Curi RMB Capital, LLC - Q3 2015 holdings

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$1.51 Billion is the total value of Curi RMB Capital, LLC's 612 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 100.0% .

All

			Value		Shares		↓ Weighting
	Exit	COSCO INTERNATIONAL HLDGS HKD0	$0	–	-10,000	-100.0%	0.00%	–
	Exit	BOSIDENG INTERNATIONAL HL DGS	$0	–	-32,000	-100.0%	0.00%	–
	Exit	SINOTRANS SHIPPING LTD NPV ISI	$0	–	-16,500	-100.0%	0.00%	–
	Exit	PUT XLF JUL 24.00000 07/17/201	$0	–	-640	-100.0%	-0.00%	–
	Exit	PUT COF JUL 85.00000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT STT JUL 72.50000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT BBT JUL 39.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT STT JUL 75.00000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT MS JUL 37.50000 07/17/2015	$0	–	-640	-100.0%	-0.00%	–
	Exit	PUT BK JUL 41.50000 07/17/2015	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT SCHW JUL 32.00000 07/17/20	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT ZION JUL 31.00000 07/17/20	$0	–	-965	-100.0%	-0.00%	–
	Exit	PUT AXP JUL 77.50000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT CMA JUL 49.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
MFG	Exit	MIZUHO FINL GROUP INCSPONSOREDadr	$0	–	-11,833	-100.0%	-0.00%	–
	Exit	PUT BBT JUL 40.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT CMA JUL 50.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT WFC JUL 55.50000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT USB JUL 43.50000 07/17/201	$0	–	-640	-100.0%	-0.00%	–
	Exit	PUT KRE JUL 44.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
TMKXY	Exit	TMK OAO SPONSORED ADR ISIN#US8adr	$0	–	-11,339	-100.0%	-0.00%	–
	Exit	PUT USB JUL 44.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
OGZPY	Exit	GAZPROM PJSC F ADR 1 ADR REPSadr	$0	–	-10,313	-100.0%	-0.00%	–
YDUQY	Exit	ESTACIO PARTICIPACO ADRF 1SPONadr	$0	–	-10,552	-100.0%	-0.00%	–
	Exit	PUT KRE JUL 43.00000 07/17/201	$0	–	-1,290	-100.0%	-0.00%	–
	Exit	PUT MS JUL 39.00000 07/17/2015	$0	–	-645	-100.0%	-0.00%	–
SBRCY	Exit	SBERBANK OF RUSSIA SPONADR EACadr	$0	–	-11,703	-100.0%	-0.00%	–
	Exit	HENDERSON LAND DEVELOPMENTCO H	$0	–	-10,116	-100.0%	-0.00%	–
	Exit	REITMANS (CANADA) LTD	$0	–	-11,330	-100.0%	-0.01%	–
PMM	Exit	PUTNAM MANAGED MUN INCOMTR COMcef	$0	–	-12,580	-100.0%	-0.01%	–
	Exit	PUT XLF JUL 25.00000 07/17/201	$0	–	-1,290	-100.0%	-0.01%	–
	Exit	PUT JPM JUL 67.50000 07/17/201	$0	–	-645	-100.0%	-0.01%	–
ABEV	Exit	AMBEV SA SPONSORED ADR ISIN#USadr	$0	–	-14,096	-100.0%	-0.01%	–
KMM	Exit	DEUTSCHE MULTI-MKT INCOMETR SHcef	$0	–	-13,080	-100.0%	-0.01%	–
ASX	Exit	ADVANCED SEMICONDUCTORENGR SPOadr	$0	–	-15,730	-100.0%	-0.01%	–
FUND	Exit	SPROTT FOCUS TRUST INCcef	$0	–	-17,520	-100.0%	-0.01%	–
EIA	Exit	EATON VANCE CALIF MUNICIPALBONcef	$0	–	-11,392	-100.0%	-0.01%	–
KTF	Exit	DEUTSCHE MUN INCOME COM ISIN#Ucef	$0	–	-10,660	-100.0%	-0.01%	–
WFTIQ	Exit	WEATHERFORD INTL PLC ORDSHS IS	$0	–	-10,705	-100.0%	-0.01%	–
MIY	Exit	BLACKROCK MUNIYIELD MICHQUALITcef	$0	–	-11,524	-100.0%	-0.01%	–
BTA	Exit	BLACKROCK LONG-TERM MUNIADVNTcef	$0	–	-14,227	-100.0%	-0.01%	–
IQI	Exit	INVESCO QUALITY MUN INCOMETR Ccef	$0	–	-12,499	-100.0%	-0.01%	–
MYF	Exit	BLACKROCK MUNIYIELD INVESTMENTcef	$0	–	-11,458	-100.0%	-0.01%	–
JTA	Exit	NUVEEN TX ADV TOTAL RETSTRGY Ccef	$0	–	-13,521	-100.0%	-0.01%	–
DEX	Exit	DELAWARE ENHANCED GLOBALDIVIDcef	$0	–	-16,135	-100.0%	-0.01%	–
DWA	Exit	DREAMWORKS ANIMATION SKGINC CL	$0	–	-7,582	-100.0%	-0.01%	–
PHIKQ	Exit	PHI INC	$0	–	-6,844	-100.0%	-0.01%	–
NLYPRCCL	Exit	ANNALY CAP MGMT INC 7.625%12/3pfd	$0	–	-8,490	-100.0%	-0.01%	–
AN	Exit	AUTONATION INC	$0	–	-3,197	-100.0%	-0.01%	–
BBN	Exit	BLACKROCK BUILD AMER BDTR SHScef	$0	–	-11,094	-100.0%	-0.01%	–
NUO	Exit	NUVEEN OHIO QUALITY INCOMEMUNcef	$0	–	-14,825	-100.0%	-0.01%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC SHS	$0	–	-2,528	-100.0%	-0.01%	–
EVO	Exit	EATON VANCE OH MUNI INCcef	$0	–	-16,195	-100.0%	-0.01%	–
CP	Exit	CANADIAN PAC RAILWAY F	$0	–	-1,341	-100.0%	-0.01%	–
MYL	Exit	MYLAN N V SHS EURO	$0	–	-3,193	-100.0%	-0.01%	–
RHHBY	Exit	ROCHE HLDG LTD SPONSORED ADRadr	$0	–	-6,125	-100.0%	-0.01%	–
PEIPRACL	Exit	PENN REIT 8.25% SERIES Apfd	$0	–	-8,400	-100.0%	-0.02%	–
CBA	Exit	CLEARBRIDGE AMERN ENERGMLP FD	$0	–	-16,969	-100.0%	-0.02%	–
NMPRH	Exit	NAVIOS MARITIME HOLDINGS PFDpfd	$0	–	-12,308	-100.0%	-0.02%	–
	Exit	Porter Bank Series Epfd	$0	–	-885	-100.0%	-0.02%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-3,642	-100.0%	-0.02%	–
AMP	Exit	AMERIPRISE FINL INC COM	$0	–	-1,811	-100.0%	-0.02%	–
STRZA	Exit	STARZ COM SER A	$0	–	-5,104	-100.0%	-0.02%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-3,496	-100.0%	-0.02%	–
AGD	Exit	ALPINE GLOBAL DYNAMICDIVIDENDcef	$0	–	-23,978	-100.0%	-0.02%	–
CEV	Exit	EATON VANCE CAL MUNI INCOMEcef	$0	–	-19,051	-100.0%	-0.02%	–
GEQ	Exit	GUGGENHEIM EQL WGT EHNDEQTY INcef	$0	–	-13,515	-100.0%	-0.02%	–
HIX	Exit	SALOMON BROS HIGH INCOME FDcef	$0	–	-33,522	-100.0%	-0.02%	–
BBF	Exit	BLACKROCK MUNICIPAL INCOMEINVEcef	$0	–	-17,985	-100.0%	-0.02%	–
BLE	Exit	BLACKROCK MUN INCOME TRIIcef	$0	–	-17,895	-100.0%	-0.02%	–
STARPRE	Exit	ISTAR FINL INC 7.875008%12/31/pfd	$0	–	-10,539	-100.0%	-0.02%	–
VPL	Exit	VANGUARD INTL EQUITY INDEXFDSetf	$0	–	-4,211	-100.0%	-0.02%	–
IWD	Exit	ISHARES TR RUS 1000 VAL ETFetf	$0	–	-2,604	-100.0%	-0.02%	–
PREPRECL	Exit	PARTNERRE PFDpfd	$0	–	-10,577	-100.0%	-0.02%	–
MVT	Exit	BLACKROCK MUNIVEST FDII INC COcef	$0	–	-18,209	-100.0%	-0.02%	–
BPOPN	Exit	POPULAR CAP TR I GTD MONTHLYINpfd	$0	–	-13,895	-100.0%	-0.02%	–
EPI	Exit	WisdomTree India Earnings Fundetf	$0	–	-13,236	-100.0%	-0.02%	–
EVT	Exit	EATON VANCE TAX ADVT DIVINCM Ccef	$0	–	-15,803	-100.0%	-0.02%	–
DMB	Exit	DREYFUS MUN BD INFRASTRUCTUREFcef	$0	–	-28,349	-100.0%	-0.02%	–
APF	Exit	MORGAN STANLEY ASIA PACFD INCcef	$0	–	-21,113	-100.0%	-0.02%	–
BFK	Exit	BLACKROCK MUN INCOME TRSH BENcef	$0	–	-24,989	-100.0%	-0.02%	–
	Exit	GASTAR EXPLORATION 10.75%12/31pfd	$0	–	-13,621	-100.0%	-0.02%	–
GDV	Exit	GABELLI DIVD &INCOME TRCOM ISIcef	$0	–	-16,597	-100.0%	-0.02%	–
EWW	Exit	ISHARES MSCI MEXICO CAPPEDINVEetf	$0	–	-6,111	-100.0%	-0.02%	–
JAH	Exit	JARDEN CORP	$0	–	-7,198	-100.0%	-0.02%	–
METR	Exit	METRO BANCORP INC PA COM STK	$0	–	-13,933	-100.0%	-0.02%	–
	Exit	USO 10/16/15 P 18	$0	–	-4,940	-100.0%	-0.02%	–
	Exit	Porter Bank Series Fpfd	$0	–	-1,405	-100.0%	-0.02%	–
NBW	Exit	NEUBERGER BERMAN CA INTMUN FDcef	$0	–	-24,564	-100.0%	-0.02%	–
DKTCL	Exit	DEUTSCHE BK CONTINGNTCAP TR Vpfd	$0	–	-13,663	-100.0%	-0.02%	–
HTY	Exit	HANCOCK JOHN INVT TR TAXADVANTcef	$0	–	-37,486	-100.0%	-0.02%	–
JTP	Exit	NUVEEN QUALITY PFD INCOMEFDcef	$0	–	-49,553	-100.0%	-0.03%	–
FCO	Exit	ABERDEEN GLOBAL INCOMEFD INC Ccef	$0	–	-45,960	-100.0%	-0.03%	–
NVX	Exit	NUVEEN CALIF DIVID ADVANTAGEMUcef	$0	–	-30,050	-100.0%	-0.03%	–
BNJ	Exit	BLACKROCK N J MUN INCOMETR SHcef	$0	–	-29,307	-100.0%	-0.03%	–
	Exit	S&W Co. Warrants Exp. 6/30/202wt	$0	–	-169,999	-100.0%	-0.03%	–
NUW	Exit	NUVEEN AMT-FREE MUN VALUEFD COcef	$0	–	-26,327	-100.0%	-0.03%	–
	Exit	RWE AG-NON VTG PREF	$0	–	-27,107	-100.0%	-0.03%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONSFDcef	$0	–	-23,570	-100.0%	-0.03%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHAFUND Ccef	$0	–	-31,441	-100.0%	-0.03%	–
DMF	Exit	DREYFUS MUN INCOME INCCOMcef	$0	–	-57,149	-100.0%	-0.03%	–
DHF	Exit	DREYFUS HIGH YIELD STRATEGIESScef	$0	–	-155,674	-100.0%	-0.03%	–
AKOA	Exit	EMBOTELLADORA ANDINA SASPON ADadr	$0	–	-35,765	-100.0%	-0.04%	–
RMT	Exit	ROYCE MICRO-CAP TR INCCOM ISINcef	$0	–	-60,696	-100.0%	-0.04%	–
NEV	Exit	NUVEEN ENHANCED MUN VALUEFD COcef	$0	–	-40,339	-100.0%	-0.04%	–
NATI	Exit	NATIONAL INSTRUMENTS CORP COM	$0	–	-19,974	-100.0%	-0.04%	–
MCA	Exit	BLACKROCK MUNIYIELD CALIFQUALIcef	$0	–	-42,049	-100.0%	-0.04%	–
ARMF	Exit	ARES MULTI STRATEGY CRFD INC Ccef	$0	–	-33,243	-100.0%	-0.04%	–
KIO	Exit	KKR INCOME OPPORTUNITIESFD COM	$0	–	-42,127	-100.0%	-0.04%	–
BHK	Exit	BLACKROCK CORE BD TR SHSBEN INcef	$0	–	-53,458	-100.0%	-0.04%	–
PCQ	Exit	PIMCO CALIF MUN INCOMEFDcef	$0	–	-48,210	-100.0%	-0.04%	–
BUI	Exit	BLACKROCK UTIL & INFRASTRCTUREcef	$0	–	-37,782	-100.0%	-0.04%	–
ETO	Exit	EATON VANCE TX ADV GLBDIV OP Ccef	$0	–	-31,536	-100.0%	-0.05%	–
EVM	Exit	EATON VANCE CALIF MUNICIPALBONcef	$0	–	-64,874	-100.0%	-0.05%	–
	Exit	GREAT WEST LIFECO INC PFD ISINpfd	$0	–	-28,016	-100.0%	-0.05%	–
DTKCL	Exit	DEUTSCHE BK CONTGNT CAPTR IIIpfd	$0	–	-31,411	-100.0%	-0.06%	–
NEEPRI	Exit	NEXTERA ENERGY CAP HLDGSINC SUpfd	$0	–	-37,767	-100.0%	-0.06%	–
CTR	Exit	CLEARBRIDGE ENERGY MLPTR FD COcef	$0	–	-46,609	-100.0%	-0.06%	–
NIO	Exit	NUVEEN MUN OPPORTUNITYFD INCcef	$0	–	-64,287	-100.0%	-0.06%	–
VLT	Exit	INVESCO HIGH INCOME TRUSTII COcef	$0	–	-61,200	-100.0%	-0.06%	–
ZTR	Exit	ZWEIG TOTAL RETURN FUNDINC COMcef	$0	–	-70,685	-100.0%	-0.06%	–
GOL	Exit	GOL LINHAS AEREAS IN F ADR 1 Aadr	$0	–	-396,048	-100.0%	-0.06%	–
NCOM	Exit	NATIONAL COMM CORP COM	$0	–	-40,000	-100.0%	-0.07%	–
KBE	Exit	SPDR SER TR S&PBK ETF	$0	–	-28,394	-100.0%	-0.07%	–
HYG	Exit	iShares iBoxx $ High Yield Corcef	$0	–	-12,141	-100.0%	-0.07%	–
SMM	Exit	SALIENT MIDSTREAM &MLPFD SH BEcef	$0	–	-61,826	-100.0%	-0.08%	–
CTXS	Exit	CITRIX SYS INC COM	$0	–	-17,876	-100.0%	-0.08%	–
XLU	Exit	SELECT SECTOR UTI SELECT SPDRetf	$0	–	-32,130	-100.0%	-0.09%	–
AXAS	Exit	ABRAXAS PETROLEUM CO	$0	–	-478,155	-100.0%	-0.09%	–
RRC	Exit	RANGE RES CORP COM	$0	–	-29,224	-100.0%	-0.09%	–
HBOS	Exit	HERITAGE FINANCIAL GROUP INC	$0	–	-48,497	-100.0%	-0.10%	–
EROC	Exit	Eagle Rock Energy Partners	$0	–	-650,000	-100.0%	-0.11%	–
KBH	Exit	KB HOME	$0	–	-103,623	-100.0%	-0.11%	–
EMO	Exit	CLEARBRIDGE ENERGY MLPOPPORTUNcef	$0	–	-92,309	-100.0%	-0.11%	–
BDSI	Exit	BIODELIVERY SCI INTL	$0	–	-216,904	-100.0%	-0.11%	–
SWHC	Exit	SMITH & WESSON HLDG	$0	–	-108,799	-100.0%	-0.12%	–
FPL	Exit	FST TR NEW OPPORT MLP&ENE FD Ccef	$0	–	-117,162	-100.0%	-0.12%	–
JPS	Exit	NUVEEN QUALITY PFD INCOMEFD 2cef	$0	–	-229,083	-100.0%	-0.13%	–
ISD	Exit	PRUDENTIAL SHT DURATIONHG YLDcef	$0	–	-163,183	-100.0%	-0.16%	–
KMF	Exit	KAYNE ANDERSON MIDSTREAMENERGYcef	$0	–	-88,460	-100.0%	-0.17%	–
FXI	Exit	ISHARES CHINA LARGE CAPETFetf	$0	–	-60,340	-100.0%	-0.18%	–
CSV	Exit	CARRIAGE SERVICES	$0	–	-118,048	-100.0%	-0.18%	–
GHY	Exit	PRUDENTIAL GLOBAL SHORT DURATIcef	$0	–	-200,224	-100.0%	-0.20%	–
	Exit	SSAB AB - B SHARES	$0	–	-769,609	-100.0%	-0.22%	–
JMF	Exit	NUVEEN ENERGY MLP TOTLRTRNFD Ccef	$0	–	-215,417	-100.0%	-0.23%	–
CCL	Exit	CARNIVAL CORP PAIRED CTF	$0	–	-72,209	-100.0%	-0.23%	–
IIM	Exit	INVESCO VALUE MUN INCOMETR COMcef	$0	–	-256,538	-100.0%	-0.24%	–
NTG	Exit	TORTOISE MLP FD INC COMcef	$0	–	-189,425	-100.0%	-0.26%	–
KYE	Exit	KAYNE ANDERSON ENERGYTOTAL RETcef	$0	–	-222,667	-100.0%	-0.31%	–
NWS	Exit	NEWS CORP NEW COM USD0.01CL B	$0	–	-375,088	-100.0%	-0.35%	–
VIA	Exit	VIACOM INC NEW CL A ISIN#US925	$0	–	-89,766	-100.0%	-0.38%	–
	Exit	BANK OF THE CAROLINAS CORPORAT	$0	–	-44,935,688	-100.0%	-0.40%	–
2206PS	Exit	PALMETTO BANCSHARES INC COM NE	$0	–	-402,866	-100.0%	-0.52%	–
	Exit	PUT/WLT @ 2 E	$0	–	-43,519	-100.0%	-0.52%	–
WRT	Exit	WINTHROP REALTY TRUST PFD USD1pfd	$0	–	-363,780	-100.0%	-0.60%	–
PLL	Exit	PALL CORP COM	$0	–	-113,207	-100.0%	-0.92%	–
GOOG	Exit	GOOGLE INC CL C	$0	–	-36,290	-100.0%	-1.23%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-11-12

Signatures

The EDGAR filing(s) were signed by:

Lisa M. Tamburini — Compliance Officer and Legal Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
DANAHER CORPORATION	45	Q2 2024	2.3%
VISA INC CL A SHRS	45	Q2 2024	2.3%
APPLE INC COM	45	Q2 2024	2.2%
TJX COS INC NEW COM	45	Q2 2024	1.7%
NORDSON CORP COM	45	Q2 2024	1.5%
SPDR S&P 500 ETF TRUST	45	Q2 2024	2.0%
BECTON DICKINSON&CO	45	Q2 2024	1.0%
LOWES COS INC	45	Q2 2024	1.0%
CME GROUP INC CLASS A	45	Q2 2024	1.0%
ACCENTURE PLC SHS	45	Q2 2024	0.9%

View Curi RMB Capital, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Curi RMB Capital, LLC Q3 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Bank7 Corp.^{Sold out}	February 12, 2021	0	0.0%
BayCom Corp^{Sold out}	February 12, 2021	0	0.0%
Business First Bancshares, Inc.	February 12, 2021	134,916	1.0%
EQUITY BANCSHARES INC	February 12, 2021	500,000	3.4%
Esquire Financial Holdings, Inc.^{Sold out}	February 12, 2021	0	0.0%
FB Financial Corp	February 12, 2021	281,345	0.6%
FIRST BANCSHARES INC /MS/	February 12, 2021	350,000	2.0%
First Western Financial Inc	February 12, 2021	50,000	0.6%
Howard Bancorp Inc	February 12, 2021	518,448	2.8%
Live Oak Bancshares, Inc.	February 12, 2021	376,500	1.1%

View Curi RMB Capital, LLC's complete significant-ownership history.

Latest filings

Type	Filed
N-PX	2024-08-26
13F-HR	2024-08-13
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR/A	2022-08-16

View Curi RMB Capital, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Curi RMB Capital, LLC's holdings