5.9%	0.23%	-21.6%
PSGLQ	Buy	PERFORMANCE SPORTS GROUP LTD	$4,959,000	+221.4%	515,000	+347.8%	0.23%	+124.5%
OPB	New	OPUS BK IRVINE CALIF COM	$4,880,000	–	132,010	+100.0%	0.22%	–
NTRS	New	PUT NTRS JAN 70.00000 01/15/20put	$4,758,000	–	66,000	+100.0%	0.22%	–
EBS	Buy	EMERGENT BIOSOLUTION	$4,677,000	+41.0%	116,908	+0.5%	0.22%	-1.8%
USO	New	USO 03/18/16 P 9.5put	$4,400,000	–	400,000	+100.0%	0.20%	–
JPM	New	PUT JPM JAN 65.00000 01/15/201put	$4,358,000	–	66,000	+100.0%	0.20%	–
NFJ	Buy	AllianzGI NFJ Dividend Interescef	$4,210,000	+262.3%	339,787	+273.6%	0.19%	+151.9%
AIG	New	PUT AIG JAN 60.50000 01/15/201put	$4,090,000	–	66,000	+100.0%	0.19%	–
SONA	Buy	SOUTHERN NATL BANCORP VA INC C	$3,994,000	+19.8%	305,850	+3.6%	0.18%	-16.7%
UL	Buy	UNILEVER PLC F ADR 1 ADR REPSadr	$3,978,000	+58.2%	92,244	+49.6%	0.18%	+9.6%
AIRM	Buy	AIR METHODS CORP	$3,801,000	+75.5%	90,645	+42.6%	0.18%	+21.5%
AOD	New	ALPINE TOTAL DYNAMIC DIVIDFD Ccef	$3,593,000	–	467,887	+100.0%	0.17%	–
PGTI	Buy	PGT INC	$3,494,000	+116.5%	306,718	+133.3%	0.16%	+50.5%
BLD	Buy	TOPBUILD CORPORATION	$3,168,000	+35.6%	102,970	+36.5%	0.15%	-5.8%
BREW	Buy	CRAFT BREW ALLIANCE INC	$3,174,000	+18.7%	379,246	+13.1%	0.15%	-17.5%
BCX	New	BLACKROCK RES &COMM STRAT TR Scef	$3,019,000	–	424,581	+100.0%	0.14%	–
HYG	New	iShares iBoxx $ High Yield Corcef	$2,885,000	–	35,799	+100.0%	0.13%	–
RLOGQ	Buy	RAND LOGISTICS INC	$2,890,000	-23.4%	1,806,091	+0.6%	0.13%	-46.8%
PFF	New	iShares US Preferred Stock ETFcef	$2,860,000	–	73,614	+100.0%	0.13%	–
WFBI	New	WASHINGTONFIRST BANKSHARES INC	$2,873,000	–	126,915	+100.0%	0.13%	–
DXLG	Buy	DESTINATION XL GROUP	$2,810,000	+29.4%	509,096	+36.3%	0.13%	-9.7%
USB	New	PUT USB JAN 43.00000 01/15/201put	$2,816,000	–	66,000	+100.0%	0.13%	–
CBPX	Buy	CONTINENTAL BLDG PRO	$2,781,000	+23.2%	159,294	+45.0%	0.13%	-14.7%
SLCT	Buy	SELECT BANCORP INC COM	$2,672,000	+10.8%	330,267	+0.3%	0.12%	-23.1%
RCL	Buy	ROYAL CARIBBEAN CRUI F	$2,635,000	+18.6%	26,030	+4.4%	0.12%	-17.7%
HZN	Buy	HORIZON GLOBAL CORPO	$2,624,000	+23.7%	252,993	+5.2%	0.12%	-14.2%
BTT	New	BLACKROCK MUN TARGET TERMTR COcef	$2,577,000	–	119,472	+100.0%	0.12%	–
FBMS	Buy	FIRST BANCSHARES INC MISS COM	$2,554,000	+13.0%	139,254	+7.6%	0.12%	-21.3%
TXTR	Buy	TEXTURA CORP	$2,559,000	+24.8%	118,572	+49.4%	0.12%	-13.2%
BWFG	Buy	BANKWELL FINL GROUP INC COM	$2,482,000	+133.7%	125,030	+115.2%	0.11%	+62.9%
EXPE	New	EXPEDIA INC	$2,433,000	–	19,573	+100.0%	0.11%	–
ABCB	Buy	AMERIS BANCORP	$2,367,000	+97.7%	69,650	+67.2%	0.11%	+38.0%
UTF	New	Cohen & Steers Infrastructurecef	$2,352,000	–	123,290	+100.0%	0.11%	–
GLO	Buy	CLOUGH GLOBAL OPPORTUNITIESFDcef	$2,291,000	+87.3%	219,448	+92.0%	0.11%	+30.9%
RVT	New	Royce Value Trust Inccef	$2,213,000	–	188,031	+100.0%	0.10%	–
NHLD	Buy	NATIONAL HOLDINGS CORPORATION	$2,191,000	+4.7%	776,858	+2.1%	0.10%	-27.3%
EQBK	New	EQUITY BANCSHARES INCCOM CL A	$2,161,000	–	92,400	+100.0%	0.10%	–
EVBN	Buy	EVANS BANCORP INC NEW	$2,151,000	+12.2%	84,370	+9.2%	0.10%	-22.0%
USA	New	Liberty All Star Equity Fundcef	$2,122,000	–	396,593	+100.0%	0.10%	–
MN	Buy	MANNING & NAPIER INC CL A	$2,105,000	+20.1%	247,960	+4.2%	0.10%	-16.4%
CARO	New	CAROLINA FINL CORP NEW COM	$2,111,000	–	117,265	+100.0%	0.10%	–
CVCO	Buy	CAVCO INDUSTRIES INC	$2,091,000	+23.5%	25,103	+0.9%	0.10%	-14.3%
ABTX	New	ALLEGIANCE BANCSHARES INC COM	$2,051,000	–	86,735	+100.0%	0.10%	–
COWN	Buy	COWEN GROUP INC CLASS A	$2,058,000	+115.9%	537,334	+157.2%	0.10%	+50.8%
HDSN	Buy	HUDSON TECHNOLOGIES	$2,037,000	+3.8%	685,833	+3.8%	0.09%	-27.7%
JLS	New	Nuveen Mortgage Opportunity Tecef	$2,011,000	–	88,537	+100.0%	0.09%	–
IIF	New	MORGAN STANLEY INDIA INVSFD COcef	$1,943,000	–	76,300	+100.0%	0.09%	–
FBNC	Buy	FIRST BANCORP N C COM ISIN#US3	$1,957,000	+78.6%	104,413	+61.9%	0.09%	+23.3%
KCG	Buy	KCG HOLDINGS INC CLASS A	$1,858,000	+17.6%	150,945	+4.8%	0.09%	-18.1%
IFN	New	INDIA FD INC COM ISIN#US454089cef	$1,856,000	–	81,625	+100.0%	0.09%	–
ZION	New	PUT ZION JAN 27.00000 01/15/20put	$1,802,000	–	66,000	+100.0%	0.08%	–
SAMG	Buy	SILVERCREST ASSET MANAGEMENT G	$1,757,000	+22.9%	147,734	+11.7%	0.08%	-14.7%
IVH	Buy	Ivy High Income Opportunitiescef	$1,714,000	+107.5%	138,416	+117.4%	0.08%	+43.6%
FRGI	Buy	FIESTA RESTAURANT GROUP	$1,639,000	+197.5%	48,774	+302.0%	0.08%	+105.4%
EVV	Buy	Eaton Vance Limited Duration Icef	$1,619,000	+26.3%	126,916	+25.5%	0.08%	-11.8%
FFA	Buy	First Trust Enhanced Equity Incef	$1,555,000	+539.9%	117,834	+503.5%	0.07%	+350.0%
PBP	New	POWERSHARES GLOBAL EXCHANGETRAcef	$1,573,000	–	76,699	+100.0%	0.07%	–
E	Buy	ENI S P A SPON F ADR 1 ADR REPadr	$1,494,000	-2.9%	50,130	+2.2%	0.07%	-32.4%
HEOP	Buy	HERITAGE OAKS BANCORP	$1,481,000	+2.3%	184,921	+1.7%	0.07%	-29.2%
HBAN	New	PUT HBAN JAN 11.00000 01/15/20put	$1,460,000	–	132,000	+100.0%	0.07%	–
KMI	New	KMI 03/18/2016 P 15put	$1,417,000	–	95,000	+100.0%	0.06%	–
NTG	New	TORTOISE MLP FD INC COMcef	$1,399,000	–	80,608	+100.0%	0.06%	–
IGR	New	CBRE CLARION GL R/E INCOME Fcef	$1,376,000	–	180,168	+100.0%	0.06%	–
AGC	Buy	ADVENT CLAYMORE CONVERTIBLE SEcef	$1,329,000	+61.1%	239,452	+56.9%	0.06%	+10.9%
AWF	New	AllianceBernstein Global Highcef	$1,295,000	–	120,168	+100.0%	0.06%	–
CAB	New	CABELAS INC	$1,231,000	–	26,336	+100.0%	0.06%	–
RUSHA	New	RUSH ENTERPRISES INC CLA ISIN#	$1,166,000	–	53,272	+100.0%	0.05%	–
AMTD	New	PUT AMTD JAN 34.50000 01/15/20put	$1,145,000	–	33,000	+100.0%	0.05%	–
LDP	New	Cohen & Steers Limited Duratiocef	$1,129,000	–	50,153	+100.0%	0.05%	–
ADX	New	ADAMS DIVERSIFIED EQUITYFUND Icef	$1,120,000	–	87,295	+100.0%	0.05%	–
BCV	New	BANCROFT FUND LTD COM ISIN#US0cef	$1,096,000	–	60,210	+100.0%	0.05%	–
EMB	New	iShares JP Morgan USD Emergingcef	$1,070,000	–	10,115	+100.0%	0.05%	–
EVEPQ	New	EVEP 03/18/2016 P 3put	$1,062,000	–	378,000	+100.0%	0.05%	–
PEO	New	Adams Natural Resources Fund Icef	$1,035,000	–	58,346	+100.0%	0.05%	–
FSD	New	First Trust High Income Long/Scef	$1,020,000	–	72,459	+100.0%	0.05%	–
KBE	New	SPDR S&P Bank ETF	$971,000	–	28,698	+100.0%	0.04%	–
APLP	New	APLP 2/19/2016 P 15put	$923,000	–	75,000	+100.0%	0.04%	–
PTY	Buy	PIMCO Corporate & Income Opporcef	$915,000	+23.5%	68,570	+23.1%	0.04%	-14.3%
GGE	Buy	Guggenheim Enhanced Equity Strcef	$855,000	+79.6%	54,199	+69.6%	0.04%	+21.9%
PKO	New	PIMCO INCOME OPPORTUNITYFNDcef	$846,000	–	39,960	+100.0%	0.04%	–
HEQ	Buy	JOHN HANCOCK HEDGED EQUITY & Icef	$846,000	+295.3%	58,504	+294.0%	0.04%	+178.6%
OSBC	New	OLD SECOND BANCORP INC-DEL	$827,000	–	105,540	+100.0%	0.04%	–
MYC	New	BLACKROCK MUNIYIELD CALIFFD INcef	$816,000	–	51,553	+100.0%	0.04%	–
FHY	Buy	First Trust Strategic High Inccef	$808,000	+52.2%	72,571	+57.3%	0.04%	+5.7%
GDO	New	Western Asset Global Corporatecef	$785,000	–	49,712	+100.0%	0.04%	–
FTF	New	Franklin Limited Duration Incocef	$769,000	–	71,721	+100.0%	0.04%	–
NTC	New	NUVEEN CONN PREMIUM INCMUN FDcef	$735,000	–	57,632	+100.0%	0.03%	–
LYG	Buy	LLOYDS BANKING GROUP PLC ADRadr	$738,000	+822.5%	169,341	+874.8%	0.03%	+580.0%
AMGN	Buy	AMGEN INCORPORATED	$706,000	+18.7%	4,347	+1.0%	0.03%	-15.4%
NCV	Buy	ALLIANZGI CONV & INCOMEFD COMcef	$721,000	+748.2%	130,200	+794.2%	0.03%	+450.0%
OLBK	New	OLD LINE BANCSHARES INC	$665,000	–	37,873	+100.0%	0.03%	–
DEX	New	DELAWARE ENHANCED GLOBALDIVIDcef	$678,000	–	72,560	+100.0%	0.03%	–
WFC	Buy	WELLS FARGO & CO NEW DEL	$672,000	+13.1%	12,355	+6.9%	0.03%	-20.5%
IGD	Buy	Voya Global Equity Dividend ancef	$656,000	+408.5%	93,680	+405.7%	0.03%	+233.3%
PEBK	New	PEOPLES BANCORP OF N C INC	$626,000	–	32,400	+100.0%	0.03%	–
JTD	Buy	Nuveen Tax-Advantaged Dividendcef	$633,000	+131.9%	45,484	+125.2%	0.03%	+61.1%
ABBV	Buy	ABBVIE INC	$611,000	+15.5%	10,307	+6.0%	0.03%	-20.0%
ARDC	Buy	Ares Dynamic Credit Allocationcef	$598,000	+226.8%	44,733	+240.6%	0.03%	+133.3%
MFD	New	Macquarie/First Trust Global Icef	$568,000	–	48,890	+100.0%	0.03%	–
AWP	New	Alpine Global Premier Properticef	$575,000	–	99,591	+100.0%	0.03%	–
MXF	New	MEXICO FD INC COM ISIN#US59283cef	$543,000	–	32,683	+100.0%	0.02%	–
MUC	New	BlackRock MuniHoldings Califorcef	$516,000	–	34,766	+100.0%	0.02%	–
LGI	New	Lazard Global Total Return andcef	$510,000	–	39,020	+100.0%	0.02%	–
FB	Buy	FACEBOOK INC CLASS A	$515,000	+29.4%	4,920	+11.2%	0.02%	-7.7%
JMT	New	Nuveen Mortgage Opportunity Tecef	$528,000	–	23,709	+100.0%	0.02%	–
NMY	New	Nuveen Maryland Premium Incomecef	$498,000	–	39,219	+100.0%	0.02%	–
QQQ	New	POWERSHARES QQQ TRUST SRS 1 ETetf	$497,000	–	4,445	+100.0%	0.02%	–
NAC	New	Nuveen California Dividend Advcef	$504,000	–	32,573	+100.0%	0.02%	–
PFE	Buy	PFIZER INC	$494,000	+8.8%	15,286	+5.8%	0.02%	-23.3%
SAR	New	SARATOGA INVESTMENT CORP	$493,000	–	31,960	+100.0%	0.02%	–
JNJ	Buy	JOHNSON & JOHNSON	$500,000	+19.3%	4,866	+8.4%	0.02%	-17.9%
FEI	New	FIRST TR MLP &ENERGY INCOMECOMcef	$476,000	–	36,018	+100.0%	0.02%	–
GEF	New	GREIF INC CL A ISIN#US39762410	$468,000	–	15,176	+100.0%	0.02%	–
GDV	New	Gabelli Dividend & Income Truscef	$477,000	–	25,820	+100.0%	0.02%	–
CEM	New	CLEARBRIDGE ENERGY MLP FUNDcef	$476,000	–	31,351	+100.0%	0.02%	–
NEEPRI	New	NEXTERA ENERGY CAP HLDGSINC SUpfd	$465,000	–	18,633	+100.0%	0.02%	–
JCE	New	NUVEEN CORE EQUITY ALPHAFUND Ccef	$450,000	–	31,540	+100.0%	0.02%	–
MFL	New	BLACKROCK MUNIHOLDINGS INVESTMcef	$462,000	–	31,823	+100.0%	0.02%	–
XBKS	Buy	XENITH BANKSHARES INC	$437,000	+28.9%	58,459	+10.3%	0.02%	-13.0%
DTF	New	DTF TAX-FREE INCOME INCCOM ISIcef	$410,000	–	27,151	+100.0%	0.02%	–
JPC	New	Nuveen Preferred Income Opportcef	$406,000	–	44,359	+100.0%	0.02%	–
BIE	New	BlackRock Municipal Bond Invescef	$391,000	–	26,103	+100.0%	0.02%	–
GGT	New	GABELLI MULTIMEDIA TRINC COM Icef	$398,000	–	53,012	+100.0%	0.02%	–
DIS	Buy	WALT DISNEY CO	$380,000	+11.1%	3,621	+8.3%	0.02%	-21.7%
3106PS	New	DELPHI AUTOMOTIVE PLC	$395,000	–	4,612	+100.0%	0.02%	–
CHY	New	CALAMOS CONV &HIGH INCOMEFD COcef	$378,000	–	35,948	+100.0%	0.02%	–
BAM	Buy	BROOKFIELD ASSET MGMT F D VTG	$366,000	+19.2%	11,616	+18.8%	0.02%	-15.0%
MHE	Buy	BLACKROCK MASS TAX-EXEMPTTR COcef	$357,000	+88.9%	26,693	+83.3%	0.02%	+23.1%
VMM	Buy	Delaware Investments Minnesotacef	$341,000	+121.4%	25,559	+118.5%	0.02%	+60.0%
JQC	New	Nuveen Credit Strategies Incomcef	$353,000	–	45,060	+100.0%	0.02%	–
CEV	New	EATON VANCE CAL MUNI INCOMEcef	$353,000	–	26,505	+100.0%	0.02%	–
ETG	New	EATON VANCE TX ADV GLBLDIV FDcef	$331,000	–	21,329	+100.0%	0.02%	–
KBWB	New	POWERSHARES EXCH TRADEDFD TST	$331,000	–	8,800	+100.0%	0.02%	–
VIAB	Buy	VIACOM INC-CLASS B	$335,000	+14.7%	8,129	+20.3%	0.02%	-21.1%
NIE	Buy	ALLIANZGI EQUITY &CONVINCOME Ccef	$329,000	+41.8%	18,304	+35.6%	0.02%	0.0%
MNE	New	BlackRock Muni New York Intermcef	$301,000	–	19,817	+100.0%	0.01%	–
DMB	New	Dreyfus Municipal Bond Infrastcef	$304,000	–	24,517	+100.0%	0.01%	–
VCV	Buy	Invesco California Value Municcef	$305,000	+113.3%	22,996	+102.6%	0.01%	+55.6%
ECF	Buy	ELLSWORTH GROWTH &INCOMEFD L Ccef	$311,000	+177.7%	40,149	+179.5%	0.01%	+100.0%
EIM	New	Eaton Vance Municipal Bond Funcef	$289,000	–	22,284	+100.0%	0.01%	–
EVJ	Buy	EATON VANCE NJ MUNI INCcef	$277,000	+62.9%	21,859	+53.5%	0.01%	+18.2%
FUND	New	Sprott Focus Trust Inccef	$284,000	–	48,963	+100.0%	0.01%	–
MUE	New	BlackRock MuniHoldings Qualitycef	$273,000	–	20,032	+100.0%	0.01%	–
NLSN	New	NIELSEN HLDGS PLC FORMERLYNIEL	$262,000	–	5,625	+100.0%	0.01%	–
BGB	New	Blackstone / GSO Strategic Crecef	$271,000	–	20,301	+100.0%	0.01%	–
MNP	Buy	WESTERN ASST MN PRT FDINC COMcef	$262,000	+29.1%	16,781	+23.4%	0.01%	-7.7%
JDD	New	NUVEEN DIVERSIFIED DIVINCM FDcef	$257,000	–	23,762	+100.0%	0.01%	–
JPM	New	JPMORGAN CHASE & CO	$262,000	–	3,972	+100.0%	0.01%	–
VLT	New	INVESCO HIGH INCOME TRUSTII COcef	$262,000	–	20,391	+100.0%	0.01%	–
NUM	New	Nuveen Michigan Quality Incomecef	$260,000	–	19,027	+100.0%	0.01%	–
UNH	Buy	UNITEDHEALTH GROUP INC COM	$251,000	+19.5%	2,141	+18.2%	0.01%	-14.3%
UNG	New	UNG 01/15/11 P 11put	$261,000	–	35,000	+100.0%	0.01%	–
MUI	New	BLACKROCK MUNI INTERDURATION Fcef	$253,000	–	17,876	+100.0%	0.01%	–
EIA	New	Eaton Vance California Municipcef	$253,000	–	19,778	+100.0%	0.01%	–
RRMS	New	RRMS 04/15/16 P 15put	$264,000	–	17,600	+100.0%	0.01%	–
GLU	New	Gabelli Global Utility & Incomcef	$248,000	–	14,938	+100.0%	0.01%	–
PMM	New	Putnam Managed Municipal Incomcef	$248,000	–	33,710	+100.0%	0.01%	–
XLU	New	SELECT SECTOR UTI SELECT SPDRetf	$230,000	–	5,309	+100.0%	0.01%	–
NNC	New	Nuveen North Carolina Premiumcef	$246,000	–	18,807	+100.0%	0.01%	–
NEWT	Buy	NEWTEK BUSINESS SERVICES CORP	$243,000	+3.8%	16,940	+19.1%	0.01%	-31.2%
GEQ	New	Guggenheim Equal Weight Enhanccef	$233,000	–	14,288	+100.0%	0.01%	–
TM	Buy	TOYOTA MOTOR CORP F ADR 1 ADRadr	$235,000	+15.2%	1,912	+9.8%	0.01%	-21.4%
HON	New	HONEYWELL INTL INC	$239,000	–	2,306	+100.0%	0.01%	–
BSE	New	BlackRock New York Municipal Icef	$238,000	–	17,344	+100.0%	0.01%	–
VIPS	New	VIPSHOP HLDGS LTD SPONADR EA Radr	$246,000	–	16,133	+100.0%	0.01%	–
TSO	New	TESORO CORP COM FORMERLYTESORO	$208,000	–	1,975	+100.0%	0.01%	–
NYH	New	Eaton Vance New York Municipalcef	$216,000	–	17,315	+100.0%	0.01%	–
PFN	Buy	PIMCO Income Strategy Fund IIcef	$218,000	+1.9%	24,886	+2.7%	0.01%	-28.6%
EVY	New	EATON VANCE NEW YORK MUNINCOMEcef	$224,000	–	15,859	+100.0%	0.01%	–
HOLX	New	HOLOGIC INC	$207,000	–	5,341	+100.0%	0.01%	–
ADSK	New	AUTODESK INC COM ISIN#US052769	$217,000	–	3,554	+100.0%	0.01%	–
GPM	Buy	Guggenheim Enhanced Equity Inccef	$205,000	+7.9%	26,755	+1.5%	0.01%	-30.8%
TRV	New	TRAVELERS COS INC/THE	$200,000	–	1,775	+100.0%	0.01%	–
JHS	New	HANCOCK JOHN INCOME SECSTR MAScef	$198,000	–	14,745	+100.0%	0.01%	–
NCB	New	Nuveen California Municipal Vacef	$201,000	–	11,797	+100.0%	0.01%	–
IWD	New	ISHARES ETF RUSSELL 10etf	$204,000	–	2,081	+100.0%	0.01%	–
NRK	New	Nuveen New York AMT-Free Municcef	$171,000	–	13,036	+100.0%	0.01%	–
MHD	New	BlackRock MuniHoldings Fund Incef	$177,000	–	10,362	+100.0%	0.01%	–
MSP	Buy	Madison Strategic Sector Premicef	$182,000	+21.3%	16,897	+20.4%	0.01%	-20.0%
SPXX	New	NUVEEN S&P 500 DYN OVERWRITE Ccef	$164,000	–	12,195	+100.0%	0.01%	–
GDF	New	Western Asset Global Partnerscef	$175,000	–	22,690	+100.0%	0.01%	–
TTF	New	THAI FD INC COM ISIN#US8829041cef	$184,000	–	26,779	+100.0%	0.01%	–
MYN	New	BlackRock MuniYield New York Qcef	$156,000	–	11,561	+100.0%	0.01%	–
JTA	New	Nuveen Tax-Advantaged Total Recef	$157,000	–	13,485	+100.0%	0.01%	–
EMJ	New	EATON VANCE NJ MUNICIPALBOND Fcef	$145,000	–	10,519	+100.0%	0.01%	–
VCF	New	Delaware Investments Coloradocef	$148,000	–	10,158	+100.0%	0.01%	–
BZM	New	BlackRock Maryland Municipal Bcef	$159,000	–	10,648	+100.0%	0.01%	–
BSD	New	BlackRock Strategic Municipalcef	$145,000	–	10,434	+100.0%	0.01%	–
SWZ	New	Swiss Helvetia Fund Inc/Thecef	$136,000	–	12,877	+100.0%	0.01%	–
CEF	New	CENTRAL FUND CDA CFcef	$120,000	–	12,000	+100.0%	0.01%	–
KSM	New	Deutsche Strategic Municipal Icef	$138,000	–	10,489	+100.0%	0.01%	–
EVP	New	EATON VANCE PENN MUNIINCcef	$128,000	–	10,565	+100.0%	0.01%	–
NMT	New	NUVEEN MASS PREMIUM INCMUN FDcef	$141,000	–	10,255	+100.0%	0.01%	–
VGM	New	Invesco Trust for Investment Gcef	$139,000	–	10,423	+100.0%	0.01%	–
GAB	New	GABELLI EQUITY TR INCcef	$111,000	–	20,916	+100.0%	0.01%	–
NOK	Buy	NOKIA CORPadr	$94,000	+25.3%	13,371	+21.3%	0.00%	-20.0%
RGT	New	ROYCE GLOBAL VALUE TRINC COM Icef	$97,000	–	13,049	+100.0%	0.00%	–
VVR	New	INVESCO SR INCOMETR COMcef	$67,000	–	16,560	+100.0%	0.00%	–
CIK	New	Credit Suisse Asset Managementcef	$32,000	–	11,452	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Delaware Capital Management Inc. #1
Horizon Asset Management LLC #6
Brandes Investment Partners, LP #8
WHV Investments, Inc. #18
Convergence Investment Partners, LLC #19
Lazard Asset Management LLC #20
Lateef Investment Mangement, L.P. #31
Santa Barbara Asset Mangement, LLC #32

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-02-12

Signatures

The EDGAR filing(s) were signed by:

Lisa M. Tamburini — Compliance Officer and Legal Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
DANAHER CORPORATION	42	Q3 2023	2.3%
VISA INC CL A SHRS	42	Q3 2023	2.3%
COOPER COS INC NEW	42	Q3 2023	1.7%
APPLE INC COM	42	Q3 2023	2.2%
TJX COS INC NEW COM	42	Q3 2023	1.7%
NORDSON CORP COM	42	Q3 2023	1.5%
SPDR S&P 500 ETF TRUST	42	Q3 2023	2.0%
BECTON DICKINSON&CO	42	Q3 2023	1.0%
LOWES COS INC	42	Q3 2023	1.0%
CME GROUP INC CLASS A	42	Q3 2023	1.0%

View Curi RMB Capital, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Curi RMB Capital, LLC Q4 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Bank7 Corp.^{Sold out}	February 12, 2021	0	0.0%
BayCom Corp^{Sold out}	February 12, 2021	0	0.0%
Business First Bancshares, Inc.	February 12, 2021	134,916	1.0%
EQUITY BANCSHARES INC	February 12, 2021	500,000	3.4%
Esquire Financial Holdings, Inc.^{Sold out}	February 12, 2021	0	0.0%
FB Financial Corp	February 12, 2021	281,345	0.6%
FIRST BANCSHARES INC /MS/	February 12, 2021	350,000	2.0%
First Western Financial Inc	February 12, 2021	50,000	0.6%
Howard Bancorp Inc	February 12, 2021	518,448	2.8%
Live Oak Bancshares, Inc.	February 12, 2021	376,500	1.1%

View Curi RMB Capital, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR/A	2022-08-16
13F-HR	2022-08-01
13F-HR	2022-05-06

View Curi RMB Capital, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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