This page lists the SEC filings reported by Curi RMB Capital, LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2016-02-01 | RMB Capital Management, LLC | JAPAN SMALLER CAPITALIZATION FUND INC | 2,621,348 | 9.2% | EDGAR |
| SC 13G/A | 2016-02-01 | RMB Capital Management, LLC | Rand Logistics, Inc. | 1,796,091 | 9.9% | EDGAR |
| SC 13G/A | 2016-02-01 | RMB Capital Management, LLC | S&W Seed Co | 1,129,157 | 8.4% | EDGAR |
| SC 13G/A | 2016-02-01 | RMB Capital Management, LLC | CASELLA WASTE SYSTEMS INC | 3,190,757 | 8.0% | EDGAR |
| SC 13G | 2016-02-01 | RMB Capital Management, LLC | ICAD INC | 935,037 | 5.9% | EDGAR |
| SC 13G | 2016-02-01 | RMB Capital Management, LLC | SOUTHCOAST FINANCIAL CORP | 500,474 | 7.0% | EDGAR |
| SC 13G | 2016-02-01 | RMB Capital Management, LLC | NATIONAL HOLDINGS CORP | 776,858 | 6.2% | EDGAR |
| SC 13G | 2016-02-01 | RMB Capital Management, LLC | SBT Bancorp, Inc. | 67,200 | 5.1% | EDGAR |
| SC 13D | 2015-06-04 | RMB Capital Management, LLC | Independence Bancshares, Inc. | 3,062,500 | 13.0% | EDGAR |
| SC 13G/A | 2015-02-05 | RMB Capital Management, LLC | CASELLA WASTE SYSTEMS INC | 3,012,481 | 7.6% | EDGAR |
| SC 13G/A | 2015-02-05 | RMB Capital Management, LLC | FULL HOUSE RESORTS INC | 1,766,953 | 9.4% | EDGAR |
| SC 13G/A | 2015-02-05 | RMB Capital Management, LLC | JAPAN SMALLER CAPITALIZATION FUND INC | 2,583,765 | 9.1% | EDGAR |
| SC 13G/A | 2015-02-05 | RMB Capital Management, LLC | NEOGENOMICS INC | 4,489,636 | 7.5% | EDGAR |
| SC 13G/A | 2015-02-05 | RMB Capital Management, LLC | S&W Seed Co | 1,117,985 | 9.6% | EDGAR |
| SC 13G | 2015-02-05 | RMB Capital Management, LLC | Atlantic Coast Financial CORP | 813,199 | 5.2% | EDGAR |
| SC 13G | 2015-02-05 | RMB Capital Management, LLC | JACKSONVILLE BANCORP INC /FL/ | 196,532 | 6.2% | EDGAR |
| SC 13G/A | 2014-11-10 | RMB Capital Management, LLC | S&W Seed Co | 1,169,318 | 10.0% | EDGAR |
| SC 13D | 2014-07-28 | RMB Capital Management, LLC | Bank of the Carolinas CORP | 44,935,688 | 9.7% | EDGAR |
| SC 13G/A | 2014-02-10 | RMB Capital Management, LLC | NEOGENOMICS INC | 3,895,977 | 9.0% | EDGAR |
| SC 13G/A | 2014-02-10 | RMB Capital Management, LLC | Rand Logistics, Inc. | 1,482,749 | 8.3% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.